Curi RMB Capital, LLC - Q4 2014 holdings

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$1.64 Billion is the total value of Curi RMB Capital, LLC's 628 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was - .

All

			Value		Shares		↓ Weighting
	New	USO 03/20/15 P 20.5	$8,958,000	–	440,000	+100.0%	0.55%	–
	New	WLT 01/15/16 P 2	$5,995,000	–	4,344,400	+100.0%	0.36%	–
	New	PUT XLF JAN 24.00000 01/17/201	$5,284,000	–	222,000	+100.0%	0.32%	–
	New	PUT XLF JAN 25.00000 01/17/201	$5,284,000	–	222,000	+100.0%	0.32%	–
	New	PUT BBT JAN 39.00000 01/17/201	$4,317,000	–	111,000	+100.0%	0.26%	–
	New	SSO US 01/17/15 P 117	$4,170,000	–	32,500	+100.0%	0.25%	–
	New	PUT USB JAN 44.00000 01/17/201	$3,753,000	–	83,500	+100.0%	0.23%	–
SMPL	New	SIMPLICITY BANCORP INC	$3,271,000	–	190,700	+100.0%	0.20%	–
	New	PUT TRV JAN 95.00000 01/17/201	$3,176,000	–	30,000	+100.0%	0.19%	–
	New	PUT ZION JAN 28.00000 01/17/20	$3,165,000	–	111,000	+100.0%	0.19%	–
HMST	New	HOMESTREET INC	$3,116,000	–	178,955	+100.0%	0.19%	–
	New	PUT AXP JAN 91.00000 01/17/201	$3,070,000	–	33,000	+100.0%	0.19%	–
	New	PUT WFC JAN 55.00000 01/17/201	$3,070,000	–	56,000	+100.0%	0.19%	–
	New	PUT WFC JAN 52.50000 01/17/201	$3,043,000	–	55,500	+100.0%	0.18%	–
TBK	New	TRIUMPH BANCORP INC COM	$3,024,000	–	223,193	+100.0%	0.18%	–
AIRM	New	AIR METHODS CORP	$2,693,000	–	61,157	+100.0%	0.16%	–
	New	PUT STT JAN 75.00000 01/17/201	$2,591,000	–	33,000	+100.0%	0.16%	–
	New	PUT PNC JAN 87.50000 01/17/201	$2,554,000	–	28,000	+100.0%	0.16%	–
	New	PUT USB JAN 45.50000 01/17/201	$2,495,000	–	55,500	+100.0%	0.15%	–
	New	PUT COF JAN 80.00000 01/17/201	$2,311,000	–	28,000	+100.0%	0.14%	–
	New	PUT KRE JAN 40.50000 01/17/201	$2,263,000	–	55,500	+100.0%	0.14%	–
	New	PUT MS JAN 36.00000 01/17/2015	$2,153,000	–	55,500	+100.0%	0.13%	–
	New	PUT MS JAN 38.50000 01/17/2015	$2,153,000	–	55,500	+100.0%	0.13%	–
ABCW	New	ANCHOR BANCORP WISCONSIN INC	$2,105,000	–	61,127	+100.0%	0.13%	–
	New	PUT CMA JAN 44.00000 01/17/201	$2,084,000	–	44,500	+100.0%	0.13%	–
PGC	New	PEAPACK-GLADSTONE FINL	$2,060,000	–	111,000	+100.0%	0.12%	–
EROC	New	Eagle Rock Energy Partners	$2,000,000	–	908,976	+100.0%	0.12%	–
	New	PUT WU JAN 17.00000 01/17/2015	$1,988,000	–	111,000	+100.0%	0.12%	–
	New	PUT NTRS JAN 65.00000 01/17/20	$1,887,000	–	28,000	+100.0%	0.12%	–
	New	PUT DFS JAN 62.50000 01/17/201	$1,834,000	–	28,000	+100.0%	0.11%	–
	New	PUT COF JAN 82.50000 01/17/201	$1,816,000	–	22,000	+100.0%	0.11%	–
COVS	New	COVISINT CORP	$1,765,000	–	666,004	+100.0%	0.11%	–
	New	PUT JPM JAN 61.50000 01/17/201	$1,752,000	–	28,000	+100.0%	0.11%	–
	New	PUT STT JAN 77.50000 01/17/201	$1,727,000	–	22,000	+100.0%	0.10%	–
	New	PUT SCHW JAN 30.00000 01/17/20	$1,676,000	–	55,500	+100.0%	0.10%	–
ATEN	New	A10 NETWORKS INC	$1,660,000	–	380,730	+100.0%	0.10%	–
FSB	New	FRANKLIN FINANCIAL NETWORK	$1,643,000	–	95,000	+100.0%	0.10%	–
MNSB	New	MAINSTREET BANK/HERNDON VA	$1,571,000	–	176,471	+100.0%	0.10%	–
	New	PUT PNC JAN 90.00000 01/17/201	$1,505,000	–	16,500	+100.0%	0.09%	–
WHR	New	WHIRLPOOL CORP	$1,501,000	–	7,747	+100.0%	0.09%	–
NEWT	New	NEWTEK BUSINESS SERVICES INC	$1,476,000	–	100,000	+100.0%	0.09%	–
NBBC	New	NEWBRIDGE BANCORP CLASS A NO P	$1,450,000	–	166,497	+100.0%	0.09%	–
LADR	New	LADDER CAPITAL CORP CL A	$1,382,000	–	70,484	+100.0%	0.08%	–
ASX	New	ADVANCED SEMICONDUCTORENGR SPOadr	$1,326,000	–	216,404	+100.0%	0.08%	–
	New	PUT CMA JAN 42.00000 01/17/201	$1,312,000	–	28,000	+100.0%	0.08%	–
MRC	New	MRC GLOBAL INC COM USD0.01	$1,254,000	–	82,785	+100.0%	0.08%	–
	New	MHR 02/20/15 P 3	$1,092,000	–	347,800	+100.0%	0.07%	–
	New	PUT BK JAN 41.50000 01/17/2015	$1,089,000	–	28,000	+100.0%	0.07%	–
PFMT	New	PERFORMANT FINANCIAL COR	$1,049,000	–	157,800	+100.0%	0.06%	–
	New	PUT CMA JAN 45.00000 01/17/201	$1,030,000	–	22,000	+100.0%	0.06%	–
	New	BANDAI NAMCO HOLDINGSINC NPV I	$942,000	–	44,040	+100.0%	0.06%	–
	New	AVEX GROUP HOLDINGS INC	$893,000	–	54,100	+100.0%	0.05%	–
	New	TC 03/20/15 C 2.5	$835,000	–	500,000	+100.0%	0.05%	–
	New	ASAHI BROADCASTING CORP	$832,000	–	109,200	+100.0%	0.05%	–
	New	Porter Bank Series Bpfd	$799,000	–	1,714,300	+100.0%	0.05%	–
ROSE	New	ROSETTA RES INC COM	$610,000	–	27,337	+100.0%	0.04%	–
MDT	New	MEDTRONIC PLC F	$487,000	–	6,744	+100.0%	0.03%	–
SYT	New	SYNGENTA AG ADR F SPONSORED ADadr	$494,000	–	7,679	+100.0%	0.03%	–
	New	TOSHO PRINTING CO LTD	$423,000	–	154,000	+100.0%	0.03%	–
	New	Porter Bank Series Fpfd	$368,000	–	1,405	+100.0%	0.02%	–
	New	FUNAI ELECTRIC CO LTD	$279,000	–	23,000	+100.0%	0.02%	–
	New	FELISSIMO CORP	$264,000	–	31,000	+100.0%	0.02%	–
	New	Porter Bank Series Epfd	$235,000	–	885	+100.0%	0.01%	–
WBA	New	WALGREENS BOOTS ALLIANCEINC	$231,000	–	3,032	+100.0%	0.01%	–
REGN	New	REGENERON PHARMACEUTICALS INC	$213,000	–	518	+100.0%	0.01%	–
WEC	New	WISCONSIN ENERGY CP	$211,000	–	4,000	+100.0%	0.01%	–
AN	New	AUTONATION INC	$216,000	–	3,578	+100.0%	0.01%	–
ANTM	New	ANTHEM INC COM ISIN#US03675210	$205,000	–	1,631	+100.0%	0.01%	–
BBVA	New	BANCO BILBAO VIZCAYA ARGENTARIadr	$104,000	–	11,052	+100.0%	0.01%	–
EGDW	New	EDGEWATER BANCORP INCCOM	$101,000	–	10,000	+100.0%	0.01%	–
CRRFY	New	CARREFOUR SA ADR NEW F SPONSORadr	$72,000	–	11,827	+100.0%	0.00%	–
	New	FIBROGEN INC SERIES FCONV PFDpfd	$0	–	25,000	+100.0%	0.00%	–
	New	S&W Co. Warrants Exp. 6/30/15wt	$0	–	169,999	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-02-11

