$394 Million is the total value of Yorktown Management & Research Co Inc's 363 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 45.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TWO | Sell | TWO HBRS INVT CORP | $9,592,000 | -42.6% | 1,100,000 | -43.9% | 2.43% | -33.2% |
| TOTL | Sell | SSGA ACTIVE ETF TRspdr tr tactic | $8,710,000 | -7.2% | 180,000 | -3.7% | 2.21% | +8.1% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $7,334,000 | +1.1% | 137,400 | -1.6% | 1.86% | +17.8% |
| BGCP | Sell | BGC PARTNERS INCcl a | $6,650,000 | +14.8% | 650,000 | -1.8% | 1.69% | +33.7% |
| HTGC | Sell | HERCULES CAPITAL INC | $6,350,000 | -17.8% | 450,000 | -21.1% | 1.61% | -4.3% |
| FSK | Sell | FS INVT CORP | $6,283,000 | -13.8% | 610,000 | -20.8% | 1.59% | +0.4% |
| BOND | Sell | PIMCO ETF TRttl rtn actv etf | $6,248,000 | -8.9% | 60,000 | -5.6% | 1.58% | +6.1% |
| BXMT | Sell | BLACKSTONE MTG TR INC | $6,014,000 | -62.7% | 200,000 | -63.5% | 1.52% | -56.5% |
| GSBD | Sell | GOLDMAN SACHS BDC INC | $5,645,000 | -31.0% | 240,000 | -36.1% | 1.43% | -19.6% |
| TCPC | Sell | TCP CAP CORP | $5,408,000 | -21.8% | 320,000 | -24.2% | 1.37% | -8.8% |
| GBDC | Sell | GOLUB CAP BDC INC | $5,333,000 | -20.2% | 290,000 | -19.4% | 1.35% | -7.1% |
| NMFC | Sell | NEW MTN FIN CORP | $4,089,000 | -45.0% | 290,000 | -46.3% | 1.04% | -35.9% |
| STWD | Sell | STARWOOD PPTY TR INC | $3,293,000 | -14.0% | 150,000 | -11.8% | 0.84% | +0.2% |
| PMT | Sell | PENNYMAC MTG INVT TR | $3,274,000 | -81.1% | 200,000 | -82.0% | 0.83% | -78.0% |
| HYI | Sell | WESTERN ASSET HGH YLD DFNDFD | $2,412,000 | -28.8% | 160,394 | -27.1% | 0.61% | -17.1% |
| EFC | Sell | ELLINGTON FINANCIAL LLC | $2,095,000 | -45.4% | 135,000 | -41.3% | 0.53% | -36.3% |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $1,905,000 | -24.2% | 285,209 | -26.9% | 0.48% | -11.7% |
| NSL | Sell | NUVEEN SR INCOME FD | $1,851,000 | -34.9% | 272,563 | -37.3% | 0.47% | -24.2% |
| CODI | Sell | COMPASS DIVERSIFIED HOLDINGS | $1,790,000 | -42.8% | 100,000 | -44.4% | 0.45% | -33.3% |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $1,577,000 | -67.3% | 103,958 | -66.6% | 0.40% | -61.9% |
| MINC | Sell | ADVISORSHARES TRnewflt mulsinc | $1,214,000 | -63.0% | 25,000 | -62.7% | 0.31% | -56.8% |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $742,000 | -81.9% | 45,000 | -81.2% | 0.19% | -78.9% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $606,000 | -54.4% | 35,422 | -52.8% | 0.15% | -46.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $556,000 | -61.7% | 7,000 | -61.1% | 0.14% | -55.4% |
| BAK | Sell | BRASKEM S Asp adr pfd a | $327,000 | +1.2% | 15,400 | -26.7% | 0.08% | +18.6% |
| WCN | Sell | WASTE CONNECTIONS INC | $314,000 | -29.9% | 4,000 | -33.3% | 0.08% | -18.4% |
| TGS | Sell | TRANSPORTADORA DE GAS SURspon adr b | $311,000 | -1.0% | 34,500 | -25.0% | 0.08% | +16.2% |
| EFF | Sell | EATON VANCE FLTG RATE INCOM | $306,000 | -65.8% | 17,858 | -68.8% | 0.08% | -60.0% |
| THO | Sell | THOR INDS INC | $300,000 | -11.5% | 3,000 | -25.0% | 0.08% | +2.7% |
| EWZ | Sell | ISHARESmsci brz cap etf | $300,000 | -25.9% | 9,000 | -25.0% | 0.08% | -13.6% |
