$7.65 Billion is the total value of WOLVERINE ASSET MANAGEMENT LLC's 1388 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | COUPA SOFTWARE INCnote 0.375% 1/1 | $159,851,000 | – | 55,988,000 | +100.0% | 2.09% | – | |
| New | TWILIO INCnote 0.250% 6/0 | $101,406,000 | – | 50,430,000 | +100.0% | 1.32% | – | |
| New | CHEGG INCnote 0.250% 5/1 | $97,030,000 | – | 63,360,000 | +100.0% | 1.27% | – | |
| New | ALTERYX INCnote 0.500% 6/0 | $94,189,000 | – | 37,291,000 | +100.0% | 1.23% | – | |
| New | SEA LTDnote 2.250% 7/0 | $69,881,000 | – | 38,299,000 | +100.0% | 0.91% | – | |
| New | MOMO INCnote 1.250% 7/0 | $50,567,000 | – | 53,247,000 | +100.0% | 0.66% | – | |
| New | TWITTER INCnote 1.000% 9/1 | $50,440,000 | – | 52,611,000 | +100.0% | 0.66% | – | |
| New | FIVE9 INCnote 0.125% 5/0 | $45,298,000 | – | 32,604,000 | +100.0% | 0.59% | – | |
| New | DISH NETWORK CORPnote 3.375% 8/1 | $40,023,000 | – | 41,000,000 | +100.0% | 0.52% | – | |
| DD | New | DUPONT DE NEMOURS INCput | $38,360,000 | – | 511,000 | +100.0% | 0.50% | – |
| FXI | New | ISHARES TRput | $31,803,000 | – | 743,600 | +100.0% | 0.42% | – |
| New | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $25,720,000 | – | 29,799,000 | +100.0% | 0.34% | – | |
| DD | New | DUPONT DE NEMOURS INCcall | $23,271,000 | – | 310,000 | +100.0% | 0.30% | – |
| New | VOCERA COMMUNICATIONS INCnote 1.500% 5/1 | $23,273,000 | – | 19,450,000 | +100.0% | 0.30% | – | |
| AVTRPRA | New | AVANTOR INC6.25 pfd cnv sr | $21,262,000 | – | 322,645 | +100.0% | 0.28% | – |
| New | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $18,904,000 | – | 19,000,000 | +100.0% | 0.25% | – | |
| DCUE | New | DOMINION ENERGY INCunit 99/99/9999 | $15,818,000 | – | 152,965 | +100.0% | 0.21% | – |
| New | ENCORE CAP GROUP INCnote 3.250% 3/1 | $15,628,000 | – | 15,500,000 | +100.0% | 0.20% | – | |
| EWH | New | ISHARES INCput | $15,258,000 | – | 589,600 | +100.0% | 0.20% | – |
| New | ENVESTNET INCnote 1.750% 6/0 | $14,639,000 | – | 12,265,000 | +100.0% | 0.19% | – | |
| ESV | New | ENSCO ROWAN PLCput | $10,760,000 | – | 1,261,500 | +100.0% | 0.14% | – |
| MTG | New | MGIC INVT CORP WIS | $10,503,000 | – | 799,384 | +100.0% | 0.14% | – |
| HON | New | HONEYWELL INTL INC | $8,729,000 | – | 50,000 | +100.0% | 0.11% | – |
| New | EXACT SCIENCES CORPnote 0.375% 3/1 | $8,215,000 | – | 6,500,000 | +100.0% | 0.11% | – | |
| QCOM | New | QUALCOMM INCcall | $7,941,000 | – | 104,400 | +100.0% | 0.10% | – |
| QD | New | QUDIAN INCput | $7,899,000 | – | 1,053,200 | +100.0% | 0.10% | – |
| QURE | New | UNIQURE NVput | $7,916,000 | – | 101,300 | +100.0% | 0.10% | – |
| BZUN | New | BAOZUN INCput | $7,842,000 | – | 157,300 | +100.0% | 0.10% | – |
| New | INOTEK PHARMACEUTICALS CORPnote 5.750% 8/0 | $7,461,000 | – | 7,500,000 | +100.0% | 0.10% | – | |
| CHNGU | New | CHANGE HEALTHCARE INCunit 99/99/9999 | $7,416,000 | – | 129,800 | +100.0% | 0.10% | – |
| BILI | New | BILIBILI INCput | $7,440,000 | – | 457,300 | +100.0% | 0.10% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $7,011,000 | – | 58,819 | +100.0% | 0.09% | – |
| MTW | New | MANITOWOC CO INCput | $6,879,000 | – | 386,500 | +100.0% | 0.09% | – |
| WMC | New | WESTERN ASSET MTG CAP CORP | $6,776,000 | – | 679,005 | +100.0% | 0.09% | – |
| D | New | DOMINION ENERGY INCput | $6,703,000 | – | 86,700 | +100.0% | 0.09% | – |
| New | VEONEER INCORPORATEDnote 4.000% 6/0 | $6,750,000 | – | 6,500,000 | +100.0% | 0.09% | – | |
| WTRU | New | AQUA AMERICA INCunit 04/30/2022 | $6,687,000 | – | 116,860 | +100.0% | 0.09% | – |
| TLRY | New | TILRAY INCput | $6,476,000 | – | 139,100 | +100.0% | 0.08% | – |
| CCI | New | CROWN CASTLE INTL CORP NEWput | $6,517,000 | – | 50,000 | +100.0% | 0.08% | – |
| FXI | New | ISHARES TRcall | $6,415,000 | – | 150,000 | +100.0% | 0.08% | – |
| FAS | New | DIREXION SHS ETF TRcall | $6,088,000 | – | 82,300 | +100.0% | 0.08% | – |
| ASGN | New | ASGN INC | $6,060,000 | – | 100,000 | +100.0% | 0.08% | – |
| WB | New | WEIBO CORPsponsored adr | $5,980,000 | – | 137,319 | +100.0% | 0.08% | – |
| JNUG | New | DIREXION SHS ETF TRcall | $5,995,000 | – | 100,000 | +100.0% | 0.08% | – |
| LEXEA | New | LIBERTY EXPEDIA HLDGS INC | $5,778,000 | – | 120,916 | +100.0% | 0.08% | – |
| SLV | New | ISHARES SILVER TRUSTcall | $5,732,000 | – | 400,000 | +100.0% | 0.08% | – |
| LCAHU | New | LANDCADIA HLDGS II INCunit 05/09/2026 | $5,610,000 | – | 561,000 | +100.0% | 0.07% | – |
| IBB | New | ISHARES TRput | $5,455,000 | – | 50,000 | +100.0% | 0.07% | – |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $5,339,000 | – | 533,900 | +100.0% | 0.07% | – |
| MDGL | New | MADRIGAL PHARMACEUTICALS INCput | $5,261,000 | – | 50,200 | +100.0% | 0.07% | – |
| MDGL | New | MADRIGAL PHARMACEUTICALS INCcall | $5,271,000 | – | 50,300 | +100.0% | 0.07% | – |
