Castle Creek Arbitrage, LLC - Q1 2021 holdings

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$1.72 Billion is the total value of Castle Creek Arbitrage, LLC's 557 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 100.0% .

All

			Value		Shares		↓ Weighting
PCPLWS	Exit	CC NEUBERGER PRINCIPAL HLDNG*w exp 99/99/999	$0	–	-13,243	-100.0%	-0.00%	–
CMLFW	Exit	CM LIFE SCIENCES INC*w exp 09/04/202	$0	–	-19,632	-100.0%	-0.00%	–
IMTXW	Exit	IMMATICS N.V*w exp 07/01/202	$0	–	-16,406	-100.0%	-0.00%	–
ALTGWS	Exit	ALTA EQUIPMENT GROUP INC*w exp 02/14/202	$0	–	-37,500	-100.0%	-0.01%	–
OACWS	Exit	OAKTREE ACQUISITION CORP*w exp 99/99/999	$0	–	-27,186	-100.0%	-0.01%	–
GHVIU	Exit	GORES HOLDINGS VI INCunit 08/24/2027	$0	–	-10,000	-100.0%	-0.01%	–
DCRB	Exit	DECARBONIZATION PLUS ACQU CO	$0	–	-23,674	-100.0%	-0.02%	–
CFACU	Exit	CF FIN ACQUISITION CORP IIIunit 09/30/2027	$0	–	-25,000	-100.0%	-0.02%	–
XLWS	Exit	XL FLEET CORP*w exp 06/01/202	$0	–	-36,166	-100.0%	-0.02%	–
AJAXWS	Exit	AJAX I*w exp 10/27/202	$0	–	-100,000	-100.0%	-0.02%	–
USFD	Exit	US FOODS HLDG CORP	$0	–	-10,000	-100.0%	-0.02%	–
NGA	Exit	NORTHERN GENESIS ACQUISITION	$0	–	-20,536	-100.0%	-0.02%	–
HOLUU	Exit	HOLICITY INCunit 08/05/2025	$0	–	-39,153	-100.0%	-0.02%	–
CIICW	Exit	CIIG MERGER CORP*w exp 12/31/202	$0	–	-53,578	-100.0%	-0.03%	–
RSIWS	Exit	RUSH STREET INTERACTIVE INC*w exp 02/21/202	$0	–	-62,900	-100.0%	-0.03%	–
FTCVU	Exit	FINTECH ACQUISITION CORP Vunit 99/99/9999	$0	–	-50,000	-100.0%	-0.03%	–
TINVU	Exit	TIGA ACQUISITION CORPunit 99/99/9999	$0	–	-50,000	-100.0%	-0.03%	–
EMPWU	Exit	EMPOWER LTDunit 99/99/9999	$0	–	-50,000	-100.0%	-0.03%	–
CCIVWS	Exit	CHURCHILL CAPITAL CORP IV*w exp 08/04/202	$0	–	-357,004	-100.0%	-0.03%	–
DMWS	Exit	DESKTOP METAL INC*w exp 03/31/202	$0	–	-129,500	-100.0%	-0.04%	–
MRACU	Exit	MARQUEE RAINE ACQUISITION COunit 12/01/2025	$0	–	-60,000	-100.0%	-0.04%	–
ACAMW	Exit	ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202	$0	–	-272,401	-100.0%	-0.04%	–
DFHT	Exit	DEERFIELD HEALTHCARE TECH AC	$0	–	-49,470	-100.0%	-0.05%	–
LFACW	Exit	LF CAP ACQUISITION CORP*w exp 06/22/202	$0	–	-425,731	-100.0%	-0.05%	–
PANAWS	Exit	PANACEA ACQUISITION CORP*w exp 07/07/202	$0	–	-271,731	-100.0%	-0.05%	–
LGVWWS	Exit	LONGVIEW ACQUISITION CORP*w exp 05/27/202	$0	–	-154,235	-100.0%	-0.06%	–
TEKKU	Exit	TEKKORP DIGITAL ACQUISITN COunit 09/29/2027	$0	–	-96,300	-100.0%	-0.06%	–
IACA	Exit	ION ACQUISITION CORP 1 LTD	$0	–	-87,557	-100.0%	-0.06%	–
ACAM	Exit	ACAMAR PARTNERS ACQSITION COcl a	$0	–	-92,807	-100.0%	-0.06%	–
DNMRWS	Exit	DANIMER SCIENTIFIC INC*w exp 05/08/202	$0	–	-109,601	-100.0%	-0.08%	–
LAZRW	Exit	LUMINAR TECHNOLOGIES INC*w exp 12/02/202	$0	–	-75,000	-100.0%	-0.08%	–
CLII	Exit	CLIMATE CHANGE CRISIS REAL I	$0	–	-124,998	-100.0%	-0.08%	–
SBEWS	Exit	SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202	$0	–	-86,166	-100.0%	-0.08%	–
CVS	Exit	CVS HEALTH CORPcall	$0	–	-20,000	-100.0%	-0.08%	–
RTPZU	Exit	REINVENT TECHNOLOGY PARTNERSunit 99/99/9999	$0	–	-127,149	-100.0%	-0.09%	–
