Castle Creek Arbitrage, LLC - Q2 2021 holdings

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$1.79 Billion is the total value of Castle Creek Arbitrage, LLC's 660 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 100.0% .

All

			Value		Shares		↓ Weighting
MITWS	Exit	MASON INDUSTRIAL TECHNOLGY I*w exp 99/99/999	$0	–	-16,666	-100.0%	-0.00%	–
IACAWS	Exit	ION ACQUISITION CORP 1 LTD*w exp 10/05/202	$0	–	-17,596	-100.0%	-0.00%	–
CRSAW	Exit	CRESCENT ACQUISITION CORP*w exp 03/08/202	$0	–	-68,504	-100.0%	-0.00%	–
SMSI	Exit	SMITH MICRO SOFTWARE INC	$0	–	-13,542	-100.0%	-0.00%	–
LACQW	Exit	LEISURE ACQUISITION CORP*w exp 99/99/999	$0	–	-89,881	-100.0%	-0.00%	–
GIXRT	Exit	GIGCAPITAL2 INCright 02/28/2026	$0	–	-296,500	-100.0%	-0.01%	–
RTPYU	Exit	REINVENT TECHNOLOGY PARTNERSunit 03/12/2026	$0	–	-10,000	-100.0%	-0.01%	–
CCVIU	Exit	CHURCHILL CAPITAL CORP VIunit 99/99/9999	$0	–	-10,000	-100.0%	-0.01%	–
CFIVW	Exit	CF ACQUISITION CORP IV*w exp 12/31/202	$0	–	-133,332	-100.0%	-0.01%	–
HECCW	Exit	HUDSON EXECUTIVE INVT CORP*w exp 06/21/202	$0	–	-97,500	-100.0%	-0.01%	–
CCXWS	Exit	CHURCHILL CAP CORP II*w exp 07/02/202	$0	–	-100,000	-100.0%	-0.01%	–
FIII	Exit	FORUM MERGER III CORP	$0	–	-14,824	-100.0%	-0.01%	–
LEGOW	Exit	LEGATO MERGER CORP*w exp 12/31/202	$0	–	-375,000	-100.0%	-0.01%	–
AACQW	Exit	ARTIUS ACQUISITION INC*w exp 07/13/202	$0	–	-112,137	-100.0%	-0.01%	–
VELOU	Exit	VELOCITY ACQUISITION CORPunit 99/99/9999	$0	–	-20,000	-100.0%	-0.01%	–
IACBU	Exit	ION ACQUISITION CORP 2 LTDunit 99/99/9999	$0	–	-20,000	-100.0%	-0.01%	–
GTPAU	Exit	GORES TECHNOLOGY PARTNERS INunit 03/16/2028	$0	–	-20,000	-100.0%	-0.01%	–
CAPAW	Exit	HIGHCAPE CAP ACQUISITION COR*w exp 09/30/202	$0	–	-66,666	-100.0%	-0.01%	–
IPOEWS	Exit	SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202	$0	–	-46,134	-100.0%	-0.02%	–
JWSWS	Exit	JAWS ACQUISITION CORP*w exp 99/99/999	$0	–	-89,845	-100.0%	-0.02%	–
ARVLW	Exit	ARRIVAL GROUP*w exp 03/24/202	$0	–	-53,578	-100.0%	-0.02%	–
SCLEU	Exit	BROADSCALE ACQUISITION CORPunit 02/02/2026	$0	–	-30,000	-100.0%	-0.02%	–
NGAWS	Exit	NORTHERN GENESIS ACQUISITION*w exp 07/31/202	$0	–	-52,561	-100.0%	-0.02%	–
FIIIW	Exit	FORUM MERGER III CORP*w exp 08/24/202	$0	–	-166,665	-100.0%	-0.02%	–
FRONU	Exit	FRONTIER ACQUISITION CORPunit 03/01/2026	$0	–	-35,000	-100.0%	-0.02%	–
HEC	Exit	HUDSON EXECUTIVE INVT CORP	$0	–	-36,199	-100.0%	-0.02%	–
VGACWS	Exit	VG ACQUISITION CORP*w exp 09/29/202	$0	–	-233,333	-100.0%	-0.02%	–
GNRSW	Exit	GREENROSE ACQUISITION CORP*w exp 08/11/202	$0	–	-482,900	-100.0%	-0.02%	–
GSEVU	Exit	GORES HOLDINGS VII INCunit 02/12/2028	$0	–	-40,000	-100.0%	-0.02%	–
GTPBU	Exit	GORES TECHNOLOGY PARTNERS IIunit 03/16/2028	$0	–	-40,000	-100.0%	-0.02%	–
DFHTW	Exit	DEERFIELD HEALTHCARE TECH AC*w exp 07/16/202	$0	–	-171,921	-100.0%	-0.02%	–