| CCXU | New | CHURCHILL CAP CORP IIunit 99/99/9999 | $5,176,000 | – | 510,000 | +100.0% | 0.07% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INCput | $5,139,000 | – | 18,300 | +100.0% | 0.07% | – |
| IVZ | New | INVESCO LTD | $5,115,000 | – | 250,000 | +100.0% | 0.07% | – |
| DATA | New | TABLEAU SOFTWARE INCcl a | $4,944,000 | – | 29,783 | +100.0% | 0.06% | – |
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $4,685,000 | – | 5,268,000 | +100.0% | 0.06% | – | |
| PVT | New | PIVOTAL ACQUISITION CORP | $4,558,000 | – | 449,141 | +100.0% | 0.06% | – |
| New | TWITTER INCnote 0.250% 6/1 | $4,494,000 | – | 4,590,000 | +100.0% | 0.06% | – | |
| DD | New | DUPONT DE NEMOURS INC | $4,504,000 | – | 60,000 | +100.0% | 0.06% | – |
| New | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $4,447,000 | – | 5,000,000 | +100.0% | 0.06% | – | |
| XYL | New | XYLEM INC | $4,332,000 | – | 51,804 | +100.0% | 0.06% | – |
| HYACU | New | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $4,339,000 | – | 425,000 | +100.0% | 0.06% | – |
| HCP | New | HCP INC | $4,218,000 | – | 131,896 | +100.0% | 0.06% | – |
| AMT | New | AMERICAN TOWER CORP NEWput | $4,089,000 | – | 20,000 | +100.0% | 0.05% | – |
| CINF | New | CINCINNATI FINL CORPput | $4,094,000 | – | 39,500 | +100.0% | 0.05% | – |
| ARRY | New | ARRAY BIOPHARMA INC | $3,815,000 | – | 82,346 | +100.0% | 0.05% | – |
| CHMI | New | CHERRY HILL MTG INVT CORP | $3,860,000 | – | 241,311 | +100.0% | 0.05% | – |
| W | New | WAYFAIR INCcl a | $3,802,000 | – | 26,043 | +100.0% | 0.05% | – |
| SMMCU | New | SOUTH MTN MERGER CORPunit 99/99/9999 | $3,750,000 | – | 375,000 | +100.0% | 0.05% | – |
| DEACU | New | DIAMOND EAGLE ACQUISITION COunit 06/30/2026 | $3,767,000 | – | 374,500 | +100.0% | 0.05% | – |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $3,657,000 | – | 3,706,000 | +100.0% | 0.05% | – | |
| ILMN | New | ILLUMINA INCcall | $3,681,000 | – | 10,000 | +100.0% | 0.05% | – |
| BRSS | New | GLOBAL BRASS & COPPR HLDGS I | $3,606,000 | – | 82,471 | +100.0% | 0.05% | – |
| LTXB | New | LEGACY TEX FINL GROUP INC | $3,431,000 | – | 84,297 | +100.0% | 0.04% | – |
| OSTK | New | OVERSTOCK COM INC DELcall | $3,276,000 | – | 240,900 | +100.0% | 0.04% | – |
| STI | New | SUNTRUST BKS INC | $3,261,000 | – | 51,899 | +100.0% | 0.04% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $3,308,000 | – | 285,000 | +100.0% | 0.04% | – |
| New | SM ENERGY COnote 1.500% 7/0 | $3,264,000 | – | 3,524,000 | +100.0% | 0.04% | – | |
| New | ALTAIR ENGR INCnote 0.250% 6/0 | $3,252,000 | – | 3,000,000 | +100.0% | 0.04% | – | |
| New | PROS HOLDINGS INCnote 2.000% 6/0 | $3,217,000 | – | 2,350,000 | +100.0% | 0.04% | – | |
| YY | New | YY INCsponsored ads a | $3,143,000 | – | 45,108 | +100.0% | 0.04% | – |
| PODD | New | INSULET CORP | $3,079,000 | – | 25,798 | +100.0% | 0.04% | – |
| New | SERVICENOW INCnote 6/0 | $3,087,000 | – | 1,500,000 | +100.0% | 0.04% | – | |
| NEE | New | NEXTERA ENERGY INCput | $3,072,000 | – | 15,000 | +100.0% | 0.04% | – |
| APHA | New | APHRIA INCput | $2,968,000 | – | 423,500 | +100.0% | 0.04% | – |
| LOVE | New | LOVESAC COMPANY | $2,992,000 | – | 96,316 | +100.0% | 0.04% | – |
| RMG | New | RMG ACQUISITION CORPcl a | $2,930,000 | – | 299,999 | +100.0% | 0.04% | – |
| AGO | New | ASSURED GUARANTY LTDcall | $2,945,000 | – | 70,000 | +100.0% | 0.04% | – |
| HUBS | New | HUBSPOT INCput | $2,813,000 | – | 16,500 | +100.0% | 0.04% | – |
| HES | New | HESS CORPput | $2,860,000 | – | 45,000 | +100.0% | 0.04% | – |
| XLB | New | SELECT SECTOR SPDR TRput | $2,737,000 | – | 46,800 | +100.0% | 0.04% | – |
| WPG | New | WASHINGTON PRIME GROUP NEW | $2,643,000 | – | 691,942 | +100.0% | 0.04% | – |
| MDSO | New | MEDIDATA SOLUTIONS INC | $2,612,000 | – | 28,866 | +100.0% | 0.03% | – |
| CW | New | CURTISS WRIGHT CORP | $2,542,000 | – | 20,000 | +100.0% | 0.03% | – |
| DZSI | New | DASAN ZHONE SOLUTIONS INC | $2,532,000 | – | 194,969 | +100.0% | 0.03% | – |
| KAR | New | KAR AUCTION SVCS INCput | $2,500,000 | – | 100,000 | +100.0% | 0.03% | – |
| EE | New | EL PASO ELEC CO | $2,520,000 | – | 38,547 | +100.0% | 0.03% | – |
| PVG | New | PRETIUM RES INC | $2,485,000 | – | 248,300 | +100.0% | 0.03% | – |
| ADNT | New | ADIENT PLCput | $2,427,000 | – | 100,000 | +100.0% | 0.03% | – |
| UNP | New | UNION PACIFIC CORPput | $2,418,000 | – | 14,300 | +100.0% | 0.03% | – |
| TSN | New | TYSON FOODS INCcl a | $2,422,000 | – | 30,000 | +100.0% | 0.03% | – |
| BST | New | BLACKROCK SCIENCE & TECH TR | $2,384,000 | – | 73,791 | +100.0% | 0.03% | – |
| ACTTU | New | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $2,339,000 | – | 231,200 | +100.0% | 0.03% | – |
| WCG | New | WELLCARE HEALTH PLANS INC | $2,404,000 | – | 8,435 | +100.0% | 0.03% | – |
