$24 Billion is the total value of SG Americas Securities, LLC's 2644 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VIP | New | VIMPELCOM LTD SPONSORED ADR | $30,439,000 | – | 2,352,347 | +100.0% | 0.13% | – |
| PTLA | New | PORTOLA PHARMACEUTICALS INC COM | $25,183,000 | – | 977,990 | +100.0% | 0.10% | – |
| SIRI | New | SIRIUS XM HLDGS INC COM | $22,320,000 | – | 6,395,275 | +100.0% | 0.09% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC COM CL A | $21,217,000 | – | 622,570 | +100.0% | 0.09% | – |
| EPP | New | ISHARES MSCI PAC JP ETF | $19,685,000 | – | 421,241 | +100.0% | 0.08% | – |
| NXPI | New | NXP SEMICONDUCTORS N V COM | $15,135,000 | – | 329,527 | +100.0% | 0.06% | – |
| New | BARCLAYS BK PLCput | $13,257,000 | – | 7,075,000 | +100.0% | 0.06% | – | |
| BBL | New | BHP BILLITON PLC SPONSORED ADR | $12,939,000 | – | 208,283 | +100.0% | 0.05% | – |
| NEBLQ | New | NOBLE CORP PLC SHS USD | $12,225,000 | – | 326,256 | +100.0% | 0.05% | – |
| B108PS | New | ACTAVIS PLC | $12,027,000 | – | 71,587 | +100.0% | 0.05% | – |
| UNG | New | UNITED STATES NATL GAS FUND UNIT PAR $0.001 | $11,971,000 | – | 578,567 | +100.0% | 0.05% | – |
| ICE | New | INTERCONTINENTALEXCHANGE GRO COM | $10,896,000 | – | 48,442 | +100.0% | 0.04% | – |
| GLPI | New | GAMING & LEISURE PPTYS INC COM | $10,271,000 | – | 202,140 | +100.0% | 0.04% | – |
| EPI | New | WISDOMTREE TR INDIA ERNGS FD | $9,709,000 | – | 556,712 | +100.0% | 0.04% | – |
| TD | New | TORONTO DOMINION BK ONT COM NEW | $7,994,000 | – | 84,821 | +100.0% | 0.03% | – |
| CTRP | New | CTRIP COM INTL LTD AMERICAN DEP | $7,597,000 | – | 153,112 | +100.0% | 0.03% | – |
| IYH | New | ISHARES US HLTHCARE ETF | $7,396,000 | – | 63,487 | +100.0% | 0.03% | – |
| ABEV | New | AMBEV SA SPONSORED ADR | $7,272,000 | – | 989,354 | +100.0% | 0.03% | – |
| CEF | New | CENTRAL FD CDA LTD CL A | $6,487,000 | – | 489,573 | +100.0% | 0.03% | – |
| CCIX | New | COLEMAN CABLE INC COM | $6,200,000 | – | 236,477 | +100.0% | 0.03% | – |
| New | BLACKSTONE GROUP L Pcall | $6,204,000 | – | 1,493,200 | +100.0% | 0.03% | – | |
| BPO | New | BROOKFIELD OFFICE PPTYS INC COM | $5,776,000 | – | 300,040 | +100.0% | 0.02% | – |
| EES | New | WISDOMTREE TR SMLCAP EARN FD | $5,480,000 | – | 67,131 | +100.0% | 0.02% | – |
| New | BARCLAYS BK PLCcall | $5,494,000 | – | 3,486,700 | +100.0% | 0.02% | – | |
| XRTX | New | XYRATEX LTD COM | $5,414,000 | – | 407,350 | +100.0% | 0.02% | – |
| NOW | New | SERVICENOW INC COM | $5,462,000 | – | 97,521 | +100.0% | 0.02% | – |
| ALLE | New | ALLEGION PUB LTD CO ORD | $5,180,000 | – | 117,211 | +100.0% | 0.02% | – |
| VOT | New | VANGUARD INDEX FDS MCAP GR IDXVIP | $5,307,000 | – | 58,806 | +100.0% | 0.02% | – |
| BTH | New | BLYTH INC COM NEW | $4,272,000 | – | 392,672 | +100.0% | 0.02% | – |
| BBD | New | BANCO BRADESCO S A SP ADR PFD NEWpfd | $4,042,000 | – | 322,598 | +100.0% | 0.02% | – |
| ASHR | New | DBX ETF TR DBXTR HAR CS 300 | $3,914,000 | – | 158,721 | +100.0% | 0.02% | – |
| IVW | New | ISHARES S&P 500 GRWT ETF | $3,632,000 | – | 36,783 | +100.0% | 0.02% | – |
| RNR | New | RENAISSANCERE HOLDINGS LTD COM | $3,516,000 | – | 36,120 | +100.0% | 0.02% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT | $3,606,000 | – | 399,815 | +100.0% | 0.02% | – |
| RZG | New | RYDEX ETF TRUST GUG S&P SC600 PG | $3,609,000 | – | 45,213 | +100.0% | 0.02% | – |
| KYN | New | KAYNE ANDERSON MLP INVT CO COM | $3,487,000 | – | 87,510 | +100.0% | 0.02% | – |
| New | SIRIUS XM HLDGS INCcall | $3,040,000 | – | 2,000,000 | +100.0% | 0.01% | – | |
| GHC | New | GRAHAM HLDGS CO COM | $3,083,000 | – | 4,648 | +100.0% | 0.01% | – |
| EZU | New | ISHARES EMU ETF | $2,841,000 | – | 68,650 | +100.0% | 0.01% | – |
| IYE | New | ISHARES U.S. ENERGY ETF | $2,835,000 | – | 56,147 | +100.0% | 0.01% | – |
| UPRO | New | PROSHARES TR ULTRPRO S&P500 | $2,780,000 | – | 28,862 | +100.0% | 0.01% | – |
| LDOS | New | LEIDOS HLDGS INC COM | $2,915,000 | – | 62,706 | +100.0% | 0.01% | – |
| FCG | New | FIRST TR ISE REVERE NAT GAS COM | $2,717,000 | – | 139,324 | +100.0% | 0.01% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F COM | $2,688,000 | – | 175,715 | +100.0% | 0.01% | – |
| SCHD | New | SCHWAB STRATEGIC TR US DIVIDEND EQ | $2,633,000 | – | 71,825 | +100.0% | 0.01% | – |
| MHGC | New | MORGANS HOTEL GROUP CO COM | $2,726,000 | – | 335,358 | +100.0% | 0.01% | – |
| VOE | New | VANGUARD INDEX FDS MCAP VL IDXVIP | $2,610,000 | – | 32,710 | +100.0% | 0.01% | – |
| VDC | New | VANGUARD WORLD FDS CONSUM STP ETF | $2,581,000 | – | 23,447 | +100.0% | 0.01% | – |
| New | AMERICAN AIRLS GROUP INCcall | $2,359,000 | – | 524,500 | +100.0% | 0.01% | – | |
| CAF | New | MORGAN STANLEY CHINA A SH FD COM | $2,305,000 | – | 96,824 | +100.0% | 0.01% | – |
| EVAC | New | EDWARDS GROUP LTD SPONSORED ADR | $2,353,000 | – | 231,187 | +100.0% | 0.01% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD I COM | $2,485,000 | – | 275,462 | +100.0% | 0.01% | – |
| FDL | New | FIRST TR MORNINGSTAR DIV LEA | $2,325,000 | – | 106,103 | +100.0% | 0.01% | – |
| YNDX | New | YANDEX N V SHS CLASS A | $2,472,000 | – | 57,300 | +100.0% | 0.01% | – |
| GTU | New | CENTRAL GOLDTRUST TR UNIT | $2,324,000 | – | 55,976 | +100.0% | 0.01% | – |
| VIG | New | VANGUARD SPECIALIZED PORTFOL DIV APP ETF | $2,481,000 | – | 32,968 | +100.0% | 0.01% | – |
| New | ROCKWOOD HLDGS INCcall | $2,060,000 | – | 2,000,000 | +100.0% | 0.01% | – | |
| RQI | New | COHEN & STEERS QUALITY RLTY COM | $2,103,000 | – | 221,856 | +100.0% | 0.01% | – |
| PWC | New | POWERSHARES ETF TRUST DYNAMIC MKT PT | $2,197,000 | – | 32,185 | +100.0% | 0.01% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN COM SH BEN INT | $2,068,000 | – | 189,913 | +100.0% | 0.01% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR COM | $2,051,000 | – | 157,076 | +100.0% | 0.01% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR COM | $2,070,000 | – | 116,865 | +100.0% | 0.01% | – |
| JPS | New | NUVEEN QUALITY PFD INCOME FD COM | $1,951,000 | – | 239,715 | +100.0% | 0.01% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T COM | $1,971,000 | – | 248,210 | +100.0% | 0.01% | – |
| IYC | New | ISHARES U.S. CNSM SV ETF | $1,863,000 | – | 15,350 | +100.0% | 0.01% | – |
| FXR | New | FIRST TR EXCHANGE TRADED FD INDLS PROD DUR | $1,995,000 | – | 70,263 | +100.0% | 0.01% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST COM | $1,861,000 | – | 235,004 | +100.0% | 0.01% | – |
| EWY | New | ISHARES MSCI STH KOR ETF | $1,897,000 | – | 29,338 | +100.0% | 0.01% | – |
| FPX | New | FIRST TR US IPO INDEX FD | $1,807,000 | – | 39,800 | +100.0% | 0.01% | – |
| DNP | New | DNP SELECT INCOME FD COM | $1,887,000 | – | 200,291 | +100.0% | 0.01% | – |