PTICU	Exit	PROPTECH INVESTMENT CORP IIunit 99/99/9999	$0	–	-136,069	-100.0%	-0.09%	–
DUNEU	Exit	DUNE ACQUISITION CORPunit 10/29/2027	$0	–	-150,000	-100.0%	-0.09%	–
CBAHU	Exit	CBRE ACQUISITION HLDGS INCunit 99/99/9999	$0	–	-150,000	-100.0%	-0.10%	–
BWACU	Exit	BETTER WORLD ACQUISITION CORunit 11/15/2027	$0	–	-150,000	-100.0%	-0.10%	–
BFTWS	Exit	FOLEY TRASIMENE ACQUISITION*w exp 08/11/202	$0	–	-366,748	-100.0%	-0.10%	–
DMYIU	Exit	DMY TECHNOLOGY GROUP INC IIIunit 99/99/9999	$0	–	-150,000	-100.0%	-0.10%	–
FCAC	Exit	FALCON CAPITAL ACQUISITN COR	$0	–	-172,497	-100.0%	-0.11%	–
LFTRU	Exit	LEFTERIS ACQUISITION CORPunit 11/01/2023	$0	–	-180,475	-100.0%	-0.12%	–
TLS	Exit	TELOS CORP MD	$0	–	-60,000	-100.0%	-0.12%	–
FPACU	Exit	FAR PEAK ACQUISITION CORPunit 99/99/9999	$0	–	-191,964	-100.0%	-0.12%	–
NOVSW	Exit	NOVUS CAP CORP*w exp 06/30/202	$0	–	-431,523	-100.0%	-0.12%	–
CAPA	Exit	HIGHCAPE CAP ACQUISITION COR	$0	–	-199,998	-100.0%	-0.12%	–
SNRHU	Exit	SENIOR CONNECT ACQUISITN CORunit 12/09/2023	$0	–	-200,000	-100.0%	-0.12%	–
FLACU	Exit	FRAZIER LIFESCIENCES ACQU COunit 12/09/2025	$0	–	-202,029	-100.0%	-0.13%	–
IPVWS	Exit	INTERPRIVATE ACQUISITION COR*w exp 10/24/202	$0	–	-520,750	-100.0%	-0.13%	–
CHFWU	Exit	CONSONANCE HFW ACQUISITION Cunit 99/99/9999	$0	–	-204,200	-100.0%	-0.13%	–
ACACU	Exit	ACIES ACQUISITION CORPunit 11/30/2027	$0	–	-200,000	-100.0%	-0.13%	–
ROCHW	Exit	ROTH CH ACQUISITION I CO*w exp 01/28/202	$0	–	-501,708	-100.0%	-0.13%	–
VCVCU	Exit	10X CAPITAL VENTURE ACQU CORunit 10/21/2025	$0	–	-213,222	-100.0%	-0.14%	–
HTPAU	Exit	HIGHLAND TRANSCEND PARTNERSunit 99/99/9999	$0	–	-224,362	-100.0%	-0.14%	–
ATAU	Exit	AMERICAS TECHNOLOGY ACQSN COunit 99/99/9999	$0	–	-240,000	-100.0%	-0.15%	–
VACQ	Exit	VECTOR ACQUISITION CORP	$0	–	-249,996	-100.0%	-0.15%	–
AEPPZ	Exit	AMERICAN ELEC PWR CO INCunit 08/15/2025	$0	–	-50,000	-100.0%	-0.15%	–
DWINU	Exit	DELWINDS INS ACQUISITION CORunit 99/99/9999	$0	–	-250,000	-100.0%	-0.16%	–
PIPPU	Exit	PINE IS ACQUISITION CORPunit 99/99/9999	$0	–	-279,500	-100.0%	-0.18%	–
SCOAU	Exit	SCION TECH GROWTH Iunit 12/17/2025	$0	–	-282,915	-100.0%	-0.18%	–
EXPC	Exit	EXPERIENCE INVT CORP	$0	–	-292,964	-100.0%	-0.20%	–
RMOWS	Exit	ROMEO POWER INC*w exp 02/21/202	$0	–	-350,507	-100.0%	-0.20%	–
HAACU	Exit	HEALTH ASSURN ACQUISITION COunit 99/99/9999	$0	–	-300,000	-100.0%	-0.20%	–
AMCIW	Exit	AMCI ACQUISITION CORP*w exp 05/20/202	$0	–	-1,024,498	-100.0%	-0.21%	–
COOLU	Exit	CORNER GROWTH ACQUISITION COunit 01/01/2027	$0	–	-334,027	-100.0%	-0.21%	–
ACKIU	Exit	ACKRELL SPAC PARTNERS I COunit 12/01/2026	$0	–	-356,579	-100.0%	-0.22%	–
	Exit	RADIUS HEALTH INCnote 3.000% 9/0	$0	–	-4,208,000	-100.0%	-0.23%	–
SSPK	Exit	SILVER SPIKE ACQUISITION COR	$0	–	-300,743	-100.0%	-0.23%	–
CFIVU	Exit	CF ACQUISITION CORP IVunit 12/31/2027	$0	–	-400,000	-100.0%	-0.25%	–
MUDSU	Exit	MUDRICK CAPITAL ACQU CORP IIunit 99/99/9999	$0	–	-400,000	-100.0%	-0.25%	–
SPFRU	Exit	JAWS SPITFIRE ACQUISITION COunit 99/99/9999	$0	–	-400,000	-100.0%	-0.27%	–