WPF	Exit	FOLEY TRASIMENE ACQUISTN COR	$0	–	-44,929	-100.0%	-0.03%	–
SEAH	Exit	SPORTS ENTERTAINMENT ACQU CO	$0	–	-49,998	-100.0%	-0.03%	–
PLMIU	Exit	PLUM ACQUISITION CORP Iunit 03/15/2026	$0	–	-50,000	-100.0%	-0.03%	–
ASPCU	Exit	ALPHA CAPITAL ACQUISITION COunit 02/16/2026	$0	–	-50,000	-100.0%	-0.03%	–
FRWAU	Exit	PWP FORWARD ACQUISITION CORPunit 03/10/2026	$0	–	-50,000	-100.0%	-0.03%	–
HUGSU	Exit	USHG ACQUISITION CORPunit 99/99/9999	$0	–	-50,000	-100.0%	-0.03%	–
HIIIU	Exit	HUDSON EXECUTIVE INVES IIIunit 02/22/2026	$0	–	-50,000	-100.0%	-0.03%	–
VPCBU	Exit	VPC IMPACT ACQUISITION HLDGunit 03/05/2026	$0	–	-50,000	-100.0%	-0.03%	–
DMYQU	Exit	DMY TECHNOLOGY GROUP INC IVunit 99/99/9999	$0	–	-50,000	-100.0%	-0.03%	–
FST	Exit	FAST ACQUISITION CORP	$0	–	-44,690	-100.0%	-0.03%	–
SLACU	Exit	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$0	–	-75,000	-100.0%	-0.04%	–
VPCCU	Exit	VPC IMPACT ACQU HOLDI III INunit 99/99/9999	$0	–	-84,106	-100.0%	-0.05%	–
DHBCU	Exit	DHB CAPITAL CORPunit 03/31/2028	$0	–	-99,062	-100.0%	-0.06%	–
PFDRU	Exit	PATHFINDER ACQUISITION CORPunit 02/17/2026	$0	–	-100,000	-100.0%	-0.06%	–
ROSSU	Exit	ROSS ACQUISITION CORP IIunit 99/99/9999	$0	–	-100,000	-100.0%	-0.06%	–
MACCU	Exit	MISSION ADVANCEMENT CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.06%	–
FRXBU	Exit	FOREST ROAD ACQUISITION CORunit 99/99/9999	$0	–	-100,000	-100.0%	-0.06%	–
EJFAU	Exit	EJF ACQUISITION CORPunit 03/10/2026	$0	–	-100,000	-100.0%	-0.06%	–
ATAQU	Exit	ALTIMAR ACQUISITION CORP IIIunit 99/99/9999	$0	–	-100,000	-100.0%	-0.06%	–
GGPIU	Exit	GORES GUGGENHEIM INCunit 03/25/2028	$0	–	-100,000	-100.0%	-0.06%	–
ROCRU	Exit	ROTH CH ACQUISITION III COunit 02/26/2026	$0	–	-100,000	-100.0%	-0.06%	–
REVHU	Exit	REVOLUTION HEALTHCAR AQ CORPunit 03/18/20266	$0	–	-101,995	-100.0%	-0.06%	–
ALUS	Exit	ALUSSA ENERGY ACQUISITION CO	$0	–	-105,323	-100.0%	-0.06%	–
TBA	Exit	THOMA BRAVO ADVANTAGE	$0	–	-100,000	-100.0%	-0.06%	–
ACTCW	Exit	ARCLIGHT CLEAN TRANSITION CO*w exp 09/22/202	$0	–	-186,445	-100.0%	-0.06%	–
FRSGU	Exit	FIRST RESERVE SUSTAINABLE GWunit 03/05/2026	$0	–	-112,500	-100.0%	-0.06%	–
SOAC	Exit	SUSTAINABLE OPPORTNTS ACQ CO	$0	–	-113,656	-100.0%	-0.07%	–
CHPTWS	Exit	CHARGEPOINT HOLDINGS INC*w exp 07/25/202	$0	–	-86,166	-100.0%	-0.08%	–
OPAU	Exit	MAGNUM OPUS ACQUISITION LTDunit 06/03/2026	$0	–	-150,000	-100.0%	-0.09%	–
HERAU	Exit	FTAC HERA ACQUISITION CORPunit 02/28/2026	$0	–	-150,000	-100.0%	-0.09%	–
FACTU	Exit	FREEDOM ACQUISITION I CORPunit 99/99/9999	$0	–	-150,000	-100.0%	-0.09%	–
AUSU	Exit	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$0	–	-150,000	-100.0%	-0.09%	–
PDAC	Exit	PERIDOT ACQUISITION CORP	$0	–	-144,400	-100.0%	-0.09%	–
NVSAU	Exit	NEW VISTA ACQUISITION CORPunit 02/01/2026	$0	–	-163,477	-100.0%	-0.10%	–