| PHK | New | PIMCO HIGH INCOME FD COM | $2,021,000 | – | 173,462 | +100.0% | 0.01% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUN COM | $1,676,000 | – | 235,009 | +100.0% | 0.01% | – |
| BOE | New | BLACKROCK GLOBAL OPP EQTY TR COM | $1,730,000 | – | 115,619 | +100.0% | 0.01% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR COM | $1,722,000 | – | 83,582 | +100.0% | 0.01% | – |
| BBEPQ | New | BREITBURN ENERGY PARTNERS LP COM UT LTD PTN | $1,596,000 | – | 78,473 | +100.0% | 0.01% | – |
| IGD | New | ING GLOBAL EQTY DIV & PREM O COM | $1,721,000 | – | 192,325 | +100.0% | 0.01% | – |
| DCP | New | DCP MIDSTREAM PARTNERS LP COM UT LTD PTN | $1,598,000 | – | 31,747 | +100.0% | 0.01% | – |
| SCHB | New | SCHWAB STRATEGIC TR US BRD MKT ETF | $1,788,000 | – | 39,722 | +100.0% | 0.01% | – |
| BWP | New | BOARDWALK PIPELINE PARTNERS UT LTD PARTNER | $1,565,000 | – | 61,325 | +100.0% | 0.01% | – |
| MEMPQ | New | MEMORIAL PRODTN PARTNERS LP COM U REP LTD | $1,662,000 | – | 75,760 | +100.0% | 0.01% | – |
| New | DILLARDS INCcall | $1,720,000 | – | 141,700 | +100.0% | 0.01% | – | |
| NGL | New | NGL ENERGY PARTNERS LP COM UNIT REPST | $1,604,000 | – | 46,496 | +100.0% | 0.01% | – |
| APU | New | AMERIGAS PARTNERS L P UNIT L P INT | $1,557,000 | – | 34,932 | +100.0% | 0.01% | – |
| CHI | New | CALAMOS CONV OPP AND INC FD SH BEN INT | $1,349,000 | – | 101,736 | +100.0% | 0.01% | – |
| SKYY | New | FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP | $1,328,000 | – | 50,000 | +100.0% | 0.01% | – |
| KBE | New | SPDR SERIES TRUST S&P BK ETF | $1,513,000 | – | 45,609 | +100.0% | 0.01% | – |
| PSCT | New | POWERSHARES ETF TR II S&P SMCP IT PO | $1,507,000 | – | 33,842 | +100.0% | 0.01% | – |
| 4945SC | New | KINDER MORGAN ENERGY PARTNER UT LTD PARTNER | $1,515,000 | – | 18,780 | +100.0% | 0.01% | – |
| PDT | New | HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT | $1,362,000 | – | 117,392 | +100.0% | 0.01% | – |
| BGY | New | BLACKROCK INTL GRWTH & INC T COM BENE INTER | $1,338,000 | – | 164,565 | +100.0% | 0.01% | – |
| GXC | New | SPDR INDEX SHS FDS S&P CHINA ETF | $1,559,000 | – | 20,000 | +100.0% | 0.01% | – |
| QRE | New | QR ENERGY LP UNIT LTD PRTNS | $1,535,000 | – | 89,663 | +100.0% | 0.01% | – |
| NHF | New | NEXPOINT CR STRATEGIES FD COM | $1,511,000 | – | 160,402 | +100.0% | 0.01% | – |
| NRP | New | NATURAL RESOURCE PARTNERS L COM UNIT L P | $1,489,000 | – | 74,697 | +100.0% | 0.01% | – |
| VC | New | VISTEON CORP COM NEW | $1,375,000 | – | 16,786 | +100.0% | 0.01% | – |
| ETV | New | EATON VANCE TX MNG BY WRT OP COM | $1,357,000 | – | 96,826 | +100.0% | 0.01% | – |
| LEA | New | LEAR CORP COM NEW | $1,501,000 | – | 18,535 | +100.0% | 0.01% | – |
| SPH | New | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN | $1,559,000 | – | 33,248 | +100.0% | 0.01% | – |
| CE | New | CELANESE CORP DEL COM SER A | $1,406,000 | – | 25,423 | +100.0% | 0.01% | – |
| GAB | New | GABELLI EQUITY TR INC COM | $1,465,000 | – | 189,038 | +100.0% | 0.01% | – |
| TYG | New | TORTOISE ENERGY INFRSTRCTR C COM | $1,213,000 | – | 25,453 | +100.0% | 0.01% | – |
| BXMT | New | BLACKSTONE MTG TR INC COM CL A | $1,085,000 | – | 40,000 | +100.0% | 0.01% | – |
| FMO | New | FIDUCIARY CLAYMORE MLP OPP F COM | $1,183,000 | – | 46,457 | +100.0% | 0.01% | – |
| ENIA | New | ENERSIS S A SPONSORED ADR | $1,305,000 | – | 87,068 | +100.0% | 0.01% | – |
| RNP | New | COHEN & STEERS REIT & PFD IN COM | $1,194,000 | – | 76,021 | +100.0% | 0.01% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F COM | $1,134,000 | – | 87,680 | +100.0% | 0.01% | – |
| BCF | New | BLACKROCK REAL ASSET EQUITY COM | $1,314,000 | – | 150,891 | +100.0% | 0.01% | – |
| HQH | New | H & Q HEALTHCARE INVESTORS SH BEN INT | $1,086,000 | – | 40,278 | +100.0% | 0.01% | – |
| FSD | New | FIRST TR HIGH INCOME L/S FD COM | $1,179,000 | – | 68,452 | +100.0% | 0.01% | – |
| KYE | New | KAYNE ANDERSON ENRGY TTL RT COM | $1,284,000 | – | 46,953 | +100.0% | 0.01% | – |
| NCZ | New | ALLIANZGI CONV & INCOME FD I COM | $1,253,000 | – | 139,555 | +100.0% | 0.01% | – |
| CFP | New | CORNERSTONE PROGRESSIVE RTN COM | $1,250,000 | – | 243,219 | +100.0% | 0.01% | – |
| APL | New | ATLAS PIPELINE PARTNERS LP UNIT L P INT | $1,247,000 | – | 35,576 | +100.0% | 0.01% | – |
| M102SC | New | NUVEEN EQTY PRM OPPORTUNITYF COM | $1,211,000 | – | 95,732 | +100.0% | 0.01% | – |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC COM | $1,154,000 | – | 63,359 | +100.0% | 0.01% | – |
| NUV | New | NUVEEN MUN VALUE FD INC COM | $1,245,000 | – | 137,754 | +100.0% | 0.01% | – |
| SCR | New | SIMCERE PHARMACEUTICAL GROUP SPON ADR | $1,294,000 | – | 134,813 | +100.0% | 0.01% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM COM | $1,259,000 | – | 218,505 | +100.0% | 0.01% | – |
| BCS | New | BARCLAYS PLC ADR | $1,109,000 | – | 61,150 | +100.0% | 0.01% | – |
| DNKN | New | DUNKIN BRANDS GROUP INC COM | $1,178,000 | – | 24,433 | +100.0% | 0.01% | – |
| RFG | New | RYDEX ETF TRUST GUG S&P MC400 PG | $1,067,000 | – | 8,671 | +100.0% | 0.00% | – |
| VIV | New | TELEFONICA BRASIL SA SPONSORED ADR | $998,000 | – | 51,924 | +100.0% | 0.00% | – |
| PWV | New | POWERSHARES ETF TRUST DYNM LRG CP VL | $960,000 | – | 33,807 | +100.0% | 0.00% | – |
| MYI | New | BLACKROCK MUNIYIELD QLTY FD COM | $842,000 | – | 66,528 | +100.0% | 0.00% | – |
| ITC | New | ITC HLDGS CORP COM | $1,026,000 | – | 10,704 | +100.0% | 0.00% | – |
| NCV | New | ALLIANZGI CONV & INCOME FD COM | $1,080,000 | – | 111,218 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER INC COM | $925,000 | – | 14,538 | +100.0% | 0.00% | – |
| BGR | New | BLACKROCK ENERGY & RES TR COM | $967,000 | – | 39,792 | +100.0% | 0.00% | – |
| JTP | New | NUVEEN QUALITY PFD INCOME FD COM | $842,000 | – | 109,492 | +100.0% | 0.00% | – |
| PBS | New | POWERSHARES ETF TRUST DYN MEDIA PORT | $898,000 | – | 33,720 | +100.0% | 0.00% | – |
| AVK | New | ADVENT CLAYMORE CV SECS & IN COM | $906,000 | – | 48,880 | +100.0% | 0.00% | – |
| AOS | New | SMITH A O COM | $1,002,000 | – | 18,571 | +100.0% | 0.00% | – |
| HPI | New | HANCOCK JOHN PFD INCOME FD SH BEN INT | $932,000 | – | 52,186 | +100.0% | 0.00% | – |
| RDA | New | RDA MICROELECTRONICS INC SPONSORED ADR | $849,000 | – | 47,481 | +100.0% | 0.00% | – |
| NIO | New | NUVEEN MUN OPPORTUNITY FD IN COM | $1,042,000 | – | 78,803 | +100.0% | 0.00% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD V COM | $1,066,000 | – | 87,613 | +100.0% | 0.00% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE COM | $1,016,000 | – | 78,011 | +100.0% | 0.00% | – |
| New | CARNIVAL CORPcall | $945,000 | – | 150,000 | +100.0% | 0.00% | – | |
