Curi RMB Capital, LLC - Q3 2015 holdings

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$1.51 Billion is the total value of Curi RMB Capital, LLC's 612 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 50.5% .

All

			Value		Shares		↓ Weighting
DHR	Sell	DANAHER CORP DEL COM	$27,178,000	-9.7%	318,957	-9.3%	1.80%	-8.0%
ANSS	Sell	ANSYS INC	$23,338,000	-6.0%	264,781	-2.7%	1.55%	-4.2%
LBYYQ	Sell	LIBBEY INC	$21,597,000	-23.2%	662,267	-2.7%	1.43%	-21.8%
TJX	Sell	TJX COS INC NEW COM	$21,071,000	-10.2%	295,025	-16.8%	1.40%	-8.5%
AAP	Sell	ADVANCE AUTO PARTS INC	$20,933,000	+8.5%	110,448	-8.8%	1.39%	+10.6%
NEO	Sell	NEOGENOMICS INC	$20,728,000	-9.0%	3,617,414	-14.0%	1.38%	-7.2%
IHS	Sell	IHS INC	$19,895,000	-14.3%	171,509	-5.0%	1.32%	-12.7%
FRC	Sell	FIRST REPUBLIC BANK	$19,643,000	-11.5%	312,935	-11.1%	1.30%	-9.8%
EMC	Sell	E M C CORP MASS COM	$19,608,000	-9.7%	811,553	-1.4%	1.30%	-8.0%
WST	Sell	WEST PHARMACEUTICAL SVCS INC	$19,120,000	-11.6%	353,285	-5.1%	1.27%	-9.9%
HOG	Sell	HARLEY DAVIDSON INC	$18,792,000	-5.2%	342,293	-2.7%	1.25%	-3.5%
V	Sell	VISA INC CL A SHRS	$17,764,000	-0.1%	255,008	-3.7%	1.18%	+1.8%
CWST	Sell	CASELLA WASTE SYSTEMS INC CLAS	$17,099,000	+0.6%	2,948,116	-2.7%	1.14%	+2.4%
GOOGL	Sell	GOOGLE INC CL A	$16,661,000	+12.5%	26,100	-4.8%	1.11%	+14.7%
COO	Sell	COOPER COS INC COM NEW	$16,501,000	-17.8%	110,852	-1.7%	1.10%	-16.2%
NDSN	Sell	NORDSON CORP COM	$15,657,000	-19.7%	248,763	-0.6%	1.04%	-18.2%
CME	Sell	CME GROUP INC CLASS A	$13,727,000	-2.3%	148,017	-2.0%	0.91%	-0.4%
ACN	Sell	ACCENTURE PLC CL A F	$13,669,000	-2.8%	139,110	-4.3%	0.91%	-1.0%
AMT	Sell	AMERICAN TOWER CORP REIT	$13,641,000	-7.5%	155,052	-1.9%	0.90%	-5.8%
BDX	Sell	BECTON DICKINSON&CO	$13,222,000	-9.2%	99,667	-3.1%	0.88%	-7.5%
LOW	Sell	LOWES COMPANIES INC	$12,668,000	-3.2%	183,810	-6.0%	0.84%	-1.4%
SLB	Sell	SCHLUMBERGER LTD F	$12,484,000	-20.6%	181,019	-0.8%	0.83%	-19.0%
ARG	Sell	AIRGAS INC COM	$12,398,000	-17.1%	138,785	-1.9%	0.82%	-15.6%
CVS	Sell	CVS HEALTH CORP	$11,650,000	-10.2%	120,747	-2.4%	0.77%	-8.6%
LABL	Sell	MULTI-COLOR CORP COM	$11,366,000	+19.2%	148,590	-0.5%	0.75%	+21.4%
USB	Sell	U S BANCORP	$10,149,000	-7.3%	247,472	-1.9%	0.67%	-5.5%
M	Sell	MACYS INC	$10,031,000	-24.1%	195,451	-0.2%	0.67%	-22.6%
MMC	Sell	MARSH & MC LENNAN CO	$9,760,000	-32.6%	186,915	-26.8%	0.65%	-31.3%
AWK	Sell	AMERICAN WATER WORKS	$8,991,000	+8.9%	163,239	-3.8%	0.60%	+11.0%
BMY	Sell	BRISTOL-MYERS SQUIBB	$8,934,000	-13.5%	150,910	-2.8%	0.59%	-11.9%
CVX	Sell	CHEVRON CORPORATION	$8,904,000	-19.5%	112,882	-1.6%	0.59%	-18.0%
WOOD	Sell	ISHARES TR GL TIMB FOREETFetf	$8,836,000	-55.9%	198,518	-48.0%	0.59%	-55.1%
RPM	Sell	RPM INTERNATIONAL	$8,599,000	-15.9%	205,284	-1.7%	0.57%	-14.3%
CELG	Sell	CELGENE CORP	$8,527,000	-7.8%	78,831	-1.4%	0.57%	-6.1%
ITW	Sell	ILLINOIS TOOL WORKS	$7,865,000	-11.2%	95,558	-1.0%	0.52%	-9.5%
AFL	Sell	AFLAC INC	$7,725,000	-7.7%	132,891	-1.2%	0.51%	-5.9%
SOCB	Sell	SOUTHCOAST FINANCIAL CORP	$6,671,000	+54.2%	500,474	-1.6%	0.44%	+57.1%
BDE	Sell	BLACK DIAMOND INC	$6,275,000	-36.0%	999,170	-5.9%	0.42%	-34.7%
	Sell	CENTRUE FINANCIAL CORPORATION	$5,332,000	+4.7%	313,654	-0.0%	0.35%	+6.6%
