$11.9 Billion is the total value of SG Americas Securities, LLC's 3119 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EWJ | New | ISHARES INC MSCI JPN ETF | $33,190,000 | – | 679,292 | +100.0% | 0.28% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | $32,938,000 | – | 920,563 | +100.0% | 0.28% | – |
| ARNCPRB | New | ARCONIC INC PFD CONV B SER 1pfd | $27,240,000 | – | 903,475 | +100.0% | 0.23% | – |
| EWU | New | ISHARES TR MSCI UK ETF | $24,265,000 | – | 790,660 | +100.0% | 0.20% | – |
| GXPPRBCL | New | GREAT PLAINS ENERGY INC DEP SHS 1/20 Bpfd | $19,734,000 | – | 390,000 | +100.0% | 0.17% | – |
| EFAV | New | ISHARES TR MIN VOL EAFE ETF | $14,601,000 | – | 238,499 | +100.0% | 0.12% | – |
| EWT | New | ISHARES INC MSCI TAIWAN ETF | $14,452,000 | – | 492,064 | +100.0% | 0.12% | – |
| PCLN | New | PRICELINE GRP INC COM NEW | $13,837,000 | – | 9,438 | +100.0% | 0.12% | – |
| TWX | New | TIME WARNER INC COM NEW | $11,816,000 | – | 122,406 | +100.0% | 0.10% | – |
| L100PS | New | ARCONIC INC COM | $11,344,000 | – | 611,891 | +100.0% | 0.10% | – |
| VGT | New | VANGUARD WORLD FDS INF TECH ETF | $10,872,000 | – | 89,479 | +100.0% | 0.09% | – |
| DB | New | DEUTSCHE BANK AG NAMEN AKT | $10,461,000 | – | 577,934 | +100.0% | 0.09% | – |
| JPMV | New | ISHARES TR MIN VOL JAPN ETF | $9,715,000 | – | 170,710 | +100.0% | 0.08% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN COM | $9,705,000 | – | 94,427 | +100.0% | 0.08% | – |
| ADNT | New | ADIENT PLC ORD | $9,574,000 | – | 163,376 | +100.0% | 0.08% | – |
| RYAMPRA | New | RAYONIER ADVANCED MATLS INC PFD CV SER Apfd | $9,422,000 | – | 81,316 | +100.0% | 0.08% | – |
| EWS | New | ISHARES INC MSCI SINGPOR ETF | $9,373,000 | – | 470,280 | +100.0% | 0.08% | – |
| BUD | New | ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR | $8,351,000 | – | 79,198 | +100.0% | 0.07% | – |
| New | ALON USA ENERGY INC NOTE 3.000 9/1bnd | $7,566,000 | – | 71,670 | +100.0% | 0.06% | – | |
| BND | New | VANGUARD BD INDEX FD INC TOTAL BND MRKT | $7,662,000 | – | 94,844 | +100.0% | 0.06% | – |
| CNVAF | New | CNOVA N V | $7,224,000 | – | 1,318,208 | +100.0% | 0.06% | – |
| WFCPRL | New | WELLS FARGO & CO NEW PERP PFD CNV Apfd | $7,140,000 | – | 6,000 | +100.0% | 0.06% | – |
| IXJ | New | ISHARES TR GLOB HLTHCRE ETF | $7,039,000 | – | 74,238 | +100.0% | 0.06% | – |
| EEMV | New | ISHARES MIN VOL EMRG MKT | $6,897,000 | – | 141,020 | +100.0% | 0.06% | – |
| AAXJ | New | ISHARES TR MSCI AC ASIA ETF | $6,801,000 | – | 123,820 | +100.0% | 0.06% | – |
| RWR | New | SPDR SERIES TRUST DJ REIT ETF | $6,429,000 | – | 68,868 | +100.0% | 0.05% | – |
| New | TPG SPECIALTY LENDING INC NOTE 4.50012/1bnd | $6,128,000 | – | 60,000 | +100.0% | 0.05% | – | |
| ENBL | New | ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN | $5,931,000 | – | 377,020 | +100.0% | 0.05% | – |
| AGNC | New | AGNC INVT CORP COM | $5,667,000 | – | 312,583 | +100.0% | 0.05% | – |
| EQIX | New | EQUINIX INC COM PAR $0.001 | $5,606,000 | – | 15,685 | +100.0% | 0.05% | – |
| WPXP | New | WPX ENERGY INC PFD SER A CVpfd | $5,101,000 | – | 77,670 | +100.0% | 0.04% | – |
| PX | New | PRAXAIR INC COM | $5,040,000 | – | 43,004 | +100.0% | 0.04% | – |
| New | AMERICAN RLTY CAP PPTYS INC NOTE 3.000 8/0bnd | $5,000,000 | – | 50,000 | +100.0% | 0.04% | – | |
| E | New | ENI S P A SPONSORED ADR | $5,028,000 | – | 155,948 | +100.0% | 0.04% | – |
| WY | New | WEYERHAEUSER CO COM | $4,901,000 | – | 162,887 | +100.0% | 0.04% | – |
| GXC | New | SPDR INDEX SHS FDS S&P CHINA ETF | $4,728,000 | – | 65,615 | +100.0% | 0.04% | – |
| New | HSBC HLDGS PLC NOTE 6.87512/3bnd | $4,656,000 | – | 44,130 | +100.0% | 0.04% | – | |
| DCUD | New | DOMINION RES INC VA NEW UNIT 08/15/2019 | $4,554,000 | – | 90,000 | +100.0% | 0.04% | – |
| FXY | New | CURRENCYSHS JAPANESE YEN TR JAPANESE YEN | $4,393,000 | – | 53,239 | +100.0% | 0.04% | – |
| New | ROYAL BK OF SCOTLAND PLC DEBT 7.50012/3bnd | $4,453,000 | – | 47,000 | +100.0% | 0.04% | – | |
| FRP | New | FAIRPOINT COMMUNICATIONS INC COM NEW | $4,253,000 | – | 227,421 | +100.0% | 0.04% | – |
| BP | New | BP PLC SPONSORED ADR | $4,319,000 | – | 115,541 | +100.0% | 0.04% | – |
| OUSA | New | FQF TR OSHARS FTSE US | $4,135,000 | – | 150,475 | +100.0% | 0.04% | – |
| INTU | New | INTUIT COM | $4,210,000 | – | 36,729 | +100.0% | 0.04% | – |
| SNMP | New | SANCHEZ PRODTN PARTNER COM UNIT REPSTG | $4,130,000 | – | 350,000 | +100.0% | 0.04% | – |
| IYY | New | ISHARES TR DOW JONES US ETF | $4,030,000 | – | 35,968 | +100.0% | 0.03% | – |
| CSM | New | PROSHARES TR PSHS LC COR PLUS | $4,063,000 | – | 73,538 | +100.0% | 0.03% | – |
| New | REDWOOD TR INC NOTE 4.625 4/1bnd | $4,012,000 | – | 40,000 | +100.0% | 0.03% | – | |
| ECON | New | COLUMBIA ETF TR II EMRG MARKETS ETF | $3,894,000 | – | 175,819 | +100.0% | 0.03% | – |
| COWN | New | COWEN GROUP INC NEW CL A | $3,792,000 | – | 244,675 | +100.0% | 0.03% | – |
| EA | New | ELECTRONIC ARTS INC COM | $3,871,000 | – | 49,154 | +100.0% | 0.03% | – |
| WDAY | New | WORKDAY INC CL A | $3,645,000 | – | 55,153 | +100.0% | 0.03% | – |
| VB | New | VANGUARD INDEX FDS SMALL CP ETF | $3,714,000 | – | 28,799 | +100.0% | 0.03% | – |
| PAF | New | POWERSHARES ETF TR II ASIA PAC EX-JP | $3,524,000 | – | 74,447 | +100.0% | 0.03% | – |
| OILNF | New | BARCLAYS BK PLC IPSP CROIL ETN | $3,594,000 | – | 567,724 | +100.0% | 0.03% | – |
| SGEN | New | SEATTLE GENETICS INC COM | $3,549,000 | – | 67,254 | +100.0% | 0.03% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC COM | $3,427,000 | – | 45,903 | +100.0% | 0.03% | – |
| CF | New | CF INDS HLDGS INC COM | $3,356,000 | – | 106,594 | +100.0% | 0.03% | – |
| ILF | New | ISHARES TR LATN AMER 40 ETF | $3,305,000 | – | 119,833 | +100.0% | 0.03% | – |
| O | New | REALTY INCOME CORP COM | $3,161,000 | – | 54,990 | +100.0% | 0.03% | – |