| RARX | New | RA PHARMACEUTICALS INC | $2,315,000 | – | 77,000 | +100.0% | 0.03% | – |
| EVH | New | EVOLENT HEALTH INCcl a | $2,224,000 | – | 279,840 | +100.0% | 0.03% | – |
| UNVR | New | UNIVAR INC | $2,204,000 | – | 100,000 | +100.0% | 0.03% | – |
| TDOC | New | TELADOC HEALTH INC | $2,244,000 | – | 33,803 | +100.0% | 0.03% | – |
| CB | New | CHUBB LIMITED | $2,209,000 | – | 15,000 | +100.0% | 0.03% | – |
| INSUU | New | INSURANCE ACQUISITION CORPunit 03/31/2024 | $2,062,000 | – | 200,000 | +100.0% | 0.03% | – |
| BBL | New | BHP GROUP PLCsponsored adr | $2,044,000 | – | 40,000 | +100.0% | 0.03% | – |
| WTI | New | W & T OFFSHORE INCput | $2,016,000 | – | 406,600 | +100.0% | 0.03% | – |
| SHLL | New | TORTOISE ACQUISITION CORPcl a | $1,970,000 | – | 200,000 | +100.0% | 0.03% | – |
| NEEPRR | New | NEXTERA ENERGY INCunit 09/01/2019 | $1,964,000 | – | 30,029 | +100.0% | 0.03% | – |
| TRNE | New | TRINE ACQUISITION CORP | $1,946,000 | – | 200,000 | +100.0% | 0.02% | – |
| GTLS | New | CHART INDS INC | $1,922,000 | – | 25,000 | +100.0% | 0.02% | – |
| ADSW | New | ADVANCED DISP SVCS INC DEL | $1,928,000 | – | 60,432 | +100.0% | 0.02% | – |
| MTDR | New | MATADOR RES COcall | $1,884,000 | – | 94,800 | +100.0% | 0.02% | – |
| RPLA | New | REPLAY ACQUISITION CORP | $1,807,000 | – | 185,000 | +100.0% | 0.02% | – |
| BRPMU | New | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $1,849,000 | – | 185,358 | +100.0% | 0.02% | – |
| LMT | New | LOCKHEED MARTIN CORP | $1,817,000 | – | 5,000 | +100.0% | 0.02% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $1,774,000 | – | 115,996 | +100.0% | 0.02% | – |
| AQ | New | AQUANTIA CORP | $1,685,000 | – | 129,364 | +100.0% | 0.02% | – |
| DE | New | DEERE & COput | $1,657,000 | – | 10,000 | +100.0% | 0.02% | – |
| CMI | New | CUMMINS INCput | $1,713,000 | – | 10,000 | +100.0% | 0.02% | – |
| SQQQ | New | PROSHARES TRultrapro sht qqq | $1,609,000 | – | 45,800 | +100.0% | 0.02% | – |
| AGN | New | ALLERGAN PLC | $1,581,000 | – | 9,443 | +100.0% | 0.02% | – |
| BTO | New | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $1,557,000 | – | 48,366 | +100.0% | 0.02% | – |
| GRSH | New | GORES HOLDINGS III INCclass a | $1,564,000 | – | 155,700 | +100.0% | 0.02% | – |
| PRAA | New | PRA GROUP INC | $1,506,000 | – | 53,551 | +100.0% | 0.02% | – |
| CFFA | New | CF FIN ACQUISITION CORP | $1,503,000 | – | 150,000 | +100.0% | 0.02% | – |
| ELS | New | EQUITY LIFESTYLE PPTYS INC | $1,547,000 | – | 12,750 | +100.0% | 0.02% | – |
| ACAM | New | ACAMAR PARTNERS ACQSITION COcl a | $1,458,000 | – | 150,000 | +100.0% | 0.02% | – |
| INVA | New | INNOVIVA INCput | $1,476,000 | – | 101,400 | +100.0% | 0.02% | – |
| DHR | New | DANAHER CORPORATION | $1,428,000 | – | 9,993 | +100.0% | 0.02% | – |
| GXGXU | New | GX ACQUISITION CORPunit 05/24/2026 | $1,385,000 | – | 137,900 | +100.0% | 0.02% | – |
| CEM | New | CLEARBRIDGE MLP AND MIDSTRM | $1,383,000 | – | 115,791 | +100.0% | 0.02% | – |
| SQQQ | New | PROSHARES TRcall | $1,413,000 | – | 40,200 | +100.0% | 0.02% | – |
| JNPR | New | JUNIPER NETWORKS INCput | $1,264,000 | – | 47,500 | +100.0% | 0.02% | – |
| JNPR | New | JUNIPER NETWORKS INCcall | $1,264,000 | – | 47,500 | +100.0% | 0.02% | – |
| VCIF | New | VERTICAL CAP INCOME FUND | $1,289,000 | – | 135,722 | +100.0% | 0.02% | – |
| HDS | New | HD SUPPLY HLDGS INCput | $1,188,000 | – | 29,500 | +100.0% | 0.02% | – |
| SM | New | SM ENERGY COput | $1,252,000 | – | 100,000 | +100.0% | 0.02% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $1,156,000 | – | 52,000 | +100.0% | 0.02% | – |
| HIW | New | HIGHWOODS PPTYS INC | $1,169,000 | – | 28,306 | +100.0% | 0.02% | – |
| IBB | New | ISHARES TRnasdaq biotech | $1,178,000 | – | 10,800 | +100.0% | 0.02% | – |
| KTOS | New | KRATOS DEFENSE & SEC SOLUTIOput | $1,144,000 | – | 50,000 | +100.0% | 0.02% | – |
| PRMW | New | PRIMO WTR CORP | $1,168,000 | – | 95,000 | +100.0% | 0.02% | – |
| SPWR | New | SUNPOWER CORPput | $1,162,000 | – | 108,700 | +100.0% | 0.02% | – |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $1,162,000 | – | 57,905 | +100.0% | 0.02% | – |
| HCC | New | WARRIOR MET COAL INCput | $1,136,000 | – | 43,500 | +100.0% | 0.02% | – |
| GE | New | GENERAL ELECTRIC CO | $1,049,000 | – | 99,929 | +100.0% | 0.01% | – |
| BG | New | BUNGE LIMITED | $1,106,000 | – | 19,865 | +100.0% | 0.01% | – |
| FRT | New | FEDERAL REALTY INVT TRsh ben int new | $1,086,000 | – | 8,436 | +100.0% | 0.01% | – |
| LPX | New | LOUISIANA PAC CORP | $1,048,000 | – | 40,000 | +100.0% | 0.01% | – |
| CVS | New | CVS HEALTH CORP | $1,089,000 | – | 20,000 | +100.0% | 0.01% | – |
| TVTY | New | TIVITY HEALTH INC | $1,068,000 | – | 65,000 | +100.0% | 0.01% | – |
| New | DERMIRA INCnote 3.000% 5/1 | $1,050,000 | – | 1,200,000 | +100.0% | 0.01% | – | |