ISBC	Sell	INVESTORS BANCORP	$3,894,000	-47.3%	315,589	-47.5%	0.26%	-46.4%
LKQ	Sell	LKQ CORP	$3,220,000	-30.3%	113,538	-25.7%	0.21%	-28.9%
SGBK	Sell	STONEGATE BANK	$3,171,000	-14.1%	99,672	-19.9%	0.21%	-12.9%
NVS	Sell	NOVARTIS AG F ADR 1 ADR REPS 1adr	$3,102,000	-9.4%	33,744	-3.0%	0.21%	-7.6%
IBDRY	Sell	IBERDROLA S A F ADR 1 ADR REPSadr	$3,088,000	-11.3%	116,281	-10.0%	0.20%	-9.7%
SNY	Sell	SANOFI SPOND F ADR 1 ADR REPSadr	$2,821,000	-5.5%	59,427	-1.4%	0.19%	-3.6%
AHONY	Sell	KONINKLIJKE AHOLD NV F ADR 1 Aadr	$2,809,000	+3.0%	144,497	-0.8%	0.19%	+4.5%
	Sell	SARTORIUS STEDIM ORD Fadr	$2,785,000	-17.6%	9,378	-23.5%	0.18%	-15.9%
NSRGY	Sell	NESTLE SA F ADR 1 ADR REPS 1 Oadr	$2,703,000	+1.2%	36,060	-2.5%	0.18%	+2.9%
AER	Sell	***AERCAP HOLDINGS NV	$2,662,000	-27.6%	69,600	-13.3%	0.18%	-25.9%
HMC	Sell	HONDA MOTOR CO LTD F ADR 1 ADRadr	$2,616,000	-8.6%	87,480	-1.0%	0.17%	-6.5%
GSK	Sell	GLAXOSMITHKLINE PLC F ADR 1 ADadr	$2,584,000	-8.8%	67,196	-1.2%	0.17%	-6.5%
UL	Sell	UNILEVER PLC F ADR 1 ADR REPSadr	$2,514,000	-5.3%	61,662	-0.2%	0.17%	-3.5%
SAP	Sell	SAP SPONSORED F ADR 1 ADR REPSadr	$2,354,000	-8.3%	36,338	-0.6%	0.16%	-6.6%
TKOMY	Sell	TOKIO MARINE HLDGS F ADR 1 ADRadr	$2,310,000	-10.9%	61,992	-0.8%	0.15%	-9.5%
DTEGY	Sell	DEUTSCHE TELEKOM AG F ADR 1 ADadr	$2,261,000	-11.8%	127,529	-14.3%	0.15%	-10.2%
TLSNY	Sell	TELIASONERA AB F ADR 1 ADR REP	$2,157,000	-8.9%	200,862	-0.2%	0.14%	-7.1%
EFA	Sell	ISHARES MSCI EAFE ETFetf	$2,116,000	-34.3%	36,923	-27.2%	0.14%	-33.3%
TSM	Sell	TAIWAN SEMICONDUCTR F ADR 1 ADadr	$1,973,000	-15.1%	95,097	-7.1%	0.13%	-13.2%
TEVA	Sell	TEVA PHARMACEUTICAL INDUSTRIESadr	$1,916,000	-24.3%	33,954	-20.7%	0.13%	-23.0%
TEF	Sell	TELEFONICA SA ADR EA REPR1 ORDadr	$1,862,000	-15.7%	154,667	-0.5%	0.12%	-13.9%
BECN	Sell	BEACON ROOFING SUPPL	$1,832,000	-38.7%	56,395	-37.3%	0.12%	-37.4%
NTRS	Sell	NORTHERN TR CORP COM	$1,824,000	-11.4%	26,758	-0.6%	0.12%	-9.7%
VRSK	Sell	VERISK ANALYTICS INC	$1,763,000	+1.6%	23,854	-0.0%	0.12%	+3.5%
CAJ	Sell	CANON INC F ADR 1 ADR REPS 1 Oadr	$1,770,000	-11.0%	61,106	-0.4%	0.12%	-10.0%
TSCDY	Sell	TESCO PLC F ADR 1 ADR REPS 3 Oadr	$1,721,000	-17.0%	206,745	-0.0%	0.11%	-15.6%
CINF	Sell	CINCINNATI FINL CORP	$1,696,000	+7.2%	31,530	-0.0%	0.11%	+9.7%
HTBK	Sell	HERITAGE COMMERCE CORP	$1,609,000	-12.7%	141,848	-26.1%	0.11%	-10.8%
SGAPY	Sell	SINGAPORE TLCM F ADR 1 ADR REPadr	$1,597,000	-19.8%	63,124	-0.9%	0.11%	-18.5%
USG	Sell	U S G CORPORATION	$1,546,000	-58.4%	58,088	-56.6%	0.10%	-57.4%
E	Sell	ENI S P A SPON F ADR 1 ADR REPadr	$1,539,000	-12.8%	49,050	-1.1%	0.10%	-11.3%
SYT	Sell	SYNGENTA AG F ADR 1 ADR REPS 0adr	$1,528,000	-22.4%	23,950	-0.7%	0.10%	-21.1%
IVW	Sell	ISHARES S&P 500 GROWTHETFetf	$1,446,000	-5.4%	13,410	-0.1%	0.10%	-4.0%
KCRPY	Sell	KAO CORP F ADR 1 ADR REPS 1 ORadr	$1,434,000	-3.9%	31,782	-0.9%	0.10%	-2.1%
CHL	Sell	CHINA MOBILE LTD F ADR 1 ADR Radr	$1,405,000	-9.7%	23,624	-2.7%	0.09%	-7.9%
ZURVY	Sell	ZURICH INSURANCE GP F ADR 1 ADadr	$1,358,000	-21.5%	55,456	-2.3%	0.09%	-20.4%
SVNDY	Sell	SEVEN & I HLDG CO F ADR 1 ADRadr	$1,361,000	-36.5%	59,915	-39.9%	0.09%	-35.7%