| VASC | New | VASCULAR SOLUTIONS INC COM | $3,099,000 | – | 55,241 | +100.0% | 0.03% | – |
| EVHCPR | New | ENVISION HEALTHCARE CORP PFD CNV 5.25 A1pfd | $3,054,000 | – | 25,586 | +100.0% | 0.03% | – |
| EFNL | New | ISHARES TR MSCI FINLND ETF | $3,116,000 | – | 94,702 | +100.0% | 0.03% | – |
| EWI | New | ISHARES INC MSCI ITL ETF | $2,973,000 | – | 122,780 | +100.0% | 0.02% | – |
| New | GOLDMAN SACHS GROUP INCcall | $2,808,000 | – | 184,100 | +100.0% | 0.02% | – | |
| CACB | New | CASCADE BANCORP COM NEW | $2,819,000 | – | 347,149 | +100.0% | 0.02% | – |
| EXCU | New | EXELON CORP UNIT 99/99/9999 | $2,856,000 | – | 59,000 | +100.0% | 0.02% | – |
| ENLK | New | ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD | $2,693,000 | – | 146,187 | +100.0% | 0.02% | – |
| VIOO | New | VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX | $2,791,000 | – | 22,414 | +100.0% | 0.02% | – |
| IMCB | New | ISHARES TR MRGSTR MD CP ETF | $2,634,000 | – | 16,748 | +100.0% | 0.02% | – |
| DCP | New | DCP MIDSTREAM PARTNERS LP COM UT LTD PTN | $2,679,000 | – | 69,801 | +100.0% | 0.02% | – |
| NS | New | NUSTAR ENERGY LP UNIT COM | $2,671,000 | – | 53,642 | +100.0% | 0.02% | – |
| YUMC | New | YUM CHINA HLDGS INC COM | $2,554,000 | – | 97,797 | +100.0% | 0.02% | – |
| DGS | New | WISDOMTREE TR EMG MKTS SMCAP | $2,444,000 | – | 62,499 | +100.0% | 0.02% | – |
| New | MICRON TECHNOLOGY INC NOTE 2.375 5/0bnd | $2,329,000 | – | 10,000 | +100.0% | 0.02% | – | |
| DXGE | New | WISDOMTREE TR GERMANY HEDEQ FD | $2,356,000 | – | 82,812 | +100.0% | 0.02% | – |
| IVE | New | ISHARES TR S&P 500 VAL ETF | $2,346,000 | – | 23,141 | +100.0% | 0.02% | – |
| DON | New | WISDOMTREE TR MIDCAP DIVI FD | $2,436,000 | – | 25,811 | +100.0% | 0.02% | – |
| EDEN | New | ISHARES TR MSCI DENMRK ETF | $2,362,000 | – | 46,317 | +100.0% | 0.02% | – |
| XSLV | New | POWERSHARES ETF TR II S&P600 LOVL PT | $2,401,000 | – | 55,296 | +100.0% | 0.02% | – |
| SMLV | New | SPDR SER TR SSGA US SMAL ETF | $2,321,000 | – | 24,843 | +100.0% | 0.02% | – |
| NEP | New | NEXTERA ENERGY PARTNERS LP COM UNIT PART IN | $2,291,000 | – | 89,705 | +100.0% | 0.02% | – |
| BTI | New | BRITISH AMERN TOB PLC SPONSORED ADR | $2,149,000 | – | 19,077 | +100.0% | 0.02% | – |
| ERIC | New | ERICSSON ADR B SEK 10 | $2,157,000 | – | 369,956 | +100.0% | 0.02% | – |
| TD | New | TORONTO DOMINION BK ONT COM NEW | $2,014,000 | – | 40,821 | +100.0% | 0.02% | – |
| KXI | New | ISHARES TR GLB CNSM STP ETF | $2,061,000 | – | 22,383 | +100.0% | 0.02% | – |
| IGV | New | ISHARES TR NA TEC-SFTWR ETF | $2,060,000 | – | 18,929 | +100.0% | 0.02% | – |
| New | MACYS INCput | $1,985,000 | – | 307,800 | +100.0% | 0.02% | – | |
| DWM | New | WISDOMTREE TR INTL EQUITY FD | $1,908,000 | – | 41,119 | +100.0% | 0.02% | – |
| PINC | New | PREMIER INC CL A | $1,899,000 | – | 62,558 | +100.0% | 0.02% | – |
| SCHX | New | SCHWAB STRATEGIC TR US LRG CAP ETF | $1,729,000 | – | 32,456 | +100.0% | 0.02% | – |
| ALKS | New | ALKERMES PLC | $1,787,000 | – | 32,145 | +100.0% | 0.02% | – |
| New | INTEL CORP SDCV 3.250 8/0bnd | $1,765,000 | – | 10,000 | +100.0% | 0.02% | – | |
| MELI | New | MERCADOLIBRE INC COM | $1,745,000 | – | 11,176 | +100.0% | 0.02% | – |
| FYC | New | FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP | $1,732,000 | – | 50,000 | +100.0% | 0.02% | – |
| DTN | New | WISDOMTREE TR DIV EX-FINL FD | $1,690,000 | – | 21,041 | +100.0% | 0.01% | – |
| SCHB | New | SCHWAB STRATEGIC TR US BRD MKT ETF | $1,652,000 | – | 30,489 | +100.0% | 0.01% | – |
| ENDP | New | ENDO INTL PLC | $1,643,000 | – | 99,733 | +100.0% | 0.01% | – |
| New | INCYTE CORP NOTE 0.37511/1bnd | $1,678,000 | – | 8,390 | +100.0% | 0.01% | – | |
| MVV | New | PROSHARES TR PSHS ULT MCAP400 | $1,677,000 | – | 17,791 | +100.0% | 0.01% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO COM | $1,491,000 | – | 21,078 | +100.0% | 0.01% | – |
| PXQ | New | POWERSHARES ETF TRUST DYN NETWKG PRT | $1,512,000 | – | 37,452 | +100.0% | 0.01% | – |
| IWR | New | ISHARES TR RUS MID-CAP ETF | $1,494,000 | – | 8,352 | +100.0% | 0.01% | – |
| REM | New | ISHARES TR MTG REL ETF | $1,604,000 | – | 38,136 | +100.0% | 0.01% | – |
| New | ADVANCED MICRO DEVICES INC NOTE 2.125 9/0bnd | $1,421,000 | – | 9,000 | +100.0% | 0.01% | – | |
| FAS | New | DIREXION SHS ETF TR DLY FIN BULL NEW | $1,424,000 | – | 34,811 | +100.0% | 0.01% | – |
| EVHC | New | ENVISION HEALTHCARE CORP COM | $1,458,000 | – | 23,041 | +100.0% | 0.01% | – |
| QCP | New | QUALITY CARE PPTYS INC COM | $1,471,000 | – | 94,927 | +100.0% | 0.01% | – |
| ERUS | New | ISHARES INC MSCI RUS ETF | $1,262,000 | – | 37,649 | +100.0% | 0.01% | – |
| WGP | New | WESTERN GAS EQUITY PARTNERS COMUNT LTD PT | $1,270,000 | – | 30,000 | +100.0% | 0.01% | – |
| VEEV | New | VEEVA SYS INC CL A COM | $1,368,000 | – | 33,605 | +100.0% | 0.01% | – |
| FTS | New | FORTIS INC COM | $1,281,000 | – | 41,490 | +100.0% | 0.01% | – |
| SQQQ | New | PROSHARES TR ULTRAPRO SH NW14 | $1,293,000 | – | 99,200 | +100.0% | 0.01% | – |
| IWB | New | ISHARES TR RUS 1000 ETF | $1,248,000 | – | 10,026 | +100.0% | 0.01% | – |
| XTL | New | SPDR SERIES TRUST S&P TELECOM | $1,250,000 | – | 18,021 | +100.0% | 0.01% | – |
| CLVS | New | CLOVIS ONCOLOGY INC COM | $1,209,000 | – | 27,215 | +100.0% | 0.01% | – |
| MLCO | New | MELCO CROWN ENTMT LTD ADR | $1,180,000 | – | 74,220 | +100.0% | 0.01% | – |
| PRAH | New | PRA HEALTH SCIENCES INC COM | $1,209,000 | – | 21,938 | +100.0% | 0.01% | – |
| HEWJ | New | ISHARES TR HDG MSCI JAPAN | $1,232,000 | – | 44,326 | +100.0% | 0.01% | – |
| IDV | New | ISHARES TR INTL SEL DIV ETF | $1,230,000 | – | 41,610 | +100.0% | 0.01% | – |
| BAM | New | BROOKFIELD ASSET MGMT INC CL A LTD VT SH | $1,165,000 | – | 35,299 | +100.0% | 0.01% | – |
| SIG | New | SIGNET JEWELERS LIMITED | $1,216,000 | – | 12,896 | +100.0% | 0.01% | – |
