$1.77 Billion is the total value of Castle Creek Arbitrage, LLC's 648 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | RIVERVIEW ACQUISITION CORPunit 07/29/2026 | $24,688,000 | – | 2,490,000 | +100.0% | 1.39% | – | |
| New | HEALTHWELL ACQUISITION CORPunit 08/05/2028 | $23,712,000 | – | 2,400,000 | +100.0% | 1.34% | – | |
| New | 10X CAP VENTURE ACQSTN CORPunit 04/19/2028 | $19,731,000 | – | 1,980,000 | +100.0% | 1.11% | – | |
| New | MERCURY ECOM ACQUISITION CORunit 07/27/2026 | $17,412,000 | – | 1,732,500 | +100.0% | 0.98% | – | |
| New | PERFICIENT INCnote 1.250% 8/0 | $17,028,000 | – | 7,500,000 | +100.0% | 0.96% | – | |
| New | CASCADIA ACQUISITION CORPunit 09/30/2028 | $14,612,000 | – | 1,485,000 | +100.0% | 0.82% | – | |
| New | PARABELLUM ACQUISITION CORPunit 99/99/9999 | $12,083,000 | – | 1,212,500 | +100.0% | 0.68% | – | |
| New | SKYDECK ACQUISITION CORP | $11,453,000 | – | 1,184,355 | +100.0% | 0.65% | – | |
| New | DTRT HEALTH ACQUISITION CORPunit 08/31/2029 | $10,100,000 | – | 1,000,000 | +100.0% | 0.57% | – | |
| New | ENDURANCE ACQUISITION CORPunit 09/01/2026 | $9,746,000 | – | 980,000 | +100.0% | 0.55% | – | |
| TCAC | New | TUATARA CAPITAL ACQUISITN CO | $8,276,000 | – | 851,460 | +100.0% | 0.47% | – |
| New | DIGITAL WORLD ACQUISITION COunit 06/30/2028 | $8,230,000 | – | 813,247 | +100.0% | 0.46% | – | |
| DRAYU | New | MACONDRAY CAP ACQUISITN CORPunit 05/31/2028 | $7,809,000 | – | 782,500 | +100.0% | 0.44% | – |
| New | SOAR TECHNOLOGY ACQUISN CORPunit 99/99/9999 | $7,613,000 | – | 750,000 | +100.0% | 0.43% | – | |
| ATVC | New | TRIBE CAPITAL GROWTH CORP I | $7,527,000 | – | 775,184 | +100.0% | 0.42% | – |
| SDAC | New | SUSTAINABLE DEVELP ACQU I CO | $5,958,000 | – | 613,238 | +100.0% | 0.34% | – |
| LJAQ | New | LIGHTJUMP ACQUISITION CORP | $5,825,000 | – | 591,720 | +100.0% | 0.33% | – |
| IIII | New | INSU ACQUISITION CORP III | $4,268,000 | – | 435,729 | +100.0% | 0.24% | – |
| PUCK | New | GOAL ACQUISITIONS CORP | $4,131,000 | – | 425,000 | +100.0% | 0.23% | – |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $4,105,000 | – | 424,995 | +100.0% | 0.23% | – |
| New | SOFTWARE ACQUISITN GRP INC Iunit 03/01/2028 | $4,040,000 | – | 400,000 | +100.0% | 0.23% | – | |
| FORE | New | FORESIGHT ACQUISITION CORPcl a | $3,677,000 | – | 372,885 | +100.0% | 0.21% | – |
| New | CIIG CAPITAL PARTNERS II INCunit 02/28/2028 | $3,644,000 | – | 361,509 | +100.0% | 0.21% | – | |
| New | WORLD QUANTUM GROWTH ACQUISIunit 99/99/9999 | $3,576,000 | – | 356,900 | +100.0% | 0.20% | – | |
| IIAC | New | INVESTINDUSTRIAL ACQUISITION | $3,539,000 | – | 356,410 | +100.0% | 0.20% | – |
| NXU | New | NOVUS CAPITAL CORPORATION II | $3,460,000 | – | 349,998 | +100.0% | 0.20% | – |
| GLTAU | New | GALATA ACQUISITION CORPunit 99/99/9999 | $3,455,000 | – | 345,200 | +100.0% | 0.20% | – |
| New | DIRECT SELLING ACQUISITIN COunit 99/99/9999 | $3,021,000 | – | 300,000 | +100.0% | 0.17% | – | |
| CLBR | New | COLOMBIER ACQUISITION CORPcl a | $2,898,000 | – | 300,000 | +100.0% | 0.16% | – |