| DW | Sell | DREW INDS INC | $289,000 | -15.7% | 2,680 | -23.4% | 0.07% | -2.7% |
| ADBE | Sell | ADOBE SYS INC | $288,000 | -33.6% | 2,800 | -30.0% | 0.07% | -22.3% |
| AMZN | Sell | AMAZON COM INC | $277,000 | -33.9% | 370 | -26.0% | 0.07% | -23.1% |
| MKL | Sell | MARKEL CORP | $271,000 | -27.2% | 300 | -25.0% | 0.07% | -14.8% |
| THG | Sell | HANOVER INS GROUP INC | $273,000 | -9.6% | 3,000 | -25.0% | 0.07% | +4.5% |
| EBR | Sell | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $273,000 | -22.7% | 39,300 | -34.5% | 0.07% | -10.4% |
| WAFD | Sell | WASHINGTON FED INC | $268,000 | -32.2% | 7,800 | -47.3% | 0.07% | -20.9% |
| TTC | Sell | TORO CO | $269,000 | -36.3% | 4,800 | -46.7% | 0.07% | -26.1% |
| MLHR | Sell | MILLER HERMAN INC | $267,000 | -27.0% | 7,800 | -39.1% | 0.07% | -15.0% |
| CDW | Sell | CDW CORP | $270,000 | -26.2% | 5,200 | -35.0% | 0.07% | -15.0% |
| LBRDA | Sell | LIBERTY BROADBAND CORP | $268,000 | -28.0% | 3,700 | -30.2% | 0.07% | -16.0% |
| STLD | Sell | STEEL DYNAMICS INC | $267,000 | -3.6% | 7,500 | -32.4% | 0.07% | +13.3% |
| LBRDK | Sell | LIBERTY BROADBAND CORP | $267,000 | -29.6% | 3,600 | -32.1% | 0.07% | -17.1% |
| LEA | Sell | LEAR CORP | $265,000 | -27.2% | 2,000 | -33.3% | 0.07% | -15.2% |
| INTU | Sell | INTUIT | $264,000 | -20.0% | 2,300 | -23.3% | 0.07% | -6.9% |
| AHL | Sell | ASPEN INSURANCE HOLDINGS LTD | $264,000 | -15.4% | 4,800 | -28.4% | 0.07% | -1.5% |
| CPRT | Sell | COPART INC | $260,000 | -30.7% | 4,700 | -32.9% | 0.07% | -19.5% |
| PBH | Sell | PRESTIGE BRANDS HLDGS INC | $261,000 | -20.4% | 5,000 | -26.5% | 0.07% | -7.0% |
| EA | Sell | ELECTRONIC ARTS INC | $260,000 | -32.3% | 3,300 | -26.7% | 0.07% | -21.4% |
| CATM | Sell | CARDTRONICS PLC | $262,000 | -9.7% | 4,800 | -26.2% | 0.07% | +4.8% |
| UFPI | Sell | UNIVERSAL FST PRODS INC | $255,000 | -35.3% | 2,500 | -37.5% | 0.06% | -24.4% |
| ILF | Sell | ISHARES TRlatn amer 40 etf | $256,000 | -23.8% | 9,300 | -22.5% | 0.06% | -11.0% |
| LFUS | Sell | LITTELFUSE INC | $258,000 | -25.9% | 1,700 | -37.0% | 0.06% | -14.5% |
| ULTA | Sell | ULTA SALON COSMETCS & FRAG I | $255,000 | -20.6% | 1,000 | -25.9% | 0.06% | -7.1% |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWAR | $256,000 | -36.9% | 5,200 | -42.2% | 0.06% | -26.1% |
| WWD | Sell | WOODWARD INC | $255,000 | -25.9% | 3,700 | -32.7% | 0.06% | -13.3% |
| AON | Sell | AON PLC | $257,000 | -32.7% | 2,300 | -32.4% | 0.06% | -21.7% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $254,000 | -31.0% | 2,700 | -27.0% | 0.06% | -20.0% |
| VVI | Sell | VIAD CORP | $247,000 | -33.1% | 5,600 | -44.0% | 0.06% | -21.2% |
| CDNS | Sell | CADENCE DESIGN SYSTEM INC | $250,000 | -31.5% | 9,900 | -30.8% | 0.06% | -20.3% |
| SBUX | Sell | STARBUCKS CORP | $244,000 | -29.5% | 4,400 | -31.2% | 0.06% | -17.3% |
| HRS | Sell | HARRIS CORP DEL | $246,000 | -25.5% | 2,400 | -33.3% | 0.06% | -13.9% |
| TDY | Sell | TELEDYNE TECHNOLOGIES INC | $246,000 | -24.1% | 2,000 | -33.3% | 0.06% | -12.7% |
| EVR | Sell | EVERCORE PARTNERS INCclass a | $240,000 | -7.0% | 3,500 | -30.0% | 0.06% | +8.9% |
| FBHS | Sell | FORTUNE BRANDS HOME & SEC IN | $241,000 | -36.2% | 4,500 | -30.8% | 0.06% | -25.6% |