| IMTM | New | ISHARES TR INTL MOMENTUM FT | $1,033,000 | – | 41,648 | +100.0% | 0.01% | – |
| EUMV | New | ISHARES TR MIN VOL EUROPE | $1,087,000 | – | 51,242 | +100.0% | 0.01% | – |
| New | CIT GROUP INCcall | $1,095,000 | – | 750,000 | +100.0% | 0.01% | – | |
| GIL | New | GILDAN ACTIVEWEAR INC COM | $1,082,000 | – | 42,652 | +100.0% | 0.01% | – |
| SIMO | New | SILICON MOTION TECHNOLOGY CO SPONSORED ADR | $1,074,000 | – | 25,275 | +100.0% | 0.01% | – |
| FCG | New | FIRST TR EXCHANGE TRADED FD NAT GAS ETF | $1,123,000 | – | 42,925 | +100.0% | 0.01% | – |
| New | SUNPOWER CORP DBCV 4.000 1/1bnd | $1,053,000 | – | 14,770 | +100.0% | 0.01% | – | |
| New | HERBALIFE LTDput | $1,130,000 | – | 90,000 | +100.0% | 0.01% | – | |
| FGPRQ | New | FERRELLGAS PARTNERS L.P. UNIT LTD PART | $1,074,000 | – | 158,587 | +100.0% | 0.01% | – |
| IGE | New | ISHARES TR NA NAT RES | $1,091,000 | – | 30,359 | +100.0% | 0.01% | – |
| BBN | New | BLACKROCK TAX MUNICPAL BD TR | $1,110,000 | – | 51,381 | +100.0% | 0.01% | – |
| RSX | New | VANECK VECTORS ETF TR RUSSIA ETF | $1,128,000 | – | 53,139 | +100.0% | 0.01% | – |
| BTT | New | BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN | $1,052,000 | – | 48,179 | +100.0% | 0.01% | – |
| FIT | New | FITBIT INC CL A | $903,000 | – | 123,351 | +100.0% | 0.01% | – |
| DYNPRA | New | DYNEGY INC NEW DEL PFD CONV SER Apfd | $944,000 | – | 29,500 | +100.0% | 0.01% | – |
| INTF | New | ISHARES TR MULTIFACTOR INTL | $1,006,000 | – | 43,315 | +100.0% | 0.01% | – |
| MIC | New | MACQUARIE INFRASTRUCTURE COR COM | $948,000 | – | 11,598 | +100.0% | 0.01% | – |
| RVT | New | ROYCE VALUE TR INC COM | $920,000 | – | 68,716 | +100.0% | 0.01% | – |
| CDW | New | CDW CORP COM | $894,000 | – | 17,159 | +100.0% | 0.01% | – |
| BXMT | New | BLACKSTONE MTG TR INC COM CL A | $935,000 | – | 31,099 | +100.0% | 0.01% | – |
| New | FIDELITY NATIONAL FINANCIAL NOTE 4.250 8/1bnd | $973,000 | – | 5,000 | +100.0% | 0.01% | – | |
| New | SELECT SECTOR SPDR TRput | $933,000 | – | 296,100 | +100.0% | 0.01% | – | |
| New | ARCONIC INCcall | $938,000 | – | 850,000 | +100.0% | 0.01% | – | |
| New | INTEGRATED DEVICE TECHNOLOGY NOTE 0.87511/1bnd | $776,000 | – | 7,500 | +100.0% | 0.01% | – | |
| PANW | New | PALO ALTO NETWORKS INC COM | $850,000 | – | 6,799 | +100.0% | 0.01% | – |
| ALNY | New | ALNYLAM PHARMACEUTICALS INC COM | $849,000 | – | 22,683 | +100.0% | 0.01% | – |
| COT | New | COTT CORP QUE COM | $868,000 | – | 76,600 | +100.0% | 0.01% | – |
| CSGP | New | COSTAR GROUP INC COM | $818,000 | – | 4,339 | +100.0% | 0.01% | – |
| IPK | New | SPDR INDEX SHS FDS INTL TECH ETF | $885,000 | – | 26,024 | +100.0% | 0.01% | – |
| IONS | New | IONIS PHARMACEUTICALS INC COM | $861,000 | – | 18,004 | +100.0% | 0.01% | – |
| AMLP | New | ALPS ETF TR ALERIAN MLP | $782,000 | – | 62,100 | +100.0% | 0.01% | – |
| GRFS | New | GRIFOLS S A SP ADR REP B NVT | $782,000 | – | 48,668 | +100.0% | 0.01% | – |
| PLOW | New | DOUGLAS DYNAMICS INC COM | $837,000 | – | 24,861 | +100.0% | 0.01% | – |
| DDC | New | DOMINION DIAMOND CORP COM | $860,000 | – | 88,800 | +100.0% | 0.01% | – |
| TGP | New | TEEKAY LNG PARTNERS L P PRTNRSP UNITS | $839,000 | – | 58,058 | +100.0% | 0.01% | – |
| BRAQ | New | GLOBAL X FDS GLB X BRAZ CON | $851,000 | – | 70,661 | +100.0% | 0.01% | – |
| CENTA | New | CENTRAL GARDEN & PET CO CL A NON-VTG | $777,000 | – | 25,140 | +100.0% | 0.01% | – |
| TBPH | New | THERAVANCE BIOPHARMA INC COM | $686,000 | – | 21,510 | +100.0% | 0.01% | – |
| FGD | New | FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID | $691,000 | – | 29,664 | +100.0% | 0.01% | – |
| AGIO | New | AGIOS PHARMACEUTICALS INC COM | $684,000 | – | 16,382 | +100.0% | 0.01% | – |
| FM | New | ISHARES MSCI FRNTR100ETF | $747,000 | – | 30,044 | +100.0% | 0.01% | – |
| RUSL | New | DIREXION SHS ETF TR DLY RUSSIA BL 3X | $725,000 | – | 7,174 | +100.0% | 0.01% | – |
| New | NEVRO CORP NOTE 1.750 6/0bnd | $657,000 | – | 6,150 | +100.0% | 0.01% | – | |
| EWX | New | SPDR INDEX SHS FDS S&P EMKTSC ETF | $764,000 | – | 19,231 | +100.0% | 0.01% | – |
| IPN | New | SPDR INDEX SHS FDS INTL INDS ETF | $727,000 | – | 24,617 | +100.0% | 0.01% | – |
| LW | New | LAMB WESTON HLDGS INC COM | $666,000 | – | 17,598 | +100.0% | 0.01% | – |
| AIMC | New | ALTRA INDL MOTION CORP COM | $670,000 | – | 18,153 | +100.0% | 0.01% | – |
| ZAYO | New | ZAYO GROUP HLDGS INC COM | $755,000 | – | 22,986 | +100.0% | 0.01% | – |
| DTLK | New | DATALINK CORP COM | $641,000 | – | 56,930 | +100.0% | 0.01% | – |
| PUI | New | POWERSHARES ETF TRUST DYN UTIL PORTF | $611,000 | – | 23,850 | +100.0% | 0.01% | – |
| NID | New | NUVEEN INTER DURATION MN TMF COM | $614,000 | – | 48,309 | +100.0% | 0.01% | – |
| BWG | New | LEGG MASON BW GLB INC OPP FD COM | $582,000 | – | 49,169 | +100.0% | 0.01% | – |
| LXRX | New | LEXICON PHARMACEUTICALS INC COM NEW | $543,000 | – | 39,255 | +100.0% | 0.01% | – |
| New | LIONS GATE ENTMNT CORPcall | $604,000 | – | 100,700 | +100.0% | 0.01% | – | |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY COM | $609,000 | – | 48,012 | +100.0% | 0.01% | – |
| BKFS | New | BLACK KNIGHT FINL SVCS INC CL A | $652,000 | – | 17,259 | +100.0% | 0.01% | – |
| New | BAKER HUGHES INCcall | $544,000 | – | 170,000 | +100.0% | 0.01% | – | |
| New | INTL PAPER COcall | $557,000 | – | 534,400 | +100.0% | 0.01% | – | |
| New | INPHI CORP NOTE 1.12512/0bnd | $581,000 | – | 4,500 | +100.0% | 0.01% | – | |
| NRG | New | NRG ENERGY INC COM NEW | $586,000 | – | 47,770 | +100.0% | 0.01% | – |
| New | NORFOLK SOUTHERN CORPput | $590,000 | – | 181,600 | +100.0% | 0.01% | – | |
| GDV | New | GABELLI DIVD & INCOME TR COM | $488,000 | – | 24,357 | +100.0% | 0.00% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC COM | $521,000 | – | 20,624 | +100.0% | 0.00% | – |
| AVXS | New | AVEXIS INC COM | $473,000 | – | 9,905 | +100.0% | 0.00% | – |