RDSA	Sell	ROYAL DUTCH SHELL-SPON ADR-Aadr	$1,320,000	-17.3%	27,847	-0.6%	0.09%	-15.4%
DV	Sell	DEVRY EDUCATION GROUP INC	$1,283,000	-79.8%	47,150	-77.8%	0.08%	-79.5%
CLH	Sell	CLEAN HBRS INC	$1,266,000	-18.6%	28,800	-0.5%	0.08%	-16.8%
PBIB	Sell	PORTER BANCORP INC	$1,249,000	-23.0%	886,164	-13.1%	0.08%	-21.7%
SAN	Sell	BANCO SANTANDER SA F ADR 1 ADRadr	$1,203,000	-26.9%	227,825	-3.0%	0.08%	-25.2%
NFJ	Sell	AllianzGI NFJ Dividend Interescef	$1,162,000	-42.7%	90,947	-32.2%	0.08%	-41.7%
DDAIY	Sell	DAIMLER AG F ADR 1 ADR REPS 1adr	$1,146,000	-22.5%	15,824	-2.7%	0.08%	-20.8%
VPV	Sell	Invesco Pennsylvania Value Muncef	$1,152,000	-83.4%	93,976	-83.7%	0.08%	-83.2%
EOD	Sell	Wells Fargo Advantage Global Dcef	$1,054,000	-55.0%	178,406	-47.3%	0.07%	-54.2%
VOD	Sell	VODAFONE GROUP F ADR 1 ADR REPadr	$1,037,000	-14.3%	32,674	-1.6%	0.07%	-12.7%
RWEOY	Sell	RWE AG ORD F ADR 1 ADR REPS 1adr	$1,002,000	-47.5%	88,445	-0.5%	0.07%	-46.0%
LVS	Sell	LAS VEGAS SANDS CORP COM	$991,000	-30.2%	26,092	-3.4%	0.07%	-29.0%
ECYT	Sell	ENDOCYTE INC COM USD0.001	$996,000	-12.9%	217,485	-1.2%	0.07%	-10.8%
BRGYY	Sell	BG GROUP PLC F ADR 1 ADR REPSadr	$937,000	-14.1%	65,061	-0.6%	0.06%	-12.7%
IWV	Sell	ISHARES RUSSELL 3000ETFetf	$941,000	-13.9%	8,260	-6.3%	0.06%	-12.7%
TTE	Sell	TOTAL S A F ADR 1 ADR REPS 1 Oadr	$884,000	-51.0%	19,768	-46.1%	0.06%	-49.6%
DCMYY	Sell	NTT DOCOMO INC F ADR 1 ADR REPadr	$891,000	-12.8%	52,835	-1.1%	0.06%	-11.9%
TOELY	Sell	TOKYO ELECTRON LTD F ADR 1 ADRadr	$852,000	-27.3%	72,730	-1.8%	0.06%	-25.0%
PPEHF	Sell	PURE TECHNOLOGIES Fadr	$802,000	-47.4%	208,458	-20.6%	0.05%	-46.5%
BRKB	Sell	BERKSHIRE HATHAWAY INC DE CL	$703,000	-5.8%	5,387	-1.7%	0.05%	-4.1%
KMI	Sell	KINDER MORGAN INC DE	$695,000	-28.4%	25,111	-0.7%	0.05%	-27.0%
AMGN	Sell	AMGEN INCORPORATED	$595,000	-10.3%	4,303	-0.4%	0.04%	-9.3%
FRGI	Sell	FIESTA RESTAURANT GROUP	$551,000	-87.4%	12,134	-86.1%	0.04%	-87.0%
FHY	Sell	First Trust Strategic High Inccef	$531,000	-36.7%	46,144	-27.2%	0.04%	-36.4%
SBUX	Sell	STARBUCKS CORP	$521,000	+5.7%	9,160	-0.5%	0.04%	+9.4%
VNOPRL	Sell	VORNADO RLTY TST 5.4% NEW MONEpfd	$475,000	-26.5%	21,140	-26.9%	0.03%	-23.8%
	Sell	KESKO OYJ-A SHS	$483,000	-38.5%	14,883	-37.4%	0.03%	-37.3%
NSC	Sell	NORFOLK SOUTHERN CORP COM	$447,000	-12.7%	5,847	-0.2%	0.03%	-9.1%
PG	Sell	PROCTER & GAMBLE	$455,000	-9.5%	6,329	-1.5%	0.03%	-9.1%
ORCL	Sell	ORACLE CORPORATION	$433,000	-10.7%	11,977	-0.5%	0.03%	-9.4%
MDT	Sell	MEDTRONIC PLC F	$419,000	-20.9%	6,269	-12.3%	0.03%	-20.0%
QBIEY	Sell	QBE INSURANCE GROUP F ADR 1 ADadr	$405,000	-14.2%	44,753	-0.5%	0.03%	-12.9%
HD	Sell	HOME DEPOT INC	$411,000	+3.3%	3,560	-0.6%	0.03%	+3.8%
MCK	Sell	MCKESSON CORPORATION	$406,000	-18.0%	2,195	-0.4%	0.03%	-15.6%
GLD	Sell	SPDR GOLD TRUST ETFetf	$357,000	-98.1%	3,338	-98.0%	0.02%	-98.1%
RMRM	Sell	RMR Real Estate Income Fundcef	$353,000	-10.2%	19,555	-7.8%	0.02%	-11.5%
GE	Sell	GENERAL ELECTRIC COMPANY	$348,000	-7.0%	13,813	-1.9%	0.02%	-4.2%
SYK	Sell	STRYKER CORP	$344,000	-1.7%	3,651	-0.2%	0.02%	0.0%
DIS	Sell	WALT DISNEY CO	$342,000	-10.9%	3,345	-0.6%	0.02%	-8.0%
WHR	Sell	WHIRLPOOL CORP	$351,000	-29.7%	2,388	-17.2%	0.02%	-30.3%
IFF	Sell	INTL FLAVORS& FRAGRA	$333,000	-97.6%	3,225	-97.5%	0.02%	-97.6%
