Castle Creek Arbitrage, LLC - Q4 2020 holdings

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$1.64 Billion is the total value of Castle Creek Arbitrage, LLC's 286 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 100.0% .

All

			Value		Shares		↓ Weighting
KXIN	Exit	KAIXIN AUTO HLDGS	$0	–	-20,476	-100.0%	-0.00%	–
BRLIR	Exit	BRILLIANT ACQUISITION CORPright 99/99/9999	$0	–	-151,487	-100.0%	-0.00%	–
BRLIW	Exit	BRILLIANT ACQUISITION CORP*w exp 03/31/202	$0	–	-151,487	-100.0%	-0.00%	–
AEPPZ	Exit	AMERICAN ELEC PWR CO INCunit 99/99/9999	$0	–	-50,000	-100.0%	-0.00%	–
RMGWS	Exit	RMG ACQUISITION CORP*w exp 02/21/202	$0	–	-16,666	-100.0%	-0.00%	–
HCCOW	Exit	HEALTHCARE MERGER CORP*w exp 12/17/202	$0	–	-24,700	-100.0%	-0.00%	–
SREPRA	Exit	SEMPRA ENERGY6% pfd conv a	$0	–	-50,000	-100.0%	-0.00%	–
LGCWS	Exit	LEGACY ACQUISITION CORP*w exp 11/30/202	$0	–	-120,635	-100.0%	-0.01%	–
PICWS	Exit	PIVOTAL INVT CORP II*w exp 06/01/202	$0	–	-16,166	-100.0%	-0.01%	–
GIKWS	Exit	GIGCAPITAL3 INC*w exp 05/18/202	$0	–	-93,747	-100.0%	-0.01%	–
TRNEWS	Exit	TRINE ACQUISITION CORP*w exp 03/31/202	$0	–	-29,500	-100.0%	-0.01%	–
ARYBW	Exit	ARYA SCIENCES ACQUISTION CO*w exp 06/09/202	$0	–	-49,052	-100.0%	-0.01%	–
MNCLW	Exit	MONOCLE ACQUISITION CORP*w exp 12/06/202	$0	–	-203,000	-100.0%	-0.01%	–
LOAKWS	Exit	LIVE OAK ACQUISITION CORP*w exp 05/08/202	$0	–	-125,001	-100.0%	-0.01%	–
IFFT	Exit	INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021	$0	–	-300,000	-100.0%	-0.01%	–
SPAQ	Exit	SPARTAN ENERGY ACQUISITION C	$0	–	-10,000	-100.0%	-0.01%	–
SBE	Exit	SWITCHBACK ENERGY ACQUISTN C	$0	–	-10,000	-100.0%	-0.01%	–
UTZWS	Exit	UTZ BRANDS INC*w exp 08/28/202	$0	–	-25,000	-100.0%	-0.01%	–
GHIVW	Exit	GORES HLDGS IV INC*w exp 01/22/202	$0	–	-110,193	-100.0%	-0.01%	–
DMYTWS	Exit	DMY TECHNOLOGY GROUP INC*w exp 02/21/202	$0	–	-62,900	-100.0%	-0.01%	–
HCAC	Exit	HENNESSY CAP ACQUSTION CORP	$0	–	-17,305	-100.0%	-0.02%	–
TRNE	Exit	TRINE ACQUISITION CORP	$0	–	-20,055	-100.0%	-0.02%	–
DHRPRA	Exit	DANAHER CORPORATION4.75 mnd cv pfd	$0	–	-14,949	-100.0%	-0.02%	–
CLIIU	Exit	CLIMATE CHANGE CRISIS REAL Iunit 99/99/9999	$0	–	-25,000	-100.0%	-0.02%	–
ACNDU	Exit	ASCENDANT DIGITAL ACQUISITIOunit 99/99/9999	$0	–	-25,001	-100.0%	-0.02%	–
HCCO	Exit	HEALTHCARE MERGER CORP	$0	–	-28,400	-100.0%	-0.02%	–
FTACW	Exit	FINTECH ACQUISITION CORP III*w exp 12/01/202	$0	–	-185,000	-100.0%	-0.02%	–
SAQNW	Exit	SOFTWARE ACQUISITION GROUP I*w exp 10/01/202	$0	–	-300,000	-100.0%	-0.02%	–
SAMAW	Exit	SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202	$0	–	-585,000	-100.0%	-0.02%	–
PIC	Exit	PIVOTAL INVT CORP II	$0	–	-31,940	-100.0%	-0.03%	–
BMRGWS	Exit	B RILEY PRIN MERGER CORP II*w exp 05/06/202	$0	–	-285,457	-100.0%	-0.03%	–
VSPRU	Exit	VESPER HEALTHCARE ACQSTN CORunit 99/99/9999	$0	–	-40,000	-100.0%	-0.03%	–
GMHI	Exit	GORES METROPOULOS INC	$0	–	-40,415	-100.0%	-0.04%	–
HCACW	Exit	HENNESSY CAP ACQUSTION CORP*w exp 09/05/202	$0	–	-206,247	-100.0%	-0.04%	–
IPOC	Exit	SOCIAL CAP HEDSPIA HLDG CO I	$0	–	-41,100	-100.0%	-0.04%	–
OACBU	Exit	OAKTREE ACQUISITION CORP IIunit 09/15/2027	$0	–	-50,000	-100.0%	-0.04%	–
CFFAW	Exit	CF FIN ACQUISITION CORP*w exp 04/30/202	$0	–	-627,614	-100.0%	-0.05%	–
DFHTU	Exit	DEERFIELD HEALTHCARE TECH ACunit 07/16/2025	$0	–	-103,261	-100.0%	-0.08%	–
AMCI	Exit	AMCI ACQUISITION CORPclass a	$0	–	-122,736	-100.0%	-0.10%	–
EQDU	Exit	EQUITY DISTR ACQUISITION CORunit 99/99/9999	$0	–	-125,000	-100.0%	-0.10%	–
NOVS	Exit	NOVUS CAP CORP	$0	–	-115,560	-100.0%	-0.10%	–
RTPU	Exit	REINVENT TECHNOLOGY PARTNERSunit 99/99/9999	$0	–	-120,410	-100.0%	-0.11%	–
HYAC	Exit	HAYMAKER ACQUISITION CORP II	$0	–	-139,562	-100.0%	-0.11%	–
BRLI	Exit	BRILLIANT ACQUISITION CORP	$0	–	-151,487	-100.0%	-0.11%	–
ARYB	Exit	ARYA SCIENCES ACQUISTION CO	$0	–	-147,156	-100.0%	-0.12%	–