| AZN | New | ASTRAZENECA PLC SPONSORED ADR | $518,000 | – | 18,970 | +100.0% | 0.00% | – |
| TSRA | New | TESSERA HLDG CORP COM | $532,000 | – | 12,031 | +100.0% | 0.00% | – |
| NH | New | NANTHEALTH INC COM | $455,000 | – | 45,731 | +100.0% | 0.00% | – |
| SEAS | New | SEAWORLD ENTMT INC COM | $479,000 | – | 25,329 | +100.0% | 0.00% | – |
| QIWI | New | QIWI PLC SPON ADR REP B | $453,000 | – | 35,504 | +100.0% | 0.00% | – |
| CABO | New | CABLE ONE INC COM | $479,000 | – | 771 | +100.0% | 0.00% | – |
| WAL | New | WESTERN ALLIANCE BANCORP COM | $440,000 | – | 9,033 | +100.0% | 0.00% | – |
| AMPH | New | AMPHASTAR PHARMACEUTICALS IN COM | $426,000 | – | 23,102 | +100.0% | 0.00% | – |
| INFO | New | IHS MARKIT LTD | $474,000 | – | 13,397 | +100.0% | 0.00% | – |
| VSM | New | VERSUM MATLS INC COM | $459,000 | – | 16,365 | +100.0% | 0.00% | – |
| FHLC | New | FIDELITY MSCI HLTH CARE I | $420,000 | – | 12,779 | +100.0% | 0.00% | – |
| New | COMERICA INCcall | $426,000 | – | 318,000 | +100.0% | 0.00% | – | |
| VPL | New | VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF | $482,000 | – | 8,292 | +100.0% | 0.00% | – |
| New | NORFOLK SOUTHERN CORPcall | $490,000 | – | 80,600 | +100.0% | 0.00% | – | |
| KED | New | KAYNE ANDERSON ENERGY DEV CO COM | $429,000 | – | 22,065 | +100.0% | 0.00% | – |
| ENZL | New | ISHARES NW ZEALND CP ETF | $513,000 | – | 12,902 | +100.0% | 0.00% | – |
| EFG | New | ISHARES TR EAFE GRWTH ETF | $516,000 | – | 8,101 | +100.0% | 0.00% | – |
| PXJ | New | POWERSHARES ETF TRUST DYN OIL SVCS | $502,000 | – | 39,345 | +100.0% | 0.00% | – |
| MGK | New | VANGUARD WORLD FD MEGA GRWTH IND | $504,000 | – | 5,782 | +100.0% | 0.00% | – |
| New | CITIZENS FINL GROUP INCcall | $518,000 | – | 200,000 | +100.0% | 0.00% | – | |
| MNTA | New | MOMENTA PHARMACEUTICALS INC COM | $431,000 | – | 28,644 | +100.0% | 0.00% | – |
| DIV | New | GLOBAL X FDS GLOBX SUPDV US | $424,000 | – | 17,154 | +100.0% | 0.00% | – |
| BKK | New | BLACKROCK MUN 2020 TERM TR COM | $497,000 | – | 32,740 | +100.0% | 0.00% | – |
| FNX | New | FIRST TR MID CAP CORE ALPHAD COM | $471,000 | – | 8,355 | +100.0% | 0.00% | – |
| FGM | New | FIRST TR EXCH TRD ALPHA FD I GERMANY ALPHA | $426,000 | – | 11,730 | +100.0% | 0.00% | – |
| FTHI | New | FIRST TR EXCHANGE TRADED FD HIGH INCOME ETF | $471,000 | – | 22,135 | +100.0% | 0.00% | – |
| DEO | New | DIAGEO P L C SPON ADR NEW | $479,000 | – | 4,609 | +100.0% | 0.00% | – |
| JJCTF | New | BARCLAYS BK PLC ETN DJUBS COPR37 | $478,000 | – | 16,617 | +100.0% | 0.00% | – |
| DDS | New | DILLARDS INC CL A | $487,000 | – | 7,768 | +100.0% | 0.00% | – |
| PAGP | New | PLAINS GP HLDGS L P LTD PARTNR INT A | $512,000 | – | 14,754 | +100.0% | 0.00% | – |
| New | VISA INCcall | $424,000 | – | 770,000 | +100.0% | 0.00% | – | |
| PIN | New | POWERSHARES INDIA ETF TR INDIA PORT | $459,000 | – | 23,811 | +100.0% | 0.00% | – |
| MMD | New | MAINSTAY DEFINEDTERM MN OPP COM | $493,000 | – | 26,956 | +100.0% | 0.00% | – |
| BPOP | New | POPULAR INC COM NEW | $459,000 | – | 10,480 | +100.0% | 0.00% | – |
| AMRI | New | ALBANY MOLECULAR RESH INC COM | $305,000 | – | 16,238 | +100.0% | 0.00% | – |
| ARMK | New | ARAMARK COM | $382,000 | – | 10,693 | +100.0% | 0.00% | – |
| AN | New | AUTONATION INC COM | $357,000 | – | 7,343 | +100.0% | 0.00% | – |
| DJP | New | BARCLAYS BK PLC DJUBS CMDT ETN36 | $309,000 | – | 12,741 | +100.0% | 0.00% | – |
| GSP | New | BARCLAYS BK PLC IPSPGS TTL ETN | $343,000 | – | 23,377 | +100.0% | 0.00% | – |
| BERY | New | BERRY PLASTICS GROUP INC COM | $322,000 | – | 6,601 | +100.0% | 0.00% | – |
| MHN | New | BLACKROCK MUNIHLDGS NY QLTY COM | $404,000 | – | 30,089 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORP COM | $316,000 | – | 11,261 | +100.0% | 0.00% | – |
| CCJ | New | CAMECO CORP COM | $331,000 | – | 31,577 | +100.0% | 0.00% | – |
| INB | New | COHEN & STEERS GLOBAL INC BL COM | $414,000 | – | 48,554 | +100.0% | 0.00% | – |
| DBJP | New | DBX ETF TR XTRAK MSCI JAPN | $379,000 | – | 10,182 | +100.0% | 0.00% | – |
| DERM | New | DERMIRA INC COM | $414,000 | – | 13,641 | +100.0% | 0.00% | – |
| DXCM | New | DEXCOM INC COM | $408,000 | – | 6,828 | +100.0% | 0.00% | – |
| EDIT | New | EDITAS MEDICINE INC COM | $319,000 | – | 19,641 | +100.0% | 0.00% | – |
| GHDX | New | GENOMIC HEALTH INC COM | $361,000 | – | 12,299 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INC COM | $352,000 | – | 8,285 | +100.0% | 0.00% | – |
| ILG | New | ILG INC COM | $299,000 | – | 16,450 | +100.0% | 0.00% | – |
| INSM | New | INSMED INC COM PAR $.01 | $317,000 | – | 23,983 | +100.0% | 0.00% | – |
| New | INTL PAPER COput | $334,000 | – | 276,600 | +100.0% | 0.00% | – | |
| OIA | New | INVESCO MUNI INCOME OPP TRST COM | $372,000 | – | 51,930 | +100.0% | 0.00% | – |
| EWZS | New | ISHARES BRAZIL SM-CP ETF | $347,000 | – | 31,527 | +100.0% | 0.00% | – |
| EWM | New | ISHARES INC MSCI MLY ETF | $347,000 | – | 12,364 | +100.0% | 0.00% | – |
| HEWU | New | ISHARES TR MSCI UN KNGDOM | $370,000 | – | 16,333 | +100.0% | 0.00% | – |
| MHGVY | New | MARINE HARVEST ASA SPONSORED ADR | $354,000 | – | 19,511 | +100.0% | 0.00% | – |
| NCS | New | NCI BUILDING SYS INC COM NEW | $358,000 | – | 22,907 | +100.0% | 0.00% | – |
| New | ON SEMICONDUCTOR CORP NOTE 1.00012/0bnd | $412,000 | – | 4,000 | +100.0% | 0.00% | – | |
| DGL | New | POWERSHS DB MULTI SECT COMM DB GOLD FUND | $315,000 | – | 8,496 | +100.0% | 0.00% | – |
| EQAL | New | POWERSHARES ETF TR II 1000 EQ WHT PT | $399,000 | – | 14,841 | +100.0% | 0.00% | – |
| RTRX | New | RETROPHIN INC COM | $311,000 | – | 16,429 | +100.0% | 0.00% | – |
| New | SELECT SECTOR SPDR TRcall | $314,000 | – | 149,500 | +100.0% | 0.00% | – | |
| SQ | New | SQUARE INC CL A | $395,000 | – | 28,972 | +100.0% | 0.00% | – |
| SCMP | New | SUCAMPO PHARMACEUTICALS INC CL A | $337,000 | – | 24,866 | +100.0% | 0.00% | – |
