Advisors Asset Management, Inc. - CAPITALA FIN CORP ownership

CAPITALA FIN CORP's ticker is CPTA and the CUSIP is 14054R106. A total of 48 filers reported holding CAPITALA FIN CORP in Q1 2017. The put-call ratio across all filers is - and the average weighting 0.2%.

Quarter-by-quarter ownership
Advisors Asset Management, Inc. ownership history of CAPITALA FIN CORP
ValueSharesWeighting
Q2 2020$556,000
-33.4%
211,575
-20.7%
0.01%
-45.0%
Q1 2020$835,000
-62.3%
266,892
+5.2%
0.02%
-48.7%
Q4 2019$2,215,000
+11.3%
253,727
+5.7%
0.04%
+5.4%
Q3 2019$1,991,000
-5.3%
240,111
+7.9%
0.04%
-2.6%
Q2 2019$2,103,000
+43.7%
222,565
+21.1%
0.04%
+46.2%
Q1 2019$1,463,000
-1.1%
183,853
-10.9%
0.03%
-13.3%
Q4 2018$1,479,000
-20.4%
206,338
-3.3%
0.03%0.0%
Q3 2018$1,858,000
-9.2%
213,312
-13.5%
0.03%
-14.3%
Q2 2018$2,047,000
-22.0%
246,587
-33.2%
0.04%
-20.5%
Q1 2018$2,623,000
-5.4%
368,902
-3.2%
0.04%
-4.3%
Q4 2017$2,773,000
-29.8%
380,967
-8.0%
0.05%
-30.3%
Q3 2017$3,952,000
-41.3%
414,300
-20.0%
0.07%
-41.6%
Q2 2017$6,736,000
-20.2%
517,755
-11.9%
0.11%
-19.9%
Q1 2017$8,437,000
-8.8%
587,551
-17.9%
0.14%
-8.4%
Q4 2016$9,254,000
-10.6%
715,671
-9.4%
0.15%
-9.4%
Q3 2016$10,357,000
-6.5%
790,024
-0.2%
0.17%
-5.6%
Q2 2016$11,082,000
+31.3%
791,589
+12.6%
0.18%
+28.6%
Q1 2016$8,440,000
-3.9%
703,294
-3.2%
0.14%
+0.7%
Q4 2015$8,779,000
-6.9%
726,723
+0.0%
0.14%
-7.3%
Q3 2015$9,425,000
-9.8%
726,672
+8.5%
0.15%
+4.9%
Q2 2015$10,445,000
+16.3%
669,526
+39.8%
0.14%
+19.2%
Q1 2015$8,983,000
+99.1%
478,823
+89.7%
0.12%
+100.0%
Q4 2014$4,511,000
+683.2%
252,438
+676.4%
0.06%
+650.0%
Q3 2014$576,00032,5160.01%
Other shareholders
CAPITALA FIN CORP shareholders Q1 2017
NameSharesValueWeighting ↓
Yorktown Management & Research Co Inc 480,000$8,506,0001.63%
KEMPER Corp 215,476$3,818,0001.20%
Regent Investment Management LLC 121,890$2,160,0001.11%
Pineno Levin & Ford Asset Management, Inc. 70,052$1,241,0000.71%
Carroll Financial Associates, Inc. 45,300$823,0000.25%
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 81,565$1,445,0000.16%
B. Riley Wealth Management, Inc. 10,000$177,0000.13%
DIALECTIC CAPITAL MANAGEMENT, LP 26,390$468,0000.11%
TIMUCUAN ASSET MANAGEMENT INC/FL 40,354$715,0000.08%
BB&T SECURITIES, LLC 174,432$30,909,0000.07%
View complete list of CAPITALA FIN CORP shareholders