Signatures

The EDGAR filing(s) were signed by:

Lisa M. Tamburini — Compliance Officer and Legal Counsel

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
DANAHER CORPORATION	42	Q3 2023	2.3%
VISA INC CL A SHRS	42	Q3 2023	2.3%
COOPER COS INC NEW	42	Q3 2023	1.7%
APPLE INC COM	42	Q3 2023	2.2%
TJX COS INC NEW COM	42	Q3 2023	1.7%
NORDSON CORP COM	42	Q3 2023	1.5%
SPDR S&P 500 ETF TRUST	42	Q3 2023	2.0%
BECTON DICKINSON&CO	42	Q3 2023	1.0%
LOWES COS INC	42	Q3 2023	1.0%
CME GROUP INC CLASS A	42	Q3 2023	1.0%

View Curi RMB Capital, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Curi RMB Capital, LLC Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Bank7 Corp.^{Sold out}	February 12, 2021	0	0.0%
BayCom Corp^{Sold out}	February 12, 2021	0	0.0%
Business First Bancshares, Inc.	February 12, 2021	134,916	1.0%
EQUITY BANCSHARES INC	February 12, 2021	500,000	3.4%
Esquire Financial Holdings, Inc.^{Sold out}	February 12, 2021	0	0.0%
FB Financial Corp	February 12, 2021	281,345	0.6%
FIRST BANCSHARES INC /MS/	February 12, 2021	350,000	2.0%
First Western Financial Inc	February 12, 2021	50,000	0.6%
Howard Bancorp Inc	February 12, 2021	518,448	2.8%
Live Oak Bancshares, Inc.	February 12, 2021	376,500	1.1%

View Curi RMB Capital, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR/A	2022-08-16
13F-HR	2022-08-01
13F-HR	2022-05-06

View Curi RMB Capital, LLC's complete filings history.

All filings

View complete filings history.

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