SPGSU	Exit	SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999	$0	–	-175,000	-100.0%	-0.10%	–
AGGRU	Exit	AGILE GROWTH CORPunit 03/09/2026	$0	–	-200,000	-100.0%	-0.12%	–
DTOCU	Exit	DIGITAL TRANSFORMATN OPT CORunit 03/31/2028	$0	–	-200,000	-100.0%	-0.12%	–
CFVIU	Exit	CF ACQUISITION CORP VIunit 99/99/9999	$0	–	-200,000	-100.0%	-0.12%	–
WARRU	Exit	WARRIOR TECHNOLOGIES ACQUI Cunit 03/31/2028	$0	–	-200,000	-100.0%	-0.12%	–
SSPKW	Exit	SILVER SPIKE ACQUISITION COR*w exp 08/02/202	$0	–	-282,923	-100.0%	-0.12%	–
TRCAU	Exit	TWIN RIDGE CAPITAL ACQUIS COunit 99/99/9999	$0	–	-200,000	-100.0%	-0.12%	–
SPAQU	Exit	SPARTAN ACQUISITION CORP IIIunit 99/99/9999	$0	–	-200,000	-100.0%	-0.12%	–
SRNGU	Exit	SOARING EAGLE ACQUISITION COunit 02/23/2026	$0	–	-200,000	-100.0%	-0.12%	–
MACAU	Exit	MORINGA ACQUISITION CORPunit 02/16/2026	$0	–	-210,035	-100.0%	-0.12%	–
THBR	Exit	THUNDER BRDG ACQUISTION II L	$0	–	-200,500	-100.0%	-0.12%	–
LGVU	Exit	LONGVIEW ACQUISITION CORP IIunit 99/99/9999	$0	–	-209,300	-100.0%	-0.12%	–
ISOSU	Exit	ISOS ACQUISITION CORPORATIONunit 99/99/9999	$0	–	-212,490	-100.0%	-0.12%	–
LOKMU	Exit	LIVE OAK MOBILITY ACQUISI COunit 03/01/2028	$0	–	-213,151	-100.0%	-0.12%	–
ACAC	Exit	ACIES ACQUISITION CORPcl a	$0	–	-219,995	-100.0%	-0.13%	–
MBACU	Exit	M3 BRIGADE ACQUISITION II COunit 99/99/9999	$0	–	-250,000	-100.0%	-0.14%	–
GXGX	Exit	GX ACQUISITION CORP	$0	–	-246,720	-100.0%	-0.14%	–
LVRAU	Exit	LEVERE HOLDINGS CORPunit 03/09/2026	$0	–	-250,000	-100.0%	-0.14%	–
PMGMU	Exit	PRIVETERRA ACQUISITION CORPunit 99/99/9999	$0	–	-255,173	-100.0%	-0.15%	–
NDACU	Exit	NIGHTDRAGON ACQUISITION CORPunit 02/26/20266	$0	–	-250,000	-100.0%	-0.15%	–
PDOTU	Exit	PERIDOT ACQUISITION CORP IIunit 99/99/9999	$0	–	-257,427	-100.0%	-0.15%	–
LEGAU	Exit	LEAD EDGE GROWTH OPRTUNTS LTunit 04/01/2026	$0	–	-260,883	-100.0%	-0.15%	–
KAHCU	Exit	KKR ACQUISITION HOLDING I COunit 99/99/9999	$0	–	-268,874	-100.0%	-0.16%	–
FTPAU	Exit	FTAC PARNASSUS ACQUISITN CORunit 03/10/2026	$0	–	-275,000	-100.0%	-0.16%	–
FZTU	Exit	FAST ACQUISITION CORP IIunit 03/16/2026	$0	–	-276,800	-100.0%	-0.16%	–
ANZUU	Exit	ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026	$0	–	-293,880	-100.0%	-0.17%	–
RKTAU	Exit	ROCKET INTERNET GRWT OPRT COunit 99/99/9999	$0	–	-294,436	-100.0%	-0.17%	–
RPLA	Exit	REPLAY ACQUISITION CORP	$0	–	-307,096	-100.0%	-0.17%	–
LGACU	Exit	LAZARD GROWTH ACQUISITION COunit 99/99/9999	$0	–	-300,000	-100.0%	-0.17%	–
ANACU	Exit	ARCTOS NORTHSTAR ACQUIS CORPunit 99/99/9999	$0	–	-300,000	-100.0%	-0.17%	–
ASZU	Exit	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$0	–	-303,200	-100.0%	-0.18%	–
JWSMU	Exit	JAWS MUSTANG ACQUISITION CORunit 99/99/9999	$0	–	-300,400	-100.0%	-0.18%	–
NGABU	Exit	NORTHERN GENESIS ACQUISITIONunit 99/99/9999	$0	–	-309,357	-100.0%	-0.18%	–