| VFH | New | VANGUARD WORLD FDS FINANCIALS ETF | $383,000 | – | 6,459 | +100.0% | 0.00% | – |
| New | VIACOM INC NEWput | $410,000 | – | 200,000 | +100.0% | 0.00% | – | |
| WRD | New | WILDHORSE RESOURCE DEV CORP COM | $391,000 | – | 26,812 | +100.0% | 0.00% | – |
| XNCR | New | XENCOR INC COM | $414,000 | – | 15,716 | +100.0% | 0.00% | – |
| LOXO | New | LOXO ONCOLOGY INC COM | $276,000 | – | 8,595 | +100.0% | 0.00% | – |
| PST | New | PROSHARES TR PSHS ULSHT 7-10Y | $236,000 | – | 10,460 | +100.0% | 0.00% | – |
| ST | New | SENSATA TECHNOLOGIES HLDG NV | $198,000 | – | 5,089 | +100.0% | 0.00% | – |
| CIB | New | BANCOLOMBIA S A SPON ADR PREFpfd | $249,000 | – | 6,791 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN COM | $196,000 | – | 13,567 | +100.0% | 0.00% | – |
| SMFG | New | SUMITOMO MITSUI FINL GROUP I SPONSORED ADR | $256,000 | – | 33,562 | +100.0% | 0.00% | – |
| BOIL | New | PROSHARES TR II ULT BLMBRG NT GS | $275,000 | – | 14,489 | +100.0% | 0.00% | – |
| IPKW | New | POWERSHARES ETF TR II PWRS INT BUYBK | $295,000 | – | 10,422 | +100.0% | 0.00% | – |
| BEAV | New | B/E AEROSPACE INC COM | $202,000 | – | 3,359 | +100.0% | 0.00% | – |
| NERV | New | MINERVA NEUROSCIENCES INC COM | $209,000 | – | 17,746 | +100.0% | 0.00% | – |
| BCRX | New | BIOCRYST PHARMACEUTICALS COM | $183,000 | – | 28,983 | +100.0% | 0.00% | – |
| GWPH | New | GW PHARMACEUTICALS PLC ADS | $286,000 | – | 2,556 | +100.0% | 0.00% | – |
| ACHN | New | ACHILLION PHARMACEUTICALS IN COM | $228,000 | – | 55,250 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INC COM | $229,000 | – | 12,919 | +100.0% | 0.00% | – |
| BOE | New | BLACKROCK GLOBAL OPP EQTY TR COM | $206,000 | – | 17,823 | +100.0% | 0.00% | – |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY COM | $209,000 | – | 15,386 | +100.0% | 0.00% | – |
| QDF | New | FLEXSHARES TR QUALT DIVD IDX | $249,000 | – | 6,300 | +100.0% | 0.00% | – |
| FLXN | New | FLEXION THERAPEUTICS INC COM | $226,000 | – | 11,874 | +100.0% | 0.00% | – |
| MUJ | New | BLACKROCK MUNIHLDGS NJ QLTY COM | $222,000 | – | 15,929 | +100.0% | 0.00% | – |
| MYJ | New | BLACKROCK MUNIYIELD N J FD I COM | $218,000 | – | 14,209 | +100.0% | 0.00% | – |
| ADRO | New | ADURO BIOTECH INC COM | $277,000 | – | 24,263 | +100.0% | 0.00% | – |
| TLGT | New | TELIGENT INC NEW COM | $204,000 | – | 30,849 | +100.0% | 0.00% | – |
| NMY | New | NUVEEN MARYLAND QLT MUN INC COM | $225,000 | – | 18,062 | +100.0% | 0.00% | – |
| IGI | New | WESTERN ASSET INVT GRADE DEF COM | $296,000 | – | 14,498 | +100.0% | 0.00% | – |
| EELV | New | POWERSHARES ETF TR II EM MRK LOW VOL | $230,000 | – | 11,000 | +100.0% | 0.00% | – |
| JPI | New | NUVEEN PFD & INCOME TERM FD COM | $182,000 | – | 7,955 | +100.0% | 0.00% | – |
| PAI | New | WESTERN ASSET INCOME FD COM | $254,000 | – | 17,757 | +100.0% | 0.00% | – |
| New | AGNICO EAGLE MINES LTDcall | $198,000 | – | 145,000 | +100.0% | 0.00% | – | |
| WEN | New | WENDYS CO COM | $265,000 | – | 19,572 | +100.0% | 0.00% | – |
| New | PRUDENTIAL FINL INCcall | $275,000 | – | 55,000 | +100.0% | 0.00% | – | |
| CACQ | New | CAESARS ACQUISITION CO CL A | $213,000 | – | 15,753 | +100.0% | 0.00% | – |
| EPZM | New | EPIZYME INC COM | $248,000 | – | 20,480 | +100.0% | 0.00% | – |
| EGL | New | ENGILITY HLDGS INC NEW COM | $281,000 | – | 8,340 | +100.0% | 0.00% | – |
| New | ALERE INCput | $194,000 | – | 645,000 | +100.0% | 0.00% | – | |
| ENTA | New | ENANTA PHARMACEUTICALS INC COM | $267,000 | – | 7,958 | +100.0% | 0.00% | – |
| New | TOTAL S Acall | $290,000 | – | 70,300 | +100.0% | 0.00% | – | |
| New | 8POINT3 ENERGY PARTNERS LPcall | $214,000 | – | 323,400 | +100.0% | 0.00% | – | |
| RING | New | ISHARES INC MSCI GBL ETF | $237,000 | – | 13,837 | +100.0% | 0.00% | – |
| CLDX | New | CELLDEX THERAPEUTICS INC NEW COM | $234,000 | – | 66,198 | +100.0% | 0.00% | – |
| New | TRIPADVISOR INCput | $185,000 | – | 25,000 | +100.0% | 0.00% | – | |
| CERS | New | CERUS CORP COM | $179,000 | – | 41,260 | +100.0% | 0.00% | – |
| EOT | New | EATON VANCE NATL MUN OPPORT COM | $221,000 | – | 10,636 | +100.0% | 0.00% | – |
| VOYA | New | VOYA FINL INC COM | $223,000 | – | 5,674 | +100.0% | 0.00% | – |
| EUFN | New | ISHARES MSCI EURO FL ETF | $273,000 | – | 14,379 | +100.0% | 0.00% | – |
| AMRN | New | AMARIN CORP PLC SPONS ADR NEW | $275,000 | – | 89,144 | +100.0% | 0.00% | – |
| NQP | New | NUVEEN PENNSYLVANIA QLT MUN COM | $198,000 | – | 15,148 | +100.0% | 0.00% | – |
| New | VIACOM INC NEWcall | $250,000 | – | 200,000 | +100.0% | 0.00% | – | |
| RDY | New | DR REDDYS LABS LTD ADR | $229,000 | – | 5,065 | +100.0% | 0.00% | – |
| IYG | New | ISHARES TR U.S. FIN SVC ETF | $265,000 | – | 2,496 | +100.0% | 0.00% | – |
| IUSV | New | ISHARES TR CORE RUSSELL VAL | $209,000 | – | 4,244 | +100.0% | 0.00% | – |
| DPK | New | DIREXION SHS ETF TR DLY DEV MKT BEAR | $268,000 | – | 11,009 | +100.0% | 0.00% | – |
| VSAR | New | VERSARTIS INC COM | $202,000 | – | 13,583 | +100.0% | 0.00% | – |
| CLCD | New | COLUCID PHARMACEUTICALS INC COM | $260,000 | – | 7,145 | +100.0% | 0.00% | – |
| New | DEPOMED INCcall | $258,000 | – | 331,200 | +100.0% | 0.00% | – | |
| EMDD | New | COLUMBIA ETF TR II EM STRATEGIC ETF | $232,000 | – | 13,565 | +100.0% | 0.00% | – |
| VO | New | VANGUARD INDEX FDS MID CAP ETF | $297,000 | – | 2,255 | +100.0% | 0.00% | – |
| VNDA | New | VANDA PHARMACEUTICALS INC COM | $270,000 | – | 16,918 | +100.0% | 0.00% | – |
| DBVT | New | DBV TECHNOLOGIES S A SPONSORED ADR | $288,000 | – | 8,199 | +100.0% | 0.00% | – |
| SCHN | New | SCHNITZER STL INDS CL A | $284,000 | – | 11,054 | +100.0% | 0.00% | – |
| CYTK | New | CYTOKINETICS INC COM NEW | $189,000 | – | 15,551 | +100.0% | 0.00% | – |
| CRIS | New | CURIS INC COM | $193,000 | – | 62,577 | +100.0% | 0.00% | – |
| ITG | New | INVESTMENT TECHNOLOGY GRP NE COM | $206,000 | – | 10,415 | +100.0% | 0.00% | – |