PFO	Sell	FLAHERTY & CRUMRINE PFDINCOMEcef	$328,000	-35.4%	31,948	-33.1%	0.02%	-33.3%
BAM	Sell	BROOKFIELD ASSET MGMT F D VTG	$307,000	-50.6%	9,775	-45.2%	0.02%	-51.2%
TWC	Sell	TIME WARNER CABLE INC COM	$298,000	-20.1%	1,659	-20.7%	0.02%	-16.7%
BLW	Sell	BLACKROCK LTD DURATIONINCOME Tcef	$295,000	-25.7%	20,440	-22.0%	0.02%	-23.1%
PSAPRTCL	Sell	PUBLIC STORAGE 5.75% NEW MONEYpfd	$307,000	-73.7%	12,301	-74.4%	0.02%	-73.7%
T	Sell	AT&T INC	$296,000	-9.8%	9,085	-1.5%	0.02%	-4.8%
VIAB	Sell	VIACOM INC-CLASS B	$292,000	-96.8%	6,760	-95.3%	0.02%	-96.9%
TSN	Sell	TYSON FOODS INC CL A	$284,000	+0.7%	6,587	-0.4%	0.02%	+5.6%
STT	Sell	STATE STREET CORP	$281,000	-13.0%	4,186	-0.4%	0.02%	-9.5%
CNI	Sell	CANADIAN NATL RY CO	$292,000	-7.0%	5,143	-5.5%	0.02%	-5.0%
ABT	Sell	ABBOTT LABORATORIES	$270,000	-34.5%	6,721	-19.9%	0.02%	-33.3%
VWO	Sell	VANGUARD FTSE EMERGING MARKETSetf	$274,000	-22.2%	8,268	-4.1%	0.02%	-21.7%
SPY	Sell	SPDR S&P 500 ETF @etf	$255,000	-94.2%	1,332	-93.8%	0.02%	-94.1%
SIEGY	Sell	SIEMENS A G - ADRadr	$256,000	-37.6%	2,863	-29.8%	0.02%	-37.0%
WBA	Sell	WALGREENS BOOTS ALLIANCEINC	$257,000	-2.7%	3,095	-0.9%	0.02%	0.0%
MPA	Sell	BlackRock MuniYield Pennsylvancef	$239,000	-53.4%	17,637	-53.8%	0.02%	-51.5%
NEWT	Sell	NEWTEK BUSINESS SERVICES CORP	$234,000	-54.4%	14,220	-50.9%	0.02%	-51.5%
BIIB	Sell	BIOGEN INC COM ISIN#US09062X10	$235,000	-28.4%	805	-0.7%	0.02%	-23.8%
IBM	Sell	IBM CORP	$238,000	-14.4%	1,639	-4.1%	0.02%	-11.1%
HTD	Sell	John Hancock Tax-Advantaged Dicef	$226,000	-62.1%	11,514	-62.1%	0.02%	-61.5%
ANTM	Sell	ANTHEM INC COM	$228,000	-15.6%	1,631	-0.7%	0.02%	-16.7%
EMR	Sell	EMERSON ELECTRIC COMPANY	$225,000	-98.0%	5,086	-97.5%	0.02%	-98.0%
NQP	Sell	Nuveen Pennsylvania Investmentcef	$209,000	-21.7%	15,946	-21.3%	0.01%	-17.6%
PPC	Sell	PILGRIMS PRIDE CORP	$215,000	-10.0%	10,361	-0.5%	0.01%	-12.5%
TM	Sell	TOYOTA MOTOR CORP F ADR 1 ADRadr	$204,000	-34.2%	1,741	-24.7%	0.01%	-30.0%
CAT	Sell	CATERPILLAR INC	$215,000	-23.2%	3,290	-0.5%	0.01%	-22.2%
MUJ	Sell	BLACKROCK MUNIHOLDINGSN J QUALcef	$205,000	-84.6%	15,132	-85.0%	0.01%	-83.9%
PDT	Sell	John Hancock Premium Dividendcef	$185,000	-26.9%	14,728	-23.9%	0.01%	-25.0%
MHF	Sell	Western Asset Municipal High Icef	$166,000	-19.8%	22,947	-20.6%	0.01%	-15.4%
OIA	Sell	INVESCO MUN INCOME OPPORTUNITIcef	$144,000	-72.3%	21,314	-72.5%	0.01%	-70.6%
IGD	Sell	Voya Global Equity Dividend ancef	$129,000	-62.9%	18,526	-56.5%	0.01%	-60.9%
WEN	Sell	WENDYS COMPANY (THE) COMUSD0.1	$122,000	-49.6%	14,030	-34.7%	0.01%	-50.0%
	Sell	DEUTSCHE BK AG LONDONBRH TRIGGpfd	$121,000	-48.5%	13,000	-43.5%	0.01%	-46.7%
LOR	Sell	Lazard World Dividend & Incomecef	$95,000	-77.4%	10,430	-71.1%	0.01%	-77.8%
NOK	Sell	NOKIA CORPadr	$75,000	-17.6%	11,026	-16.7%	0.01%	-16.7%
LYG	Sell	LLOYDS BANKING GROUP PLC ADRadr	$80,000	-15.8%	17,372	-0.5%	0.01%	-16.7%
VALE	Sell	VALE SA ADR F SPONSORED ADR 1adr	$57,000	-97.4%	13,487	-96.3%	0.00%	-97.2%
DHY	Sell	Credit Suisse High Yield Bondcef	$41,000	-94.6%	17,931	-93.9%	0.00%	-94.0%
GGB	Sell	GERDAU SA SPONS ADR EACHREP 1adr	$14,000	-77.4%	10,590	-58.7%	0.00%	-75.0%
