$459 Million is the total value of Yorktown Management & Research Co Inc's 289 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 63.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AGNC | Sell | AMERICAN CAPITAL AGENCY CORP | $8,793,000 | -19.3% | 450,000 | -18.2% | 1.91% | -22.8% |
| TSLX | Sell | TPG SPECIALTY LENDING INC | $8,503,000 | +8.9% | 469,500 | -0.1% | 1.85% | +4.3% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $8,377,000 | -2.9% | 550,000 | -12.7% | 1.82% | -7.0% |
| GSBD | Sell | GOLDMAN SACHS BDC INC | $8,177,000 | +2.3% | 375,600 | -6.1% | 1.78% | -2.0% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $7,782,000 | -5.5% | 563,500 | -5.3% | 1.69% | -9.5% |
| HTGC | Sell | HERCULES CAPITAL INC | $7,729,000 | -7.1% | 570,000 | -14.9% | 1.68% | -11.1% |
| NLY | Sell | ANNALY CAP MGMT INC | $7,237,000 | -6.6% | 689,200 | -1.5% | 1.58% | -10.6% |
| TCPC | Sell | TCP CAP CORP | $6,912,000 | +2.8% | 422,000 | -4.1% | 1.50% | -1.6% |
| GBDC | Sell | GOLUB CAP BDC INC | $6,685,000 | -5.1% | 360,000 | -7.7% | 1.46% | -9.2% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $5,836,000 | -11.2% | 170,000 | -15.0% | 1.27% | -14.9% |
| FDUS | Sell | FIDUS INVT CORP | $5,591,000 | -2.4% | 355,000 | -5.3% | 1.22% | -6.5% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $5,117,000 | -10.0% | 320,000 | -11.1% | 1.11% | -13.8% |
| PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $4,763,000 | -17.3% | 250,000 | -16.7% | 1.04% | -20.8% |
| EFC | Sell | ELLINGTON FINANCIAL LLC | $3,834,000 | -36.1% | 230,000 | -34.3% | 0.83% | -38.8% |
| STWD | Sell | STARWOOD PPTY TR INC | $3,828,000 | -58.9% | 170,000 | -62.2% | 0.83% | -60.7% |
| EFT | Sell | EATON VANCE FLTING RATE INC | $3,303,000 | -20.7% | 232,600 | -25.0% | 0.72% | -24.0% |
| CODI | Sell | COMPASS DIVERSIFIED HOLDINGS | $3,128,000 | -18.0% | 180,000 | -21.7% | 0.68% | -21.5% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $2,923,000 | -5.1% | 265,000 | -11.0% | 0.64% | -9.1% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $2,587,000 | -13.0% | 233,915 | -19.3% | 0.56% | -16.7% |
| PFF | Sell | ISHARES TRu.s. pfd stk etf | $1,975,000 | -77.5% | 50,000 | -77.3% | 0.43% | -78.4% |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $1,844,000 | -13.0% | 124,150 | -19.5% | 0.40% | -16.8% |
| KMM | Sell | DEUTSCHE MULTI-MKT INCOME TR | $1,753,000 | -24.5% | 205,019 | -28.1% | 0.38% | -27.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,450,000 | -16.6% | 18,000 | -16.3% | 0.32% | -20.0% |
| FCT | Sell | FIRST TR SR FLG RTE INCM FD | $1,202,000 | -20.7% | 87,900 | -25.4% | 0.26% | -23.8% |
| VVR | Sell | INVESCO SR INCOME TR | $616,000 | -64.9% | 142,347 | -66.1% | 0.13% | -66.4% |
| SCM | Sell | STELLUS CAP INVT CORP | $436,000 | -75.7% | 40,000 | -77.1% | 0.10% | -76.7% |
| SIMO | Sell | SILICON MOTION TECHNOLOGY COsponsored adr | $378,000 | -15.1% | 7,300 | -21.5% | 0.08% | -18.8% |
| EBR | Sell | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $353,000 | -44.0% | 60,000 | -62.5% | 0.08% | -46.2% |
| DW | Sell | DREW INDS INC | $343,000 | -14.0% | 3,500 | -25.5% | 0.08% | -17.6% |
| THO | Sell | THOR INDS INC | $339,000 | +4.6% | 4,000 | -20.0% | 0.07% | 0.0% |