| TMUS | Sell | T MOBILE US INC | $242,000 | -37.6% | 4,200 | -49.4% | 0.06% | -27.4% |
| ZLTQ | Sell | ZELTIQ AESTHETICS INC | $239,000 | -28.2% | 5,500 | -35.3% | 0.06% | -15.3% |
| ALLE | Sell | ALLEGION PUB LTD CO | $237,000 | -32.5% | 3,700 | -27.5% | 0.06% | -21.1% |
| ICLR | Sell | ICON PLC | $233,000 | -26.5% | 3,100 | -24.4% | 0.06% | -14.5% |
| LKQ | Sell | LKQ CORP | $233,000 | -34.4% | 7,600 | -24.0% | 0.06% | -23.4% |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -12,400 | -100.0% | -0.02% | – |
| SRC | Exit | SPIRIT RLTY CAP INC | $0 | – | -13,000 | -100.0% | -0.04% | – |
| WIT | Exit | WIPRO LTDspon adr 1 sh | $0 | – | -19,400 | -100.0% | -0.04% | – |
| ADRU | Exit | BLDRS INDEX FDS TReur 100 adr | $0 | – | -10,000 | -100.0% | -0.04% | – |
| JPW | Exit | NUVEEN FLEXIBLE INVT INCOME | $0 | – | -11,600 | -100.0% | -0.04% | – |
| PEI | Exit | PENNSYLVANIA RL ESTATE INVTsh ben int | $0 | – | -8,700 | -100.0% | -0.04% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -250 | -100.0% | -0.04% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -6,000 | -100.0% | -0.04% | – |
| NVO | Exit | NOVO-NORDISK A Sadr | $0 | – | -5,000 | -100.0% | -0.04% | – |
| AFHIF | Exit | ATLAS FINANCIAL HOLDINGS INC | $0 | – | -13,000 | -100.0% | -0.04% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -5,000 | -100.0% | -0.04% | – |
| TUP | Exit | TUPPERWARE BRANDS CORP | $0 | – | -3,200 | -100.0% | -0.04% | – |
| OHI | Exit | OMEGA HEALTHCARE INVS INC | $0 | – | -6,000 | -100.0% | -0.05% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -3,500 | -100.0% | -0.05% | – |
| EWW | Exit | ISHARESmsci mex cap etf | $0 | – | -5,000 | -100.0% | -0.05% | – |
| VLRS | Exit | CONTROLADORA VUELA CIA DE AVspon adr rp 10 | $0 | – | -14,000 | -100.0% | -0.05% | – |
| TOK | Exit | ISHARESmsci kokusai etf | $0 | – | -4,600 | -100.0% | -0.05% | – |
| BRKR | Exit | BRUKER CORP | $0 | – | -11,000 | -100.0% | -0.05% | – |
| STRZA | Exit | STARZ | $0 | – | -8,000 | -100.0% | -0.05% | – |
| TSCO | Exit | TRACTOR SUPPLY CO | $0 | – | -4,000 | -100.0% | -0.06% | – |
| VLT | Exit | INVESCO HIGH INCOME TR II | $0 | – | -20,000 | -100.0% | -0.06% | – |
| ITG | Exit | INVESTMENT TECHNOLOGY GRP NE | $0 | – | -17,700 | -100.0% | -0.07% | – |
| TRIB | Exit | TRINITY BIOTECH PLCspon adr new | $0 | – | -26,000 | -100.0% | -0.08% | – |
| TPVG | Exit | TRIPLEPOINT VENTR GRW BDC CO | $0 | – | -35,000 | -100.0% | -0.08% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -20,100 | -100.0% | -0.09% | – |
| SCM | Exit | STELLUS CAP INVT CORP | $0 | – | -40,000 | -100.0% | -0.10% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -142,347 | -100.0% | -0.13% | – |
| SUNS | Exit | SOLAR SR CAP LTD | $0 | – | -40,000 | -100.0% | -0.14% | – |
| ACRE | Exit | ARES COML REAL ESTATE CORP | $0 | – | -60,000 | -100.0% | -0.16% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -60,000 | -100.0% | -0.16% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LN F | $0 | – | -72,900 | -100.0% | -0.17% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -77,377 | -100.0% | -0.17% | – |
