$467 Million is the total value of Yorktown Management & Research Co Inc's 368 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 228.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYS | Buy | PIMCO ETF TR0-5 high yield | $21,641,000 | +4.2% | 206,300 | +2.0% | 4.63% | +5.8% |
| HYLD | Buy | ADVISORSHARES TRperitus hg yld | $20,440,000 | +5.6% | 397,500 | +2.4% | 4.38% | +7.2% |
| SJNK | Buy | SPDR SER TRUSTcap s/t hi yld | $13,025,000 | +8.3% | 426,500 | +7.0% | 2.79% | +9.9% |
| FSC | Buy | FIFTH STREET FINANCE CORP | $12,142,000 | +17.6% | 1,180,000 | +19.4% | 2.60% | +19.4% |
| AINV | Buy | APOLLO INVT CORP | $10,351,000 | +93.2% | 1,270,000 | +83.4% | 2.22% | +96.1% |
| TCPC | Buy | TCP CAP CORP | $10,258,000 | +26.2% | 632,457 | +30.5% | 2.20% | +28.1% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $10,062,000 | +221.3% | 900,000 | +210.3% | 2.15% | +225.9% |
| NRF | Buy | NORTHSTAR RLTY FIN CORP | $8,992,000 | +12.4% | 969,000 | +10.2% | 1.92% | +14.1% |
| Buy | GARRISON CAP INC | $5,173,000 | +138.2% | 350,025 | +148.5% | 1.11% | +141.7% | |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $4,965,000 | +67.4% | 750,000 | +70.5% | 1.06% | +70.1% |
| TICC | Buy | TICC CAPITAL CORP | $4,261,000 | +31.4% | 437,000 | +29.7% | 0.91% | +33.3% |
| BKCC | Buy | BLACKROCK KELSO CAPITAL CORP | $4,176,000 | +112.4% | 440,000 | +109.5% | 0.89% | +115.4% |
| KFN | Buy | KKR FINANCIAL HLDGS LLC | $4,132,000 | +16.9% | 400,000 | +19.4% | 0.88% | +18.7% |
| GBDC | Buy | GOLUB CAP BDC INC | $3,988,000 | +32.5% | 230,000 | +33.7% | 0.85% | +34.5% |
| MRCC | Buy | MONROE CAP CORP | $3,721,000 | +1293.6% | 286,500 | +1506.8% | 0.80% | +1321.4% |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $3,445,000 | +20.3% | 250,000 | +23.5% | 0.74% | +22.0% |
| ARPJQ | Buy | ATLAS RESOURCE PARTNERS LP | $3,141,000 | +12.9% | 150,000 | +18.1% | 0.67% | +14.7% |
| FSFR | New | FIFTH STR SR FLOATING RATE CO | $2,580,000 | – | 190,548 | +100.0% | 0.55% | – |
| FLY | Buy | FLY LEASING LTDsponsored adr | $2,243,000 | +1050.3% | 161,600 | +1293.1% | 0.48% | +1070.7% |
| SUNS | Buy | SOLAR SR CAP LTD | $2,140,000 | +1.1% | 118,350 | +2.9% | 0.46% | +2.7% |
| MET | New | METLIFE INC | $2,113,000 | – | 45,000 | +100.0% | 0.45% | – |
| HCAP | Buy | HARVEST CAP CR CORP | $1,977,000 | +42.4% | 132,323 | +43.8% | 0.42% | +44.4% |
| MXIM | Buy | MAXIM INTEGRATED PRODS INC | $1,803,000 | +766.8% | 60,500 | +706.7% | 0.39% | +777.3% |
| VNRSQ | Buy | VANGUARD NATURAL RESOURCES L | $1,698,000 | +49.5% | 60,700 | +49.1% | 0.36% | +51.2% |
| HSBC | New | HSBC HLDGS PLCspon adr new | $1,628,000 | – | 30,000 | +100.0% | 0.35% | – |
| BBEPQ | Buy | BREITBURN ENERGY PARTNERS LP | $1,604,000 | +61.2% | 87,500 | +60.6% | 0.34% | +63.3% |