| IIF | New | MORGAN STANLEY INDIA INVS FD COM | $946,000 | – | 54,145 | +100.0% | 0.00% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I COM | $962,000 | – | 70,340 | +100.0% | 0.00% | – |
| ETG | New | EATON VANCE TX ADV GLBL DIV COM | $903,000 | – | 53,327 | +100.0% | 0.00% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N V COM | $875,000 | – | 10,522 | +100.0% | 0.00% | – |
| XSD | New | SPDR SERIES TRUST S&P SEMICNDCTR | $1,050,000 | – | 17,183 | +100.0% | 0.00% | – |
| EOD | New | WELLS FARGO ADV GLB DIV OPP COM | $920,000 | – | 126,949 | +100.0% | 0.00% | – |
| PDP | New | POWERSHARES ETF TRUST DWA MOMENTUM PTF | $901,000 | – | 24,593 | +100.0% | 0.00% | – |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS COM SBI | $958,000 | – | 133,256 | +100.0% | 0.00% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE COM NEW | $910,000 | – | 137,889 | +100.0% | 0.00% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD COM | $896,000 | – | 112,645 | +100.0% | 0.00% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN COM | $628,000 | – | 43,954 | +100.0% | 0.00% | – |
| CAR | New | AVIS BUDGET GROUP COM | $612,000 | – | 15,131 | +100.0% | 0.00% | – |
| BLW | New | BLACKROCK LTD DURATION INC T COM | $611,000 | – | 35,703 | +100.0% | 0.00% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD I COM | $611,000 | – | 43,927 | +100.0% | 0.00% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUND COM | $808,000 | – | 90,101 | +100.0% | 0.00% | – |
| CHN | New | CHINA FD INC COM | $630,000 | – | 30,258 | +100.0% | 0.00% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIES SH BEN INT | $711,000 | – | 54,362 | +100.0% | 0.00% | – |
| New | CONCHO RES INCcall | $692,000 | – | 63,000 | +100.0% | 0.00% | – | |
| New | CONSOL ENERGY INCcall | $741,000 | – | 283,000 | +100.0% | 0.00% | – | |
| MIDU | New | DIREXION SHS ETF TR DLY MIDCAP ETF3X | $747,000 | – | 9,350 | +100.0% | 0.00% | – |
| PPLT | New | ETFS PLATINUM TR SH BEN INT | $669,000 | – | 5,000 | +100.0% | 0.00% | – |
| EFT | New | EATON VANCE FLTING RATE INC COM | $616,000 | – | 40,358 | +100.0% | 0.00% | – |
| EIM | New | EATON VANCE MUN BD FD COM | $602,000 | – | 53,273 | +100.0% | 0.00% | – |
| FEN | New | FIRST TR ENERGY INCOME & GRW COM | $810,000 | – | 25,093 | +100.0% | 0.00% | – |
| FFC | New | FLAHERTY&CRMN PFD SEC INCOM COM | $774,000 | – | 44,226 | +100.0% | 0.00% | – |
| GNCIQ | New | GNC HLDGS INC COM CL A | $817,000 | – | 13,971 | +100.0% | 0.00% | – |
| GPORQ | New | GULFPORT ENERGY CORP COM NEW | $740,000 | – | 11,717 | +100.0% | 0.00% | – |
| HPF | New | HANCOCK JOHN PFD INCOME FD I COM | $818,000 | – | 45,705 | +100.0% | 0.00% | – |
| JHI | New | HANCOCK JOHN INVS TR COM | $757,000 | – | 40,677 | +100.0% | 0.00% | – |
| HPS | New | HANCOCK JOHN PFD INCOME FD I COM | $761,000 | – | 48,784 | +100.0% | 0.00% | – |
| VVR | New | INVESCO SR INCOME TR COM | $628,000 | – | 124,697 | +100.0% | 0.00% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TR COM | $692,000 | – | 59,083 | +100.0% | 0.00% | – |
| IIM | New | INVESCO VALUE MUN INCOME TR COM | $650,000 | – | 48,179 | +100.0% | 0.00% | – |
| LPL | New | LG DISPLAY CO LTD SPONS ADR REP | $831,000 | – | 68,449 | +100.0% | 0.00% | – |
| MIN | New | MFS INTER INCOME TR SH BEN INT | $602,000 | – | 116,197 | +100.0% | 0.00% | – |
| MXF | New | MEXICO FD INC COM | $674,000 | – | 23,007 | +100.0% | 0.00% | – |
| NTS | New | NTS INC NEV COM | $645,000 | – | 327,517 | +100.0% | 0.00% | – |
| NPP | New | NUVEEN PERFORMANCE PLUS MUN COM | $636,000 | – | 47,024 | +100.0% | 0.00% | – |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 COM | $716,000 | – | 57,046 | +100.0% | 0.00% | – |
| NRK | New | NUVEEN NY AMT-FREE MUN INCOM COM | $771,000 | – | 62,811 | +100.0% | 0.00% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F COM | $831,000 | – | 69,060 | +100.0% | 0.00% | – |
| JGV | New | NUVEEN GBL VL OPPORTUNITIES COM | $603,000 | – | 45,803 | +100.0% | 0.00% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD COM | $834,000 | – | 85,751 | +100.0% | 0.00% | – |
| PEO | New | PETROLEUM & RES CORP COM | $619,000 | – | 22,623 | +100.0% | 0.00% | – |
| PCYC | New | PHARMACYCLICS INC COM | $632,000 | – | 5,974 | +100.0% | 0.00% | – |
| PCN | New | PIMCO CORPORATE INCOME STRAT COM | $778,000 | – | 49,212 | +100.0% | 0.00% | – |
| PSCE | New | POWERSHARES ETF TR II S&P SMCP ENE P | $695,000 | – | 15,000 | +100.0% | 0.00% | – |
| PPT | New | NAM PREMIER INCOME TR SH BEN INT | $734,000 | – | 134,836 | +100.0% | 0.00% | – |
| UTG | New | REAVES UTIL INCOME FD COM SH BEN INT | $833,000 | – | 33,205 | +100.0% | 0.00% | – |
| TDF | New | TEMPLETON DRAGON FD INC COM | $726,000 | – | 28,064 | +100.0% | 0.00% | – |
| TTF | New | THAI FD INC COM | $709,000 | – | 39,067 | +100.0% | 0.00% | – |
| TYY | New | TORTOISE ENERGY CAP CORP COM | $695,000 | – | 21,274 | +100.0% | 0.00% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT COM | $651,000 | – | 37,860 | +100.0% | 0.00% | – |
| WDAY | New | WORKDAY INC CL A | $614,000 | – | 7,385 | +100.0% | 0.00% | – |
| New | ENSCO PLCput | $726,000 | – | 201,200 | +100.0% | 0.00% | – | |
| FWLT | New | FOSTER WHEELER AG COM | $690,000 | – | 20,903 | +100.0% | 0.00% | – |
| MQY | New | BLACKROCK MUNIYIELD QUALITY COM | $415,000 | – | 29,547 | +100.0% | 0.00% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME COM | $470,000 | – | 39,405 | +100.0% | 0.00% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD COM | $567,000 | – | 63,912 | +100.0% | 0.00% | – |
| MYD | New | BLACKROCK MUNIYIELD FD INC COM | $447,000 | – | 34,855 | +100.0% | 0.00% | – |
| JGT | New | NUVEEN DIVER CURRENCY OPPOR COM | $438,000 | – | 43,498 | +100.0% | 0.00% | – |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN COM | $510,000 | – | 30,037 | +100.0% | 0.00% | – |
| NQS | New | NUVEEN SELECT QUALITY MUN FD COM | $399,000 | – | 32,162 | +100.0% | 0.00% | – |
| BFK | New | BLACKROCK MUN INCOME TR BRIC ETF | $474,000 | – | 37,315 | +100.0% | 0.00% | – |
| NQU | New | NUVEEN QUALITY INCOME MUN FD COM | $559,000 | – | 45,606 | +100.0% | 0.00% | – |
| IVOG | New | VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH | $442,000 | – | 4,800 | +100.0% | 0.00% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRS COM | $517,000 | – | 46,460 | +100.0% | 0.00% | – |
| BTO | New | HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW | $583,000 | – | 24,744 | +100.0% | 0.00% | – |
| OASPQ | New | OASIS PETE INC NEW COM | $590,000 | – | 12,560 | +100.0% | 0.00% | – |
| OCN | New | OCWEN FINL CORP COM NEW | $454,000 | – | 8,185 | +100.0% | 0.00% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD COM | $516,000 | – | 40,014 | +100.0% | 0.00% | – |
