$1.97 Billion is the total value of Castle Creek Arbitrage, LLC's 80 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 106.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Micron Technology Incnote 2.375% 5/0 | $198,838,000 | -6.9% | 70,151,000 | +19.7% | 10.08% | -1.5% | |
| Buy | Mylan Incnote 3.750% 9/1 | $107,585,000 | +154.4% | 24,202,000 | +142.0% | 5.45% | +169.0% | |
| Buy | Tesla Mtrs Incnote 1.500% 6/0 | $92,492,000 | +17.7% | 57,577,000 | +35.9% | 4.69% | +24.4% | |
| Buy | JetBlue Airways Corpdbcv 5.500%10/1 | $66,935,000 | +41.8% | 15,426,000 | +17.0% | 3.39% | +49.9% | |
| COFWS | Buy | Capital One Finl Corp*w exp 11/14/201 | $66,800,000 | +4.2% | 847,500 | +9.1% | 3.39% | +10.2% |
| New | Electronic Arts Incnote 0.750% 7/1 | $61,874,000 | – | 33,363,000 | +100.0% | 3.14% | – | |
| New | SunEdison Incnote 2.750% 1/0 | $60,082,000 | – | 34,381,000 | +100.0% | 3.04% | – | |
| PNCWS | Buy | PNC Finl Svcs Group Inc*w exp 12/31/201 | $46,564,000 | +219.8% | 499,400 | +212.9% | 2.36% | +238.1% |
| Buy | TESARO Incnote 3.000%10/0 | $34,796,000 | +62.8% | 19,527,000 | +14.7% | 1.76% | +72.3% | |
| Buy | AMAG Pharmaceuticals Incnote 2.500% 2/1 | $30,140,000 | +94.9% | 14,505,000 | +56.8% | 1.53% | +106.2% | |
| GMWSC | New | General Motors Co*w exp 12/31/201 | $25,916,000 | – | 691,100 | +100.0% | 1.31% | – |
| WFCWS | Buy | Wells Fargo & Co*w exp 10/28/201 | $25,204,000 | +2142.3% | 463,300 | +2160.0% | 1.28% | +2264.8% |
| New | Cheniere Energy Incnote 4.250% 3/1 | $22,822,000 | – | 27,500,000 | +100.0% | 1.16% | – | |
| ZIONW | Buy | Zions Bancorporation*w exp 05/22/202 | $21,476,000 | -2.5% | 795,400 | +3.0% | 1.09% | +3.0% |
| New | SunEdison Incnote 2.000%10/0 | $19,796,000 | – | 11,500,000 | +100.0% | 1.00% | – | |
| Buy | Theravance Incnote 2.125% 1/1 | $17,155,000 | +36.1% | 20,110,000 | +24.8% | 0.87% | +43.9% | |
| New | Molina Healthcare Incnote 1.125% 1/1 | $12,637,000 | – | 7,500,000 | +100.0% | 0.64% | – | |
| Buy | Hologic Incfrnt 2.000%12/1 | $11,301,000 | +93.1% | 7,670,000 | +64.2% | 0.57% | +104.6% | |
| CMAWS | Buy | Comerica Inc*w exp 11/14/201 | $9,883,000 | +197.1% | 219,000 | +208.5% | 0.50% | +215.1% |
| CATYW | Buy | Cathay Gen Bancorp*w exp 12/05/201 | $7,938,000 | +14.7% | 279,000 | +3.1% | 0.40% | +21.1% |
| New | Canadian Solar Incnote 4.250% 2/1 | $7,293,000 | – | 7,000,000 | +100.0% | 0.37% | – | |
| New | Qihoo 360 Technology Co Ltdnote 2.500% 9/1 | $7,133,000 | – | 7,500,000 | +100.0% | 0.36% | – | |
| WTFCW | Buy | Wintrust Finl Corp*w exp 12/19/201 | $3,760,000 | +2.1% | 78,849 | +0.1% | 0.19% | +8.5% |
| GOL | New | Gol Linhas Aereas Intlg SAsp adr rep pfd | $3,660,000 | – | 1,506,000 | +100.0% | 0.19% | – |
| New | Herbalife Ltdnote 2.000% 8/1 | $2,986,000 | – | 3,600,000 | +100.0% | 0.15% | – | |
| TWI | New | Titan Intl Incput | $2,340,000 | – | 250,000 | +100.0% | 0.12% | – |
| BHACU | New | Barington Hilco Acquisitionunit 99/99/9999t | $1,990,000 | – | 200,000 | +100.0% | 0.10% | – |
| TTMI | New | TTM Technologies Inc | $1,342,000 | – | 149,000 | +100.0% | 0.07% | – |
| NOK | New | Nokia Corpsponsored adr | $372,000 | – | 49,130 | +100.0% | 0.02% | – |
| TWI | New | Titan Intl Inc | $164,000 | – | 17,500 | +100.0% | 0.01% | – |
| CHU | New | China Unicom (Hong Kong) Ltdsponsored adr | $97,000 | – | 6,388 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.