$1.69 Billion is the total value of Castle Creek Arbitrage, LLC's 89 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 38.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | Cemex SAB de CVnote 3.750% 3/1 | $78,374,000 | -9.3% | 66,350,000 | -9.2% | 4.63% | +5.8% | |
| Sell | SanDisk Corpnote 1.500% 8/1 | $62,106,000 | -25.9% | 47,994,000 | -22.0% | 3.67% | -13.6% | |
| Sell | Trulia Incnote 2.750%12/1 | $31,392,000 | -19.2% | 24,500,000 | -9.3% | 1.86% | -5.8% | |
| Sell | TESARO Incnote 3.000%10/0 | $31,209,000 | -10.3% | 17,027,000 | -12.8% | 1.84% | +4.5% | |
| Sell | SunEdison Incnote 2.750% 1/0 | $28,365,000 | -52.8% | 13,381,000 | -61.1% | 1.68% | -45.0% | |
| Sell | Tesla Motors Incnote 0.250% 3/0 | $26,165,000 | -3.8% | 26,500,000 | -14.5% | 1.55% | +12.1% | |
| ZIONW | Sell | Zions Bancorporation*w exp 05/22/202 | $24,856,000 | +15.7% | 783,250 | -1.5% | 1.47% | +35.0% |
| Sell | Theravance Incnote 2.125% 1/1 | $18,046,000 | +5.2% | 19,110,000 | -5.0% | 1.07% | +22.7% | |
| KMIWS | Sell | Kinder Morgan Inc/DE*w exp 05/25/201 | $17,888,000 | -54.9% | 465,948 | -50.6% | 1.06% | -47.4% |
| Sell | Ship Finance International Ltdnote 3.250% 2/0 | $15,635,000 | -8.0% | 14,652,000 | -13.8% | 0.92% | +7.2% | |
| Sell | InterDigital Incnote 2.500% 3/1 | $13,832,000 | -17.5% | 12,500,000 | -19.4% | 0.82% | -3.9% | |
| Sell | SunEdison Incnote 2.000%10/0 | $9,423,000 | -52.4% | 4,500,000 | -60.9% | 0.56% | -44.5% | |
| ASBWS | Sell | Associated Banc Corp*w exp 11/21/201 | $6,884,000 | +8.7% | 339,600 | -0.2% | 0.41% | +26.8% |
| Sell | Walter Invt Mgmt Corpnote 4.500%11/0 | $6,131,000 | -2.2% | 7,431,000 | -6.3% | 0.36% | +13.8% | |
| Sell | Chesapeake Energy Corpnote 2.750%11/1 | $5,196,000 | -59.3% | 5,219,000 | -59.0% | 0.31% | -52.5% | |
| BLVD | Sell | Boulevard Acquisition Corp | $4,539,000 | -5.9% | 363,100 | -26.3% | 0.27% | +9.4% |
| CMAWS | Sell | Comerica Inc*w exp 11/14/201 | $4,219,000 | -57.3% | 82,200 | -62.5% | 0.25% | -50.3% |
| Sell | Exelixis Incnote 4.250% 8/1 | $3,274,000 | -7.5% | 3,670,000 | -21.4% | 0.19% | +7.8% | |
| Sell | Solazyme Incnote 5.000%10/0 | $2,147,000 | -28.6% | 3,685,000 | -42.7% | 0.13% | -17.0% | |
| BLVDW | Sell | Boulevard Acquisition Corp*w exp 02/19/201 | $1,980,000 | -19.2% | 158,428 | -36.6% | 0.12% | -5.6% |
| LEU | Sell | Centrus Energy Corpcl a | $61,000 | -28.2% | 14,745 | -11.4% | 0.00% | 0.0% |
| GALE | Sell | Galena Biopharma Inc | $43,000 | -51.7% | 25,045 | -60.8% | 0.00% | -40.0% |
| CHU | Exit | China Unicom (Hong Kong) Ltdsponsored adr | $0 | – | -6,388 | -100.0% | -0.01% | – |
| NOK | Exit | Nokia Corpsponsored adr | $0 | – | -49,130 | -100.0% | -0.02% | – |
| Exit | Molycorp Incnote 5.500% 2/0 | $0 | – | -12,680,000 | -100.0% | -0.06% | – | |
| RTI | Exit | RTI Intl Metals Inc | $0 | – | -33,600 | -100.0% | -0.06% | – |
| GOL | Exit | Gol Linhas Aereas Intlg SAsp adr rep pfd | $0 | – | -1,506,000 | -100.0% | -0.19% | – |
| CLACW | Exit | Capitol Acquisition Corp II*w exp 05/15/201 | $0 | – | -372,297 | -100.0% | -0.19% | – |
| WTFCW | Exit | Wintrust Finl Corp*w exp 12/19/201 | $0 | – | -78,849 | -100.0% | -0.19% | – |
| Exit | Canadian Solar Incnote 4.250% 2/1 | $0 | – | -7,000,000 | -100.0% | -0.37% | – | |
| Exit | PHH Corpnote 6.000% 6/1 | $0 | – | -7,496,000 | -100.0% | -0.75% | – | |
| Exit | Ctrip Com Intl Ltdnote 1.250%10/1 | $0 | – | -14,750,000 | -100.0% | -0.78% | – | |
| GMWSC | Exit | General Motors Co*w exp 12/31/201 | $0 | – | -691,100 | -100.0% | -1.31% | – |
| COFWS | Exit | Capital One Finl Corp*w exp 11/14/201 | $0 | – | -847,500 | -100.0% | -3.39% | – |
| Exit | Cadence Design Systems Incnote 2.625% 6/0 | $0 | – | -43,734,000 | -100.0% | -5.41% | – | |
| Exit | United Therapeutics Corpnote 1.000% 9/1 | $0 | – | -39,384,000 | -100.0% | -7.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.