| HIO | Exit | WESTERN ASSET HIGH INCM OPP | $0 | – | -210,000 | -100.0% | -0.23% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -90,000 | -100.0% | -0.26% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -87,900 | -100.0% | -0.26% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INC F | $0 | – | -80,000 | -100.0% | -0.30% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspons adr new | $0 | – | -50,000 | -100.0% | -0.32% | – |
| JSD | Exit | NUVEEN SHT DUR CR OPP FD | $0 | – | -87,091 | -100.0% | -0.32% | – |
| KMM | Exit | DEUTSCHE MULTI-MKT INCOME TR | $0 | – | -205,019 | -100.0% | -0.38% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -124,150 | -100.0% | -0.40% | – |
| PFF | Exit | ISHARES TRu.s. pfd stk etf | $0 | – | -50,000 | -100.0% | -0.43% | – |
| CCI | Exit | CROWN CASTLE INTL CORP | $0 | – | -26,800 | -100.0% | -0.55% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -185,000 | -100.0% | -0.56% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -233,915 | -100.0% | -0.56% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -202,509 | -100.0% | -0.60% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -265,000 | -100.0% | -0.64% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -400,248 | -100.0% | -0.66% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -232,600 | -100.0% | -0.72% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -1,000,000 | -100.0% | -0.79% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -900,000 | -100.0% | -0.82% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -520,000 | -100.0% | -0.96% | – |
| PGF | Exit | POWERSHARES ETF TRUSTfinl pfd ptfl | $0 | – | -250,000 | -100.0% | -1.04% | – |
| ZFC | Exit | ZAIS FINL CORP | $0 | – | -365,000 | -100.0% | -1.15% | – |
| MTGE | Exit | AMERICAN CAP MTG INVT CORP | $0 | – | -400,000 | -100.0% | -1.50% | – |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -689,200 | -100.0% | -1.58% | – |
| PGX | Exit | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $0 | – | -510,000 | -100.0% | -1.68% | – |
| MITT | Exit | AG MTG INVT TR INC | $0 | – | -500,000 | -100.0% | -1.71% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -550,000 | -100.0% | -1.82% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -450,000 | -100.0% | -1.91% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Toro Co./The | 42 | Q3 2023 | 0.4% |
| CDW CORP/DE | 38 | Q3 2023 | 0.5% |
| COPART INC | 38 | Q3 2023 | 0.5% |
| TRACTOR SUPPLY COMPANY | 37 | Q3 2023 | 0.9% |
| TELEDYNE TECHNOLOGIES INC | 37 | Q3 2023 | 0.7% |
| Take-Two Interactive Software, Inc. | 37 | Q3 2023 | 0.5% |
| FACTSET RESH SYS INC | 37 | Q2 2022 | 0.8% |
| IDEX CORP | 37 | Q2 2022 | 0.5% |
| ACCENTURE PLC IRELAND | 35 | Q4 2021 | 0.7% |
| Mueller Industries, Inc. | 34 | Q3 2023 | 1.7% |
View Yorktown Management & Research Co Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-26 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-04-21 |
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-07-29 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-02-09 |
View Yorktown Management & Research Co Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.