NFINW	Exit	NETFIN ACQUISITION CORP*w exp 08/01/202	$0	–	-1,176,566	-100.0%	-0.12%	–
	Exit	VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1	$0	–	-2,000,000	-100.0%	-0.15%	–
SAMA	Exit	SCHULTZE SPL PURP ACQUSTN CO	$0	–	-192,740	-100.0%	-0.15%	–
NGAU	Exit	NORTHERN GENESIS ACQUISITIONunit 07/31/2027	$0	–	-197,569	-100.0%	-0.15%	–
CAPAU	Exit	HIGHCAPE CAP ACQUISITION CORunit 09/30/2027	$0	–	-200,000	-100.0%	-0.16%	–
NMMCU	Exit	NORTH MOUNTAIN MERGER CORPunit 09/16/2025	$0	–	-200,000	-100.0%	-0.16%	–
GILD	Exit	GILEAD SCIENCES INCcall	$0	–	-32,600	-100.0%	-0.16%	–
INSU	Exit	INSURANCE ACQUISITION CORPcl a	$0	–	-178,069	-100.0%	-0.16%	–
	Exit	REALPAGE INCnote 1.500% 5/1	$0	–	-2,200,000	-100.0%	-0.17%	–
LOAK	Exit	LIVE OAK ACQUISITION CORP	$0	–	-247,500	-100.0%	-0.19%	–
VACQU	Exit	VECTOR ACQUISITION CORPunit 09/30/2027	$0	–	-250,000	-100.0%	-0.19%	–
PMVCU	Exit	PMV CONSUMER ACQUISITION CORunit 08/31/2027	$0	–	-275,000	-100.0%	-0.21%	–
NSHU	Exit	NAVSIGHT HLDGS INCunit 99/99/9999	$0	–	-300,000	-100.0%	-0.23%	–
BFTU	Exit	FOLEY TRASIMENE ACQUISITIONunit 99/99/9999	$0	–	-300,000	-100.0%	-0.24%	–
FTAC	Exit	FINTECH ACQUISITION CORP III	$0	–	-303,467	-100.0%	-0.24%	–
BMRG	Exit	B RILEY PRIN MERGER CORP IIcl a	$0	–	-329,845	-100.0%	-0.25%	–
	Exit	THERAVANCE INCnote 2.125% 1/1	$0	–	-3,583,000	-100.0%	-0.26%	–
TWCTU	Exit	TWC TECH HLDGS II CORPunit 09/10/2025	$0	–	-400,200	-100.0%	-0.31%	–
	Exit	INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0	$0	–	-5,004,000	-100.0%	-0.31%	–
VIHAU	Exit	VPC IMPACT ACQUISITION HLDNGunit 09/22/2025	$0	–	-450,000	-100.0%	-0.34%	–
GHIV	Exit	GORES HLDGS IV INC	$0	–	-436,569	-100.0%	-0.34%	–
CIIC	Exit	CIIG MERGER CORP	$0	–	-463,036	-100.0%	-0.36%	–
ASPLU	Exit	ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999	$0	–	-500,000	-100.0%	-0.38%	–
MNCL	Exit	MONOCLE ACQUISITION CORP	$0	–	-495,346	-100.0%	-0.39%	–
FSTU	Exit	FAST ACQUISITION CORPunit 99/99/9999	$0	–	-518,080	-100.0%	-0.40%	–
	Exit	REALPAGE INCnote 1.500%11/1	$0	–	-3,537,000	-100.0%	-0.40%	–
FIIIU	Exit	FORUM MERGER III CORPunit 08/24/2027	$0	–	-500,000	-100.0%	-0.40%	–
BOWXU	Exit	BOWX ACQUISITION CORPunit 08/03/2025	$0	–	-550,000	-100.0%	-0.43%	–
SAIIU	Exit	SOFTWARE ACQUISITN GRUP INCunit 99/99/9999	$0	–	-575,000	-100.0%	-0.44%	–
	Exit	COLONY STARWOOD HOMESnote 3.500% 1/1	$0	–	-4,486,000	-100.0%	-0.45%	–
	Exit	VEONEER INCnote 4.000% 6/0	$0	–	-6,000,000	-100.0%	-0.45%	–
LGVW	Exit	LONGVIEW ACQUISITION CORP	$0	–	-710,496	-100.0%	-0.54%	–
ROCH	Exit	ROTH CH ACQUISITION I CO	$0	–	-700,524	-100.0%	-0.54%	–
SAQN	Exit	SOFTWARE ACQUISITION GROUP I	$0	–	-747,533	-100.0%	-0.57%	–
CMLFU	Exit	CM LIFE SCIENCES INCunit 09/01/2025	$0	–	-751,100	-100.0%	-0.60%	–
THCB	Exit	TUSCAN HLDGS CORP	$0	–	-772,904	-100.0%	-0.60%	–
	Exit	WRIGHT MED GROUP N Vnote 2.250%11/1	$0	–	-5,500,000	-100.0%	-0.61%	–
CRHCU	Exit	COHN ROBBINS HOLDINGS CORPunit 08/11/2025	$0	–	-850,000	-100.0%	-0.66%	–
NFIN	Exit	NETFIN ACQUISITION CORP	$0	–	-879,245	-100.0%	-0.70%	–
	Exit	TESLA INCnote 2.000% 5/1	$0	–	-1,500,000	-100.0%	-0.80%	–
PRPBU	Exit	CC NEUBERGER PRIN HLDGS IIunit 99/99/9999	$0	–	-1,035,000	-100.0%	-0.82%	–
RMG	Exit	RMG ACQUISITION CORPcl a	$0	–	-1,034,436	-100.0%	-0.85%	–
LCAPU	Exit	LIONHEART ACQUISITION CORP Iunit 08/13/2025	$0	–	-1,116,749	-100.0%	-0.85%	–
TWNDU	Exit	TAILWIND ACQUISITION CORPunit 09/07/2027	$0	–	-1,600,000	-100.0%	-1.23%	–
BTAQU	Exit	BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025	$0	–	-2,800,000	-100.0%	-2.14%	–
	Exit	SQUARE INCnote 0.500% 5/1	$0	–	-24,400,000	-100.0%	-4.04%	–
	Exit	SQUARE INCnote 0.375% 3/0	$0	–	-16,000,000	-100.0%	-8.68%	–
	Exit	TESLA INCnote 2.375% 3/1	$0	–	-39,961,000	-100.0%	-20.04%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-02-16

