$2.01 Billion is the total value of Castle Creek Arbitrage, LLC's 695 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 73.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IPOF | Sell | SOCIAL CAPITAL HEDOSOPHA HLD | $21,576,000 | -2.2% | 2,117,367 | -2.6% | 1.07% | -13.8% |
| IMPX | Sell | AEA-BRIDGES IMPACT CORP | $14,041,000 | -4.7% | 1,406,908 | -6.6% | 0.70% | -16.1% |
| Sell | PARABELLUM ACQUISITION CORPunit 99/99/9999 | $10,134,000 | -16.1% | 1,000,400 | -17.5% | 0.50% | -26.1% | |
| BLTS | Sell | BRIGHT LIGHTS ACQUISITION CO | $9,676,000 | -1.3% | 982,344 | -2.5% | 0.48% | -13.0% |
| LCAP | Sell | LIONHEART ACQUISITION CORP I | $6,969,000 | -17.9% | 700,000 | -18.2% | 0.35% | -27.8% |
| TWNT | Sell | TAILWIND TWO ACQUISITION COR | $6,759,000 | -1.9% | 684,095 | -3.5% | 0.34% | -13.6% |
| MCMJ | Sell | MERIDA MERGER CORP I | $6,029,000 | -7.5% | 603,509 | -7.5% | 0.30% | -18.5% |
| BRPM | Sell | B RILEY PRINCIPAL 150 MERGER | $4,640,000 | -17.2% | 458,542 | -20.3% | 0.23% | -26.9% |
| PIPP | Sell | PINE IS ACQUISITION CORPcl a | $2,244,000 | -9.7% | 227,539 | -10.7% | 0.11% | -20.0% |
| Sell | DIRECT SELLING ACQUISITIN COunit 99/99/9999 | $2,031,000 | -32.8% | 200,000 | -33.3% | 0.10% | -40.9% | |
| Sell | SARCOS TECHN AND ROBOTICS CO*w exp 06/15/202 | $1,836,000 | +131.5% | 948,762 | -2.9% | 0.09% | +102.2% | |
| BRLIU | Sell | BRILLIANT ACQUISITION CORPunit 12/31/2020 | $1,042,000 | -28.5% | 100,944 | -26.0% | 0.05% | -36.6% |
| Sell | MICROVAST HOLDINGS INC*w exp 04/01/202 | $467,000 | -55.4% | 464,704 | -7.9% | 0.02% | -61.0% | |
| BWAC | Sell | BETTER WORLD ACQUISITION COR | $402,000 | +0.2% | 39,553 | -0.6% | 0.02% | -13.0% |
| BTAQW | Sell | BURGUNDY TECHNOLOGY ACQU COR*w exp 08/31/202 | $398,000 | -54.3% | 704,936 | -46.4% | 0.02% | -59.2% |
| MBACWS | Sell | M3 BRIGADE ACQUISITION II CO*w exp 09/03/202 | $383,000 | -32.5% | 330,096 | -22.3% | 0.02% | -40.6% |
| GLBLW | Sell | CARTESIAN GROWTH CORP*w exp 02/26/202 | $365,000 | +5.2% | 329,025 | -1.3% | 0.02% | -10.0% |
| EPHYW | Sell | EPIPHANY TECHNOLOGY ACQUISIT*w exp 01/12/202 | $181,000 | -15.4% | 241,738 | -0.5% | 0.01% | -25.0% |
| ADEXWS | Sell | ADIT EDTECH ACQUISITION CORP*w exp 99/99/999 | $187,000 | +30.8% | 278,499 | -3.1% | 0.01% | +12.5% |
| ELMSW | Sell | ELECTRIC LAST MILE SOLUTNS I*w exp 08/24/202 | $179,000 | -23.5% | 138,420 | -0.7% | 0.01% | -30.8% |
| MCMJW | Sell | MERIDA MERGER CORP I*w exp 11/07/202 | $159,000 | -36.9% | 150,000 | -31.8% | 0.01% | -42.9% |
| BITEWS | Sell | BITE ACQUISITION CORP*w exp 02/12/203 | $118,000 | -11.3% | 229,587 | -0.2% | 0.01% | -25.0% |
| PSFEWS | Sell | PAYSAFE LIMITED*w exp 03/30/202 | $93,000 | -86.3% | 141,448 | -61.4% | 0.01% | -86.8% |