	Sell	HEARUSA INC XXX ESCROW PENDING	$0	–	323,553	-2.7%	0.00%	–
	Exit	COSCO INTERNATIONAL HLDGS HKD0	$0	–	-10,000	-100.0%	0.00%	–
	Exit	BOSIDENG INTERNATIONAL HL DGS	$0	–	-32,000	-100.0%	0.00%	–
	Exit	SINOTRANS SHIPPING LTD NPV ISI	$0	–	-16,500	-100.0%	0.00%	–
	Exit	PUT XLF JUL 24.00000 07/17/201	$0	–	-640	-100.0%	-0.00%	–
	Exit	PUT COF JUL 85.00000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT STT JUL 72.50000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT BBT JUL 39.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT STT JUL 75.00000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT MS JUL 37.50000 07/17/2015	$0	–	-640	-100.0%	-0.00%	–
	Exit	PUT BK JUL 41.50000 07/17/2015	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT SCHW JUL 32.00000 07/17/20	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT ZION JUL 31.00000 07/17/20	$0	–	-965	-100.0%	-0.00%	–
	Exit	PUT AXP JUL 77.50000 07/17/201	$0	–	-320	-100.0%	-0.00%	–
	Exit	PUT CMA JUL 49.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
MFG	Exit	MIZUHO FINL GROUP INCSPONSOREDadr	$0	–	-11,833	-100.0%	-0.00%	–
	Exit	PUT BBT JUL 40.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT CMA JUL 50.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT WFC JUL 55.50000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
	Exit	PUT USB JUL 43.50000 07/17/201	$0	–	-640	-100.0%	-0.00%	–
	Exit	PUT KRE JUL 44.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
TMKXY	Exit	TMK OAO SPONSORED ADR ISIN#US8adr	$0	–	-11,339	-100.0%	-0.00%	–
	Exit	PUT USB JUL 44.00000 07/17/201	$0	–	-645	-100.0%	-0.00%	–
OGZPY	Exit	GAZPROM PJSC F ADR 1 ADR REPSadr	$0	–	-10,313	-100.0%	-0.00%	–
YDUQY	Exit	ESTACIO PARTICIPACO ADRF 1SPONadr	$0	–	-10,552	-100.0%	-0.00%	–
	Exit	PUT KRE JUL 43.00000 07/17/201	$0	–	-1,290	-100.0%	-0.00%	–
	Exit	PUT MS JUL 39.00000 07/17/2015	$0	–	-645	-100.0%	-0.00%	–
SBRCY	Exit	SBERBANK OF RUSSIA SPONADR EACadr	$0	–	-11,703	-100.0%	-0.00%	–
	Exit	HENDERSON LAND DEVELOPMENTCO H	$0	–	-10,116	-100.0%	-0.00%	–
	Exit	REITMANS (CANADA) LTD	$0	–	-11,330	-100.0%	-0.01%	–
PMM	Exit	PUTNAM MANAGED MUN INCOMTR COMcef	$0	–	-12,580	-100.0%	-0.01%	–
	Exit	PUT XLF JUL 25.00000 07/17/201	$0	–	-1,290	-100.0%	-0.01%	–
	Exit	PUT JPM JUL 67.50000 07/17/201	$0	–	-645	-100.0%	-0.01%	–
ABEV	Exit	AMBEV SA SPONSORED ADR ISIN#USadr	$0	–	-14,096	-100.0%	-0.01%	–
KMM	Exit	DEUTSCHE MULTI-MKT INCOMETR SHcef	$0	–	-13,080	-100.0%	-0.01%	–
ASX	Exit	ADVANCED SEMICONDUCTORENGR SPOadr	$0	–	-15,730	-100.0%	-0.01%	–
FUND	Exit	SPROTT FOCUS TRUST INCcef	$0	–	-17,520	-100.0%	-0.01%	–
EIA	Exit	EATON VANCE CALIF MUNICIPALBONcef	$0	–	-11,392	-100.0%	-0.01%	–
KTF	Exit	DEUTSCHE MUN INCOME COM ISIN#Ucef	$0	–	-10,660	-100.0%	-0.01%	–
WFTIQ	Exit	WEATHERFORD INTL PLC ORDSHS IS	$0	–	-10,705	-100.0%	-0.01%	–
MIY	Exit	BLACKROCK MUNIYIELD MICHQUALITcef	$0	–	-11,524	-100.0%	-0.01%	–
BTA	Exit	BLACKROCK LONG-TERM MUNIADVNTcef	$0	–	-14,227	-100.0%	-0.01%	–
IQI	Exit	INVESCO QUALITY MUN INCOMETR Ccef	$0	–	-12,499	-100.0%	-0.01%	–
MYF	Exit	BLACKROCK MUNIYIELD INVESTMENTcef	$0	–	-11,458	-100.0%	-0.01%	–
JTA	Exit	NUVEEN TX ADV TOTAL RETSTRGY Ccef	$0	–	-13,521	-100.0%	-0.01%	–