| BYTS | New | BYTE ACQUISITION CORP | $2,849,000 | – | 293,558 | +100.0% | 0.16% | – |
| New | OXUS ACQUISITION CORPunit 99/99/9999 | $2,545,000 | – | 250,000 | +100.0% | 0.14% | – | |
| New | ARGUS CAPITAL CORPunit 08/31/2028 | $2,526,000 | – | 250,000 | +100.0% | 0.14% | – | |
| IBER | New | IBERE PHARMACEUTICALS | $2,455,000 | – | 253,446 | +100.0% | 0.14% | – |
| DHHC | New | DIAMONDHEAD HOLDINGS CORPcl a | $2,445,000 | – | 251,496 | +100.0% | 0.14% | – |
| OSI | New | OSIRIS ACQUISITION CORPcl a | $2,440,000 | – | 249,998 | +100.0% | 0.14% | – |
| TMPM | New | TURMERIC ACQUISITION CORPcl a | $2,424,000 | – | 247,755 | +100.0% | 0.14% | – |
| SSAA | New | SCIENCE STRATEGIC ACQ ALPHA | $2,354,000 | – | 242,475 | +100.0% | 0.13% | – |
| CMLT | New | CM LIFE SCIENCES III INC | $1,982,000 | – | 200,000 | +100.0% | 0.11% | – |
| New | STRIDE INCnote 1.125% 9/0 | $1,992,000 | – | 2,000,000 | +100.0% | 0.11% | – | |
| New | HILLMAN SOLUTIONS CORP*w exp 10/01/202 | $1,822,000 | – | 626,033 | +100.0% | 0.10% | – | |
| New | ARYA SCIENCES ACQUISITN CORP | $1,480,000 | – | 150,000 | +100.0% | 0.08% | – | |
| TSIB | New | TISHMAN SPEYER INNOVATION CO | $1,468,000 | – | 150,000 | +100.0% | 0.08% | – |
| SPTK | New | SPORTSTEK ACQUISITION CORP | $1,419,000 | – | 146,428 | +100.0% | 0.08% | – |
| New | ROCKET LAB USA INC*w exp 07/30/202 | $1,203,000 | – | 244,790 | +100.0% | 0.07% | – | |
| New | VELO3D INC | $1,117,000 | – | 133,491 | +100.0% | 0.06% | – | |
| New | MICROVAST HOLDINGS INC*w exp 04/01/202 | $1,047,000 | – | 504,704 | +100.0% | 0.06% | – | |
| New | SPRINGWATER SPL SITUATIONS Cunit 12/01/2027 | $983,000 | – | 98,572 | +100.0% | 0.06% | – | |
| ACII | New | ATLAS CREST INVESTMENT CORP | $976,000 | – | 99,996 | +100.0% | 0.06% | – |
| POND | New | ANGEL POND HOLDINGS CORP | $966,000 | – | 99,996 | +100.0% | 0.06% | – |
| New | OFFERPAD SOLUTIONS INC*w exp 10/16/202 | $953,000 | – | 542,937 | +100.0% | 0.05% | – | |
| SUNLWS | New | SUNLIGHT FINANCIAL HOLDINGS*w exp 07/09/202 | $933,000 | – | 848,016 | +100.0% | 0.05% | – |
| New | MARKETWISE INC*w exp 07/19/202 | $943,000 | – | 805,776 | +100.0% | 0.05% | – | |
| BTWN | New | BRIDGETOWN HOLDINGS LTD | $897,000 | – | 91,471 | +100.0% | 0.05% | – |
| UPWS | New | WHEELS UP EXPERIENCE INC*w exp 07/13/202 | $868,000 | – | 680,800 | +100.0% | 0.05% | – |
| New | RESERVOIR MEDIA INC*w exp 08/26/202 | $830,000 | – | 424,750 | +100.0% | 0.05% | – | |
| New | BLACKSKY TECHNOLOGY INC*w exp 10/30/202 | $829,000 | – | 536,430 | +100.0% | 0.05% | – | |
| New | SARCOS TECHN AND ROBOTICS CO*w exp 06/15/202 | $793,000 | – | 977,084 | +100.0% | 0.04% | – | |
| LDHA | New | LDH GROWTH CORP I | $789,000 | – | 81,095 | +100.0% | 0.04% | – |
| CORSU | New | CORSAIR PARTNERING CORPunit 99/99/9999 | $779,000 | – | 80,200 | +100.0% | 0.04% | – |
| New | SPIRE GLOBAL INC*w exp 01/01/203 | $780,000 | – | 455,911 | +100.0% | 0.04% | – | |
| New | AVISTA PUB ACQUISITION CORPunit 04/06/2026 | $758,000 | – | 75,000 | +100.0% | 0.04% | – | |