| HSBC | New | HSBC HLDGS PLC SPON ADR NEW | $462,000 | – | 8,385 | +100.0% | 0.00% | – |
| ODFL | New | OLD DOMINION FGHT LINES INC COM | $499,000 | – | 9,417 | +100.0% | 0.00% | – |
| HQL | New | H & Q LIFE SCIENCES INVS SH BEN INT | $593,000 | – | 29,031 | +100.0% | 0.00% | – |
| GPM | New | GUGGENHEIM ENHNCD EQTY INCM COM | $382,000 | – | 43,144 | +100.0% | 0.00% | – |
| ERC | New | WELLS FARGO ADVANTAGE MULTI COM | $501,000 | – | 35,627 | +100.0% | 0.00% | – |
| E103PS | New | WESTERN ASSET EMRG MKT INCM COM | $439,000 | – | 37,045 | +100.0% | 0.00% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP COM | $371,000 | – | 62,589 | +100.0% | 0.00% | – |
| WIW | New | WESTERN ASSET CLYM INFL OPP COM | $429,000 | – | 38,093 | +100.0% | 0.00% | – |
| VCV | New | INVESCO CALIF VALUE MUN INC COM | $459,000 | – | 40,272 | +100.0% | 0.00% | – |
| VKI | New | INVESCO ADVANTAGE MUNICIPAL SH BEN INT | $366,000 | – | 34,783 | +100.0% | 0.00% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS COM | $574,000 | – | 47,161 | +100.0% | 0.00% | – |
| ASA | New | ASA GOLD AND PRECIOUS MTLS L | $587,000 | – | 47,911 | +100.0% | 0.00% | – |
| VKQ | New | INVESCO MUN TR COM | $567,000 | – | 48,927 | +100.0% | 0.00% | – |
| IAF | New | ABERDEEN AUSTRALIA EQTY FD I COM | $487,000 | – | 57,658 | +100.0% | 0.00% | – |
| New | ABERCROMBIE & FITCH COput | $371,000 | – | 120,400 | +100.0% | 0.00% | – | |
| ASML | New | ASML HOLDING N V N Y REGISTRY | $421,000 | – | 4,493 | +100.0% | 0.00% | – |
| New | PETROLEO BRASILEIRO SA PETROput | $361,000 | – | 158,700 | +100.0% | 0.00% | – | |
| GGT | New | GABELLI MULTIMEDIA TR INC COM | $536,000 | – | 43,209 | +100.0% | 0.00% | – |
| PML | New | PIMCO MUN INCOME FD II COM | $493,000 | – | 46,294 | +100.0% | 0.00% | – |
| PFN | New | PIMCO INCOME STRATEGY FUND I COM | $456,000 | – | 45,844 | +100.0% | 0.00% | – |
| TUC | New | MAC-GRAY CORP COM | $434,000 | – | 20,441 | +100.0% | 0.00% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INC COM | $425,000 | – | 3,628 | +100.0% | 0.00% | – |
| New | MARATHON PETE CORPcall | $477,000 | – | 41,800 | +100.0% | 0.00% | – | |
| PMO | New | NAM MUN OPPORTUNITIES TR SH BEN INT | $401,000 | – | 37,358 | +100.0% | 0.00% | – |
| ROOF | New | INDEXIQ ETF TR US RL EST SMCP | $477,000 | – | 19,785 | +100.0% | 0.00% | – |
| EQU | New | EQUAL ENERGY LTD COM | $361,000 | – | 67,673 | +100.0% | 0.00% | – |
| ETB | New | EATON VANCE TAX MNGED BUY WR COM | $584,000 | – | 39,245 | +100.0% | 0.00% | – |
| QQQX | New | NASDAQ PREM INCM & GRW FD IN COM | $420,000 | – | 23,613 | +100.0% | 0.00% | – |
| IGA | New | ING GLBL ADV & PREM OPP FUND COM | $436,000 | – | 37,104 | +100.0% | 0.00% | – |
| RDSB | New | ROYAL DUTCH SHELL PLC SPON ADR B | $376,000 | – | 5,000 | +100.0% | 0.00% | – |
| IRR | New | ING RISK MANAGED NAT RES FD COM | $483,000 | – | 49,271 | +100.0% | 0.00% | – |
| 7105SC | New | DOW 30SM ENHANCED PREM & INC COM | $496,000 | – | 37,784 | +100.0% | 0.00% | – |
| DHG | New | DWS HIGH INCOME OPPORT FD IN COM NEW | $396,000 | – | 27,481 | +100.0% | 0.00% | – |
| SRV | New | CUSHING MLP TOTAL RETURN FD COM | $366,000 | – | 45,604 | +100.0% | 0.00% | – |
| NRO | New | NEUBERGER BERMAN RE ES SEC F COM | $377,000 | – | 86,849 | +100.0% | 0.00% | – |
| DHY | New | CREDIT SUISSE HIGH YLD BND F SH BEN INT | $595,000 | – | 193,933 | +100.0% | 0.00% | – |
| CRF | New | CORNERSTONE TOTAL RTRN FD IN COM NEW | $563,000 | – | 93,036 | +100.0% | 0.00% | – |
| PPR | New | ING PRIME RATE TR SH BEN INT | $570,000 | – | 97,917 | +100.0% | 0.00% | – |
| SAIC | New | SCIENCE APPLICATNS INTL CP N COM | $427,000 | – | 12,906 | +100.0% | 0.00% | – |
| FOF | New | COHEN & STEERS CLOSED END OP COM | $496,000 | – | 39,423 | +100.0% | 0.00% | – |
| INB | New | COHEN & STEERS GLOBAL INC BL COM | $433,000 | – | 38,180 | +100.0% | 0.00% | – |
| DVM | New | COHEN & STEERS DIV MJRS FDIN COM | $389,000 | – | 26,702 | +100.0% | 0.00% | – |
| IVE | New | ISHARES S&P 500 VAL ETF | $505,000 | – | 5,904 | +100.0% | 0.00% | – |
| CSD | New | CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF | $419,000 | – | 9,300 | +100.0% | 0.00% | – |
| SPTN | New | SPARTAN STORES INC COM | $477,000 | – | 19,634 | +100.0% | 0.00% | – |
| New | KKR & CO L P DELcall | $444,000 | – | 173,600 | +100.0% | 0.00% | – | |
| DOOR | New | MASONITE INTL CORP NEW COM | $600,000 | – | 10,000 | +100.0% | 0.00% | – |
| CET | New | CENTRAL SECS CORP COM | $481,000 | – | 22,124 | +100.0% | 0.00% | – |
| New | CEMEX SAB DE CVput | $600,000 | – | 600,000 | +100.0% | 0.00% | – | |
| New | ISHARESput | $497,000 | – | 230,000 | +100.0% | 0.00% | – | |
| NQM | New | NUVEEN INVT QUALITY MUN FD I COM | $363,000 | – | 26,836 | +100.0% | 0.00% | – |
| NMA | New | NUVEEN MUN ADVANTAGE FD INC COM | $504,000 | – | 41,473 | +100.0% | 0.00% | – |
| NPI | New | NUVEEN PREM INCOME MUN FD COM | $577,000 | – | 46,802 | +100.0% | 0.00% | – |
| SWZ | New | SWISS HELVETIA FD INC COM | $417,000 | – | 29,909 | +100.0% | 0.00% | – |
| NMO | New | NUVEEN MUN MKT OPPORTUNITY F COM | $470,000 | – | 39,152 | +100.0% | 0.00% | – |
| SCD | New | LMP CAP & INCOME FD INC COM | $543,000 | – | 34,448 | +100.0% | 0.00% | – |
| NKX | New | NUVEEN CAL AMT-FREE MUN INC COM | $382,000 | – | 31,379 | +100.0% | 0.00% | – |
| EMF | New | TEMPLETON EMERGING MKTS FD I COM | $541,000 | – | 30,893 | +100.0% | 0.00% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME COM | $469,000 | – | 34,388 | +100.0% | 0.00% | – |
| NAD | New | NUVEEN DIVID ADVANTAGE MUN F COM | $415,000 | – | 32,952 | +100.0% | 0.00% | – |
| NMZ | New | NUVEEN MUN HIGH INCOME OPP F COM | $383,000 | – | 31,913 | +100.0% | 0.00% | – |
| New | LOUISIANA PAC CORPcall | $525,000 | – | 502,200 | +100.0% | 0.00% | – | |
| BAH | New | BOOZ ALLEN HAMILTON HLDG COR CL A | $426,000 | – | 22,248 | +100.0% | 0.00% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD COM | $504,000 | – | 41,383 | +100.0% | 0.00% | – |
| BXMX | New | NUVEEN EQUITY PREM INCOME FD COM | $586,000 | – | 46,709 | +100.0% | 0.00% | – |
| T107SC | New | NUVEEN EQUITY PREM ADV FD COM | $554,000 | – | 43,838 | +100.0% | 0.00% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR COM | $434,000 | – | 29,723 | +100.0% | 0.00% | – |
| NPT | New | NUVEEN PREM INCOME MUN FD 4 COM | $500,000 | – | 41,179 | +100.0% | 0.00% | – |
| NZF | New | NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT | $476,000 | – | 38,543 | +100.0% | 0.00% | – |
| MFL | New | BLACKROCK MUNIHLDS INVSTM QL COM | $567,000 | – | 45,250 | +100.0% | 0.00% | – |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL COM | $396,000 | – | 29,965 | +100.0% | 0.00% | – |