CCVU	Exit	CHURCHILL CAPITAL CORP Vunit 99/99/9999	$0	–	-421,044	-100.0%	-0.27%	–
VIH	Exit	VPC IMPACT ACQUISITION HLDNG	$0	–	-449,998	-100.0%	-0.28%	–
EDTXU	Exit	EDTECHX HOLDINGS ACQU CORP Iunit 08/31/2027	$0	–	-450,000	-100.0%	-0.28%	–
LNFAU	Exit	L&F ACQUISITION CORPunit 99/99/9999	$0	–	-450,000	-100.0%	-0.28%	–
IPV	Exit	INTERPRIVATE ACQUISITION COR	$0	–	-343,025	-100.0%	-0.30%	–
	Exit	FIREEYE INCnote 0.875% 6/0	$0	–	-4,254,000	-100.0%	-0.32%	–
GNPKU	Exit	GENESIS PK ACQUISITION CORPunit 99/99/9999	$0	–	-500,000	-100.0%	-0.32%	–
PHICU	Exit	POPULATION HEALTH INVS CO INunit 99/99/9999	$0	–	-500,000	-100.0%	-0.32%	–
ACICU	Exit	ATLAS CREST INVT CORPunit 99/99/9999	$0	–	-500,000	-100.0%	-0.32%	–
	Exit	UNITED STATES STL CORP NEWnote 5.000%11/0	$0	–	-4,000,000	-100.0%	-0.36%	–
SOAC	Exit	SUSTAINABLE OPPORTNTS ACQ CO	$0	–	-574,636	-100.0%	-0.38%	–
ALTUU	Exit	ALTITUDE ACQUISITION CORPunit 11/30/2027	$0	–	-618,770	-100.0%	-0.39%	–
LOKBU	Exit	LIVE OAK ACQUISITION CORP IIunit 99/99/9999	$0	–	-600,000	-100.0%	-0.40%	–
IPOE	Exit	SOCIAL CAPITAL HEDOSOPHA HLD	$0	–	-522,961	-100.0%	-0.40%	–
VIIAU	Exit	7GC & CO HOLDINGS INCunit 12/23/2025	$0	–	-650,000	-100.0%	-0.42%	–
MOTVU	Exit	MOTIVE CAPITAL CORPunit 99/99/9999	$0	–	-700,000	-100.0%	-0.45%	–
CNDU	Exit	CONCORD ACQUISITION CORPunit 12/28/2025	$0	–	-730,000	-100.0%	-0.46%	–
	Exit	RENEWABLE ENERGY GROUP INCnote 4.000% 6/1	$0	–	-1,175,000	-100.0%	-0.47%	–
DDMXU	Exit	DD3 ACQUISITION CORP IIunit 99/99/9999	$0	–	-753,898	-100.0%	-0.48%	–
	Exit	Q2 HLDGS INCnote 0.750% 6/0	$0	–	-5,500,000	-100.0%	-0.51%	–
ROCCU	Exit	ROTH CH ACQUISITION II COunit 12/11/2025	$0	–	-849,501	-100.0%	-0.54%	–
CTAQU	Exit	CARNEY TECHNOLOGY ACQU CORPunit 12/10/2025	$0	–	-900,000	-100.0%	-0.56%	–
	Exit	NUVASIVE INCnote 2.250% 3/1	$0	–	-9,500,000	-100.0%	-0.59%	–
GFXU	Exit	GOLDEN FALCON ACQUISITION COunit 99/99/9999	$0	–	-980,682	-100.0%	-0.62%	–
PCPL	Exit	CC NEUBERGER PRINCIPAL HLDNG	$0	–	-987,568	-100.0%	-0.65%	–
RAACU	Exit	REVOLUTION ACCELERTN ACQU COunit 12/01/2025	$0	–	-1,055,621	-100.0%	-0.67%	–
RMGBU	Exit	RMG ACQUISITION CORP IIunit 12/09/2025	$0	–	-1,034,600	-100.0%	-0.70%	–
	Exit	INSULET CORPnote 1.375%11/1	$0	–	-4,500,000	-100.0%	-0.75%	–
PANA	Exit	PANACEA ACQUISITION CORPcl a	$0	–	-1,228,082	-100.0%	-0.87%	–
TACAU	Exit	TREPONT ACQUISITION CORP Iunit 99/99/9999	$0	–	-1,439,175	-100.0%	-0.91%	–
	Exit	APELLIS PHARMACEUTICALS INCnote 3.500% 9/1	$0	–	-8,984,000	-100.0%	-0.92%	–
HCARU	Exit	HEALTHCARE SERVICES ACQU CORunit 11/18/2023	$0	–	-1,583,680	-100.0%	-0.98%	–
SPRQU	Exit	SPARTAN ACQUISITION CORP IIunit 99/99/9999	$0	–	-1,696,033	-100.0%	-1.11%	–
SVOKU	Exit	SEVEN OAKS ACQUISITION CORPunit 12/18/2025	$0	–	-1,820,000	-100.0%	-1.15%	–
KINZU	Exit	KINS TECHNOLOGY GROUP INCunit 10/14/2025	$0	–	-1,880,441	-100.0%	-1.18%	–
	Exit	TERADYNE INCnote 1.250%12/1	$0	–	-23,500,000	-100.0%	-5.42%	–
	Exit	SEA LTDnote 1.000%12/0	$0	–	-30,097,000	-100.0%	-7.26%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-05-17

