$1.64 Billion is the total value of Castle Creek Arbitrage, LLC's 286 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TWILIO INCnote 0.250% 6/0 | $171,950,000 | +36.8% | 36,090,000 | 0.0% | 10.46% | +8.5% | ||
| MERCADOLIBRE INCnote 2.000% 8/1 | $141,096,000 | +50.6% | 37,097,000 | 0.0% | 8.58% | +19.4% | ||
| TERADYNE INCnote 1.250%12/1 | $89,082,000 | +48.4% | 23,500,000 | 0.0% | 5.42% | +17.7% | ||
| CHEGG INCnote 0.125% 3/1 | $37,608,000 | +19.7% | 20,681,000 | 0.0% | 2.29% | -5.1% | ||
| ETAC | E MERGE TECHNOLOGY ACQUISITI | $20,464,000 | +4.5% | 2,000,418 | 0.0% | 1.24% | -17.1% | |
| ACEV | ACE CONVERGENCE ACQU CORPcl a | $15,332,000 | +4.8% | 1,500,198 | 0.0% | 0.93% | -16.9% | |
| APELLIS PHARMACEUTICALS INCnote 3.500% 9/1 | $15,089,000 | +55.2% | 8,984,000 | 0.0% | 0.92% | +23.1% | ||
| INSULET CORPnote 1.375%11/1 | $12,341,000 | +7.1% | 4,500,000 | 0.0% | 0.75% | -15.0% | ||
| THCA | TUSCAN HLDGS CORP II | $11,978,000 | +10.3% | 1,087,963 | 0.0% | 0.73% | -12.6% | |
| MICROCHIP TECHNOLOGY INC.note 2.250% 2/1 | $10,596,000 | +36.2% | 5,201,000 | 0.0% | 0.64% | +7.9% | ||
| Q2 HLDGS INCnote 0.750% 6/0 | $8,440,000 | +25.3% | 5,500,000 | 0.0% | 0.51% | -0.8% | ||
| CRSA | CRESCENT ACQUISITION CORP | $8,418,000 | +4.1% | 805,512 | 0.0% | 0.51% | -17.4% | |
| RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $7,735,000 | +32.7% | 1,175,000 | 0.0% | 0.47% | +5.1% | ||
| SOAC | SUSTAINABLE OPPORTNTS ACQ CO | $6,183,000 | +5.7% | 574,636 | 0.0% | 0.38% | -16.1% | |
| RHnote6/1 | $6,094,000 | +14.6% | 2,600,000 | 0.0% | 0.37% | -9.1% | ||
| FIREEYE INCnote 0.875% 6/0 | $5,176,000 | +30.1% | 4,254,000 | 0.0% | 0.32% | +3.3% | ||
| GNRS | GREENROSE ACQUISITION CORP | $5,065,000 | +3.7% | 500,000 | 0.0% | 0.31% | -17.9% | |
| ALUS | ALUSSA ENERGY ACQUISITION CO | $4,527,000 | +1.3% | 449,956 | 0.0% | 0.28% | -19.8% | |
| SFTW | OSPREY TECHNLGY AQUISTION CO | $4,161,000 | +2.9% | 397,400 | 0.0% | 0.25% | -18.4% | |
| RADIUS HEALTH INCnote 3.000% 9/0 | $3,769,000 | +9.3% | 4,208,000 | 0.0% | 0.23% | -13.3% | ||
| CPSR | CAPSTAR SPL PURP ACQUISITION | $2,537,000 | +3.3% | 249,998 | 0.0% | 0.15% | -18.1% | |
| GOAC | GO ACQUISITION CORP | $2,038,000 | +3.6% | 199,998 | 0.0% | 0.12% | -17.9% | |
| ACEVW | ACE CONVERGENCE ACQU CORP*w exp 09/30/202 | $1,043,000 | +73.8% | 750,099 | 0.0% | 0.06% | +37.0% | |
| ETACW | E MERGE TECHNOLOGY ACQUISITI*w exp 07/30/202 | $1,007,000 | +60.4% | 666,806 | 0.0% | 0.06% | +27.1% | |
| THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $981,000 | +6.2% | 1,039,000 | 0.0% | 0.06% | -15.5% | ||
| THCAW | TUSCAN HLDGS CORP II*w exp 99/99/999 | $833,000 | +430.6% | 348,500 | 0.0% | 0.05% | +325.0% | |