| FB | Sell | FACEBOOK INCcl a | $321,000 | -14.9% | 2,500 | -24.2% | 0.07% | -18.6% |
| MAS | Sell | MASCO CORP | $316,000 | -16.2% | 9,200 | -24.6% | 0.07% | -19.8% |
| CRESY | Sell | CRESUD S A C I F Y Asponsored adr | $304,000 | -20.4% | 17,000 | -37.0% | 0.07% | -24.1% |
| VLT | Sell | INVESCO HIGH INCOME TR II | $292,000 | -46.9% | 20,000 | -50.0% | 0.06% | -48.8% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX Fftse europe etf | $219,000 | -48.1% | 4,500 | -50.3% | 0.05% | -50.0% |
| LYG | Exit | LLOYDS BANKING GROUP PLCsponsored adr | $0 | – | -20,000 | -100.0% | -0.01% | – |
| SAN | Exit | BANCO SANTANDER SAadr | $0 | – | -19,876 | -100.0% | -0.02% | – |
| WHLRP | Exit | WHEELER REAL ESTATE INVT TRcv pfd ser b | $0 | – | -50,000 | -100.0% | -0.02% | – |
| AEG | Exit | AEGON N Vny registry sh | $0 | – | -20,426 | -100.0% | -0.02% | – |
| ERIC | Exit | ERICSSONadr b sek 10 | $0 | – | -11,500 | -100.0% | -0.02% | – |
| ABEV | Exit | AMBEV SAsponsored adr | $0 | – | -15,500 | -100.0% | -0.02% | – |
| TIIAY | Exit | TELECOM ITALIA S P A NEWspon adr ord | $0 | – | -12,800 | -100.0% | -0.02% | – |
| TEF | Exit | TELEFONICA S Asponsored adr | $0 | – | -11,314 | -100.0% | -0.02% | – |
| TKC | Exit | TURKCELL ILETISIM HIZMETLERIspon adr new | $0 | – | -12,000 | -100.0% | -0.02% | – |
| IBN | Exit | ICICI BK LTDadr | $0 | – | -16,000 | -100.0% | -0.03% | – |
| ENIC | Exit | ENERSIS CHILE SAspon adr | $0 | – | -21,000 | -100.0% | -0.03% | – |
| FBR | Exit | FIBRIA CELULOSE S A | $0 | – | -24,500 | -100.0% | -0.04% | – |
| IDV | Exit | ISHARESintl sel div etf | $0 | – | -7,000 | -100.0% | -0.04% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -4,000 | -100.0% | -0.05% | – |
| ISTB | Exit | ISHARES TRcore st usdb etf | $0 | – | -2,000 | -100.0% | -0.05% | – |
| DWM | Exit | WISDOMTREE TRintl equity fd | $0 | – | -4,500 | -100.0% | -0.05% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -4,100 | -100.0% | -0.05% | – |
| QRTEA | Exit | LIBERTY INTERACTIVE CORP | $0 | – | -8,000 | -100.0% | -0.05% | – |
| SLQD | Exit | ISHARES TR0-5yr invt gr cp | $0 | – | -4,000 | -100.0% | -0.05% | – |
| SNP | Exit | CHINA PETE & CHEM CORP | $0 | – | -2,860 | -100.0% | -0.05% | – |
| PFE | Exit | PFIZER INC | $0 | – | -5,900 | -100.0% | -0.05% | – |
| RYAAY | Exit | RYANAIR HLDGS PLCsponsored adr | $0 | – | -3,046 | -100.0% | -0.05% | – |
| MHGVY | Exit | MARINE HARVEST ASAsponsored adr | $0 | – | -12,500 | -100.0% | -0.05% | – |
| TSLA | Exit | TESLA MTRS INC | $0 | – | -1,000 | -100.0% | -0.05% | – |
| LBTYK | Exit | LIBERTY GLOBAL PLC | $0 | – | -7,400 | -100.0% | -0.05% | – |
| HHY | Exit | BROOKFIELD HIGH INCOME FD IN | $0 | – | -30,000 | -100.0% | -0.05% | – |
| ERJ | Exit | EMBRAER S A | $0 | – | -10,000 | -100.0% | -0.05% | – |
| DFE | Exit | WISDOMTREE TRUSTeurope smcp dv | $0 | – | -4,200 | -100.0% | -0.05% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -5,000 | -100.0% | -0.05% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -3,000 | -100.0% | -0.05% | – |
| TROW | Exit | PRICE T ROWE GROUP INC | $0 | – | -3,000 | -100.0% | -0.05% | – |