DEX	Exit	DELAWARE ENHANCED GLOBALDIVIDcef	$0	–	-16,135	-100.0%	-0.01%	–
DWA	Exit	DREAMWORKS ANIMATION SKGINC CL	$0	–	-7,582	-100.0%	-0.01%	–
PHIKQ	Exit	PHI INC	$0	–	-6,844	-100.0%	-0.01%	–
NLYPRCCL	Exit	ANNALY CAP MGMT INC 7.625%12/3pfd	$0	–	-8,490	-100.0%	-0.01%	–
AN	Exit	AUTONATION INC	$0	–	-3,197	-100.0%	-0.01%	–
BBN	Exit	BLACKROCK BUILD AMER BDTR SHScef	$0	–	-11,094	-100.0%	-0.01%	–
NUO	Exit	NUVEEN OHIO QUALITY INCOMEMUNcef	$0	–	-14,825	-100.0%	-0.01%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLC SHS	$0	–	-2,528	-100.0%	-0.01%	–
EVO	Exit	EATON VANCE OH MUNI INCcef	$0	–	-16,195	-100.0%	-0.01%	–
CP	Exit	CANADIAN PAC RAILWAY F	$0	–	-1,341	-100.0%	-0.01%	–
MYL	Exit	MYLAN N V SHS EURO	$0	–	-3,193	-100.0%	-0.01%	–
RHHBY	Exit	ROCHE HLDG LTD SPONSORED ADRadr	$0	–	-6,125	-100.0%	-0.01%	–
PEIPRACL	Exit	PENN REIT 8.25% SERIES Apfd	$0	–	-8,400	-100.0%	-0.02%	–
CBA	Exit	CLEARBRIDGE AMERN ENERGMLP FD	$0	–	-16,969	-100.0%	-0.02%	–
NMPRH	Exit	NAVIOS MARITIME HOLDINGS PFDpfd	$0	–	-12,308	-100.0%	-0.02%	–
	Exit	Porter Bank Series Epfd	$0	–	-885	-100.0%	-0.02%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-3,642	-100.0%	-0.02%	–
AMP	Exit	AMERIPRISE FINL INC COM	$0	–	-1,811	-100.0%	-0.02%	–
STRZA	Exit	STARZ COM SER A	$0	–	-5,104	-100.0%	-0.02%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-3,496	-100.0%	-0.02%	–
AGD	Exit	ALPINE GLOBAL DYNAMICDIVIDENDcef	$0	–	-23,978	-100.0%	-0.02%	–
CEV	Exit	EATON VANCE CAL MUNI INCOMEcef	$0	–	-19,051	-100.0%	-0.02%	–
GEQ	Exit	GUGGENHEIM EQL WGT EHNDEQTY INcef	$0	–	-13,515	-100.0%	-0.02%	–
HIX	Exit	SALOMON BROS HIGH INCOME FDcef	$0	–	-33,522	-100.0%	-0.02%	–
BBF	Exit	BLACKROCK MUNICIPAL INCOMEINVEcef	$0	–	-17,985	-100.0%	-0.02%	–
BLE	Exit	BLACKROCK MUN INCOME TRIIcef	$0	–	-17,895	-100.0%	-0.02%	–
STARPRE	Exit	ISTAR FINL INC 7.875008%12/31/pfd	$0	–	-10,539	-100.0%	-0.02%	–
VPL	Exit	VANGUARD INTL EQUITY INDEXFDSetf	$0	–	-4,211	-100.0%	-0.02%	–
IWD	Exit	ISHARES TR RUS 1000 VAL ETFetf	$0	–	-2,604	-100.0%	-0.02%	–
PREPRECL	Exit	PARTNERRE PFDpfd	$0	–	-10,577	-100.0%	-0.02%	–
MVT	Exit	BLACKROCK MUNIVEST FDII INC COcef	$0	–	-18,209	-100.0%	-0.02%	–
BPOPN	Exit	POPULAR CAP TR I GTD MONTHLYINpfd	$0	–	-13,895	-100.0%	-0.02%	–
EPI	Exit	WisdomTree India Earnings Fundetf	$0	–	-13,236	-100.0%	-0.02%	–
EVT	Exit	EATON VANCE TAX ADVT DIVINCM Ccef	$0	–	-15,803	-100.0%	-0.02%	–
DMB	Exit	DREYFUS MUN BD INFRASTRUCTUREFcef	$0	–	-28,349	-100.0%	-0.02%	–
APF	Exit	MORGAN STANLEY ASIA PACFD INCcef	$0	–	-21,113	-100.0%	-0.02%	–
BFK	Exit	BLACKROCK MUN INCOME TRSH BENcef	$0	–	-24,989	-100.0%	-0.02%	–
	Exit	GASTAR EXPLORATION 10.75%12/31pfd	$0	–	-13,621	-100.0%	-0.02%	–
GDV	Exit	GABELLI DIVD &INCOME TRCOM ISIcef	$0	–	-16,597	-100.0%	-0.02%	–
EWW	Exit	ISHARES MSCI MEXICO CAPPEDINVEetf	$0	–	-6,111	-100.0%	-0.02%	–
JAH	Exit	JARDEN CORP	$0	–	-7,198	-100.0%	-0.02%	–
METR	Exit	METRO BANCORP INC PA COM STK	$0	–	-13,933	-100.0%	-0.02%	–
	Exit	USO 10/16/15 P 18	$0	–	-4,940	-100.0%	-0.02%	–
	Exit	Porter Bank Series Fpfd	$0	–	-1,405	-100.0%	-0.02%	–
NBW	Exit	NEUBERGER BERMAN CA INTMUN FDcef	$0	–	-24,564	-100.0%	-0.02%	–