| ACKIW | Sell | ACKRELL SPAC PARTNERS I CO*w exp 12/01/202 | $93,000 | -13.1% | 182,124 | -20.5% | 0.01% | -16.7% |
| CLASWS | Sell | CLASS ACCELERATION CORP*w exp 03/31/202 | $83,000 | -13.5% | 163,493 | -0.1% | 0.00% | -20.0% |
| CMAXW | Sell | CAREMAX INC*w exp 06/08/202 | $81,000 | -54.5% | 51,921 | -18.2% | 0.00% | -60.0% |
| HTPAWS | Sell | HIGHLAND TRANSCEND PARTNERS*w exp 99/99/999 | $56,000 | -50.0% | 34,787 | -53.5% | 0.00% | -50.0% |
| Sell | OWLET INC*w exp 09/14/202 | $57,000 | -82.7% | 143,421 | -58.3% | 0.00% | -84.2% | |
| Sell | ROCKLEY PHOTONICS HOLDINGS L*w exp 08/11/202 | $31,000 | -72.8% | 25,099 | -47.2% | 0.00% | -66.7% | |
| AGGRW | Sell | AGILE GROWTH CORP*w exp 03/09/202 | $34,000 | -19.0% | 53,375 | -19.9% | 0.00% | 0.0% |
| VPCCWS | Sell | VPC IMPACT ACQU HOLDI III IN*w exp 09/03/202 | $49,000 | -73.8% | 46,477 | -58.5% | 0.00% | -81.8% |
| TMKRW | Sell | TASTEMAKER ACQUISITION CORP*w exp 01/07/202 | $33,000 | -23.3% | 67,939 | -0.2% | 0.00% | 0.0% |
| SHCRW | Sell | SHARECARE INC*w exp 07/01/202 | $42,000 | -68.7% | 67,399 | -0.1% | 0.00% | -75.0% |
| SPTKW | Sell | SPORTSTEK ACQUISITION CORP*w exp 02/16/202 | $39,000 | -17.0% | 66,806 | -8.8% | 0.00% | -33.3% |
| AEVAWS | Sell | AEVA TECHNOLOGIES INC*w exp 03/12/202 | $23,000 | -90.7% | 11,953 | -90.2% | 0.00% | -92.9% |
| PFDRW | Sell | PATHFINDER ACQUISITION CORP*w exp 02/19/202 | $7,000 | -61.1% | 11,209 | -44.0% | 0.00% | -100.0% |
| FINMW | Exit | MARLIN TECHNOLOGY CORP*w exp 01/12/202 | $0 | – | -30,793 | -100.0% | -0.00% | – |
| DMYQWS | Exit | DMY TECHNOLOGY GROUP INC IV*w exp 03/04/202 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| DFPHW | Exit | DFP HEALTHCARE ACQUISITNS CO*w exp 03/31/202 | $0 | – | -22,000 | -100.0% | -0.00% | – |
| CBAHWS | Exit | CBRE ACQUISITION HLDGS INC*w exp 99/99/999 | $0 | – | -37,500 | -100.0% | -0.00% | – |
| Exit | SOMALOGIC INC*w exp 03/01/202 | $0 | – | -16,798 | -100.0% | -0.00% | – | |
| SEAHWS | Exit | SPORTS ENTERTAINMENT ACQU CO*w exp 10/30/202 | $0 | – | -24,999 | -100.0% | -0.00% | – |
| MAACW | Exit | MONTES ARCHIMEDES ACQUISITIO*w exp 99/99/999 | $0 | – | -39,144 | -100.0% | -0.00% | – |
| ISOSWS | Exit | ISOS ACQUISITION CORPORATION*w exp 03/01/202 | $0 | – | -53,880 | -100.0% | -0.00% | – |
| DMYIWS | Exit | DMY TECHNOLOGY GROUP INC III*w exp 99/99/999 | $0 | – | -21,441 | -100.0% | -0.00% | – |
| SNIIWS | Exit | SUPERNOVA PARTNERS ACQUISTN*w exp 99/99/999 | $0 | – | -86,993 | -100.0% | -0.00% | – |
| CMLTW | Exit | CM LIFE SCIENCES III INC*w exp 04/30/202 | $0 | – | -40,000 | -100.0% | -0.01% | – |
| SVFA | Exit | SVF INVESTMENT CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NGABWS | Exit | NORTHERN GENESIS ACQUISITION*w exp 01/15/202 | $0 | – | -103,118 | -100.0% | -0.01% | – |