| MTD | New | METTLER TOLEDO INTERNATIONAL | $1,023,000 | – | 1,218 | +100.0% | 0.01% | – |
| MDT | New | MEDTRONIC PLC | $989,000 | – | 10,162 | +100.0% | 0.01% | – |
| MRK | New | MERCK & CO INC | $993,000 | – | 11,845 | +100.0% | 0.01% | – |
| HCA | New | HCA HEALTHCARE INC | $1,029,000 | – | 7,620 | +100.0% | 0.01% | – |
| DFBH | New | DFB HEALTHCARE ACQUISTION CO | $1,013,000 | – | 100,000 | +100.0% | 0.01% | – |
| HF | New | HFF INCcl a | $985,000 | – | 21,662 | +100.0% | 0.01% | – |
| New | TEAM INCnote 5.000% 8/0 | $1,026,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| ACTT | New | ACT II GLOBAL ACQUISITION CO | $1,023,000 | – | 105,000 | +100.0% | 0.01% | – |
| RIGL | New | RIGEL PHARMACEUTICALS INC | $991,000 | – | 380,000 | +100.0% | 0.01% | – |
| AEP | New | AMERICAN ELEC PWR CO INC | $982,000 | – | 11,160 | +100.0% | 0.01% | – |
| JBGS | New | JBG SMITH PPTYS | $959,000 | – | 24,400 | +100.0% | 0.01% | – |
| ZTS | New | ZOETIS INCcl a | $1,002,000 | – | 8,835 | +100.0% | 0.01% | – |
| PTGX | New | PROTAGONIST THERAPEUTICS INC | $968,000 | – | 80,000 | +100.0% | 0.01% | – |
| FAS | New | DIREXION SHS ETF TRput | $954,000 | – | 12,900 | +100.0% | 0.01% | – |
| ENR | New | ENERGIZER HLDGS INC NEWcall | $946,000 | – | 24,500 | +100.0% | 0.01% | – |
| KOS | New | KOSMOS ENERGY LTD | $823,000 | – | 131,262 | +100.0% | 0.01% | – |
| KBR | New | KBR INC | $872,000 | – | 35,000 | +100.0% | 0.01% | – |
| CAR | New | AVIS BUDGET GROUP INCput | $819,000 | – | 23,300 | +100.0% | 0.01% | – |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN | $819,000 | – | 58,393 | +100.0% | 0.01% | – |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $841,000 | – | 47,811 | +100.0% | 0.01% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $797,000 | – | 86,400 | +100.0% | 0.01% | – |
| DRH | New | DIAMONDROCK HOSPITALITY CO | $773,000 | – | 74,806 | +100.0% | 0.01% | – |
| GMHI | New | GORES METROPOULOS INC | $774,000 | – | 76,875 | +100.0% | 0.01% | – |
| NVAX | New | NOVAVAX INCput | $738,000 | – | 126,000 | +100.0% | 0.01% | – |
| TISI | New | TEAM INCput | $766,000 | – | 50,000 | +100.0% | 0.01% | – |
| JCPNQ | New | PENNEY J C CORP INCput | $751,000 | – | 659,600 | +100.0% | 0.01% | – |
| NUVA | New | NUVASIVE INCput | $731,000 | – | 12,500 | +100.0% | 0.01% | – |
| RLGY | New | REALOGY HLDGS CORP | $751,000 | – | 103,836 | +100.0% | 0.01% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $776,000 | – | 67,892 | +100.0% | 0.01% | – |
| BME | New | BLACKROCK HEALTH SCIENCES TR | $755,000 | – | 19,425 | +100.0% | 0.01% | – |
| QTS | New | QTS RLTY TR INC | $655,000 | – | 14,196 | +100.0% | 0.01% | – |
| HSACU | New | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $698,000 | – | 65,853 | +100.0% | 0.01% | – |
| CNR | New | CORNERSTONE BLDG BRANDS INC | $659,000 | – | 113,204 | +100.0% | 0.01% | – |
| BZUN | New | BAOZUN INCsponsored adr | $657,000 | – | 13,194 | +100.0% | 0.01% | – |
| PE | New | PARSLEY ENERGY INCcall | $710,000 | – | 37,400 | +100.0% | 0.01% | – |
| GIXU | New | GIGCAPITAL2 INCunit 02/28/2026 | $601,000 | – | 60,000 | +100.0% | 0.01% | – |
| WCC | New | WESCO INTL INC | $649,000 | – | 12,826 | +100.0% | 0.01% | – |
| THW | New | TEKLA WORLD HEALTHCARE FD | $644,000 | – | 50,463 | +100.0% | 0.01% | – |
| WAGE | New | WAGEWORKS INC | $609,000 | – | 12,000 | +100.0% | 0.01% | – |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $615,000 | – | 59,307 | +100.0% | 0.01% | – |
| LDOS | New | LEIDOS HLDGS INC | $638,000 | – | 8,000 | +100.0% | 0.01% | – |
| TFX | New | TELEFLEX INC | $599,000 | – | 1,809 | +100.0% | 0.01% | – |
| VSH | New | VISHAY INTERTECHNOLOGY INCput | $599,000 | – | 36,300 | +100.0% | 0.01% | – |
| QDEL | New | QUIDEL CORP | $578,000 | – | 9,752 | +100.0% | 0.01% | – |
| IRDM | New | IRIDIUM COMMUNICATIONS INC | $605,000 | – | 26,016 | +100.0% | 0.01% | – |
| ENFC | New | ENTEGRA FINL CORP | $642,000 | – | 21,332 | +100.0% | 0.01% | – |
| LABL | New | MULTI COLOR CORP | $602,000 | – | 12,053 | +100.0% | 0.01% | – |
| NCV | New | ALLIANZGI CONV INCOME FD | $498,000 | – | 88,248 | +100.0% | 0.01% | – |
| YEXT | New | YEXT INC | $502,000 | – | 25,000 | +100.0% | 0.01% | – |
| ONB | New | OLD NATL BANCORP INDcall | $530,000 | – | 32,000 | +100.0% | 0.01% | – |
| HBM | New | HUDBAY MINERALS INCput | $541,000 | – | 100,000 | +100.0% | 0.01% | – |
| BECN | New | BEACON ROOFING SUPPLY INC | $550,000 | – | 15,000 | +100.0% | 0.01% | – |
| AFMD | New | AFFIMED N V | $574,000 | – | 200,000 | +100.0% | 0.01% | – |
| QUAD | New | QUAD / GRAPHICS INC | $513,000 | – | 64,922 | +100.0% | 0.01% | – |
| RYI | New | RYERSON HLDG CORP | $499,000 | – | 60,000 | +100.0% | 0.01% | – |
| TIVO | New | TIVO CORPcall | $504,000 | – | 68,400 | +100.0% | 0.01% | – |
| VERB | New | VERB TECHNOLOGY CO INC | $500,000 | – | 250,429 | +100.0% | 0.01% | – |