| New | HOLLEY INC*w exp 11/30/202 | $739,000 | – | 251,211 | +100.0% | 0.04% | – | |
| PRPC | New | CC NEUBERGER PRINCIPAL HOLDN | $732,000 | – | 74,995 | +100.0% | 0.04% | – |
| FTAA | New | FTAC ATHENA ACQUISITION CORP | $660,000 | – | 66,756 | +100.0% | 0.04% | – |
| New | RENEW ENERGY GLOBAL PLC*w exp 08/30/202 | $631,000 | – | 344,866 | +100.0% | 0.04% | – | |
| LEGOW | New | LEGATO MERGER CORP*w exp 12/31/202 | $604,000 | – | 241,538 | +100.0% | 0.03% | – |
| New | VICARIOUS SURGICAL INC*w exp 08/05/202 | $603,000 | – | 272,741 | +100.0% | 0.03% | – | |
| FREYWS | New | FREYR BATTERY*w exp 10/31/202 | $591,000 | – | 212,899 | +100.0% | 0.03% | – |
| ASTRW | New | ASTRA SPACE INC*w exp 08/04/202 | $564,000 | – | 237,335 | +100.0% | 0.03% | – |
| New | MONEYLION INC*w exp 09/22/202 | $543,000 | – | 566,000 | +100.0% | 0.03% | – | |
| GNAC | New | GROUP NINE ACQUISITION CORP | $540,000 | – | 55,599 | +100.0% | 0.03% | – |
| New | JATT ACQUISITION CORPunit 99/99/9999 | $502,000 | – | 50,000 | +100.0% | 0.03% | – | |
| GPAC | New | GLOBAL PARTNER ACQISTN CORP | $463,000 | – | 47,730 | +100.0% | 0.03% | – |
| New | REDWIRE CORPORATION*w exp 05/27/202 | $437,000 | – | 202,479 | +100.0% | 0.02% | – | |
| New | CELLEBRITE DI LTD*w exp 08/30/202 | $445,000 | – | 210,918 | +100.0% | 0.02% | – | |
| New | BERKSHIRE GREY INC*w exp 07/21/202 | $424,000 | – | 351,873 | +100.0% | 0.02% | – | |
| ATHNWS | New | ATHENA TECHNOLOGY ACQUISI CO*w exp 03/31/202 | $413,000 | – | 303,477 | +100.0% | 0.02% | – |
| New | SHAPEWAYS HOLDINGS INC*w exp 99/99/999 | $407,000 | – | 417,086 | +100.0% | 0.02% | – | |
| New | AGILETHOUGHT INC*w exp 99/99/999 | $393,000 | – | 380,000 | +100.0% | 0.02% | – | |
| New | OWLET INC*w exp 09/14/202 | $329,000 | – | 344,066 | +100.0% | 0.02% | – | |
| New | SKYDECK ACQUISITION CORP*w exp 05/13/202 | $303,000 | – | 444,785 | +100.0% | 0.02% | – | |
| PUCKW | New | GOAL ACQUISITIONS CORP*w exp 02/11/202 | $243,000 | – | 425,000 | +100.0% | 0.01% | – |
| TCACW | New | TUATARA CAPITAL ACQUISITN CO*w exp 02/11/202 | $239,000 | – | 425,730 | +100.0% | 0.01% | – |
| SDACW | New | SUSTAINABLE DEVELP ACQU I CO*w exp 02/04/202 | $207,000 | – | 306,619 | +100.0% | 0.01% | – |
| New | OTONOMO TECHNOLOGIES LTD*w exp 08/13/202 | $206,000 | – | 256,000 | +100.0% | 0.01% | – | |
| ATVCW | New | TRIBE CAPITAL GROWTH CORP I*w exp 02/28/202 | $176,000 | – | 193,796 | +100.0% | 0.01% | – |
| New | OPPFI INC*w exp 07/20/202 | $179,000 | – | 118,011 | +100.0% | 0.01% | – | |
| New | ARCHER AVIATION INC*w exp 09/16/202 | $152,000 | – | 95,235 | +100.0% | 0.01% | – | |
| LJAQW | New | LIGHTJUMP ACQUISITION CORP*w exp 01/12/202 | $157,000 | – | 295,860 | +100.0% | 0.01% | – |
| New | VELO3D INC*w exp 12/01/202 | $146,000 | – | 100,000 | +100.0% | 0.01% | – | |
| EVGOW | New | EVGO INC*w exp 09/15/202 | $145,000 | – | 80,797 | +100.0% | 0.01% | – |
| New | AIRSPAN NETWORKS HOLDINGS IN*w exp 11/01/202 | $145,000 | – | 200,000 | +100.0% | 0.01% | – | |