DKTCL	Exit	DEUTSCHE BK CONTINGNTCAP TR Vpfd	$0	–	-13,663	-100.0%	-0.02%	–
HTY	Exit	HANCOCK JOHN INVT TR TAXADVANTcef	$0	–	-37,486	-100.0%	-0.02%	–
JTP	Exit	NUVEEN QUALITY PFD INCOMEFDcef	$0	–	-49,553	-100.0%	-0.03%	–
FCO	Exit	ABERDEEN GLOBAL INCOMEFD INC Ccef	$0	–	-45,960	-100.0%	-0.03%	–
NVX	Exit	NUVEEN CALIF DIVID ADVANTAGEMUcef	$0	–	-30,050	-100.0%	-0.03%	–
BNJ	Exit	BLACKROCK N J MUN INCOMETR SHcef	$0	–	-29,307	-100.0%	-0.03%	–
	Exit	S&W Co. Warrants Exp. 6/30/202wt	$0	–	-169,999	-100.0%	-0.03%	–
NUW	Exit	NUVEEN AMT-FREE MUN VALUEFD COcef	$0	–	-26,327	-100.0%	-0.03%	–
	Exit	RWE AG-NON VTG PREF	$0	–	-27,107	-100.0%	-0.03%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONSFDcef	$0	–	-23,570	-100.0%	-0.03%	–
JCE	Exit	NUVEEN CORE EQUITY ALPHAFUND Ccef	$0	–	-31,441	-100.0%	-0.03%	–
DMF	Exit	DREYFUS MUN INCOME INCCOMcef	$0	–	-57,149	-100.0%	-0.03%	–
DHF	Exit	DREYFUS HIGH YIELD STRATEGIESScef	$0	–	-155,674	-100.0%	-0.03%	–
AKOA	Exit	EMBOTELLADORA ANDINA SASPON ADadr	$0	–	-35,765	-100.0%	-0.04%	–
RMT	Exit	ROYCE MICRO-CAP TR INCCOM ISINcef	$0	–	-60,696	-100.0%	-0.04%	–
NEV	Exit	NUVEEN ENHANCED MUN VALUEFD COcef	$0	–	-40,339	-100.0%	-0.04%	–
NATI	Exit	NATIONAL INSTRUMENTS CORP COM	$0	–	-19,974	-100.0%	-0.04%	–
MCA	Exit	BLACKROCK MUNIYIELD CALIFQUALIcef	$0	–	-42,049	-100.0%	-0.04%	–
ARMF	Exit	ARES MULTI STRATEGY CRFD INC Ccef	$0	–	-33,243	-100.0%	-0.04%	–
KIO	Exit	KKR INCOME OPPORTUNITIESFD COM	$0	–	-42,127	-100.0%	-0.04%	–
BHK	Exit	BLACKROCK CORE BD TR SHSBEN INcef	$0	–	-53,458	-100.0%	-0.04%	–
PCQ	Exit	PIMCO CALIF MUN INCOMEFDcef	$0	–	-48,210	-100.0%	-0.04%	–
BUI	Exit	BLACKROCK UTIL & INFRASTRCTUREcef	$0	–	-37,782	-100.0%	-0.04%	–
ETO	Exit	EATON VANCE TX ADV GLBDIV OP Ccef	$0	–	-31,536	-100.0%	-0.05%	–
EVM	Exit	EATON VANCE CALIF MUNICIPALBONcef	$0	–	-64,874	-100.0%	-0.05%	–
	Exit	GREAT WEST LIFECO INC PFD ISINpfd	$0	–	-28,016	-100.0%	-0.05%	–
DTKCL	Exit	DEUTSCHE BK CONTGNT CAPTR IIIpfd	$0	–	-31,411	-100.0%	-0.06%	–
NEEPRI	Exit	NEXTERA ENERGY CAP HLDGSINC SUpfd	$0	–	-37,767	-100.0%	-0.06%	–
CTR	Exit	CLEARBRIDGE ENERGY MLPTR FD COcef	$0	–	-46,609	-100.0%	-0.06%	–
NIO	Exit	NUVEEN MUN OPPORTUNITYFD INCcef	$0	–	-64,287	-100.0%	-0.06%	–
VLT	Exit	INVESCO HIGH INCOME TRUSTII COcef	$0	–	-61,200	-100.0%	-0.06%	–
ZTR	Exit	ZWEIG TOTAL RETURN FUNDINC COMcef	$0	–	-70,685	-100.0%	-0.06%	–
GOL	Exit	GOL LINHAS AEREAS IN F ADR 1 Aadr	$0	–	-396,048	-100.0%	-0.06%	–
NCOM	Exit	NATIONAL COMM CORP COM	$0	–	-40,000	-100.0%	-0.07%	–
KBE	Exit	SPDR SER TR S&PBK ETF	$0	–	-28,394	-100.0%	-0.07%	–
HYG	Exit	iShares iBoxx $ High Yield Corcef	$0	–	-12,141	-100.0%	-0.07%	–
SMM	Exit	SALIENT MIDSTREAM &MLPFD SH BEcef	$0	–	-61,826	-100.0%	-0.08%	–
CTXS	Exit	CITRIX SYS INC COM	$0	–	-17,876	-100.0%	-0.08%	–
XLU	Exit	SELECT SECTOR UTI SELECT SPDRetf	$0	–	-32,130	-100.0%	-0.09%	–
AXAS	Exit	ABRAXAS PETROLEUM CO	$0	–	-478,155	-100.0%	-0.09%	–
RRC	Exit	RANGE RES CORP COM	$0	–	-29,224	-100.0%	-0.09%	–
HBOS	Exit	HERITAGE FINANCIAL GROUP INC	$0	–	-48,497	-100.0%	-0.10%	–
EROC	Exit	Eagle Rock Energy Partners	$0	–	-650,000	-100.0%	-0.11%	–
KBH	Exit	KB HOME	$0	–	-103,623	-100.0%	-0.11%	–
