Aletheia Research & Management, Inc. filings

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This page lists the SEC filings reported by Aletheia Research & Management, Inc..

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SEC filings by Aletheia Research & Management, Inc. (ownership)
TypeFiledFilerSubjectShares OwnedPercent Owned
SC 13G2009-02-17Aletheia Research & Management, Inc.L-1 IDENTITY SOLUTIONS, INC.4,397,5515.1%EDGAR
SC 13D/A2008-05-16Aletheia Research & Management, Inc.WorldSpace, Inc16,168,49438.2%EDGAR
SC 13D/A2008-02-14Aletheia Research & Management, Inc.WorldSpace, Inc14,556,51434.3%EDGAR
SC 13G/A2008-02-14Aletheia Research & Management, Inc.MEMORY PHARMACEUTICALS CORP--EDGAR
SC 13G/A2008-02-14Aletheia Research & Management, Inc.VALENCE TECHNOLOGY INC--EDGAR
SC 13G/A2008-02-14Aletheia Research & Management, Inc.WILD OATS MARKETS INC--EDGAR
SC 13G/A2008-02-14Aletheia Research & Management, Inc.ALNYLAM PHARMACEUTICALS, INC.2,748,4696.8%EDGAR
SC 13G2008-02-14Aletheia Research & Management, Inc.Oilsands Quest Inc26,685,92213.0%EDGAR
SC 13D/A2007-12-10Aletheia Research & Management, Inc.WorldSpace, Inc15,296,71136.0%EDGAR
SC 13D/A2007-10-09Aletheia Research & Management, Inc.WorldSpace, Inc13,544,31433.0%EDGAR
SC 13D/A2007-08-02Aletheia Research & Management, Inc.WorldSpace, Inc12,385,90431.1%EDGAR
SC 13D/A2007-06-15Aletheia Research & Management, Inc.WorldSpace, Inc11,539,90329.0%EDGAR
SC 13G2007-06-08Aletheia Research & Management, Inc.ALNYLAM PHARMACEUTICALS, INC.2,443,9966.5%EDGAR
SC 13D2007-06-06Aletheia Research & Management, Inc.WorldSpace, Inc11,135,15827.9%EDGAR
SC 13G/A2007-02-01Aletheia Research & Management, Inc.WorldSpace, Inc6,824,28517.4%EDGAR
SC 13G/A2007-02-01Aletheia Research & Management, Inc.VALENCE TECHNOLOGY INC7,710,5527.6%EDGAR
SC 13G2007-02-01Aletheia Research & Management, Inc.WILD OATS MARKETS INC1,995,3276.8%EDGAR
SC 13G2007-02-01Aletheia Research & Management, Inc.MEMORY PHARMACEUTICALS CORP3,779,1516.0%EDGAR
SC 13G2006-09-21Aletheia Research & Management, Inc.WorldSpace, Inc4,637,92612.0%EDGAR
SC 13G2006-09-21Aletheia Research & Management, Inc.VALENCE TECHNOLOGY INC5,555,2795.9%EDGAR
Form 13F-HR
The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
Form SC 13D/G
Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
Form 3, 4, and 5
Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.