| LMT | Buy | LOCKHEED MARTIN CORP | $1,568,000 | +366.7% | 12,300 | +296.8% | 0.34% | +373.2% |
| LAZ | Buy | LAZARD LTD | $1,333,000 | +537.8% | 37,000 | +469.2% | 0.28% | +547.7% |
| RAI | Buy | REYNOLDS AMERICAN INC | $1,293,000 | +62.0% | 26,500 | +60.6% | 0.28% | +64.9% |
| BP | Buy | BP PLCsponsored adr | $1,286,000 | +340.4% | 30,600 | +337.1% | 0.28% | +343.5% |
| MO | Buy | ALTRIA GROUP INC | $1,264,000 | +325.6% | 36,800 | +332.9% | 0.27% | +330.2% |
| WYNN | New | WYNN RESORTS LTD | $1,232,000 | – | 7,800 | +100.0% | 0.26% | – |
| BX | New | BLACKSTONE GROUP L P | $1,210,000 | – | 48,600 | +100.0% | 0.26% | – |
| DOC | New | PHYSICIANS RLTY TR | $1,212,000 | – | 100,000 | +100.0% | 0.26% | – |
| INTC | Buy | INTEL CORP | $1,176,000 | +479.3% | 51,300 | +510.7% | 0.25% | +486.0% |
| ORI | New | OLD REP INTL CORP | $1,132,000 | – | 73,500 | +100.0% | 0.24% | – |
| BBT | New | BB&T CORP | $1,124,000 | – | 33,300 | +100.0% | 0.24% | – |
| TXN | New | TEXAS INSTRS INC | $1,120,000 | – | 27,800 | +100.0% | 0.24% | – |
| TRV | New | TRAVELERS COMPANIES INC | $1,034,000 | – | 12,200 | +100.0% | 0.22% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INC | $1,027,000 | – | 33,000 | +100.0% | 0.22% | – |
| LO | New | LORILLARD INC | $1,012,000 | – | 22,600 | +100.0% | 0.22% | – |
| WM | Buy | WASTE MGMT INC DEL | $998,000 | +106.2% | 24,200 | +101.7% | 0.21% | +109.8% |
| AJG | New | GALLAGHER ARTHUR J & CO | $982,000 | – | 22,500 | +100.0% | 0.21% | – |
| HFC | New | HOLLYFRONTIER CORP | $926,000 | – | 22,000 | +100.0% | 0.20% | – |
| RRMS | Buy | ROSE ROCK MIDSTREAM L P | $863,000 | +77.2% | 27,000 | +102.9% | 0.18% | +79.6% |
| QCOM | Buy | QUALCOMM INC | $788,000 | +268.2% | 11,700 | +234.3% | 0.17% | +275.6% |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $688,000 | – | 9,400 | +100.0% | 0.15% | – |
| THHY | Buy | MARKET VECTORS ETF TRhi yld trea bd | $673,000 | +137.0% | 27,000 | +134.8% | 0.14% | +140.0% |
| MSFT | New | MICROSOFT CORP | $643,000 | – | 19,300 | +100.0% | 0.14% | – |
| RY | New | ROYAL BK CDA MONTREAL QUE | $642,000 | – | 10,000 | +100.0% | 0.14% | – |
| GRMN | New | GARMIN LTD | $633,000 | – | 14,000 | +100.0% | 0.14% | – |
| VIVO | New | MERIDIAN BIOSCIENCE INC | $568,000 | – | 24,000 | +100.0% | 0.12% | – |
| New | INVESCO LTD | $510,000 | – | 16,000 | +100.0% | 0.11% | – | |
| RSG | New | REPUBLIC SVCS INC | $500,000 | – | 15,000 | +100.0% | 0.11% | – |
| EC | New | ECOPETROL S Asponsored ads | $483,000 | – | 10,500 | +100.0% | 0.10% | – |
| CSCO | New | CISCO SYS INC | $475,000 | – | 20,300 | +100.0% | 0.10% | – |
| VGK | New | VANGUARD INTL EQUITY INDEX Fftse europe etf | $474,000 | – | 8,700 | +100.0% | 0.10% | – |
| TNH | New | TERRA NITROGEN CO L P | $466,000 | – | 2,300 | +100.0% | 0.10% | – |