| THMAW | Exit | THIMBLE POINT ACQUISITION CO*w exp 02/04/202 | $0 | – | -116,666 | -100.0% | -0.01% | – |
| FOREW | Exit | FORESIGHT ACQUISITION CORP*w exp 01/29/202 | $0 | – | -124,295 | -100.0% | -0.01% | – |
| Exit | SARCOS TECHN AND ROBOTICS CO | $0 | – | -12,768 | -100.0% | -0.01% | – | |
| MLAC | Exit | MALACCA STRAITS ACQUISITION | $0 | – | -10,084 | -100.0% | -0.01% | – |
| RTPY | Exit | REINVENT TECHNOLOGY PARTNERS | $0 | – | -10,000 | -100.0% | -0.01% | – |
| SWBKWS | Exit | SWITCHBACK II CORPORATION*w exp 01/07/202 | $0 | – | -91,113 | -100.0% | -0.01% | – |
| DBDRW | Exit | ROMAN DBDR TECH ACQUISITION*w exp 10/31/202 | $0 | – | -80,000 | -100.0% | -0.01% | – |
| GIGGW | Exit | GIGCAPITAL4 INC*w exp 02/08/202 | $0 | – | -133,332 | -100.0% | -0.01% | – |
| Exit | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| MRACW | Exit | MARQUEE RAINE ACQUISITION CO*w exp 12/01/202 | $0 | – | -111,376 | -100.0% | -0.01% | – |
| ATMRWS | Exit | ALTIMAR ACQUISITION CORP II*w exp 02/09/202 | $0 | – | -152,523 | -100.0% | -0.01% | – |
| IACB | Exit | ION ACQUISITION CORP 2 LTD | $0 | – | -19,984 | -100.0% | -0.01% | – |
| BSNWS | Exit | BROADSTONE ACQUISITION CORP*w exp 09/15/202 | $0 | – | -175,235 | -100.0% | -0.01% | – |
| IIACWS | Exit | INVESTINDUSTRIAL ACQUISITION*w exp 10/30/202 | $0 | – | -181,324 | -100.0% | -0.01% | – |
| STWOW | Exit | ACON S2 ACQUISITION CORP*w exp 09/15/202 | $0 | – | -223,417 | -100.0% | -0.02% | – |
| APPHW | Exit | APPHARVEST INC*w exp 01/30/202 | $0 | – | -205,323 | -100.0% | -0.02% | – |
| KURIW | Exit | ALKURI GLOBAL ACQUISITION CO*w exp 02/09/202 | $0 | – | -213,461 | -100.0% | -0.02% | – |
| MACQW | Exit | MCAP ACQUISITION CORP*w exp 03/02/202 | $0 | – | -352,093 | -100.0% | -0.02% | – |
| LOKBWS | Exit | LIVE OAK ACQUISITION CORP II*w exp 12/07/202 | $0 | – | -194,344 | -100.0% | -0.02% | – |
| ATHNWS | Exit | ATHENA TECHNOLOGY ACQUISI CO*w exp 03/31/202 | $0 | – | -303,477 | -100.0% | -0.02% | – |
| DDMXW | Exit | DD3 ACQUISITION CORP II*w exp 12/10/202 | $0 | – | -371,933 | -100.0% | -0.02% | – |
| HUGS | Exit | USHG ACQUISITION CORP | $0 | – | -49,995 | -100.0% | -0.03% | – |
| ENFAW | Exit | 890 5TH AVE PARTNERS INC*w exp 01/12/202 | $0 | – | -403,341 | -100.0% | -0.03% | – |
| PTRAW | Exit | PROTERRA INC*w exp 09/22/202 | $0 | – | -186,445 | -100.0% | -0.03% | – |
| EUSGW | Exit | EUROPEAN SUSTAINABLE GROWTH*w exp 01/21/202 | $0 | – | -395,660 | -100.0% | -0.03% | – |
| FPAC | Exit | FAR PEAK ACQUISITION CORP | $0 | – | -50,011 | -100.0% | -0.03% | – |
| DMYQ | Exit | DMY TECHNOLOGY GROUP INC IV | $0 | – | -50,000 | -100.0% | -0.03% | – |
| IVAN | Exit | IVANHOE CAPITAL ACQUISTIN CO | $0 | – | -49,998 | -100.0% | -0.03% | – |