| GPORQ | New | GULFPORT ENERGY CORP | $463,000 | – | 94,448 | +100.0% | 0.01% | – |
| TMHC | New | TAYLOR MORRISON HOME CORPput | $463,000 | – | 22,100 | +100.0% | 0.01% | – |
| AVTR | New | AVANTOR INCput | $458,000 | – | 24,000 | +100.0% | 0.01% | – |
| KERNW | New | AKERNA CORP*w exp 01/30/202 | $430,000 | – | 144,706 | +100.0% | 0.01% | – |
| ARRY | New | ARRAY BIOPHARMA INCput | $463,000 | – | 10,000 | +100.0% | 0.01% | – |
| ARYAU | New | ARYA SCIENCES ACQUISITION COunit 10/04/2023 | $457,000 | – | 42,800 | +100.0% | 0.01% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INC | $422,000 | – | 1,503 | +100.0% | 0.01% | – |
| AAIC | New | ARLINGTON ASSET INVT CORPcl a new | $453,000 | – | 65,946 | +100.0% | 0.01% | – |
| HCAC | New | HENNESSY CAP ACQUSTION CORP | $495,000 | – | 50,000 | +100.0% | 0.01% | – |
| AMCI | New | AMCI ACQUISITION CORPclass a | $497,000 | – | 50,000 | +100.0% | 0.01% | – |
| CMBM | New | CAMBIUM NETWORKS CORP | $425,000 | – | 44,400 | +100.0% | 0.01% | – |
| STNG | New | SCORPIO TANKERS INCput | $436,000 | – | 14,800 | +100.0% | 0.01% | – |
| RPM | New | RPM INTL INC | $488,000 | – | 8,000 | +100.0% | 0.01% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $423,000 | – | 55,256 | +100.0% | 0.01% | – |
| LION | New | FIDELITY SOUTHERN CORP NEW | $387,000 | – | 12,517 | +100.0% | 0.01% | – |
| FAZ | New | DIREXION SHS ETF TRdaily finl bear | $390,000 | – | 10,140 | +100.0% | 0.01% | – |
| APHA | New | APHRIA INC | $393,000 | – | 56,100 | +100.0% | 0.01% | – |
| REV | New | REVLON INCput | $413,000 | – | 21,400 | +100.0% | 0.01% | – |
| HUBS | New | HUBSPOT INC | $373,000 | – | 2,188 | +100.0% | 0.01% | – |
| DERM | New | DERMIRA INCput | $407,000 | – | 42,600 | +100.0% | 0.01% | – |
| NRP | New | NATURAL RESOURCE PARTNERS Lput | $351,000 | – | 9,900 | +100.0% | 0.01% | – |
| HCC | New | WARRIOR MET COAL INCcall | $370,000 | – | 14,200 | +100.0% | 0.01% | – |
| IRM | New | IRON MTN INC NEW | $350,000 | – | 11,200 | +100.0% | 0.01% | – |
| AMBR | New | AMBER RD INC | $352,000 | – | 26,992 | +100.0% | 0.01% | – |
| PAACU | New | PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026 | $402,000 | – | 40,000 | +100.0% | 0.01% | – |
| BE | New | BLOOM ENERGY CORP | $368,000 | – | 30,000 | +100.0% | 0.01% | – |
| PFLT | New | PENNANTPARK FLOATING RATE CA | $378,000 | – | 32,740 | +100.0% | 0.01% | – |
| WTI | New | W & T OFFSHORE INC | $413,000 | – | 83,300 | +100.0% | 0.01% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP | $350,000 | – | 2,500 | +100.0% | 0.01% | – |
| DHF | New | BNY MELLON HIGH YIELD STRATEsh ben int | $306,000 | – | 100,150 | +100.0% | 0.00% | – |
| VNE | New | VEONEER INCORPORATEDput | $290,000 | – | 16,800 | +100.0% | 0.00% | – |
| MTW | New | MANITOWOC CO INCcall | $286,000 | – | 16,100 | +100.0% | 0.00% | – |
| TBRGW | New | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $333,000 | – | 165,000 | +100.0% | 0.00% | – |
| VVR | New | INVESCO SR INCOME TR | $308,000 | – | 71,346 | +100.0% | 0.00% | – |
| MXF | New | MEXICO FD INC | $298,000 | – | 21,745 | +100.0% | 0.00% | – |
| MR | New | MONTAGE RES CORPput | $305,000 | – | 50,000 | +100.0% | 0.00% | – |
| GCAP | New | GAIN CAP HLDGS INCput | $330,000 | – | 80,000 | +100.0% | 0.00% | – |
| HEQ | New | JOHN HANCOCK HDG EQ & INC FD | $282,000 | – | 20,070 | +100.0% | 0.00% | – |
| NRGX | New | PIMCO ENRGY TACTICAL CR OPP | $308,000 | – | 15,703 | +100.0% | 0.00% | – |
| PARR | New | PAR PACIFIC HOLDINGS INC | $307,000 | – | 14,983 | +100.0% | 0.00% | – |
| KLXE | New | KLX ENERGY SERVICS HOLDNGS Iput | $316,000 | – | 15,500 | +100.0% | 0.00% | – |
| NCZ | New | ALLIANZGI CONV INCOME FD II | $325,000 | – | 64,387 | +100.0% | 0.00% | – |
| PVTU | New | PIVOTAL ACQUISITION CORPunit 12/01/2025 | $270,000 | – | 23,300 | +100.0% | 0.00% | – |
| EDTX | New | EDTECHX HLDGS ACQUISITION CO | $270,000 | – | 27,450 | +100.0% | 0.00% | – |
| RH | New | RH | $320,000 | – | 2,776 | +100.0% | 0.00% | – |
| RH | New | RHput | $289,000 | – | 2,500 | +100.0% | 0.00% | – |
| RTRX | New | RETROPHIN INC | $294,000 | – | 14,661 | +100.0% | 0.00% | – |
| TZA | New | DIREXION SHS ETF TRput | $341,000 | – | 7,500 | +100.0% | 0.00% | – |
| WMGI | New | WRIGHT MED GROUP N Vput | $304,000 | – | 10,200 | +100.0% | 0.00% | – |
| CRF | New | CORNERSTONE TOTAL RTRN FD IN | $301,000 | – | 26,664 | +100.0% | 0.00% | – |
| SLRC | New | SOLAR CAP LTD | $274,000 | – | 13,367 | +100.0% | 0.00% | – |
| FUND | New | SPROTT FOCUS TR INC | $327,000 | – | 48,602 | +100.0% | 0.00% | – |
| BCV | New | BANCROFT FUND LTD | $281,000 | – | 12,570 | +100.0% | 0.00% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $205,000 | – | 17,676 | +100.0% | 0.00% | – |
| FMO | New | FIDUCIARY CLAYMORE ENGRY INF | $245,000 | – | 25,438 | +100.0% | 0.00% | – |
