$436 Million is the total value of Castle Creek Arbitrage, LLC's 94 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BROGW | Exit | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $0 | – | -169,470 | -100.0% | -0.01% | – |
| BROGR | Exit | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $0 | – | -169,470 | -100.0% | -0.02% | – |
| TMCXW | Exit | TRINITY MERGER CORP*w exp 05/11/202 | $0 | – | -56,271 | -100.0% | -0.02% | – |
| PACQW | Exit | PURE ACQUISITION CORP*w exp 04/17/202 | $0 | – | -136,728 | -100.0% | -0.04% | – |
| TSG | Exit | STARS GROUP INC | $0 | – | -18,000 | -100.0% | -0.07% | – |
| OACU | Exit | OAKTREE ACQUISITION CORPunit 99/99/9999 | $0 | – | -45,000 | -100.0% | -0.12% | – |
| IYR | Exit | ISHARES TRput | $0 | – | -10,000 | -100.0% | -0.24% | – |
| PACQ | Exit | PURE ACQUISITION CORPcl a | $0 | – | -123,456 | -100.0% | -0.32% | – |
| TIBRU | Exit | TIBERIUS ACQUISITION CORPunit 02/28/2021 | $0 | – | -143,200 | -100.0% | -0.39% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -150,000 | -100.0% | -0.40% | – |
| AVTRPRA | Exit | AVANTOR INC6.25 pfd cnv sr | $0 | – | -40,000 | -100.0% | -0.54% | – |
| MNCLU | Exit | MONOCLE ACQUISITION CORPunit 99/99/9999 | $0 | – | -250,000 | -100.0% | -0.66% | – |
| TMCXU | Exit | TRINITY MERGER CORPunit 05/11/2025 | $0 | – | -231,641 | -100.0% | -0.68% | – |
| Exit | ENVESTNET INCnote 1.750% 6/0 | $0 | – | -2,836,000 | -100.0% | -0.77% | – | |
| BWMCU | Exit | BOXWOOD MERGER CORPunit 11/26/2025 | $0 | – | -300,000 | -100.0% | -0.81% | – |
| XHB | Exit | SPDR SERIES TRUSTput | $0 | – | -75,500 | -100.0% | -0.84% | – |
| TXN | Exit | TEXAS INSTRS INCput | $0 | – | -30,000 | -100.0% | -0.98% | – |
| TKKSU | Exit | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $0 | – | -400,000 | -100.0% | -1.04% | – |
| Exit | INSULET CORPdebt 0.375% 9/0 | $0 | – | -4,500,000 | -100.0% | -1.15% | – | |
| BRPMU | Exit | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $0 | – | -1,060,000 | -100.0% | -2.70% | – |
| Exit | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $0 | – | -10,734,000 | -100.0% | -3.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.