EMO	Exit	CLEARBRIDGE ENERGY MLPOPPORTUNcef	$0	–	-92,309	-100.0%	-0.11%	–
BDSI	Exit	BIODELIVERY SCI INTL	$0	–	-216,904	-100.0%	-0.11%	–
SWHC	Exit	SMITH & WESSON HLDG	$0	–	-108,799	-100.0%	-0.12%	–
FPL	Exit	FST TR NEW OPPORT MLP&ENE FD Ccef	$0	–	-117,162	-100.0%	-0.12%	–
JPS	Exit	NUVEEN QUALITY PFD INCOMEFD 2cef	$0	–	-229,083	-100.0%	-0.13%	–
ISD	Exit	PRUDENTIAL SHT DURATIONHG YLDcef	$0	–	-163,183	-100.0%	-0.16%	–
KMF	Exit	KAYNE ANDERSON MIDSTREAMENERGYcef	$0	–	-88,460	-100.0%	-0.17%	–
FXI	Exit	ISHARES CHINA LARGE CAPETFetf	$0	–	-60,340	-100.0%	-0.18%	–
CSV	Exit	CARRIAGE SERVICES	$0	–	-118,048	-100.0%	-0.18%	–
GHY	Exit	PRUDENTIAL GLOBAL SHORT DURATIcef	$0	–	-200,224	-100.0%	-0.20%	–
	Exit	SSAB AB - B SHARES	$0	–	-769,609	-100.0%	-0.22%	–
JMF	Exit	NUVEEN ENERGY MLP TOTLRTRNFD Ccef	$0	–	-215,417	-100.0%	-0.23%	–
CCL	Exit	CARNIVAL CORP PAIRED CTF	$0	–	-72,209	-100.0%	-0.23%	–
IIM	Exit	INVESCO VALUE MUN INCOMETR COMcef	$0	–	-256,538	-100.0%	-0.24%	–
NTG	Exit	TORTOISE MLP FD INC COMcef	$0	–	-189,425	-100.0%	-0.26%	–
KYE	Exit	KAYNE ANDERSON ENERGYTOTAL RETcef	$0	–	-222,667	-100.0%	-0.31%	–
NWS	Exit	NEWS CORP NEW COM USD0.01CL B	$0	–	-375,088	-100.0%	-0.35%	–
VIA	Exit	VIACOM INC NEW CL A ISIN#US925	$0	–	-89,766	-100.0%	-0.38%	–
	Exit	BANK OF THE CAROLINAS CORPORAT	$0	–	-44,935,688	-100.0%	-0.40%	–
2206PS	Exit	PALMETTO BANCSHARES INC COM NE	$0	–	-402,866	-100.0%	-0.52%	–
	Exit	PUT/WLT @ 2 E	$0	–	-43,519	-100.0%	-0.52%	–
WRT	Exit	WINTHROP REALTY TRUST PFD USD1pfd	$0	–	-363,780	-100.0%	-0.60%	–
PLL	Exit	PALL CORP COM	$0	–	-113,207	-100.0%	-0.92%	–
GOOG	Exit	GOOGLE INC CL C	$0	–	-36,290	-100.0%	-1.23%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-11-12

Signatures

The EDGAR filing(s) were signed by:

Lisa M. Tamburini — Compliance Officer and Legal Counsel

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
DANAHER CORPORATION	42	Q3 2023	2.3%
VISA INC CL A SHRS	42	Q3 2023	2.3%
COOPER COS INC NEW	42	Q3 2023	1.7%
APPLE INC COM	42	Q3 2023	2.2%
TJX COS INC NEW COM	42	Q3 2023	1.7%
NORDSON CORP COM	42	Q3 2023	1.5%
SPDR S&P 500 ETF TRUST	42	Q3 2023	2.0%
BECTON DICKINSON&CO	42	Q3 2023	1.0%
LOWES COS INC	42	Q3 2023	1.0%
CME GROUP INC CLASS A	42	Q3 2023	1.0%

View Curi RMB Capital, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Curi RMB Capital, LLC Q3 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Bank7 Corp.^{Sold out}	February 12, 2021	0	0.0%
BayCom Corp^{Sold out}	February 12, 2021	0	0.0%
Business First Bancshares, Inc.	February 12, 2021	134,916	1.0%
EQUITY BANCSHARES INC	February 12, 2021	500,000	3.4%
Esquire Financial Holdings, Inc.^{Sold out}	February 12, 2021	0	0.0%
FB Financial Corp	February 12, 2021	281,345	0.6%
FIRST BANCSHARES INC /MS/	February 12, 2021	350,000	2.0%
First Western Financial Inc	February 12, 2021	50,000	0.6%
Howard Bancorp Inc	February 12, 2021	518,448	2.8%
Live Oak Bancshares, Inc.	February 12, 2021	376,500	1.1%

View Curi RMB Capital, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR/A	2022-08-16
13F-HR	2022-08-01
13F-HR	2022-05-06

View Curi RMB Capital, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export Curi RMB Capital, LLC's holdings