CHAAU	Exit	CATCHA INVESTMENT CORPunit 99/99/9999	$0	–	-338,480	-100.0%	-0.20%	–
AFAQU	Exit	AF ACQUISITION CORPunit 03/31/2028	$0	–	-350,000	-100.0%	-0.20%	–
SNIIU	Exit	SUPERNOVA PARTNERS ACQUISTNunit 99/99/9999	$0	–	-347,972	-100.0%	-0.20%	–
THMAU	Exit	THIMBLE POINT ACQUISITION COunit 99/99/9999	$0	–	-350,000	-100.0%	-0.20%	–
SLAMU	Exit	SLAM CORPunit 99/99/9999	$0	–	-365,680	-100.0%	-0.21%	–
LEGO	Exit	LEGATO MERGER CORP	$0	–	-375,000	-100.0%	-0.21%	–
NBSTU	Exit	NEWBURY STREET ACQUISITN CORunit 04/30/2028	$0	–	-390,000	-100.0%	-0.22%	–
CFIV	Exit	CF ACQUISITION CORP IV	$0	–	-399,996	-100.0%	-0.23%	–
MUDS	Exit	MUDRICK CAPITAL ACQU CORP II	$0	–	-400,000	-100.0%	-0.23%	–
GIGGU	Exit	GIGCAPITAL4 INCunit 99/99/9999	$0	–	-400,000	-100.0%	-0.23%	–
XPDIU	Exit	POWER & DIGITAL INFRA ACQ COunit 99/99/9999	$0	–	-400,000	-100.0%	-0.23%	–
TWNIU	Exit	TAILWIND INTERNATNAL ACQ CORunit 99/99/9999	$0	–	-412,059	-100.0%	-0.24%	–
FSNBU	Exit	FUSION ACQUISITION CORP IIunit 02/29/2028	$0	–	-421,128	-100.0%	-0.24%	–
LCAHU	Exit	LANDCADIA HOLDINGS IV INCunit 05/01/2025	$0	–	-450,000	-100.0%	-0.26%	–
BITEU	Exit	BITE ACQUISITION CORPunit 99/99/9999	$0	–	-460,254	-100.0%	-0.26%	–
FACAU	Exit	FIGURE ACQUISITION CORP Iunit 99/99/9999	$0	–	-462,750	-100.0%	-0.27%	–
EVOJU	Exit	EVO ACQUISITION CORPunit 99/99/9999	$0	–	-483,081	-100.0%	-0.28%	–
VGAC	Exit	VG ACQUISITION CORP	$0	–	-474,999	-100.0%	-0.28%	–
	Exit	GOSSAMER BIO INCnote 5.000% 6/0	$0	–	-5,680,000	-100.0%	-0.30%	–
GNRS	Exit	GREENROSE ACQUISITION CORP	$0	–	-515,865	-100.0%	-0.30%	–
LCAAU	Exit	L CATTERTON ASIA ACQUISITIONunit 03/11/2026	$0	–	-555,168	-100.0%	-0.32%	–
ENNVU	Exit	ECP ENVIRONMENTAL GW OPT CORunit 03/01/2026	$0	–	-556,905	-100.0%	-0.33%	–
BRPMU	Exit	B RILEY PRINCIPAL 150 MERGERunit 99/99/9999	$0	–	-575,000	-100.0%	-0.33%	–
LCY	Exit	LANDCADIA HOLDINGS III INC	$0	–	-613,139	-100.0%	-0.36%	–
AACQ	Exit	ARTIUS ACQUISITION INC	$0	–	-658,403	-100.0%	-0.39%	–
MACQU	Exit	MCAP ACQUISITION CORPunit 02/18/2030	$0	–	-700,000	-100.0%	-0.40%	–
TWNTU	Exit	TAILWIND TWO ACQUISITION CORunit 03/01/2028	$0	–	-709,097	-100.0%	-0.41%	–
CRSA	Exit	CRESCENT ACQUISITION CORP	$0	–	-715,512	-100.0%	-0.42%	–
BOWX	Exit	BOWX ACQUISITION CORPcl a	$0	–	-645,240	-100.0%	-0.44%	–
KSICU	Exit	KADEM SUSTAINABLE IMPACT CORunit 03/17/2026	$0	–	-950,000	-100.0%	-0.55%	–
COLIU	Exit	COLICITY INCunit 02/24/2026	$0	–	-943,868	-100.0%	-0.55%	–
GLBLU	Exit	CARTESIAN GROWTH CORPunit 02/26/2028	$0	–	-1,000,000	-100.0%	-0.58%	–
COVAU	Exit	COVA ACQUISITION CORPunit 04/01/2021	$0	–	-1,212,340	-100.0%	-0.70%	–
	Exit	NUANCE COMMUNICATIONS INCdbcv 1.000%12/1	$0	–	-11,453,000	-100.0%	-1.23%	–
	Exit	TWILIO INCnote 0.250% 6/0	$0	–	-36,090,000	-100.0%	-10.09%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-08-16

