Castle Creek Arbitrage, LLC - Q1 2015 holdings

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$1.97 Billion is the total value of Castle Creek Arbitrage, LLC's 80 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 100.0% .

All

			Value		Shares		↓ Weighting
TYFDL	Exit	Tyson Foods Incunit 99/99/9999	$0	–	-20,000	-100.0%	0.00%	–
NOK	Exit	Nokia Corpsponsored adr	$0	–	-49,130	-100.0%	-0.02%	–
MCPIQ	Exit	Molycorp Incput	$0	–	-859,300	-100.0%	-0.04%	–
ZINCQ	Exit	Horsehead Hldg Corpput	$0	–	-100,000	-100.0%	-0.08%	–
	Exit	Vipshop Holdings Ltdnote 1.500% 3/1	$0	–	-1,500,000	-100.0%	-0.09%	–
HCAC	Exit	Hennessy Capital Acquisition Corp	$0	–	-198,400	-100.0%	-0.09%	–
CACGW	Exit	Chart Acquisition Corp*w exp 12/19/201	$0	–	-400,000	-100.0%	-0.18%	–
HCACW	Exit	Hennessy Capital Acquisition Corp*w exp 01/23/201	$0	–	-400,000	-100.0%	-0.19%	–
	Exit	SEACOR Holdings Incnote 2.500%12/1	$0	–	-6,065,000	-100.0%	-0.31%	–
	Exit	Molina Healthcare Incdbcv 1.625% 8/1	$0	–	-8,000,000	-100.0%	-0.43%	–
TSLA	Exit	Tesla Motors Incput	$0	–	-51,200	-100.0%	-0.55%	–
	Exit	Volcano Corpnote 1.750%12/0	$0	–	-12,953,000	-100.0%	-0.62%	–
	Exit	Continental Airls Incnote 4.500% 1/1	$0	–	-3,750,000	-100.0%	-0.64%	–
	Exit	SunPower Corpdbcv 4.500% 3/1	$0	–	-12,300,000	-100.0%	-0.69%	–
	Exit	Cemex SAB de CVnote 3.250% 3/1	$0	–	-12,500,000	-100.0%	-0.70%	–
	Exit	PDL BioPharma Incnote 3.750% 5/0	$0	–	-13,446,000	-100.0%	-0.85%	–
EEM	Exit	iShares TRcall	$0	–	-500,000	-100.0%	-0.94%	–
	Exit	Auxilium Pharmaceuticals Incnote 1.500% 7/1	$0	–	-13,572,000	-100.0%	-0.96%	–
JPMWS	Exit	JPMorgan Chase & Co*w exp 10/28/201	$0	–	-382,700	-100.0%	-1.15%	–
	Exit	Forest City Enterprises Incnote 5.000%10/1	$0	–	-16,221,000	-100.0%	-1.31%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-05-13

Signatures

The EDGAR filing(s) were signed by:

Constance Wick — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICRON TECHNOLOGY INC	26	Q4 2019	31.5%
THERAVANCE INC	24	Q3 2020	1.7%
NATIONAL ENERGY SERVICES REU	21	Q1 2023	0.0%
Tesla Mtrs Inc	19	Q3 2018	1.9%
Zions Bancorporation	19	Q4 2017	1.5%
MICRON TECHNOLOGY INC	18	Q2 2018	33.8%
TESARO INC	18	Q4 2018	7.8%
ASSOCIATED BANC CORP	18	Q1 2018	0.4%
SunTrust Bks Inc	18	Q4 2017	0.2%
MICROCHIP TECHNOLOGY INC	17	Q1 2020	15.8%

View Castle Creek Arbitrage, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Castle Creek Arbitrage, LLC Q1 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Percentage
Apeiron Capital Investment Corp.^{Sold out}	January 10, 2024	0.0%
Athena Consumer Acquisition Corp.^{Sold out}	January 10, 2024	0.0%
Carney Technology Acquisition Corp. II^{Sold out}	January 10, 2024	0.0%
Cascadia Acquisition Corp.^{Sold out}	January 10, 2024	0.0%
Chain Bridge I^{Sold out}	January 10, 2024	0.0%
Edify Acquisition Corp.^{Sold out}	January 10, 2024	0.0%
Focus Impact BH3 Acquisition Co^{Sold out}	January 10, 2024	0.0%
Gesher I Acquisition Corp.^{Sold out}	January 10, 2024	0.0%
Healthwell Acquisition Corp. I^{Sold out}	January 10, 2024	0.0%
INTEGRATED RAIL & RESOURCES ACQUISITION CORP^{Sold out}	January 10, 2024	0.0%

View Castle Creek Arbitrage, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-01-18
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10

View Castle Creek Arbitrage, LLC's complete filings history.

All filings

View complete filings history.

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