$436 Million is the total value of Castle Creek Arbitrage, LLC's 94 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $10,611,000 | – | 1,060,000 | +100.0% | 2.44% | – |
| New | INSULET CORPnote 1.375%11/1 | $8,564,000 | – | 4,500,000 | +100.0% | 1.97% | – | |
| New | WRIGHT MED GROUP N Vnote 2.250%11/1 | $7,987,000 | – | 5,500,000 | +100.0% | 1.83% | – | |
| New | KARYOPHARM THERAPEUTICS INCnote 3.000%10/1 | $7,165,000 | – | 5,000,000 | +100.0% | 1.64% | – | |
| SAQNU | New | SOFTWARE ACQUISITION GROUP Iunit 10/01/2026 | $6,096,000 | – | 600,000 | +100.0% | 1.40% | – |
| MCMJ | New | MERIDA MERGER CORP I | $5,844,000 | – | 600,000 | +100.0% | 1.34% | – |
| ALUSU | New | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $4,532,000 | – | 450,000 | +100.0% | 1.04% | – |
| GLEOU | New | GALILEO ACQUISITION CORPunit 99/99/9999 | $4,096,000 | – | 400,000 | +100.0% | 0.94% | – |
| SFTWU | New | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $4,046,000 | – | 397,400 | +100.0% | 0.93% | – |
| LIVKU | New | LIV CAP ACQUISITION CORPunit 99/99/9999 | $4,025,000 | – | 400,000 | +100.0% | 0.92% | – |
| DFNSU | New | LGL SYS ACQUISITION CORPunit 10/24/2024 | $3,051,000 | – | 300,000 | +100.0% | 0.70% | – |
| BWMC | New | BOXWOOD MERGER CORP | $3,048,000 | – | 300,000 | +100.0% | 0.70% | – |
| New | CTRIP COM INTL LTDnote 1.990% 7/0 | $2,632,000 | – | 2,500,000 | +100.0% | 0.60% | – | |
| MNCL | New | MONOCLE ACQUISITION CORP | $2,543,000 | – | 250,000 | +100.0% | 0.58% | – |
| AVTRPRA | New | AVANTOR INC6.25 pfd cnv sr | $2,525,000 | – | 40,000 | +100.0% | 0.58% | – |
| TIBR | New | TIBERIUS ACQUISITION CORP | $1,500,000 | – | 143,200 | +100.0% | 0.34% | – |
| BRMK | New | BROADMARK RLTY CAP INC | $636,000 | – | 50,000 | +100.0% | 0.15% | – |
| HCCOU | New | HEALTHCARE MERGER CORPunit 12/17/2021 | $518,000 | – | 50,000 | +100.0% | 0.12% | – |
| BRPMWS | New | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $230,000 | – | 280,000 | +100.0% | 0.05% | – |
| BWMCW | New | BOXWOOD MERGER CORP*w exp 11/26/202 | $183,000 | – | 300,000 | +100.0% | 0.04% | – |
| MCMJW | New | MERIDA MERGER CORP I*w exp 11/07/202 | $149,000 | – | 300,000 | +100.0% | 0.03% | – |
| MNCLW | New | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $150,000 | – | 200,000 | +100.0% | 0.03% | – |
| BROG | New | BROOGE HLDGS LTD | $149,000 | – | 16,946 | +100.0% | 0.03% | – |
| BROGW | New | BROOGE HLDGS LTD*w exp 12/20/202 | $120,000 | – | 169,470 | +100.0% | 0.03% | – |
| TKKSR | New | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $100,000 | – | 400,000 | +100.0% | 0.02% | – |
| BRMKWS | New | BROADMARK RLTY CAP INC*w exp 11/15/202 | $35,000 | – | 91,312 | +100.0% | 0.01% | – |
| TKKSW | New | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $24,000 | – | 400,000 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.