Signatures

The EDGAR filing(s) were signed by:

Chris Perz — CFO/CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICRON TECHNOLOGY INC	26	Q4 2019	31.5%
THERAVANCE INC	24	Q3 2020	1.7%
NATIONAL ENERGY SERVICES REU	21	Q1 2023	0.0%
Tesla Mtrs Inc	19	Q3 2018	1.9%
Zions Bancorporation	19	Q4 2017	1.5%
MICRON TECHNOLOGY INC	18	Q2 2018	33.8%
TESARO INC	18	Q4 2018	7.8%
ASSOCIATED BANC CORP	18	Q1 2018	0.4%
SunTrust Bks Inc	18	Q4 2017	0.2%
MICROCHIP TECHNOLOGY INC	17	Q1 2020	15.8%

View Castle Creek Arbitrage, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Castle Creek Arbitrage, LLC Q2 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
10X Capital Venture Acquisition Corp. II^{Sold out}	February 13, 2023	0	0.0%
7GC & Co. Holdings Inc.	February 13, 2023	450,000	8.9%
Fortistar Sustainable Solutions Corp.^{Sold out}	February 13, 2023	0	0.0%
KINS Technology Group, Inc.^{Sold out}	February 13, 2023	0	0.0%
Riverview Acquisition Corp.	February 13, 2023	684,332	0.9%
Sarissa Capital Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
SEP Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Stratim Cloud Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Tuscan Holdings Corp. II^{Sold out}	February 13, 2023	0	0.0%
ACE Convergence Acquisition Corp.	February 11, 2022	688,810	3.0%

View Castle Creek Arbitrage, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-01-18
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10

View Castle Creek Arbitrage, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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