| KOS | New | KOSMOS ENERGY LTD | $122,000 | – | 10,889 | +100.0% | 0.00% | – |
| BRX | New | BRIXMOR PPTY GROUP INC COM | $132,000 | – | 6,510 | +100.0% | 0.00% | – |
| GHI | New | GLOBAL HIGH INCOME FUND INC COM | $192,000 | – | 19,332 | +100.0% | 0.00% | – |
| TRI | New | THOMSON REUTERS CORP COM | $160,000 | – | 4,236 | +100.0% | 0.00% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD COM | $235,000 | – | 24,737 | +100.0% | 0.00% | – |
| MCR | New | MFS CHARTER INCOME TR SH BEN INT | $317,000 | – | 35,012 | +100.0% | 0.00% | – |
| GA | New | GIANT INTERACTIVE GROUP INC ADR | $247,000 | – | 22,000 | +100.0% | 0.00% | – |
| VLT | New | INVESCO HIGH INCOME TR II COM | $297,000 | – | 18,452 | +100.0% | 0.00% | – |
| LAQ | New | ABERDEEN LATIN AMER EQTY FD COM | $181,000 | – | 6,445 | +100.0% | 0.00% | – |
| IF | New | ABERDEEN INDONESIA FD INC COM | $147,000 | – | 17,852 | +100.0% | 0.00% | – |
| GCH | New | ABERDEEN GTR CHINA FD INC COM | $200,000 | – | 19,729 | +100.0% | 0.00% | – |
| AEF | New | ABERDEEN CHILE FD INC COM | $279,000 | – | 26,458 | +100.0% | 0.00% | – |
| CEE | New | CENTRAL EUR RUSS & TURK FD I COM | $335,000 | – | 10,961 | +100.0% | 0.00% | – |
| MFD | New | MACQUARIE FT TR GB INF UT DI COM | $346,000 | – | 20,664 | +100.0% | 0.00% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG | $121,000 | – | 8,216 | +100.0% | 0.00% | – |
| 1338PS | New | UBS AG SHS NEW | $287,000 | – | 14,904 | +100.0% | 0.00% | – |
| NVX | New | NUVEEN CA DIV ADVANTG MUN FD COM | $124,000 | – | 9,837 | +100.0% | 0.00% | – |
| NTC | New | NUVEEN CONN PREM INCOME MUN COM | $143,000 | – | 12,351 | +100.0% | 0.00% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I COM | $310,000 | – | 55,147 | +100.0% | 0.00% | – |
| MTS | New | MONTGOMERY STR INCOME SECS I COM | $154,000 | – | 9,930 | +100.0% | 0.00% | – |
| New | INTERNATIONAL GAME TECHNOLOGput | $335,000 | – | 459,800 | +100.0% | 0.00% | – | |
| NNC | New | NUVEEN N C PREM INCOME MUN F COM | $166,000 | – | 13,848 | +100.0% | 0.00% | – |
| NMY | New | NUVEEN MD PREM INCOME MUN FD COM | $203,000 | – | 17,037 | +100.0% | 0.00% | – |
| STO | New | STATOIL ASA SPONSORED ADR | $247,000 | – | 10,226 | +100.0% | 0.00% | – |
| PCQ | New | PIMCO CA MUNICIPAL INCOME FD COM | $188,000 | – | 14,424 | +100.0% | 0.00% | – |
| PMF | New | PIMCO MUNICIPAL INCOME FD COM | $345,000 | – | 28,178 | +100.0% | 0.00% | – |
| RCS | New | PIMCO STRATEGIC GBL GOV FD I COM | $295,000 | – | 30,200 | +100.0% | 0.00% | – |
| GDL | New | GDL FUND COM SH BEN IT | $277,000 | – | 25,179 | +100.0% | 0.00% | – |
| PMX | New | PIMCO MUN INCOME FD III COM | $214,000 | – | 21,408 | +100.0% | 0.00% | – |
| NCA | New | NUVEEN CALIF MUN VALUE FD COM | $121,000 | – | 13,211 | +100.0% | 0.00% | – |
| PZC | New | PIMCO CALIF MUN INCOME FD II COM | $127,000 | – | 13,852 | +100.0% | 0.00% | – |
| PFL | New | PIMCO INCOME STRATEGY FUND COM | $233,000 | – | 20,636 | +100.0% | 0.00% | – |
| PKO | New | PIMCO INCOME OPPORTUNITY FD COM | $267,000 | – | 9,437 | +100.0% | 0.00% | – |
| HNW | New | PIONEER DIV HIGH INCOME TRUS COM | $131,000 | – | 6,375 | +100.0% | 0.00% | – |
| PHD | New | PIONEER FLOATING RATE TR COM | $266,000 | – | 20,924 | +100.0% | 0.00% | – |
| MAV | New | PIONEER MUN HIGH INCOME ADV COM | $266,000 | – | 20,776 | +100.0% | 0.00% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR COM | $309,000 | – | 22,723 | +100.0% | 0.00% | – |
| MSD | New | MORGAN STANLEY EMER MKTS DEB COM | $193,000 | – | 20,197 | +100.0% | 0.00% | – |
| APF | New | MORGAN STANLEY ASIA PAC FD I COM | $239,000 | – | 14,434 | +100.0% | 0.00% | – |
| FT | New | FRANKLIN UNVL TR SH BEN INT | $195,000 | – | 28,101 | +100.0% | 0.00% | – |
| FTF | New | FRANKLIN TEMPLETON LTD DUR I COM | $238,000 | – | 18,304 | +100.0% | 0.00% | – |
| NVG | New | NUVEEN DIVID ADVANTAGE MUN I COM | $337,000 | – | 26,878 | +100.0% | 0.00% | – |
| MCHI | New | ISHARES CHINA ETF | $316,000 | – | 6,544 | +100.0% | 0.00% | – |
| KF | New | KOREA FD COM NEW | $237,000 | – | 5,719 | +100.0% | 0.00% | – |
| NXP | New | NUVEEN SELECT TAX FREE INCM SH BEN INT | $143,000 | – | 11,092 | +100.0% | 0.00% | – |
| FMX | New | FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS | $151,000 | – | 1,539 | +100.0% | 0.00% | – |
| PFD | New | FLAHERTY & CRUMRINE PFD INC COM | $209,000 | – | 17,087 | +100.0% | 0.00% | – |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE COM | $216,000 | – | 11,640 | +100.0% | 0.00% | – |
| FHY | New | FIRST TR STRATEGIC HIGH INC COM SHS NEW | $129,000 | – | 8,053 | +100.0% | 0.00% | – |
| FCT | New | FIRST TR SR FLG RTE INCM FD COM | $326,000 | – | 22,499 | +100.0% | 0.00% | – |
| FGB | New | FIRST TRUST SPECIALTY FINANC COM BEN INTR | $187,000 | – | 23,766 | +100.0% | 0.00% | – |
| FEO | New | FIRST TR/ABERDEEN EMERG OPT COM | $231,000 | – | 12,795 | +100.0% | 0.00% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F COM | $266,000 | – | 18,946 | +100.0% | 0.00% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC F COM | $351,000 | – | 26,367 | +100.0% | 0.00% | – |
| New | MOSAIC CO NEWcall | $274,000 | – | 152,200 | +100.0% | 0.00% | – | |
| New | MARATHON PETE CORPput | $239,000 | – | 87,400 | +100.0% | 0.00% | – | |
| SU | New | SUNCOR ENERGY INC NEW COM | $132,000 | – | 3,778 | +100.0% | 0.00% | – |
| NQI | New | NUVEEN QUALITY MUN FD INC COM | $330,000 | – | 27,287 | +100.0% | 0.00% | – |
| FTDCQ | New | FTD COS INC COM | $158,000 | – | 4,843 | +100.0% | 0.00% | – |
| PCF | New | MAN HIGH INCOME SEC FUND SHS BEN INT | $239,000 | – | 28,948 | +100.0% | 0.00% | – |
| PMM | New | NAM MANAGED MUN INCOM TR COM | $301,000 | – | 45,301 | +100.0% | 0.00% | – |
| PIM | New | NAM MASTER INTER INCOME T SH BEN INT | $307,000 | – | 60,956 | +100.0% | 0.00% | – |
| NNP | New | NUVEEN NY PERFORM PLUS MUN F COM | $130,000 | – | 9,790 | +100.0% | 0.00% | – |
| INCY | New | INCYTE CORP COM | $137,000 | – | 2,697 | +100.0% | 0.00% | – |
| MRC | New | MRC GLOBAL INC COM | $137,000 | – | 4,243 | +100.0% | 0.00% | – |
| Q | New | QUINTILES TRANSNATIO HLDGS I COM | $294,000 | – | 6,336 | +100.0% | 0.00% | – |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM COM | $340,000 | – | 30,205 | +100.0% | 0.00% | – |
| ENB | New | ENBRIDGE INC COM | $262,000 | – | 6,000 | +100.0% | 0.00% | – |
| NXQ | New | NUVEEN SELECT TAX FREE INCM SH BEN INT | $169,000 | – | 13,706 | +100.0% | 0.00% | – |
| ESRT | New | EMPIRE ST RLTY TR INC CL A | $198,000 | – | 12,951 | +100.0% | 0.00% | – |
| ECF | New | ELLSWORTH FUND LTD COM | $143,000 | – | 17,441 | +100.0% | 0.00% | – |
| New | CAMERON INTERNATIONAL CORPput | $145,000 | – | 129,500 | +100.0% | 0.00% | – | |
| EVG | New | EATON VANCE SH TM DR DIVR IN COM | $252,000 | – | 16,502 | +100.0% | 0.00% | – |