| SGAMW | Exit | SEAPORT GLOBAL ACQUISITN COR*w exp 12/15/202 | $0 | – | -580,300 | -100.0% | -0.03% | – |
| RONIU | Exit | RICE ACQUISITION CORP IIunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.03% | – |
| TMTSW | Exit | SPARTACUS ACQUISITION CORP*w exp 10/31/202 | $0 | – | -340,516 | -100.0% | -0.03% | – |
| ASTRW | Exit | ASTRA SPACE INC*w exp 08/04/202 | $0 | – | -237,335 | -100.0% | -0.03% | – |
| MEUSW | Exit | 23ANDME HOLDING CO*w exp 06/16/202 | $0 | – | -308,373 | -100.0% | -0.03% | – |
| LEGOW | Exit | LEGATO MERGER CORP*w exp 12/31/202 | $0 | – | -241,538 | -100.0% | -0.03% | – |
| SVOKW | Exit | SEVEN OAKS ACQUISITION CORP*w exp 12/22/202 | $0 | – | -825,000 | -100.0% | -0.04% | – |
| BOWXW | Exit | BOWX ACQUISITION CORP*w exp 08/03/202 | $0 | – | -342,196 | -100.0% | -0.04% | – |
| TWNKW | Exit | HOSTESS BRANDS INC*w exp 11/04/202 | $0 | – | -237,089 | -100.0% | -0.04% | – |
| BSN | Exit | BROADSTONE ACQUISITION CORP | $0 | – | -80,482 | -100.0% | -0.04% | – |
| GGPI | Exit | GORES GUGGENHEIM INC | $0 | – | -90,000 | -100.0% | -0.05% | – |
| VPCC | Exit | VPC IMPACT ACQU HOLDI III IN | $0 | – | -93,100 | -100.0% | -0.05% | – |
| VIHAW | Exit | VPC IMPACT ACQUISITION HLDNG*w exp 10/22/202 | $0 | – | -602,030 | -100.0% | -0.06% | – |
| Exit | VELO3D INC | $0 | – | -133,491 | -100.0% | -0.06% | – | |
| Exit | NUVASIVE INCnote 0.375% 3/1 | $0 | – | -1,500,000 | -100.0% | -0.08% | – | |
| CBAH | Exit | CBRE ACQUISITION HLDGS INC | $0 | – | -150,000 | -100.0% | -0.08% | – |
| MRAC | Exit | MARQUEE RAINE ACQUISITION CO | $0 | – | -158,252 | -100.0% | -0.09% | – |
| ISOS | Exit | ISOS ACQUISITION CORPORATIONshares cl a | $0 | – | -159,840 | -100.0% | -0.09% | – |
| XPDI | Exit | POWER & DIGITAL INFRA ACQ CO | $0 | – | -157,136 | -100.0% | -0.09% | – |
| DFPH | Exit | DFP HEALTHCARE ACQUISITNS CO | $0 | – | -163,847 | -100.0% | -0.09% | – |
| PCTTW | Exit | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $0 | – | -322,839 | -100.0% | -0.09% | – |
| SOFIW | Exit | SOFI TECHNOLOGIES INC*w exp 05/28/202 | $0 | – | -266,134 | -100.0% | -0.09% | – |
| HZAC | Exit | HORIZON ACQUISITION CORP | $0 | – | -180,480 | -100.0% | -0.10% | – |
| Exit | HILLMAN SOLUTIONS CORP*w exp 10/01/202 | $0 | – | -626,033 | -100.0% | -0.10% | – | |
| CFVI | Exit | CF ACQUISITION CORP VI | $0 | – | -200,000 | -100.0% | -0.11% | – |
| CMLT | Exit | CM LIFE SCIENCES III INC | $0 | – | -200,000 | -100.0% | -0.11% | – |
| NGAB | Exit | NORTHERN GENESIS ACQUISITION | $0 | – | -309,354 | -100.0% | -0.17% | – |
| SNII | Exit | SUPERNOVA PARTNERS ACQUISTN | $0 | – | -347,972 | -100.0% | -0.19% | – |
| LITTU | Exit | LOGISTICS INNOVTN TECHNLGS Cunit 06/10/2026 | $0 | – | -350,000 | -100.0% | -0.20% | – |
| THMA | Exit | THIMBLE POINT ACQUISITION CO | $0 | – | -349,998 | -100.0% | -0.20% | – |