Signatures

The EDGAR filing(s) were signed by:

Chris Perz — CFO/CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICRON TECHNOLOGY INC	26	Q4 2019	31.5%
THERAVANCE INC	24	Q3 2020	1.7%
NATIONAL ENERGY SERVICES REU	21	Q1 2023	0.0%
Tesla Mtrs Inc	19	Q3 2018	1.9%
Zions Bancorporation	19	Q4 2017	1.5%
MICRON TECHNOLOGY INC	18	Q2 2018	33.8%
TESARO INC	18	Q4 2018	7.8%
ASSOCIATED BANC CORP	18	Q1 2018	0.4%
SunTrust Bks Inc	18	Q4 2017	0.2%
MICROCHIP TECHNOLOGY INC	17	Q1 2020	15.8%

View Castle Creek Arbitrage, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Castle Creek Arbitrage, LLC Q1 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
10X Capital Venture Acquisition Corp. II^{Sold out}	February 13, 2023	0	0.0%
7GC & Co. Holdings Inc.	February 13, 2023	450,000	8.9%
Fortistar Sustainable Solutions Corp.^{Sold out}	February 13, 2023	0	0.0%
KINS Technology Group, Inc.^{Sold out}	February 13, 2023	0	0.0%
Riverview Acquisition Corp.	February 13, 2023	684,332	0.9%
Sarissa Capital Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
SEP Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Stratim Cloud Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Tuscan Holdings Corp. II^{Sold out}	February 13, 2023	0	0.0%
ACE Convergence Acquisition Corp.	February 11, 2022	688,810	3.0%

View Castle Creek Arbitrage, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-01-18
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10

View Castle Creek Arbitrage, LLC's complete filings history.

All filings

View complete filings history.

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