| CORR | New | CORENERGY INFRASTRUCTURE TR COM NEW | $179,000 | – | 5,130 | +100.0% | 0.00% | – |
| ITCI | New | INTRA CELLULAR THERAPIES INC COM | $281,000 | – | 18,608 | +100.0% | 0.00% | – |
| SCLN | New | SCICLONE PHARMACEUTICALS INC COM | $188,000 | – | 17,449 | +100.0% | 0.00% | – |
| NUM | New | NUVEEN MICHIGAN QLT MUN INC COM | $249,000 | – | 18,678 | +100.0% | 0.00% | – |
| TILE | New | INTERFACE INC COM | $193,000 | – | 10,420 | +100.0% | 0.00% | – |
| PTCT | New | PTC THERAPEUTICS INC COM | $234,000 | – | 21,435 | +100.0% | 0.00% | – |
| PGNX | New | PROGENICS PHARMACEUTICALS IN COM | $233,000 | – | 26,951 | +100.0% | 0.00% | – |
| NUO | New | NUVEEN OHIO QLTY MUN INCOME COM | $233,000 | – | 16,059 | +100.0% | 0.00% | – |
| NSTG | New | NANOSTRING TECHNOLOGIES INC COM | $179,000 | – | 8,007 | +100.0% | 0.00% | – |
| RRR | New | RED ROCK RESORTS INC CL A | $200,000 | – | 8,609 | +100.0% | 0.00% | – |
| New | MARATHON PETE CORPcall | $276,000 | – | 158,900 | +100.0% | 0.00% | – | |
| ARCB | New | ARCBEST CORP COM | $272,000 | – | 9,829 | +100.0% | 0.00% | – |
| ARDX | New | ARDELYX INC COM | $250,000 | – | 17,623 | +100.0% | 0.00% | – |
| RVNC | New | REVANCE THERAPEUTICS INC COM | $222,000 | – | 10,734 | +100.0% | 0.00% | – |
| SEDG | New | SOLAREDGE TECHNOLOGIES INC COM | $291,000 | – | 23,458 | +100.0% | 0.00% | – |
| OR | New | OSISKO GOLD ROYALTIES LTD COM | $295,000 | – | 30,315 | +100.0% | 0.00% | – |
| New | ROYAL CARIBBEAN CRUISES LTDput | $241,000 | – | 85,900 | +100.0% | 0.00% | – | |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC COM CL A | $259,000 | – | 4,434 | +100.0% | 0.00% | – |
| MGF | New | MFS GOVT MKTS INCOME TR SH BEN INT | $201,000 | – | 39,829 | +100.0% | 0.00% | – |
| NICE | New | NICE LTD SPONSORED ADR | $128,000 | – | 1,860 | +100.0% | 0.00% | – |
| KBWY | New | POWERSHARES ETF TRUST II KBW YIELD REIT | $109,000 | – | 2,894 | +100.0% | 0.00% | – |
| NLNK | New | NEWLINK GENETICS CORP COM | $112,000 | – | 10,880 | +100.0% | 0.00% | – |
| SPHB | New | POWERSHARES ETF TR II S&P500 HGH BET | $107,000 | – | 2,918 | +100.0% | 0.00% | – |
| PFBC | New | PREFERRED BK LOS ANGELES CA COM NEW | $105,000 | – | 1,994 | +100.0% | 0.00% | – |
| NK | New | NANTKWEST INC COM | $164,000 | – | 28,675 | +100.0% | 0.00% | – |
| New | NRG YIELD INCput | $113,000 | – | 188,700 | +100.0% | 0.00% | – | |
| MITK | New | MITEK SYS INC COM NEW | $105,000 | – | 17,049 | +100.0% | 0.00% | – |
| MEOH | New | METHANEX CORP COM | $124,000 | – | 2,821 | +100.0% | 0.00% | – |
| MNOV | New | MEDICINOVA INC COM NEW | $83,000 | – | 13,800 | +100.0% | 0.00% | – |
| RMAX | New | RE MAX HLDGS INC CL A | $156,000 | – | 2,781 | +100.0% | 0.00% | – |
| RGC | New | REGAL ENTMT GROUP CL A | $160,000 | – | 7,763 | +100.0% | 0.00% | – |
| RIGL | New | RIGEL PHARMACEUTICALS INC COM NEW | $91,000 | – | 38,257 | +100.0% | 0.00% | – |
| New | ROCKWELL COLLINS INCcall | $89,000 | – | 135,400 | +100.0% | 0.00% | – | |
| New | LOUISIANA PAC CORPput | $113,000 | – | 100,000 | +100.0% | 0.00% | – | |
| RUTH | New | RUTHS HOSPITALITY GROUP INC COM | $144,000 | – | 7,870 | +100.0% | 0.00% | – |
| LPCN | New | LIPOCINE INC NEW COM | $71,000 | – | 19,273 | +100.0% | 0.00% | – |
| LBIO | New | LION BIOTECHNOLOGIES INC COM | $163,000 | – | 23,521 | +100.0% | 0.00% | – |
| LKSDQ | New | LSC COMMUNICATIONS INC COM | $109,000 | – | 3,688 | +100.0% | 0.00% | – |
| New | KIMBERLY CLARK CORPcall | $94,000 | – | 65,000 | +100.0% | 0.00% | – | |
| KPTI | New | KARYOPHARM THERAPEUTICS INC COM | $144,000 | – | 15,343 | +100.0% | 0.00% | – |
| New | ISHARES TRput | $150,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| New | SPDR SERIES TRUSTcall | $72,000 | – | 121,600 | +100.0% | 0.00% | – | |
| IRDM | New | IRIDIUM COMMUNICATIONS INC COM | $100,000 | – | 10,383 | +100.0% | 0.00% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TR COM | $129,000 | – | 10,107 | +100.0% | 0.00% | – |
| IL | New | INTRALINKS HLDGS INC COM | $154,000 | – | 11,389 | +100.0% | 0.00% | – |
| New | SEAWORLD ENTMT INCput | $81,000 | – | 108,400 | +100.0% | 0.00% | – | |
| ITEK | New | INOTEK PHARMACEUTICALS CORP COM | $66,000 | – | 10,838 | +100.0% | 0.00% | – |
| IMO | New | IMPERIAL OIL LTD COM NEW | $101,000 | – | 2,910 | +100.0% | 0.00% | – |
| HZN | New | HORIZON GLOBAL CORP COM | $119,000 | – | 4,941 | +100.0% | 0.00% | – |
| HXL | New | HEXCEL CORP NEW COM | $153,000 | – | 2,984 | +100.0% | 0.00% | – |
| HSKA | New | HESKA CORP COM RESTRC NEW | $171,000 | – | 2,387 | +100.0% | 0.00% | – |
| SNN | New | SMITH & NEPHEW PLC SPDN ADR NEW | $146,000 | – | 4,851 | +100.0% | 0.00% | – |
| HEI | New | HEICO CORP NEW COM | $146,000 | – | 1,894 | +100.0% | 0.00% | – |
| SCCO | New | SOUTHERN COPPER CORP COM | $126,000 | – | 3,934 | +100.0% | 0.00% | – |
| JHI | New | HANCOCK JOHN INVS TR COM | $168,000 | – | 10,115 | +100.0% | 0.00% | – |
| SPKE | New | SPARK ENERGY INC CL A COM | $117,000 | – | 3,845 | +100.0% | 0.00% | – |
| SPLK | New | SPLUNK INC COM | $139,000 | – | 2,711 | +100.0% | 0.00% | – |
| FUND | New | SPROTT FOCUS TR INC COM | $126,000 | – | 18,111 | +100.0% | 0.00% | – |
| TAHO | New | TAHOE RES INC COM | $113,000 | – | 11,980 | +100.0% | 0.00% | – |
| FLML | New | FLAMEL TECHNOLOGIES SA SPONSORED ADR | $138,000 | – | 13,258 | +100.0% | 0.00% | – |
| FPRX | New | FIVE PRIME THERAPEUTICS INC COM | $161,000 | – | 3,215 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER CORP COM | $123,000 | – | 16,121 | +100.0% | 0.00% | – |
| FDC | New | FIRST DATA CORP NEW COM CL A | $127,000 | – | 8,958 | +100.0% | 0.00% | – |
| TPX | New | TEMPUR SEALY INTL INC COM | $145,000 | – | 2,124 | +100.0% | 0.00% | – |
| New | TENET HEALTHCARE CORPput | $69,000 | – | 15,100 | +100.0% | 0.00% | – | |
| AGM | New | FEDERAL AGRIC MTG CORP CL C | $105,000 | – | 1,827 | +100.0% | 0.00% | – |