| JMLP | New | NUVEEN ALL CAP ENE MLP OPPO | $241,000 | – | 39,054 | +100.0% | 0.00% | – |
| WHR | New | WHIRLPOOL CORPcall | $213,000 | – | 1,500 | +100.0% | 0.00% | – |
| AGNC | New | AGNC INVT CORP | $205,000 | – | 12,200 | +100.0% | 0.00% | – |
| ZBH | New | ZIMMER BIOMET HLDGS INC | $194,000 | – | 1,656 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO NETWORKS INC | $244,000 | – | 1,200 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $267,000 | – | 29,000 | +100.0% | 0.00% | – |
| VERBW | New | VERB TECHNOLOGY CO INC*w exp 03/14/202 | $230,000 | – | 320,000 | +100.0% | 0.00% | – |
| CAMP | New | CALAMP CORPput | $234,000 | – | 20,100 | +100.0% | 0.00% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $231,000 | – | 20,714 | +100.0% | 0.00% | – |
| OTEX | New | OPEN TEXT CORPput | $234,000 | – | 5,700 | +100.0% | 0.00% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGS | $245,000 | – | 52,097 | +100.0% | 0.00% | – |
| GER | New | GOLDMAN SACHS MLP ENERGY REN | $231,000 | – | 43,794 | +100.0% | 0.00% | – |
| KTOS | New | KRATOS DEFENSE & SEC SOLUTIO | $251,000 | – | 11,000 | +100.0% | 0.00% | – |
| ITI | New | ITERIS INC | $225,000 | – | 43,682 | +100.0% | 0.00% | – |
| TLRY | New | TILRAY INC | $195,000 | – | 4,200 | +100.0% | 0.00% | – |
| INSM | New | INSMED INCput | $243,000 | – | 9,500 | +100.0% | 0.00% | – |
| CNP | New | CENTERPOINT ENERGY INCput | $214,000 | – | 7,500 | +100.0% | 0.00% | – |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $170,000 | – | 11,890 | +100.0% | 0.00% | – |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $178,000 | – | 18,344 | +100.0% | 0.00% | – |
| CJ | New | C&J ENERGY SVCS INC NEW | $164,000 | – | 14,000 | +100.0% | 0.00% | – |
| CRCQQ | New | CALIFORNIA RES CORP | $166,000 | – | 8,481 | +100.0% | 0.00% | – |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $188,000 | – | 11,852 | +100.0% | 0.00% | – |
| CICWS | New | CAPITOL INVT CORP IV*w exp 01/01/202 | $133,000 | – | 95,820 | +100.0% | 0.00% | – |
| CATM | New | CARDTRONICS PLCput | $147,000 | – | 5,400 | +100.0% | 0.00% | – |
| OSG | New | OVERSEAS SHIPHOLDING GROUP Icl a new | $137,000 | – | 73,076 | +100.0% | 0.00% | – |
| HXL | New | HEXCEL CORP NEW | $137,000 | – | 1,702 | +100.0% | 0.00% | – |
| IGF | New | ISHARES TRglb infrastr etf | $115,000 | – | 2,492 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB LTDput | $180,000 | – | 7,500 | +100.0% | 0.00% | – |
| NTNX | New | NUTANIX INCcl a | $186,000 | – | 7,200 | +100.0% | 0.00% | – |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $155,000 | – | 7,691 | +100.0% | 0.00% | – |
| MWA | New | MUELLER WTR PRODS INCput | $152,000 | – | 15,500 | +100.0% | 0.00% | – |
| MS | New | MORGAN STANLEY | $147,000 | – | 3,372 | +100.0% | 0.00% | – |
| MHK | New | MOHAWK INDS INC | $154,000 | – | 1,045 | +100.0% | 0.00% | – |
| HTZRT | New | HERTZ GLOBAL HLDGS INCright 07/12/2019 | $130,000 | – | 66,808 | +100.0% | 0.00% | – |
| MSFT | New | MICROSOFT CORP | $153,000 | – | 1,145 | +100.0% | 0.00% | – |
| GTE | New | GRAN TIERRA ENERGY INCput | $158,000 | – | 99,600 | +100.0% | 0.00% | – |
| AEF | New | ABERDEEN EMRG MRKTS EQT INM | $138,000 | – | 18,971 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INC | $153,000 | – | 3,800 | +100.0% | 0.00% | – |
| MTSC | New | MTS SYS CORP | $165,000 | – | 2,827 | +100.0% | 0.00% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $176,000 | – | 14,373 | +100.0% | 0.00% | – |
| BROGR | New | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $121,000 | – | 417,800 | +100.0% | 0.00% | – |
| HASI | New | HANNON ARMSTRONG SUST INFR Cput | $152,000 | – | 5,400 | +100.0% | 0.00% | – |
| VHC | New | VIRNETX HLDG CORPcall | $139,000 | – | 22,500 | +100.0% | 0.00% | – |
| VLT | New | INVESCO HIGH INCOME TR II | $50,000 | – | 3,457 | +100.0% | 0.00% | – |
| KSS | New | KOHLS CORP | $102,000 | – | 2,166 | +100.0% | 0.00% | – |
| LFACW | New | LF CAP ACQUISITION CORP*w exp 06/22/202 | $47,000 | – | 139,600 | +100.0% | 0.00% | – |
| TWNK | New | HOSTESS BRANDS INCcl a | $86,000 | – | 6,000 | +100.0% | 0.00% | – |
| MHO | New | M/I HOMES INCput | $42,000 | – | 1,500 | +100.0% | 0.00% | – |
| MMDMR | New | MODERN MEDIA ACQUISITIONright 99/99/9999 | $71,000 | – | 247,900 | +100.0% | 0.00% | – |
| MRCC | New | MONROE CAP CORP | $95,000 | – | 8,275 | +100.0% | 0.00% | – |
| MR | New | MONTAGE RES CORP | $76,000 | – | 12,500 | +100.0% | 0.00% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $99,000 | – | 80,000 | +100.0% | 0.00% | – |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $74,000 | – | 4,726 | +100.0% | 0.00% | – |
| JHY | New | NUVEEN HIGH INCOME 2020 TARG | $73,000 | – | 7,500 | +100.0% | 0.00% | – |
| GDL | New | GDL FUND | $85,000 | – | 9,202 | +100.0% | 0.00% | – |