| BGCP | New | BGC PARTNERS INCcl a | $463,000 | – | 82,000 | +100.0% | 0.10% | – |
| FHI | New | FEDERATED INVS INC PAcl b | $462,000 | – | 17,000 | +100.0% | 0.10% | – |
| GEO | New | GEO GROUP INC | $433,000 | – | 13,000 | +100.0% | 0.09% | – |
| LNC | New | LINCOLN NATL CORP IND | $420,000 | – | 10,000 | +100.0% | 0.09% | – |
| VRSK | New | VERISK ANALYTICS INCcl a | $305,000 | – | 4,700 | +100.0% | 0.06% | – |
| NKE | New | NIKE INCcl b | $291,000 | – | 4,000 | +100.0% | 0.06% | – |
| FLS | New | FLOWSERVE CORP | $275,000 | – | 4,400 | +100.0% | 0.06% | – |
| TSCO | Buy | TRACTOR SUPPLY CO | $269,000 | +14.5% | 4,000 | +100.0% | 0.06% | +16.0% |
| ZIXI | New | ZIX CORP | $264,000 | – | 54,000 | +100.0% | 0.06% | – |
| BNS | New | BANK N S HALIFAX | $258,000 | – | 4,500 | +100.0% | 0.06% | – |
| CXW | New | CORRECTIONS CORP AMER NEW | $259,000 | – | 7,500 | +100.0% | 0.06% | – |
| NDSN | New | NORDSON CORP | $258,000 | – | 3,500 | +100.0% | 0.06% | – |
| HNGR | New | HANGER INC | $246,000 | – | 7,300 | +100.0% | 0.05% | – |
| QCOR | New | QUESTCOR PHARMACEUTICALS INC | $249,000 | – | 4,300 | +100.0% | 0.05% | – |
| ASML | New | ASML HOLDING N V | $243,000 | – | 2,464 | +100.0% | 0.05% | – |
| AHL | New | ASPEN INSURANCE HOLDINGS LTD | $243,000 | – | 6,700 | +100.0% | 0.05% | – |
| OASPQ | New | OASIS PETE INC NEW | $236,000 | – | 4,800 | +100.0% | 0.05% | – |
| AAPL | New | APPLE INC | $238,000 | – | 500 | +100.0% | 0.05% | – |
| FUL | New | FULLER H B CO | $235,000 | – | 5,200 | +100.0% | 0.05% | – |
| PTC | New | PTC INC | $227,000 | – | 8,000 | +100.0% | 0.05% | – |
| CELG | New | CELGENE CORP | $231,000 | – | 1,500 | +100.0% | 0.05% | – |
| CBOE | New | CBOE HLDGS INC | $226,000 | – | 5,000 | +100.0% | 0.05% | – |
| GILD | New | GILEAD SCIENCES INC | $226,000 | – | 3,600 | +100.0% | 0.05% | – |
| PFPT | New | PROOFPOINT INC | $222,000 | – | 6,900 | +100.0% | 0.05% | – |
| SNP | Buy | CHINA PETE & CHEM CORP | $224,000 | +11.4% | 2,860 | +30.0% | 0.05% | +14.3% |
| NUS | New | NU SKIN ENTERPRISES INCcl a | $220,000 | – | 2,300 | +100.0% | 0.05% | – |
| ENL | New | REED ELSEVIER N Vspons adr new | $221,000 | – | 5,500 | +100.0% | 0.05% | – |
| BTTGY | New | BT GROUP PLCadr | $221,000 | – | 4,000 | +100.0% | 0.05% | – |
| ETN | New | EATON CORP PLC | $220,000 | – | 3,200 | +100.0% | 0.05% | – |
| IR | New | INGERSOLL-RAND PLC | $221,000 | – | 3,400 | +100.0% | 0.05% | – |
| AMZN | New | AMAZON COM INC | $219,000 | – | 700 | +100.0% | 0.05% | – |
| SODA | New | SODASTREAM INTERNATIONAL LTD | $218,000 | – | 3,500 | +100.0% | 0.05% | – |
| PHH | New | PHH CORP | $214,000 | – | 9,000 | +100.0% | 0.05% | – |
| FMC | New | F M C CORP | $215,000 | – | 3,000 | +100.0% | 0.05% | – |