| EFR | New | EATON VANCE SR FLTNG RTE TR COM | $347,000 | – | 23,021 | +100.0% | 0.00% | – |
| EVM | New | EATON VANCE CALIF MUN BD FD COM | $170,000 | – | 16,663 | +100.0% | 0.00% | – |
| ENX | New | EATON VANCE NEW YORK MUN BD COM | $145,000 | – | 12,820 | +100.0% | 0.00% | – |
| EVN | New | EATON VANCE MUNI INCOME TRUS SH BEN INT | $205,000 | – | 19,533 | +100.0% | 0.00% | – |
| EVF | New | EATON VANCE SR INCOME TR SH BEN INT | $175,000 | – | 25,391 | +100.0% | 0.00% | – |
| SYRG | New | SYNERGY RES CORP COM | $177,000 | – | 19,121 | +100.0% | 0.00% | – |
| TSI | New | TCW STRATEGIC INCOME FUND IN COM | $127,000 | – | 23,844 | +100.0% | 0.00% | – |
| RMTI | New | ROCKWELL MED INC COM | $158,000 | – | 15,131 | +100.0% | 0.00% | – |
| IAE | New | ING ASIA PAC HGH DIVID EQ IN COM | $279,000 | – | 21,872 | +100.0% | 0.00% | – |
| CGO | New | CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT | $186,000 | – | 13,246 | +100.0% | 0.00% | – |
| MCA | New | BLACKROCK MUNIYIELD CALI QLT COM | $335,000 | – | 24,535 | +100.0% | 0.00% | – |
| DUC | New | DUFF & PHELPS UTIL CORP BD T COM | $170,000 | – | 16,990 | +100.0% | 0.00% | – |
| NXR | New | NUVEEN SELECT TAX FREE INCM SH BEN INT | $124,000 | – | 9,625 | +100.0% | 0.00% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC COM | $337,000 | – | 37,930 | +100.0% | 0.00% | – |
| DSM | New | DREYFUS STRATEGIC MUN BD FD COM | $224,000 | – | 30,198 | +100.0% | 0.00% | – |
| DMF | New | DREYFUS MUN INCOME INC COM | $126,000 | – | 14,932 | +100.0% | 0.00% | – |
| NPV | New | NUVEEN VA PREM INCOME MUN FD COM | $182,000 | – | 15,405 | +100.0% | 0.00% | – |
| LEO | New | DREYFUS STRATEGIC MUNS INC COM | $323,000 | – | 42,545 | +100.0% | 0.00% | – |
| TTC | New | TORO CO COM | $134,000 | – | 2,109 | +100.0% | 0.00% | – |
| 2101SC | New | DOW 30 PREMIUM & DIV INC FD COM | $216,000 | – | 13,892 | +100.0% | 0.00% | – |
| N | New | NETSUITE INC COM | $270,000 | – | 2,620 | +100.0% | 0.00% | – |
| TKF | New | TURKISH INVT FD INC COM | $305,000 | – | 20,800 | +100.0% | 0.00% | – |
| DNIF | New | DIVIDEND & INCOME FUND COM NEW | $333,000 | – | 22,016 | +100.0% | 0.00% | – |
| NBH | New | NEUBERGER BERMAN INTER MUNI COM | $190,000 | – | 13,513 | +100.0% | 0.00% | – |
| New | DILLARDS INCput | $179,000 | – | 110,000 | +100.0% | 0.00% | – | |
| TYN | New | TORTOISE NORTH AMRN ENRGY CO COM | $243,000 | – | 8,757 | +100.0% | 0.00% | – |
| EDIV | New | SPDR INDEX SHS FDS S&P EM MKT DIV | $195,000 | – | 5,000 | +100.0% | 0.00% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD COM | $220,000 | – | 16,588 | +100.0% | 0.00% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & COM | $304,000 | – | 24,857 | +100.0% | 0.00% | – |
| SPXX | New | NUVEEN EQUITY PREM & GROWTH COM | $275,000 | – | 19,446 | +100.0% | 0.00% | – |
| KTF | New | DWS MUN INCOME TR COM | $351,000 | – | 29,240 | +100.0% | 0.00% | – |
| KMM | New | DWS MULTI MKT INCOME TR | $148,000 | – | 15,713 | +100.0% | 0.00% | – |
| New | D R HORTON INCput | $166,000 | – | 200,000 | +100.0% | 0.00% | – | |
| CSI | New | CUTWATER SELECT INCOME FD COM | $172,000 | – | 9,371 | +100.0% | 0.00% | – |
| MYC | New | BLACKROCK MUNIYIELD CALIF FD COM | $216,000 | – | 15,691 | +100.0% | 0.00% | – |
| HYB | New | NEW AMER HIGH INCOME FD INC COM NEW | $137,000 | – | 14,227 | +100.0% | 0.00% | – |
| MPA | New | BLACKROCK MUNIYIELD PA QLTY COM | $127,000 | – | 9,916 | +100.0% | 0.00% | – |
| MYN | New | BLACKROCK MUNIYIELD NY QLTY COM | $335,000 | – | 27,767 | +100.0% | 0.00% | – |
| CBSTZ | New | CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999rts | $126,000 | – | 93,636 | +100.0% | 0.00% | – |
| GF | New | NEW GERMANY FD INC COM | $205,000 | – | 10,306 | +100.0% | 0.00% | – |
| MHN | New | BLACKROCK MUNIHLDGS NY QLTY COM | $287,000 | – | 22,971 | +100.0% | 0.00% | – |
| New | SALESFORCE COM INCput | $131,000 | – | 25,000 | +100.0% | 0.00% | – | |
| NXZ | New | NUVEEN DIV ADVANTAGE MUN FD COM | $344,000 | – | 27,112 | +100.0% | 0.00% | – |
| BFS | New | SAUL CTRS INC COM | $123,000 | – | 2,576 | +100.0% | 0.00% | – |
| MYJ | New | BLACKROCK MUNIYIELD N J FD I COM | $195,000 | – | 14,242 | +100.0% | 0.00% | – |
| MUE | New | BLACKROCK MUNIHLDNGS QLTY II COM | $248,000 | – | 20,482 | +100.0% | 0.00% | – |
| MUS | New | BLACKROCK MUNIHOLDNGS QLTY I COM | $172,000 | – | 14,484 | +100.0% | 0.00% | – |
| BQR | New | BLACKROCK ECOSOLUTIONS INVT COM SH | $274,000 | – | 34,917 | +100.0% | 0.00% | – |
| MEN | New | BLACKROCK MUNIENHANCED FD IN COM | $317,000 | – | 30,459 | +100.0% | 0.00% | – |
| LGF | New | LIONS GATE ENTMNT CORP COM NEW | $305,000 | – | 9,624 | +100.0% | 0.00% | – |
| JHP | New | NUVEEN QUALITY PFD INC FD 3 COM | $317,000 | – | 40,341 | +100.0% | 0.00% | – |
| USU | New | USEC INC COM NEW | $232,000 | – | 35,101 | +100.0% | 0.00% | – |
| MUJ | New | BLACKROCK MUNIHLDGS NJ QLTY COM | $202,000 | – | 15,382 | +100.0% | 0.00% | – |
| MVT | New | BLACKROCK MUNIVEST FD II INC COM | $171,000 | – | 12,309 | +100.0% | 0.00% | – |
| MCN | New | MADISON CVRED & EQ STR COMcall | $232,000 | – | 28,360 | +100.0% | 0.00% | – |
| MVF | New | BLACKROCK MUNIVEST FD INC COM | $335,000 | – | 37,618 | +100.0% | 0.00% | – |
| JTD | New | NUVEEN TAX ADVANTAGED DIV GR COM | $353,000 | – | 22,540 | +100.0% | 0.00% | – |
| LNCOQ | New | LINNCO LLC COMSHS LTD INT | $288,000 | – | 9,357 | +100.0% | 0.00% | – |
| MGF | New | MFS GOVT MKTS INCOME TR SH BEN INT | $124,000 | – | 21,616 | +100.0% | 0.00% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG COM | $351,000 | – | 24,916 | +100.0% | 0.00% | – |
| New | NEWFIELD EXPL COcall | $328,000 | – | 180,000 | +100.0% | 0.00% | – | |
| MHD | New | BLACKROCK MUNIHOLDINGS FD IN COM | $203,000 | – | 14,001 | +100.0% | 0.00% | – |
| BME | New | BLACKROCK HEALTH SCIENCES TR COM | $243,000 | – | 6,857 | +100.0% | 0.00% | – |
| BTA | New | BLACKROCK LONG-TERM MUNI ADV COM | $131,000 | – | 12,829 | +100.0% | 0.00% | – |
| BKK | New | BLACKROCK MUN 2020 TERM TR COM | $164,000 | – | 10,388 | +100.0% | 0.00% | – |
| BLE | New | BLACKROCK MUNI INCOME TR II COM | $217,000 | – | 16,415 | +100.0% | 0.00% | – |
| HTY | New | HANCOCK JOHN INV TRUST TAX ADV GLB SH | $173,000 | – | 13,904 | +100.0% | 0.00% | – |
| NQJ | New | NUVEEN NJ INVT QUALITY MUN F COM | $158,000 | – | 12,261 | +100.0% | 0.00% | – |
| BHK | New | BLACKROCK CORE BD TR SHS BEN INT | $242,000 | – | 18,821 | +100.0% | 0.00% | – |
| NVC | New | NUVEEN CA SELECT QUALITY MUN COM | $195,000 | – | 14,149 | +100.0% | 0.00% | – |
| BFZ | New | BLACKROCK CALIF MUN INCOME T SH BEN INT | $314,000 | – | 22,957 | +100.0% | 0.00% | – |
| BPK | New | BLACKROCK MUNI 2018 TERM TR COM | $133,000 | – | 8,313 | +100.0% | 0.00% | – |
