$1.71 Billion is the total value of Castle Creek Arbitrage, LLC's 79 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JTPY | Exit | JetPay Corp | $0 | – | -62,510 | -100.0% | -0.01% | – |
| QTETR | Exit | Quartet Merger Corpright 99/99/9999 | $0 | – | -605,140 | -100.0% | -0.03% | – |
| MTBWS | Exit | M&T Bank Corp*w exp 12/23/201 | $0 | – | -3,600 | -100.0% | -0.03% | – |
| KODKWS | Exit | Eastman Kodak Co*w exp 09/03/201 | $0 | – | -45,540 | -100.0% | -0.07% | – |
| OXY | Exit | Occidental Pete Corpcall | $0 | – | -2,600 | -100.0% | -0.07% | – |
| Exit | TTM Technologies Incnote 1.750%12/1 | $0 | – | -1,500,000 | -100.0% | -0.10% | – | |
| Exit | Horsehead Hldg Corpnote 3.800% 7/0 | $0 | – | -1,500,000 | -100.0% | -0.13% | – | |
| ROIQ | Exit | ROI Acquisition Corp II | $0 | – | -248,400 | -100.0% | -0.15% | – |
| GMWSA | Exit | General Motors Co*w exp07/10/201 | $0 | – | -68,859 | -100.0% | -0.16% | – |
| WLRHU | Exit | WL Ross Hldg Corpunit 99/99/9999 | $0 | – | -300,000 | -100.0% | -0.20% | – |
| Exit | Dendreon Corpnote 2.875% 1/1 | $0 | – | -4,650,000 | -100.0% | -0.21% | – | |
| Exit | Newmont Mining Corpnote 1.250% 7/1 | $0 | – | -3,659,000 | -100.0% | -0.23% | – | |
| Exit | Janus Cap Group Incnote 3.250% 7/1 | $0 | – | -3,815,000 | -100.0% | -0.24% | – | |
| Exit | Molycorp Incnote 3.250% 6/1 | $0 | – | -5,985,000 | -100.0% | -0.28% | – | |
| Exit | Goldcorp Incnote 2.000% 8/0 | $0 | – | -8,183,000 | -100.0% | -0.52% | – | |
| GLRIW | Exit | Glori Energy Inc*w exp 04/14/201 | $0 | – | -1,061,076 | -100.0% | -0.73% | – |
| Exit | Live Nation Entertainment Incnote 2.875% 7/1 | $0 | – | -14,424,000 | -100.0% | -0.92% | – | |
| BAC | Exit | Bank of America Corp | $0 | – | -1,015,900 | -100.0% | -0.99% | – |
| BAC | Exit | Bank of America Corpput | $0 | – | -1,015,900 | -100.0% | -0.99% | – |
| CSCO | Exit | Cisco Systems Inccall | $0 | – | -700,000 | -100.0% | -1.10% | – |
| Exit | Micron Technology Incnote 1.875% 8/0 | $0 | – | -7,000,000 | -100.0% | -1.54% | – | |
| Exit | Molina Healthcare Incnote 3.750%10/0 | $0 | – | -20,500,000 | -100.0% | -1.86% | – | |
| Exit | Salesforce Com Incnote 0.750% 1/1 | $0 | – | -14,881,000 | -100.0% | -2.56% | – | |
| Exit | United Rentals Incnote 4.000%11/1 | $0 | – | -10,000,000 | -100.0% | -5.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.