| DHR | New | DANAHER CORP DEL | $215,000 | – | 3,100 | +100.0% | 0.05% | – |
| CACI | New | CACI INTL INCcl a | $214,000 | – | 3,100 | +100.0% | 0.05% | – |
| SHPG | New | SHIRE PLCsponsored adr | $216,000 | – | 1,800 | +100.0% | 0.05% | – |
| ADRU | New | BLDRS INDEX FDS TReur 100 adr | $217,000 | – | 9,300 | +100.0% | 0.05% | – |
| HRS | New | HARRIS CORP DEL | $213,000 | – | 3,600 | +100.0% | 0.05% | – |
| ICLR | New | ICON PLC | $213,000 | – | 5,200 | +100.0% | 0.05% | – |
| INN | New | SUMMIT HOTEL PPTYS | $211,000 | – | 23,000 | +100.0% | 0.04% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $208,000 | – | 4,000 | +100.0% | 0.04% | – |
| CYNO | New | CYNOSURE INCcl a | $208,000 | – | 9,100 | +100.0% | 0.04% | – |
| STO | New | STATOIL ASAspons adr | $204,000 | – | 9,000 | +100.0% | 0.04% | – |
| SF | New | STIFEL FINL CORP | $206,000 | – | 5,000 | +100.0% | 0.04% | – |
| FLR | New | FLUOR CORP NEW | $206,000 | – | 2,900 | +100.0% | 0.04% | – |
| GWR | New | GENESEE & WYO INCcl a | $205,000 | – | 2,200 | +100.0% | 0.04% | – |
| BLK | New | BLACKROCK INC | $203,000 | – | 750 | +100.0% | 0.04% | – |
| NUE | New | NUCOR CORP | $201,000 | – | 4,100 | +100.0% | 0.04% | – |
| F102PS | New | BABCOCK & WILCOX CO NEW | $202,000 | – | 6,000 | +100.0% | 0.04% | – |
| APD | New | AIR PRODS & CHEMS INC | $202,000 | – | 1,900 | +100.0% | 0.04% | – |
| OUTR | New | OUTERWALL INC | $200,000 | – | 4,000 | +100.0% | 0.04% | – |
| GRFS | New | GRIFOLS S Aspadrrepbnvt | $200,000 | – | 6,600 | +100.0% | 0.04% | – |
| MCO | New | MOODYS CORP | $176,000 | – | 2,500 | +100.0% | 0.04% | – |
| ING | New | ING GROEP N Vsponsored adr | $148,000 | – | 13,000 | +100.0% | 0.03% | – |
| CNH | New | CNH GLOBAL N V | $134,000 | – | 10,718 | +100.0% | 0.03% | – |
| ORN | New | ORION MARINE GROUP INC | $108,000 | – | 10,400 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-10-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Toro Co./The | 42 | Q3 2023 | 0.4% |
| CDW CORP/DE | 38 | Q3 2023 | 0.5% |
| COPART INC | 38 | Q3 2023 | 0.5% |
| TRACTOR SUPPLY COMPANY | 37 | Q3 2023 | 0.9% |
| TELEDYNE TECHNOLOGIES INC | 37 | Q3 2023 | 0.7% |
| Take-Two Interactive Software, Inc. | 37 | Q3 2023 | 0.5% |
| FACTSET RESH SYS INC | 37 | Q2 2022 | 0.8% |
| IDEX CORP | 37 | Q2 2022 | 0.5% |
| ACCENTURE PLC IRELAND | 35 | Q4 2021 | 0.7% |
| Mueller Industries, Inc. | 34 | Q3 2023 | 1.7% |
View Yorktown Management & Research Co Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-26 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-04-21 |
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-07-29 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-02-09 |
View Yorktown Management & Research Co Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.