| PNI | New | PIMCO NEW YORK MUN FD II | $80,000 | – | 6,975 | +100.0% | 0.00% | – |
| PSTG | New | PURE STORAGE INCput | $103,000 | – | 6,800 | +100.0% | 0.00% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $46,000 | – | 3,680 | +100.0% | 0.00% | – |
| QD | New | QUDIAN INCadr | $84,000 | – | 11,200 | +100.0% | 0.00% | – |
| EIM | New | EATON VANCE MUN BD FD | $106,000 | – | 8,529 | +100.0% | 0.00% | – |
| RMGWS | New | RMG ACQUISITION CORP*w exp 02/21/202 | $73,000 | – | 77,833 | +100.0% | 0.00% | – |
| EGP | New | EASTGROUP PPTY INC | $57,000 | – | 500 | +100.0% | 0.00% | – |
| PACKWS | New | RANPAK HLDGS CORP*w exp 06/03/202 | $46,000 | – | 38,585 | +100.0% | 0.00% | – |
| RDFN | New | REDFIN CORP | $91,000 | – | 5,111 | +100.0% | 0.00% | – |
| ROST | New | ROSS STORES INC | $60,000 | – | 606 | +100.0% | 0.00% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $99,000 | – | 9,470 | +100.0% | 0.00% | – |
| APPS | New | DIGITAL TURBINE INC | $80,000 | – | 16,042 | +100.0% | 0.00% | – |
| SM | New | SM ENERGY CO | $41,000 | – | 3,300 | +100.0% | 0.00% | – |
| CRAY | New | CRAY INC | $59,000 | – | 1,700 | +100.0% | 0.00% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202 | $83,000 | – | 93,700 | +100.0% | 0.00% | – |
| CEE | New | THE CENTRAL AND EASTERN EU I | $69,000 | – | 2,543 | +100.0% | 0.00% | – |
| TWI | New | TITAN INTL INC ILL | $54,000 | – | 11,100 | +100.0% | 0.00% | – |
| SHLLWS | New | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $48,000 | – | 75,000 | +100.0% | 0.00% | – |
| CII | New | BLACKROCK ENH CAP & INC FD I | $93,000 | – | 5,903 | +100.0% | 0.00% | – |
| BRACR | New | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $85,000 | – | 202,500 | +100.0% | 0.00% | – |
| ANTM | New | ANTHEM INC | $96,000 | – | 343 | +100.0% | 0.00% | – |
| FOLD | New | AMICUS THERAPEUTICS INC | $49,000 | – | 3,951 | +100.0% | 0.00% | – |
| MO | New | ALTRIA GROUP INC | $74,000 | – | 1,568 | +100.0% | 0.00% | – |
| CCCWS | New | CLARIVATE ANALYTICS PLC*w exp 11/09/201 | $74,000 | – | 15,500 | +100.0% | 0.00% | – |
| LHCWS | New | LEO HOLDINGS CORP*w exp 02/07/202 | $62,000 | – | 50,000 | +100.0% | 0.00% | – |
| RPLAWS | New | REPLAY ACQUISITION CORP*w exp 03/01/202 | $64,000 | – | 92,500 | +100.0% | 0.00% | – |
| AKS | New | AK STL HLDG CORPput | $87,000 | – | 37,000 | +100.0% | 0.00% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $54,000 | – | 4,357 | +100.0% | 0.00% | – |
| GPAQW | New | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $16,000 | – | 50,000 | +100.0% | 0.00% | – |
| GPRE | New | GREEN PLAINS INC | $3,000 | – | 281 | +100.0% | 0.00% | – |
| GPRE | New | GREEN PLAINS INCput | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| TPGHWS | New | TPG PACE HLDGS CORP*w exp 06/27/202 | $31,000 | – | 19,900 | +100.0% | 0.00% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| BROGW | New | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $31,000 | – | 145,000 | +100.0% | 0.00% | – |
| HASI | New | HANNON ARMSTRONG SUST INFR C | $30,000 | – | 1,100 | +100.0% | 0.00% | – |
| AMCIW | New | AMCI ACQUISITION CORP*w exp 05/20/202 | $14,000 | – | 50,000 | +100.0% | 0.00% | – |
| HCACW | New | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $35,000 | – | 60,000 | +100.0% | 0.00% | – |
| THCBW | New | TUSCAN HOLDINGS CORP*w exp 04/01/202 | $38,000 | – | 49,300 | +100.0% | 0.00% | – |
| GSG | New | ISHARES S&P GSCI COMMODITY Iunit ben int | $38,000 | – | 2,433 | +100.0% | 0.00% | – |
| AKS | New | AK STL HLDG CORP | $9,000 | – | 3,993 | +100.0% | 0.00% | – |
| HTHT | New | HUAZHU GROUP LTDput | $18,000 | – | 500 | +100.0% | 0.00% | – |
| BLNKW | New | BLINK CHARGING CO*w exp 01/31/202 | $10,000 | – | 21,916 | +100.0% | 0.00% | – |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $11,000 | – | 100 | +100.0% | 0.00% | – |
| TWN | New | TAIWAN FD INC | $36,000 | – | 2,150 | +100.0% | 0.00% | – |
| WMT | New | WALMART INC | $1,000 | – | 15 | +100.0% | 0.00% | – |
| TTMI | New | TTM TECHNOLOGIES INCput | $18,000 | – | 1,800 | +100.0% | 0.00% | – |
| BAC | New | BANK AMER CORP | $35,000 | – | 1,239 | +100.0% | 0.00% | – |
| CVX | New | CHEVRON CORP NEW | $10,000 | – | 87 | +100.0% | 0.00% | – |
| SCM | New | STELLUS CAP INVT CORP | $27,000 | – | 2,004 | +100.0% | 0.00% | – |
| AVTR | New | AVANTOR INCcall | $19,000 | – | 1,000 | +100.0% | 0.00% | – |
| WW | New | WEIGHT WATCHERS INTL INC NEWcall | $32,000 | – | 1,700 | +100.0% | 0.00% | – |
| SUNS | New | SOLAR SR CAP LTD | $19,000 | – | 1,237 | +100.0% | 0.00% | – |
| ADSK | New | AUTODESK INC | $24,000 | – | 150 | +100.0% | 0.00% | – |
| TDWWS | New | TIDEWATER INC NEW*w exp 11/24/202 | $9,000 | – | 8,519 | +100.0% | 0.00% | – |
| KN | New | KNOWLES CORPput | $20,000 | – | 1,100 | +100.0% | 0.00% | – |