| VRX | New | VALEANT PHARMACEUTICALS INTL COM | $275,000 | – | 2,345 | +100.0% | 0.00% | – |
| BKT | New | BLACKROCK INCOME TR INC COM | $241,000 | – | 37,174 | +100.0% | 0.00% | – |
| BKN | New | BLACKROCK INVT QUALITY MUN T COM | $184,000 | – | 12,942 | +100.0% | 0.00% | – |
| BYM | New | BLACKROCK MUNICIPL INC QLTY COM | $280,000 | – | 22,046 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON PHARMA INC COM | $291,000 | – | 38,234 | +100.0% | 0.00% | – |
| MQT | New | BLACKROCK MUNIY QUALITY FD I COM | $196,000 | – | 16,780 | +100.0% | 0.00% | – |
| BNA | New | BLACKROCK INCOME OPP TRUST I COM | $217,000 | – | 22,335 | +100.0% | 0.00% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO COM | $275,000 | – | 19,705 | +100.0% | 0.00% | – |
| NUM | New | NUVEEN MICH QUALITY INCOME M COM | $145,000 | – | 11,597 | +100.0% | 0.00% | – |
| NUO | New | NUVEEN OHIO QUALITY INCOME M COM | $155,000 | – | 11,107 | +100.0% | 0.00% | – |
| NUC | New | NUVEEN CALIF QUALITY INCM MU COM | $154,000 | – | 10,742 | +100.0% | 0.00% | – |
| VTWG | New | VANGUARD SCOTTSDALE FDS VNG RUS2000GRW | $192,000 | – | 1,951 | +100.0% | 0.00% | – |
| NPF | New | NUVEEN PREMIER MUN INCOME FD COM | $219,000 | – | 17,687 | +100.0% | 0.00% | – |
| TRF | New | TEMPLETON RUS AND EAST EUR F COM | $205,000 | – | 13,298 | +100.0% | 0.00% | – |
| VNQ | New | VANGUARD INDEX FDS REIT ETF | $251,000 | – | 3,887 | +100.0% | 0.00% | – |
| RFI | New | COHEN & STEERS TOTAL RETURN COM | $177,000 | – | 14,759 | +100.0% | 0.00% | – |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY COM | $158,000 | – | 12,661 | +100.0% | 0.00% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST COM | $237,000 | – | 38,148 | +100.0% | 0.00% | – |
| LOR | New | LAZARD WORLD DIVID & INCOME COM | $162,000 | – | 11,210 | +100.0% | 0.00% | – |
| NICK | New | NICHOLAS FINANCIAL INC COM NEW | $240,000 | – | 15,246 | +100.0% | 0.00% | – |
| VBF | New | INVESCO BD FD COM | $191,000 | – | 10,796 | +100.0% | 0.00% | – |
| NZH | New | NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT | $174,000 | – | 15,261 | +100.0% | 0.00% | – |
| GGE | New | GUGGENHEIM ENHANCED EQUITY S COM | $169,000 | – | 9,197 | +100.0% | 0.00% | – |
| OME | New | OMEGA PROTEIN CORP COM | $275,000 | – | 22,384 | +100.0% | 0.00% | – |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE COM | $351,000 | – | 15,902 | +100.0% | 0.00% | – |
| GOF | New | GUGGENHEIM STRATEGIC OPP FD COM SBI | $310,000 | – | 14,510 | +100.0% | 0.00% | – |
| NAC | New | NUVEEN CA DIVIDEND ADV MUN F COM | $204,000 | – | 15,841 | +100.0% | 0.00% | – |
| ATHL | New | ATHLON ENERGY INC COM | $219,000 | – | 7,250 | +100.0% | 0.00% | – |
| NDLS | New | NOODLES & CO CL A | $150,000 | – | 4,165 | +100.0% | 0.00% | – |
| SBGL | New | SIBANYE GOLD LTD SPONSORED ADR | $169,000 | – | 35,220 | +100.0% | 0.00% | – |
| EAD | New | WELLS FARGO ADVANTAGE INCOME COM | $258,000 | – | 28,120 | +100.0% | 0.00% | – |
| ERH | New | WELLS FARGO ADVANTAGE UTILS COM | $159,000 | – | 13,516 | +100.0% | 0.00% | – |
| GLV | New | CLOUGH GLOBAL ALLOCATION FD COM | $245,000 | – | 15,916 | +100.0% | 0.00% | – |
| WEA | New | WESTERN ASSET PREMIER BD FD SHS BEN INT | $258,000 | – | 17,779 | +100.0% | 0.00% | – |
| GFY | New | WESTERN ASSET VAR RT STRG FD COM | $140,000 | – | 8,011 | +100.0% | 0.00% | – |
| SBW | New | WESTERN ASSET WORLDWIDE INCO COM | $132,000 | – | 10,832 | +100.0% | 0.00% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME COM | $298,000 | – | 24,354 | +100.0% | 0.00% | – |
| GDF | New | WESTERN ASSET GLB PTNRS INCO COM | $131,000 | – | 12,057 | +100.0% | 0.00% | – |
| MHY | New | WESTERN ASSET MGD HI INCM FD COM | $280,000 | – | 49,427 | +100.0% | 0.00% | – |
| MMU | New | WESTERN ASST MNGD MUN FD INC COM | $331,000 | – | 27,121 | +100.0% | 0.00% | – |
| MNP | New | WESTERN ASST MN PRT FD INC COM | $130,000 | – | 9,429 | +100.0% | 0.00% | – |
| WIA | New | WESTERN ASSET CLYM INFL SEC COM SH BEN INT | $248,000 | – | 21,703 | +100.0% | 0.00% | – |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD COM | $166,000 | – | 9,380 | +100.0% | 0.00% | – |
| New | WHITING PETE CORP NEWcall | $162,000 | – | 105,700 | +100.0% | 0.00% | – | |
| New | APPLIED MATLS INCput | $123,000 | – | 287,000 | +100.0% | 0.00% | – | |
| New | TESLA MTRS INCcall | $137,000 | – | 25,900 | +100.0% | 0.00% | – | |
| VPV | New | INVESCO PA VALUE MUN INCOME COM | $151,000 | – | 12,428 | +100.0% | 0.00% | – |
| HTR | New | BROOKFIELD TOTAL RETURN FD I COM | $344,000 | – | 14,481 | +100.0% | 0.00% | – |
| NSL | New | NUVEEN SR INCOME FD COM | $229,000 | – | 32,097 | +100.0% | 0.00% | – |
| New | GOODYEAR TIRE & RUBR COcall | $318,000 | – | 281,500 | +100.0% | 0.00% | – | |
| MUA | New | BLACKROCK MUNIASSETS FD INC COM | $318,000 | – | 27,553 | +100.0% | 0.00% | – |
| MFM | New | MFS MUN INCOME TR SH BEN INT | $183,000 | – | 29,297 | +100.0% | 0.00% | – |
| CEDU | New | CHINAEDU CORP SPONS ADR | $264,000 | – | 38,700 | +100.0% | 0.00% | – |
| ZLC | New | ZALE CORP NEW COM | $214,000 | – | 13,586 | +100.0% | 0.00% | – |
| RIT | New | LMP REAL ESTATE INCOME FD IN COM | $243,000 | – | 24,199 | +100.0% | 0.00% | – |
| AMH | New | AMERICAN HOMES 4 RENT CL A | $130,000 | – | 8,009 | +100.0% | 0.00% | – |
| New | AMERICAN ELEC PWR INCput | $150,000 | – | 89,600 | +100.0% | 0.00% | – | |
| PTRY | New | PANTRY INC COM | $151,000 | – | 9,025 | +100.0% | 0.00% | – |
| VTN | New | INVESCO TR INVT GRADE NY MUN COM | $157,000 | – | 12,000 | +100.0% | 0.00% | – |
| New | AMERICAN AXLE & MFG HLDGS INcall | $149,000 | – | 65,600 | +100.0% | 0.00% | – | |
| New | TEXAS INSTRS INCput | $344,000 | – | 321,500 | +100.0% | 0.00% | – | |
| New | ENERGY XXI (BERMUDA) LTDcall | $206,000 | – | 102,000 | +100.0% | 0.00% | – | |
| MMT | New | MFS MULTIMARKET INCOME TR SH BEN INT | $269,000 | – | 40,606 | +100.0% | 0.00% | – |
| MYF | New | BLACKROCK MUNIYIELD INVST FD COM | $165,000 | – | 12,054 | +100.0% | 0.00% | – |
| NGZ | New | ALLIANZGI GLOBAL EQUITY & CO COM | $237,000 | – | 15,423 | +100.0% | 0.00% | – |
| NTRI | New | NUTRI SYS INC NEW COM | $190,000 | – | 11,559 | +100.0% | 0.00% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI COM | $263,000 | – | 21,014 | +100.0% | 0.00% | – |
| TXTR | New | TEXTURA CORP COM | $143,000 | – | 4,763 | +100.0% | 0.00% | – |
| AGI | New | ALAMOS GOLD INC COM | $123,000 | – | 10,104 | +100.0% | 0.00% | – |
| New | MARKET VECTORS ETF TRcall | $1,000 | – | 28,900 | +100.0% | 0.00% | – | |
| New | ISHARESput | $30,000 | – | 160,000 | +100.0% | 0.00% | – | |
| New | ISHARESput | $115,000 | – | 100,000 | +100.0% | 0.00% | – | |