| LFACW | LF CAP ACQUISITION CORP*w exp 06/22/202 | $826,000 | +7.8% | 425,731 | 0.0% | 0.05% | -15.3% | |
| TWNKW | HOSTESS BRANDS INC*w exp 11/04/202 | $695,000 | +95.2% | 437,089 | 0.0% | 0.04% | +55.6% | |
| SOACWS | SUSTAINABLE OPPORTNTS ACQ CO*w exp 99/99/999 | $646,000 | +29.2% | 287,318 | 0.0% | 0.04% | +2.6% | |
| CIICW | CIIG MERGER CORP*w exp 12/31/202 | $439,000 | +854.3% | 53,578 | 0.0% | 0.03% | +575.0% | |
| GLEOWS | GALILEO ACQUISITION CORP*w exp 10/31/202 | $350,000 | +35.7% | 417,086 | 0.0% | 0.02% | +5.0% | |
| USFD | US FOODS HLDG CORP | $333,000 | +50.0% | 10,000 | 0.0% | 0.02% | +17.6% | |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $300,000 | +81.8% | 300,000 | 0.0% | 0.02% | +38.5% | |
| SFTWWS | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $292,000 | +7.7% | 198,700 | 0.0% | 0.02% | -14.3% | |
| LIVKW | LIV CAP ACQUISITION CORP*w exp 12/13/202 | $280,000 | +77.2% | 400,000 | 0.0% | 0.02% | +41.7% | |
| CPSRWS | CAPSTAR SPL PURP ACQUISITION*w exp 99/99/999 | $176,000 | +77.8% | 124,999 | 0.0% | 0.01% | +37.5% | |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $163,000 | +4.5% | 150,000 | 0.0% | 0.01% | -16.7% | ||
| HECCW | HUDSON EXECUTIVE INVT CORP*w exp 06/21/202 | $168,000 | +51.4% | 97,500 | 0.0% | 0.01% | +11.1% | |
| GIXRT | GIGCAPITAL2 INCright 02/28/2026 | $122,000 | +24.5% | 296,500 | 0.0% | 0.01% | -12.5% | |
| GOACWS | GO ACQUISITION CORP*w exp 08/31/202 | $100,000 | +38.9% | 66,666 | 0.0% | 0.01% | 0.0% | |
| CRSAW | CRESCENT ACQUISITION CORP*w exp 03/08/202 | $103,000 | +77.6% | 68,504 | 0.0% | 0.01% | +50.0% | |
| BROGW | BROOGE ENERGY LTD*w exp 12/20/202 | $93,000 | +38.8% | 149,850 | 0.0% | 0.01% | +20.0% | |
| ALTGWS | ALTA EQUIPMENT GROUP INC*w exp 02/14/202 | $75,000 | +17.2% | 37,500 | 0.0% | 0.01% | 0.0% | |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $65,000 | +97.0% | 47,519 | 0.0% | 0.00% | +33.3% | |
| WPFWS | FOLEY TRASIMENE ACQUISTN COR*w exp 05/26/202 | $61,000 | +10.9% | 24,214 | 0.0% | 0.00% | 0.0% | |
| LACQW | LEISURE ACQUISITION CORP*w exp 99/99/999 | $71,000 | +65.1% | 89,881 | 0.0% | 0.00% | +33.3% | |
| SCPEWS | SC HEALTH CORP*w exp 99/99/999 | $64,000 | +23.1% | 47,499 | 0.0% | 0.00% | 0.0% | |
| HOFVW | HALL OF FAME RESORT & ENTMT*w exp 07/01/202 | $47,000 | -7.8% | 182,301 | 0.0% | 0.00% | -25.0% | |
| BRMKWS | BROADMARK RLTY CAP INC*w exp 11/15/202 | $25,000 | -3.8% | 91,312 | 0.0% | 0.00% | 0.0% | |
| GSMGW | GLRY STR NW MDIA GRUP HLDG L*w exp 02/13/202 | $32,000 | +33.3% | 400,000 | 0.0% | 0.00% | 0.0% | |
| FALCON MINERALS CORP*w exp 07/21/202 | $13,000 | +85.7% | 91,380 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.