| RTEC | New | RUDOLPH TECHNOLOGIES INC | $9,000 | – | 346 | +100.0% | 0.00% | – |
| IRWD | New | IRONWOOD PHARMACEUTICALS INCput | $4,000 | – | 400 | +100.0% | 0.00% | – |
| PETX | New | ARATANA THERAPEUTICS INC | $29,000 | – | 5,676 | +100.0% | 0.00% | – |
| HBM | New | HUDBAY MINERALS INC | $10,000 | – | 2,000 | +100.0% | 0.00% | – |
| AAPL | New | APPLE INC | $21,000 | – | 111 | +100.0% | 0.00% | – |
| RAD | New | RITE AID CORP | $10,000 | – | 1,305 | +100.0% | 0.00% | – |
| TZA | New | DIREXION SHS ETF TRdaily sm cp bear | $3,000 | – | 80 | +100.0% | 0.00% | – |
| TZA | New | DIREXION SHS ETF TRcall | $27,000 | – | 600 | +100.0% | 0.00% | – |
| XYNPW | New | XYNOMIC PHARMACUTCLS HLDNG I*w exp 05/15/202 | $5,000 | – | 24,703 | +100.0% | 0.00% | – |
| RTRX | New | RETROPHIN INCput | $32,000 | – | 1,600 | +100.0% | 0.00% | – |
| EPP | New | ISHARES INCmsci pac jp etf | $9,000 | – | 200 | +100.0% | 0.00% | – |
| RDFN | New | REDFIN CORPput | $1,000 | – | 100 | +100.0% | 0.00% | – |
| PACK | New | RANPAK HLDGS CORP | $19,000 | – | 2,245 | +100.0% | 0.00% | – |
| ENX | New | EATON VANCE NEW YORK MUN BD | $21,000 | – | 1,810 | +100.0% | 0.00% | – |
| SOLOW | New | ELECTRAMECCANICA VEHS CORP*w exp 08/03/202 | $4,000 | – | 10,295 | +100.0% | 0.00% | – |
| ACTTW | New | ACT II GLOBAL ACQUISITION CO*w exp 04/30/202 | $33,000 | – | 50,000 | +100.0% | 0.00% | – |
| FSLR | New | FIRST SOLAR INC | $2,000 | – | 39 | +100.0% | 0.00% | – |
| PHT | New | PIONEER HIGH INCOME TR | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| ANDAR | New | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | 60 | +100.0% | 0.00% | – |
| ALGRW | New | ALLEGRO MERGER CORP*w exp 01/06/202 | $12,000 | – | 50,000 | +100.0% | 0.00% | – |
| PECKW | New | PECK CO INC*w exp 03/01/202 | $21,000 | – | 109,769 | +100.0% | 0.00% | – |
| CFFAW | New | CF FIN ACQUISITION CORP*w exp 04/30/202 | $38,000 | – | 64,882 | +100.0% | 0.00% | – |
| CLVT | New | CLARIVATE ANALYTICS PLC | $2,000 | – | 186 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SVCS INC | $5,000 | – | 214 | +100.0% | 0.00% | – |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $4,000 | – | 1,447 | +100.0% | 0.00% | – |
| PFF | New | ISHARES TRpfd and incm sec | $16,000 | – | 437 | +100.0% | 0.00% | – |
| OTEX | New | OPEN TEXT CORP | $16,000 | – | 400 | +100.0% | 0.00% | – |
| GEO | New | GEO GROUP INC NEW | $12,000 | – | 600 | +100.0% | 0.00% | – |
| NCB | New | NUVEEN CALIF MUNICPAL VALU F | $18,000 | – | 1,151 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB LTD | $24,000 | – | 1,000 | +100.0% | 0.00% | – |
| NXN | New | NUVEEN NY SELECT TAX FREE PRsh ben int | $27,000 | – | 2,012 | +100.0% | 0.00% | – |
| INSM | New | INSMED INC | $28,000 | – | 1,100 | +100.0% | 0.00% | – |
| VBF | New | INVESCO BD FD | $12,000 | – | 645 | +100.0% | 0.00% | – |
| CBLAQ | New | CBL & ASSOC PPTYS INCput | $11,000 | – | 11,100 | +100.0% | 0.00% | – |
| CBLAQ | New | CBL & ASSOC PPTYS INCcall | $18,000 | – | 17,500 | +100.0% | 0.00% | – |
| GGO | New | GABELLI GO ANYWHERE TR | $10,000 | – | 672 | +100.0% | 0.00% | – |
| NBO | New | NEUBERGER BRMAN NY MUNI FD I | $26,000 | – | 2,166 | +100.0% | 0.00% | – |
| ACAMW | New | ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202 | $37,000 | – | 50,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TESLA MTRS INC | 42 | Q3 2023 | 6.5% |
| TESLA MTRS INC | 42 | Q3 2023 | 0.9% |
| HERBALIFE NUTRITION LTD | 42 | Q3 2023 | 0.6% |
| QUEST DIAGNOSTICS INC | 42 | Q3 2023 | 0.0% |
| NETFLIX INC | 41 | Q3 2023 | 0.4% |
| CONOCOPHILLIPS | 40 | Q3 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 7.3% |
| SPDR GOLD TRUST | 39 | Q3 2023 | 0.2% |
| MICRON TECHNOLOGY INC | 38 | Q3 2023 | 0.6% |
| TEVA PHARMACEUTICAL INDS LTD | 38 | Q3 2023 | 0.1% |
View WOLVERINE ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Sagaliam Acquisition Corp | February 02, 2023 | 67,000 | 7.0% |
| A. M. Castle & Co. | March 31, 2020 | 14,690,912 | 17.3% |
| CAPSTEAD MORTGAGE CORPSold out | February 13, 2020 | 0 | 0.0% |
| OptimizeRx Corp | June 07, 2019 | 688,296 | 5.0% |
| BARFRESH FOOD GROUP INC. | April 03, 2019 | 6,000,000 | 4.5% |
| EZCORP INC | February 21, 2019 | 1,982,900 | 3.6% |
| JAKKS PACIFIC INCSold out | February 13, 2019 | 0 | 0.0% |
| MAGNACHIP SEMICONDUCTOR Corp | February 13, 2019 | 1,453,664 | 4.1% |
| RLJ ENTERTAINMENT, INC. | October 18, 2018 | ? | ? |
| OptimizeRx Corp | June 20, 2018 | 755,821 | 6.5% |
View WOLVERINE ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-25 |
| 4/A | 2024-04-24 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| 4 | 2024-04-03 |
| SC 13G/A | 2024-03-21 |
| SC 13G/A | 2024-03-05 |
| SC 13G/A | 2024-03-01 |
| SC 13G/A | 2024-03-01 |
View WOLVERINE ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.