| ICB | New | MORGAN STANLEY TRUSTS INCOME SECS INC | $103,000 | – | 6,132 | +100.0% | 0.00% | – |
| New | ICICI BK LTDput | $16,000 | – | 82,400 | +100.0% | 0.00% | – | |
| NINE | New | NINETOWNS INTERNET TECH GRP ADR | $82,000 | – | 47,395 | +100.0% | 0.00% | – |
| NPY | New | NUVEEN PA PREM INCOME MUN FD COM | $107,000 | – | 9,021 | +100.0% | 0.00% | – |
| NQC | New | NUVEEN CA INVT QUALITY MUN F COM | $110,000 | – | 8,334 | +100.0% | 0.00% | – |
| NNY | New | NUVEEN NY MUN VALUE FD COM | $108,000 | – | 12,353 | +100.0% | 0.00% | – |
| NCP | New | NUVEEN CALIF PERFORM PLUS MU COM | $104,000 | – | 7,836 | +100.0% | 0.00% | – |
| HA | New | HAWAIIAN HOLDINGS INC COM | $116,000 | – | 12,062 | +100.0% | 0.00% | – |
| New | HARMAN INTL INDS INCcall | $33,000 | – | 37,000 | +100.0% | 0.00% | – | |
| JHS | New | HANCOCK JOHN INCOME SECS TR COM | $101,000 | – | 7,095 | +100.0% | 0.00% | – |
| NNJ | New | NUVEEN NJ PREM INCOME MUN FD COM | $109,000 | – | 8,374 | +100.0% | 0.00% | – |
| New | GRACE W R & CO DEL NEWput | $4,000 | – | 25,000 | +100.0% | 0.00% | – | |
| New | PPL CORPcall | $19,000 | – | 48,400 | +100.0% | 0.00% | – | |
| New | PPL CORPput | $118,000 | – | 163,600 | +100.0% | 0.00% | – | |
| New | GOODYEAR TIRE & RUBR COput | $8,000 | – | 150,000 | +100.0% | 0.00% | – | |
| New | PACKAGING CORP AMERcall | $45,000 | – | 48,400 | +100.0% | 0.00% | – | |
| New | GENERAL MTRS COput | $102,000 | – | 330,000 | +100.0% | 0.00% | – | |
| GCAP | New | GAIN CAP HLDGS INC COM | $100,000 | – | 13,257 | +100.0% | 0.00% | – |
| New | FACEBOOK INCput | $76,000 | – | 30,700 | +100.0% | 0.00% | – | |
| New | QEP RES INCcall | $73,000 | – | 118,500 | +100.0% | 0.00% | – | |
| REGI | New | RENEWABLE ENERGY GROUP INC COM NEW | $109,000 | – | 9,517 | +100.0% | 0.00% | – |
| EIV | New | EATON VANCE MUN BD FD II COM | $107,000 | – | 9,758 | +100.0% | 0.00% | – |
| New | COVANTA HLDG CORPput | $55,000 | – | 21,700 | +100.0% | 0.00% | – | |
| New | SELECT SECTOR SPDR TRput | $58,000 | – | 395,300 | +100.0% | 0.00% | – | |
| New | SHIRE PLCcall | $120,000 | – | 72,900 | +100.0% | 0.00% | – | |
| SBY | New | SILVER BAY RLTY TR CORP COM | $103,000 | – | 6,411 | +100.0% | 0.00% | – |
| CHC | New | CHINA HYDROELECTRIC CORP SPONSORED ADR | $112,000 | – | 41,900 | +100.0% | 0.00% | – |
| New | SOUTHERN COcall | $49,000 | – | 93,200 | +100.0% | 0.00% | – | |
| New | SPIRIT AEROSYSTEMS HLDGS INCcall | $27,000 | – | 49,000 | +100.0% | 0.00% | – | |
| New | SPIRIT AEROSYSTEMS HLDGS INCput | $57,000 | – | 84,700 | +100.0% | 0.00% | – | |
| SGL | New | STRATEGIC GLOBAL INCOME FD COM | $110,000 | – | 12,189 | +100.0% | 0.00% | – |
| New | CANADIAN PAC RY LTDcall | $26,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | TARGET CORPput | $33,000 | – | 50,000 | +100.0% | 0.00% | – | |
| EGF | New | BLACKROCK ENHANCED GOVT FD I COM | $120,000 | – | 8,623 | +100.0% | 0.00% | – |
| TSPT | New | TRANSCEPT PHARMACEUTICALS IN COM | $101,000 | – | 30,025 | +100.0% | 0.00% | – |
| MYM | New | BLACKROCK MUNIYLD MICH QLTY COM | $115,000 | – | 9,966 | +100.0% | 0.00% | – |
| MFT | New | BLACKROCK MUNIYLD INVST QLTY COM | $114,000 | – | 9,349 | +100.0% | 0.00% | – |
| TBOW | New | TRUNKBOW INTL HLDGS LTD COM | $59,000 | – | 45,047 | +100.0% | 0.00% | – |
| ULBI | New | ULTRALIFE CORP COM | $38,000 | – | 10,719 | +100.0% | 0.00% | – |
| MUH | New | BLACKROCK MUNIHLDGS FD II IN COM | $106,000 | – | 7,946 | +100.0% | 0.00% | – |
| BAF | New | BLACKROCK MUNI INCOME INV QL COM | $114,000 | – | 8,823 | +100.0% | 0.00% | – |
| BBK | New | BLACKROCK MUNICIPAL BOND TR COM | $120,000 | – | 8,775 | +100.0% | 0.00% | – |
| New | ARCH COAL INCcall | $1,000 | – | 13,300 | +100.0% | 0.00% | – | |
| MHF | New | WESTERN ASSET MUN HI INCM FD COM | $117,000 | – | 17,342 | +100.0% | 0.00% | – |
| PAI | New | WESTERN ASSET INCOME FD COM | $104,000 | – | 7,886 | +100.0% | 0.00% | – |
| New | APPLIED MATLS INCcall | $103,000 | – | 87,500 | +100.0% | 0.00% | – | |
| New | WISDOMTREE TRcall | $8,000 | – | 80,200 | +100.0% | 0.00% | – | |
| New | WISDOMTREE TRput | $102,000 | – | 50,000 | +100.0% | 0.00% | – | |
| New | AMERICAN ELEC PWR INCcall | $26,000 | – | 41,300 | +100.0% | 0.00% | – | |
| ALKS | New | ALKERMES PLC | $118,000 | – | 2,897 | +100.0% | 0.00% | – |
| New | AMERICAN AIRLS GROUP INCput | $100,000 | – | 270,700 | +100.0% | 0.00% | – | |
| ENH | New | ENDURANCE SPECIALTY HLDGS LT | $106,000 | – | 1,801 | +100.0% | 0.00% | – |
| New | ENSCO PLCcall | $113,000 | – | 102,700 | +100.0% | 0.00% | – | |
| New | AGRIUM INCcall | $44,000 | – | 30,000 | +100.0% | 0.00% | – | |
| FCO | New | ABERDEEN GLOBAL INCOME FD IN COM | $110,000 | – | 10,646 | +100.0% | 0.00% | – |
| New | LENNAR CORPput | $3,000 | – | 100,000 | +100.0% | 0.00% | – | |
| New | LILLY ELI & COcall | $48,000 | – | 39,000 | +100.0% | 0.00% | – | |
| New | LINDSAY CORPcall | $39,000 | – | 25,100 | +100.0% | 0.00% | – | |
| New | LINDSAY CORPput | $39,000 | – | 25,600 | +100.0% | 0.00% | – | |
| TLI | New | LMP CORPORATE LN FD INC COM | $115,000 | – | 9,413 | +100.0% | 0.00% | – |
| New | LULULEMON ATHLETICA INCcall | $6,000 | – | 60,000 | +100.0% | 0.00% | – | |
| HYF | New | MANAGED HIGH YIELD PLUS FD I COM | $68,000 | – | 33,570 | +100.0% | 0.00% | – |
| New | MANITOWOC INCcall | $49,000 | – | 10,700 | +100.0% | 0.00% | – | |
| New | MANITOWOC INCput | $117,000 | – | 21,800 | +100.0% | 0.00% | – | |
| New | MARATHON OIL CORPcall | $54,000 | – | 48,700 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR TR UNIT | 45 | Q2 2024 | 13.6% |
| APPLE INC COM | 45 | Q2 2024 | 14.8% |
| AMAZON COM INC COM | 45 | Q2 2024 | 11.5% |
| MICROSOFT CORP COM | 45 | Q2 2024 | 15.2% |
| ISHARES TR RUSSELL 2000 ETF | 45 | Q2 2024 | 2.8% |
| META PLATFORMS INC CL A | 45 | Q2 2024 | 4.4% |
| MCDONALDS CORP COM | 45 | Q2 2024 | 2.1% |
| JPMORGAN CHASE & CO. COM | 45 | Q2 2024 | 2.8% |
| BK OF AMERICA CORP COM | 45 | Q2 2024 | 3.2% |
| AT&T INC COM | 45 | Q2 2024 | 1.7% |
View SG Americas Securities, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INDIVIOR PLC | April 09, 2024 | 7,026,200 | 5.2% |
| RYANAIR HOLDINGS PLC | April 09, 2024 | 67,149,616 | 5.9% |
| MILLICOM INTERNATIONAL CELLULAR SA | February 10, 2023 | 43,188 | 3.0% |
| Mueller Water Products, Inc. | April 29, 2008 | 1,870,984 | 6.4% |
| MYRIAD GENETICS INC | January 25, 2008 | 1,756,543 | 4.0% |
View SG Americas Securities, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-07-12 |
| 13F-HR | 2024-05-06 |
| SC 13G/A | 2024-04-09 |
| SC 13G | 2024-04-09 |
| SC 13G | 2024-04-09 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-28 |
| SC 13G/A | 2023-02-10 |
View SG Americas Securities, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.