| SHCRW | New | SHARECARE INC*w exp 07/01/202 | $134,000 | – | 67,499 | +100.0% | 0.01% | – |
| PICC | New | PIVOTAL INVESTMENT CORP III | $146,000 | – | 14,995 | +100.0% | 0.01% | – |
| New | MONEYLION INCcl a | $135,000 | – | 20,000 | +100.0% | 0.01% | – | |
| NXUWS | New | NOVUS CAPITAL CORPORATION II*w exp 02/02/202 | $124,000 | – | 116,666 | +100.0% | 0.01% | – |
| IIIIW | New | INSU ACQUISITION CORP III*w exp 12/31/202 | $127,000 | – | 145,243 | +100.0% | 0.01% | – |
| New | SARCOS TECHN AND ROBOTICS CO | $99,000 | – | 12,768 | +100.0% | 0.01% | – | |
| FOREW | New | FORESIGHT ACQUISITION CORP*w exp 01/29/202 | $109,000 | – | 124,295 | +100.0% | 0.01% | – |
| New | ROCKLEY PHOTONICS HOLDINGS L*w exp 08/11/202 | $114,000 | – | 47,499 | +100.0% | 0.01% | – | |
| BRIVW | New | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $99,000 | – | 141,665 | +100.0% | 0.01% | – |
| BYTSW | New | BYTE ACQUISITION CORP*w exp 03/18/202 | $89,000 | – | 146,779 | +100.0% | 0.01% | – |
| CMLTW | New | CM LIFE SCIENCES III INC*w exp 04/30/202 | $80,000 | – | 40,000 | +100.0% | 0.01% | – |
| IBERWS | New | IBERE PHARMACEUTICALS*w exp 03/01/202 | $73,000 | – | 126,723 | +100.0% | 0.00% | – |
| New | REE AUTOMOTIVE LTD*w exp 07/22/202 | $79,000 | – | 91,311 | +100.0% | 0.00% | – | |
| OSIWS | New | OSIRIS ACQUISITION CORP*w exp 05/01/202 | $61,000 | – | 124,999 | +100.0% | 0.00% | – |
| CLBRWS | New | COLOMBIER ACQUISITION CORP*w exp 99/99/999 | $56,000 | – | 100,000 | +100.0% | 0.00% | – |
| SSAAW | New | SCIENCE STRATEGIC ACQ ALPHA*w exp 01/20/202 | $60,000 | – | 80,825 | +100.0% | 0.00% | – |
| New | HIPPO HLDGS INC*w exp 99/99/999 | $61,000 | – | 65,362 | +100.0% | 0.00% | – | |
| New | SOMALOGIC INC*w exp 03/01/202 | $54,000 | – | 16,798 | +100.0% | 0.00% | – | |
| SPTKW | New | SPORTSTEK ACQUISITION CORP*w exp 02/16/202 | $47,000 | – | 73,214 | +100.0% | 0.00% | – |
| TMPMW | New | TURMERIC ACQUISITION CORP*w exp 10/08/202 | $54,000 | – | 82,585 | +100.0% | 0.00% | – |
| FTEVWS | New | FINTECH EVOLUTION ACQUIS GRO*w exp 03/31/202 | $36,000 | – | 53,360 | +100.0% | 0.00% | – |
| DHHCW | New | DIAMONDHEAD HOLDINGS CORP*w exp 01/28/202 | $39,000 | – | 62,874 | +100.0% | 0.00% | – |
| New | XOS INC*w exp 10/06/202 | $35,000 | – | 33,333 | +100.0% | 0.00% | – | |
| PONDWS | New | ANGEL POND HOLDINGS CORP*w exp 99/99/999 | $24,000 | – | 33,332 | +100.0% | 0.00% | – |
| GNACW | New | GROUP NINE ACQUISITION CORP*w exp 01/15/202 | $13,000 | – | 18,533 | +100.0% | 0.00% | – |
| FTAAW | New | FTAC ATHENA ACQUISITION CORP*w exp 03/01/202 | $21,000 | – | 16,689 | +100.0% | 0.00% | – |
| ACIIWS | New | ATLAS CREST INVESTMENT CORP*w exp 02/03/202 | $21,000 | – | 24,999 | +100.0% | 0.00% | – |
| TSIBW | New | TISHMAN SPEYER INNOVATION CO*w exp 02/11/202 | $24,000 | – | 30,000 | +100.0% | 0.00% | – |
| New | SURROZEN INC*w exp 08/01/203 | $20,000 | – | 18,090 | +100.0% | 0.00% | – | |
| PRPCWS | New | CC NEUBERGER PRINCIPAL HOLDN*w exp 99/99/999 | $15,000 | – | 14,999 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.