| EFG | Exit | ISHARESeafe grwth etf | $0 | – | -3,500 | -100.0% | -0.05% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -5,000 | -100.0% | -0.05% | – |
| INFN | Exit | INFINERA CORPORATION | $0 | – | -22,400 | -100.0% | -0.06% | – |
| KST | Exit | DEUTSCHE STRATEGIC INCOME TR | $0 | – | -22,513 | -100.0% | -0.06% | – |
| ADAP | Exit | ADAPTIMMUNE THERAPEUTICS PLCsponds adr | $0 | – | -32,000 | -100.0% | -0.06% | – |
| CATM | Exit | CARDTRONICS INC | $0 | – | -6,500 | -100.0% | -0.06% | – |
| NTRS | Exit | NORTHERN TR CORP | $0 | – | -4,000 | -100.0% | -0.06% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORP | $0 | – | -1,400 | -100.0% | -0.06% | – |
| AMCX | Exit | AMC NETWORKS INCcl a | $0 | – | -4,800 | -100.0% | -0.07% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -5,700 | -100.0% | -0.07% | – |
| SPSB | Exit | SPDR SERIES TRUSTbarc sht tr cp | $0 | – | -12,200 | -100.0% | -0.08% | – |
| WBMD | Exit | WEBMD HEALTH CORP | $0 | – | -6,500 | -100.0% | -0.09% | – |
| HCAP | Exit | HARVEST CAP CR CORP | $0 | – | -30,000 | -100.0% | -0.09% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -28,904 | -100.0% | -0.13% | – |
| Exit | GARRISON CAP INC | $0 | – | -60,000 | -100.0% | -0.14% | – | |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -55,000 | -100.0% | -0.16% | – |
| OLP | Exit | ONE LIBERTY PPTYS INC | $0 | – | -28,517 | -100.0% | -0.16% | – |
| GDF | Exit | WESTERN ASSET GLB PTNRS INCO | $0 | – | -85,000 | -100.0% | -0.16% | – |
| CIO | Exit | CITY OFFICE REIT INC | $0 | – | -73,523 | -100.0% | -0.22% | – |
| CHMI | Exit | CHERRY HILL MTG INVT CORP | $0 | – | -63,500 | -100.0% | -0.22% | – |
| CPTA | Exit | CAPITALA FIN CORP | $0 | – | -73,200 | -100.0% | -0.23% | – |
| KHI | Exit | DEUTSCHE HIGH INCOME TR | $0 | – | -118,000 | -100.0% | -0.24% | – |
| IQI | Exit | INVESCO QUALITY MUNI INC TRS | $0 | – | -100,000 | -100.0% | -0.31% | – |
| CYS | Exit | CYS INVTS INC | $0 | – | -200,000 | -100.0% | -0.38% | – |
| NVG | Exit | NUVEEN ENHANCED AMT FREE MUN | $0 | – | -125,000 | -100.0% | -0.46% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -200,000 | -100.0% | -0.65% | – |
| AMTG | Exit | APOLLO RESIDENTIAL MTG INC | $0 | – | -380,000 | -100.0% | -1.16% | – |
| NZF | Exit | NUVEEN ENHANCED MUN CREDIT O | $0 | – | -350,000 | -100.0% | -1.27% | – |
| TCRD | Exit | THL CR INC | $0 | – | -510,000 | -100.0% | -1.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Toro Co./The | 42 | Q3 2023 | 0.4% |
| CDW CORP/DE | 38 | Q3 2023 | 0.5% |
| COPART INC | 38 | Q3 2023 | 0.5% |
| TRACTOR SUPPLY COMPANY | 37 | Q3 2023 | 0.9% |
| TELEDYNE TECHNOLOGIES INC | 37 | Q3 2023 | 0.7% |
| Take-Two Interactive Software, Inc. | 37 | Q3 2023 | 0.5% |
| FACTSET RESH SYS INC | 37 | Q2 2022 | 0.8% |
| IDEX CORP | 37 | Q2 2022 | 0.5% |
| ACCENTURE PLC IRELAND | 35 | Q4 2021 | 0.7% |
| Mueller Industries, Inc. | 34 | Q3 2023 | 1.7% |
View Yorktown Management & Research Co Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-26 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-04-21 |
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-07-29 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-02-09 |
View Yorktown Management & Research Co Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.