| ESPR | New | ESPERION THERAPEUTICS INC NE COM | $101,000 | – | 8,062 | +100.0% | 0.00% | – |
| ENIA | New | ENEL AMERICAS S A SPONSORED ADR | $88,000 | – | 10,747 | +100.0% | 0.00% | – |
| New | TIME WARNER INCcall | $92,000 | – | 19,400 | +100.0% | 0.00% | – | |
| TOWR | New | TOWER INTL INC COM | $127,000 | – | 4,480 | +100.0% | 0.00% | – |
| PERY | New | ELLIS PERRY INTL INC COM | $104,000 | – | 4,173 | +100.0% | 0.00% | – |
| TRVN | New | TREVENA INC COM | $117,000 | – | 19,847 | +100.0% | 0.00% | – |
| EGLTQ | New | EGALET CORP COM | $129,000 | – | 16,909 | +100.0% | 0.00% | – |
| EC | New | ECOPETROL S A SPONSORED ADS | $126,000 | – | 13,869 | +100.0% | 0.00% | – |
| EXD | New | EATON VANCE TAX-ADV BD & OPT COM SH BEN INT | $155,000 | – | 13,662 | +100.0% | 0.00% | – |
| VUSE | New | ETF SER SOLUTIONS VIDENTCORE EQ FD | $102,000 | – | 3,504 | +100.0% | 0.00% | – |
| New | EOG RES INCput | $142,000 | – | 18,900 | +100.0% | 0.00% | – | |
| USCR | New | U S CONCRETE INC COM NEW | $105,000 | – | 1,608 | +100.0% | 0.00% | – |
| New | DU PONT E I DE NEMOURS & COput | $140,000 | – | 79,500 | +100.0% | 0.00% | – | |
| DMB | New | DREYFUS MUN BD INFRSTRCTR FD | $136,000 | – | 11,090 | +100.0% | 0.00% | – |
| DFIN | New | DONNELLEY FINL SOLUTIONS INC COM | $113,000 | – | 4,933 | +100.0% | 0.00% | – |
| RRD | New | DONNELLEY R R & SONS CO COM | $171,000 | – | 10,448 | +100.0% | 0.00% | – |
| UIS | New | UNISYS CORP COM NEW | $113,000 | – | 7,531 | +100.0% | 0.00% | – |
| DLB | New | DOLBY LABORATORIES INC COM | $111,000 | – | 2,454 | +100.0% | 0.00% | – |
| SOXS | New | DIREXION SHS ETF TR SEMICONDUCT BEAR | $129,000 | – | 12,000 | +100.0% | 0.00% | – |
| USFD | New | US FOODS HLDG CORP COM | $104,000 | – | 3,802 | +100.0% | 0.00% | – |
| New | DIAMONDBACK ENERGY INCcall | $114,000 | – | 16,000 | +100.0% | 0.00% | – | |
| DKL | New | DELEK LOGISTICS PARTNERS LP COM UNT RP INT | $164,000 | – | 5,750 | +100.0% | 0.00% | – |
| CONE | New | CYRUSONE INC COM | $123,000 | – | 2,751 | +100.0% | 0.00% | – |
| New | CURRENCYSHS JAPANESE YEN TRput | $154,000 | – | 58,200 | +100.0% | 0.00% | – | |
| CRY | New | CRYOLIFE INC COM | $153,000 | – | 8,004 | +100.0% | 0.00% | – |
| CCK | New | CROWN HOLDINGS INC COM | $170,000 | – | 3,242 | +100.0% | 0.00% | – |
| CXW | New | CORECIVIC INC COM | $123,000 | – | 5,009 | +100.0% | 0.00% | – |
| CORT | New | CORCEPT THERAPEUTICS INC COM | $152,000 | – | 20,901 | +100.0% | 0.00% | – |
| COLL | New | COLLEGIUM PHARMACEUTICAL INC COM | $154,000 | – | 9,891 | +100.0% | 0.00% | – |
| VRTV | New | VERITIV CORP COM | $111,000 | – | 2,064 | +100.0% | 0.00% | – |
| CCXI | New | CHEMOCENTRYX INC COM | $137,000 | – | 18,467 | +100.0% | 0.00% | – |
| CENT | New | CENTRAL GARDEN & PET CO COM | $171,000 | – | 5,170 | +100.0% | 0.00% | – |
| WD | New | WALKER & DUNLOP INC COM | $158,000 | – | 5,062 | +100.0% | 0.00% | – |
| CTRE | New | CARETRUST REIT INC COM | $107,000 | – | 7,011 | +100.0% | 0.00% | – |
| CAA | New | CALATLANTIC GROUP INC COM | $163,000 | – | 4,780 | +100.0% | 0.00% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP COM | $63,000 | – | 12,659 | +100.0% | 0.00% | – |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD COM | $148,000 | – | 9,824 | +100.0% | 0.00% | – |
| BPFH | New | BOSTON PRIVATE FINL HLDGS IN COM | $118,000 | – | 7,107 | +100.0% | 0.00% | – |
| BUFF | New | BLUE BUFFALO PET PRODS INC COM | $166,000 | – | 6,893 | +100.0% | 0.00% | – |
| BITA | New | BITAUTO HLDGS LTD SPONSORED ADS | $118,000 | – | 6,231 | +100.0% | 0.00% | – |
| BGNE | New | BEIGENE LTD SPONSORED ADR | $114,000 | – | 3,740 | +100.0% | 0.00% | – |
| DGRS | New | WISDOMTREE TR US S CAP QTY DIV | $165,000 | – | 4,846 | +100.0% | 0.00% | – |
| BSAC | New | BANCO SANTANDER CHILE NEW SP ADR REP COM | $140,000 | – | 6,395 | +100.0% | 0.00% | – |
| XBIT | New | XBIOTECH INC COM | $120,000 | – | 11,854 | +100.0% | 0.00% | – |
| BOKF | New | BOK FINL CORP COM NEW | $146,000 | – | 1,759 | +100.0% | 0.00% | – |
| BBL | New | BHP BILLITON PLC SPONSORED ADR | $178,000 | – | 5,670 | +100.0% | 0.00% | – |
| YRCW | New | YRC WORLDWIDE INC COM PAR $.01 | $138,000 | – | 10,375 | +100.0% | 0.00% | – |
| BOLD | New | AUDENTES THERAPEUTICS INC COM | $138,000 | – | 7,569 | +100.0% | 0.00% | – |
| New | YAHOO INCcall | $105,000 | – | 78,900 | +100.0% | 0.00% | – | |
| ATRA | New | ATARA BIOTHERAPEUTICS INC COM | $155,000 | – | 10,926 | +100.0% | 0.00% | – |
| APAM | New | ARTISAN PARTNERS ASSET MGMT CL A | $164,000 | – | 5,500 | +100.0% | 0.00% | – |
| AHH | New | ARMADA HOFFLER PPTYS INC COM | $101,000 | – | 6,940 | +100.0% | 0.00% | – |
| ZGNX | New | ZOGENIX INC COM NEW | $116,000 | – | 9,575 | +100.0% | 0.00% | – |
| New | ARCONIC INCput | $99,000 | – | 396,800 | +100.0% | 0.00% | – | |
| PETX | New | ARATANA THERAPEUTICS INC COM | $113,000 | – | 15,695 | +100.0% | 0.00% | – |
| ARLZ | New | ARALEZ PHARMACEUTICALS INC COM | $97,000 | – | 22,018 | +100.0% | 0.00% | – |
| AQXP | New | AQUINOX PHARMACEUTICALS INC COM | $130,000 | – | 7,872 | +100.0% | 0.00% | – |
| New | ANHEUSER BUSCH INBEV SA/NVcall | $63,000 | – | 174,600 | +100.0% | 0.00% | – | |
| ANDE | New | ANDERSONS INC COM | $117,000 | – | 2,612 | +100.0% | 0.00% | – |
| NIE | New | ALLIANZGI EQUITY & CONV INCO COM | $165,000 | – | 8,948 | +100.0% | 0.00% | – |
| AKBA | New | AKEBIA THERAPEUTICS INC COM | $155,000 | – | 14,852 | +100.0% | 0.00% | – |
| DBLV | New | ADVISORSHARES TR WILSHIRE BUYBACK | $106,000 | – | 1,675 | +100.0% | 0.00% | – |
| CGEN | New | COMPUGEN LTD ORD | $92,000 | – | 18,071 | +100.0% | 0.00% | – |
| FOMX | New | FOAMIX PHARMACEUTICALS LTD | $136,000 | – | 12,230 | +100.0% | 0.00% | – |
| WIX | New | WIX COM LTD | $105,000 | – | 2,365 | +100.0% | 0.00% | – |
| ADMS | New | ADAMAS PHARMACEUTICALS INC COM | $143,000 | – | 8,445 | +100.0% | 0.00% | – |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN COM | $165,000 | – | 4,974 | +100.0% | 0.00% | – |