Signatures

The EDGAR filing(s) were signed by:

Chris Perz — CFO/CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICRON TECHNOLOGY INC	26	Q4 2019	31.5%
THERAVANCE INC	24	Q3 2020	1.7%
NATIONAL ENERGY SERVICES REU	21	Q1 2023	0.0%
Tesla Mtrs Inc	19	Q3 2018	1.9%
Zions Bancorporation	19	Q4 2017	1.5%
MICRON TECHNOLOGY INC	18	Q2 2018	33.8%
TESARO INC	18	Q4 2018	7.8%
ASSOCIATED BANC CORP	18	Q1 2018	0.4%
SunTrust Bks Inc	18	Q4 2017	0.2%
MICROCHIP TECHNOLOGY INC	17	Q1 2020	15.8%

View Castle Creek Arbitrage, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Castle Creek Arbitrage, LLC Q4 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
10X Capital Venture Acquisition Corp. II^{Sold out}	February 13, 2023	0	0.0%
7GC & Co. Holdings Inc.	February 13, 2023	450,000	8.9%
Fortistar Sustainable Solutions Corp.^{Sold out}	February 13, 2023	0	0.0%
KINS Technology Group, Inc.^{Sold out}	February 13, 2023	0	0.0%
Riverview Acquisition Corp.	February 13, 2023	684,332	0.9%
Sarissa Capital Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
SEP Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Stratim Cloud Acquisition Corp.^{Sold out}	February 13, 2023	0	0.0%
Tuscan Holdings Corp. II^{Sold out}	February 13, 2023	0	0.0%
ACE Convergence Acquisition Corp.	February 11, 2022	688,810	3.0%

View Castle Creek Arbitrage, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-01-18
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10

View Castle Creek Arbitrage, LLC's complete filings history.

All filings

View complete filings history.

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