| IIAC | Exit | INVESTINDUSTRIAL ACQUISITION | $0 | – | -356,410 | -100.0% | -0.20% | – |
| FORE | Exit | FORESIGHT ACQUISITION CORPcl a | $0 | – | -372,885 | -100.0% | -0.21% | – |
| GIG | Exit | GIGCAPITAL4 INC | $0 | – | -399,996 | -100.0% | -0.22% | – |
| KURI | Exit | ALKURI GLOBAL ACQUISITION CO | $0 | – | -399,996 | -100.0% | -0.22% | – |
| SGAM | Exit | SEAPORT GLOBAL ACQUISITN COR | $0 | – | -450,000 | -100.0% | -0.26% | – |
| LOKB | Exit | LIVE OAK ACQUISITION CORP II | $0 | – | -565,709 | -100.0% | -0.32% | – |
| ATMR | Exit | ALTIMAR ACQUISITION CORP II | $0 | – | -610,092 | -100.0% | -0.34% | – |
| EUSG | Exit | EUROPEAN SUSTAINABLE GROWTH | $0 | – | -617,876 | -100.0% | -0.34% | – |
| ENFA | Exit | 890 5TH AVE PARTNERS INC | $0 | – | -663,489 | -100.0% | -0.37% | – |
| DBDR | Exit | ROMAN DBDR TECH ACQUISITION | $0 | – | -656,878 | -100.0% | -0.38% | – |
| DDMX | Exit | DD3 ACQUISITION CORP II | $0 | – | -753,898 | -100.0% | -0.42% | – |
| TMTS | Exit | SPARTACUS ACQUISITION CORPcl a | $0 | – | -747,193 | -100.0% | -0.43% | – |
| DRAYU | Exit | MACONDRAY CAP ACQUISITN CORPunit 05/31/2028 | $0 | – | -782,500 | -100.0% | -0.44% | – |
| MACQ | Exit | MCAP ACQUISITION CORP | $0 | – | -799,998 | -100.0% | -0.44% | – |
| Exit | DIGITAL WORLD ACQUISITION COunit 06/30/2028 | $0 | – | -813,247 | -100.0% | -0.46% | – | |
| Exit | BRIDGEBIO PHARMA INCnote 2.500% 3/1 | $0 | – | -6,500,000 | -100.0% | -0.51% | – | |
| Exit | ENDURANCE ACQUISITION CORPunit 09/01/2026 | $0 | – | -980,000 | -100.0% | -0.55% | – | |
| Exit | MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $0 | – | -5,201,000 | -100.0% | -0.68% | – | |
| Exit | CASCADIA ACQUISITION CORPunit 09/30/2028 | $0 | – | -1,485,000 | -100.0% | -0.82% | – | |
| SVOK | Exit | SEVEN OAKS ACQUISITION CORP | $0 | – | -1,650,000 | -100.0% | -0.92% | – |
| Exit | PERFICIENT INCnote 1.250% 8/0 | $0 | – | -7,500,000 | -100.0% | -0.96% | – | |
| SCAQU | Exit | STRATIM CLOUD ACQUISITION COunit 03/05/2026 | $0 | – | -1,745,969 | -100.0% | -0.98% | – |
| Exit | MERCURY ECOM ACQUISITION CORunit 07/27/2026 | $0 | – | -1,732,500 | -100.0% | -0.98% | – | |
| Exit | 10X CAP VENTURE ACQSTN CORPunit 04/19/2028 | $0 | – | -1,980,000 | -100.0% | -1.11% | – | |
| Exit | HEALTHWELL ACQUISITION CORPunit 08/05/2028 | $0 | – | -2,400,000 | -100.0% | -1.34% | – | |
| Exit | RIVERVIEW ACQUISITION CORPunit 07/29/2026 | $0 | – | -2,490,000 | -100.0% | -1.39% | – | |
| Exit | ZYNGA INCnote 0.250% 6/0 | $0 | – | -23,791,000 | -100.0% | -1.53% | – | |
| Exit | CHEGG INCnote 0.125% 3/1 | $0 | – | -20,681,000 | -100.0% | -1.68% | – | |
| Exit | CREE INCnote 1.750% 5/0 | $0 | – | -20,013,000 | -100.0% | -2.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.