| PNTPQ | New | PATRIOT NATL INC COM | $85,000 | – | 18,185 | +100.0% | 0.00% | – |
| PRTK | New | PARATEK PHARMACEUTICALS INC COM | $135,000 | – | 8,737 | +100.0% | 0.00% | – |
| PFGC | New | PERFORMANCE FOOD GROUP CO COM | $122,000 | – | 5,070 | +100.0% | 0.00% | – |
| PAHC | New | PHIBRO ANIMAL HEALTH CORP CL A COM | $115,000 | – | 3,914 | +100.0% | 0.00% | – |
| OTIC | New | OTONOMY INC COM | $175,000 | – | 11,029 | +100.0% | 0.00% | – |
| OMED | New | ONCOMED PHARMACEUTICALS INC COM | $110,000 | – | 14,207 | +100.0% | 0.00% | – |
| OMER | New | OMEROS CORP COM | $161,000 | – | 16,256 | +100.0% | 0.00% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG COM | $150,000 | – | 13,235 | +100.0% | 0.00% | – |
| NIQ | New | NUVEEN INT DUR QUAL MUN TRM COM | $131,000 | – | 10,662 | +100.0% | 0.00% | – |
| NAN | New | NUVEEN NEW YORK QLT MUN INC COM | $110,000 | – | 8,231 | +100.0% | 0.00% | – |
| GALE | New | GALENA BIOPHARMA INC COM | $51,000 | – | 26,441 | +100.0% | 0.00% | – |
| New | ALNYLAM PHARMACEUTICALS INCcall | $6,000 | – | 63,000 | +100.0% | 0.00% | – | |
| New | SHERWIN WILLIAMS COput | $59,000 | – | 35,000 | +100.0% | 0.00% | – | |
| DMTX | New | DIMENSION THERAPEUTICS INC COM | $44,000 | – | 10,145 | +100.0% | 0.00% | – |
| New | ISHARES INCcall | $3,000 | – | 262,300 | +100.0% | 0.00% | – | |
| New | VEEVA SYS INCput | $22,000 | – | 30,000 | +100.0% | 0.00% | – | |
| New | BANCO MACRO SAput | $1,000 | – | 15,100 | +100.0% | 0.00% | – | |
| New | MAXIM INTEGRATED PRODS INCcall | $40,000 | – | 100,000 | +100.0% | 0.00% | – | |
| New | SPDR INDEX SHS FDSput | $27,000 | – | 224,800 | +100.0% | 0.00% | – | |
| NRTSF | New | NOBILIS HEALTH CORP COM | $30,000 | – | 14,364 | +100.0% | 0.00% | – |
| New | PETROLEO BRASILEIRO SA PETROput | $20,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| ICL | New | ISRAEL CHEMICALS LTD | $59,000 | – | 14,254 | +100.0% | 0.00% | – |
| New | CREDIT ACCEP CORP MICHput | $44,000 | – | 22,900 | +100.0% | 0.00% | – | |
| CIK | New | CREDIT SUISSE ASSET MGMT INC COM | $57,000 | – | 17,887 | +100.0% | 0.00% | – |
| New | LENDINGCLUB CORPput | $2,000 | – | 200,000 | +100.0% | 0.00% | – | |
| New | LENNAR CORPput | $13,000 | – | 22,700 | +100.0% | 0.00% | – | |
| New | SUNTRUST BKS INCcall | $45,000 | – | 500,000 | +100.0% | 0.00% | – | |
| New | NEWELL BRANDS INCcall | $30,000 | – | 151,800 | +100.0% | 0.00% | – | |
| OSG | New | OVERSEAS SHIPHOLDING GROUP I CL A NEW | $39,000 | – | 10,197 | +100.0% | 0.00% | – |
| New | GRUPO FINANCIERO GALICIA S Acall | $41,000 | – | 21,000 | +100.0% | 0.00% | – | |
| New | NEWELL BRANDS INCput | $52,000 | – | 147,400 | +100.0% | 0.00% | – | |
| New | MOTOROLA SOLUTIONS INCcall | $14,000 | – | 29,500 | +100.0% | 0.00% | – | |
| New | FIVE BELOW INCcall | $12,000 | – | 19,500 | +100.0% | 0.00% | – | |
| New | WHOLE FOODS MKT INCcall | $5,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | WEYERHAEUSER COput | $14,000 | – | 16,000 | +100.0% | 0.00% | – | |
| ANTH | New | ANTHERA PHARMACEUTICALS INC COM NEW | $12,000 | – | 19,044 | +100.0% | 0.00% | – |
| GENN | New | GENESIS HEALTHCARE INC CL A COM | $57,000 | – | 13,361 | +100.0% | 0.00% | – |
| New | ENERGY TRANSFER EQUITY L Pcall | $28,000 | – | 400,000 | +100.0% | 0.00% | – | |
| New | GAP INC DELcall | $4,000 | – | 123,500 | +100.0% | 0.00% | – | |
| New | ASHLAND GLOBAL HLDGS INCcall | $54,000 | – | 45,600 | +100.0% | 0.00% | – | |
| New | NEWMONT MINING CORPcall | $2,000 | – | 60,000 | +100.0% | 0.00% | – | |
| New | TOLL BROTHERS INCcall | $28,000 | – | 30,900 | +100.0% | 0.00% | – | |
| ZFGN | New | ZAFGEN INC COM | $36,000 | – | 11,454 | +100.0% | 0.00% | – |
| New | EMERSON ELEC COcall | $32,000 | – | 75,000 | +100.0% | 0.00% | – | |
| New | ECOLAB INCcall | $0 | – | 25,900 | +100.0% | 0.00% | – | |
| EYES | New | SECOND SIGHT MED PRODS INC COM | $27,000 | – | 13,673 | +100.0% | 0.00% | – |
| New | ISHAREScall | $58,000 | – | 51,800 | +100.0% | 0.00% | – | |
| New | DUKE ENERGY CORP NEWcall | $26,000 | – | 60,000 | +100.0% | 0.00% | – | |
| New | DU PONT E I DE NEMOURS & COcall | $54,000 | – | 23,900 | +100.0% | 0.00% | – | |
| New | UNDER ARMOUR INCcall | $12,000 | – | 10,000 | +100.0% | 0.00% | – | |
| VRAY | New | VIEWRAY INC COM | $40,000 | – | 12,930 | +100.0% | 0.00% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGS CL A | $52,000 | – | 10,311 | +100.0% | 0.00% | – |
| UMC | New | UNITED MICROELECTRONICS CORP SPON ADR NEW | $29,000 | – | 16,539 | +100.0% | 0.00% | – |
| New | SPDR SERIES TRUSTput | $44,000 | – | 142,700 | +100.0% | 0.00% | – | |
| New | SUNOCO LPcall | $4,000 | – | 29,400 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR TR UNIT | 42 | Q3 2023 | 13.6% |
| APPLE INC COM | 42 | Q3 2023 | 14.8% |
| AMAZON COM INC COM | 42 | Q3 2023 | 11.5% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 15.2% |
| ISHARES TR RUSSELL 2000 ETF | 42 | Q3 2023 | 2.8% |
| META PLATFORMS INC CL A | 42 | Q3 2023 | 4.4% |
| MCDONALDS CORP COM | 42 | Q3 2023 | 2.1% |
| JPMORGAN CHASE & CO COM | 42 | Q3 2023 | 2.8% |
| BK OF AMERICA CORP COM | 42 | Q3 2023 | 3.2% |
| AT&T INC COM | 42 | Q3 2023 | 1.7% |
View SG Americas Securities, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| MILLICOM INTERNATIONAL CELLULAR SA | February 10, 2023 | 43,188 | 3.0% |
| Mueller Water Products, Inc. | April 29, 2008 | 1,870,984 | 6.4% |
| MYRIAD GENETICS INC | January 25, 2008 | 1,756,543 | 4.0% |
View SG Americas Securities, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| SC 13G/A | 2024-04-09 |
| SC 13G | 2024-04-09 |
| SC 13G | 2024-04-09 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-28 |
| SC 13G/A | 2023-02-10 |
| SC 13G | 2023-02-06 |
View SG Americas Securities, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.