$8.32 Billion is the total value of WOLVERINE ASSET MANAGEMENT LLC's 1602 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 49.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRrussell 2000 etf | $189,069,000 | -22.9% | 1,412,018 | -3.0% | 2.27% | -20.4% |
| TSLA | Sell | TESLA INCput | $136,581,000 | +23.3% | 410,400 | -1.9% | 1.64% | +27.3% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $69,410,000 | -18.6% | 464,157 | -1.8% | 0.83% | -15.9% |
| Sell | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $57,959,000 | -31.3% | 34,419,000 | -11.6% | 0.70% | -29.1% | |
| Sell | HUBSPOT INCnote 0.250% 6/0 | $52,604,000 | -14.6% | 36,545,000 | -2.1% | 0.63% | -11.7% | |
| NSC | Sell | NORFOLK SOUTHERN CORPcall | $50,245,000 | -75.6% | 336,000 | -70.6% | 0.60% | -74.8% |
| Sell | EXACT SCIENCES CORPdbcv 1.000% 1/1 | $48,610,000 | -25.5% | 44,300,000 | -16.2% | 0.58% | -23.1% | |
| UPRO | Sell | PROSHARES TRput | $36,939,000 | -43.3% | 1,062,100 | -6.7% | 0.44% | -41.4% |
| BABA | Sell | ALIBABA GROUP HLDG LTDcall | $33,691,000 | -25.6% | 245,800 | -10.6% | 0.40% | -23.1% |
| Sell | INPHI CORPnote 1.125%12/0 | $30,051,000 | -19.7% | 28,500,000 | -12.3% | 0.36% | -17.0% | |
| Sell | TESARO INCnote 3.000%10/0 | $29,875,000 | +6.6% | 13,707,000 | -34.8% | 0.36% | +10.1% | |
| TSLA | Sell | TESLA INC | $26,454,000 | +16.9% | 79,490 | -7.0% | 0.32% | +20.9% |
| Sell | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $26,082,000 | -20.6% | 28,680,000 | -8.9% | 0.31% | -18.1% | |
| IWM | Sell | ISHARES TRput | $25,173,000 | -51.9% | 188,000 | -39.5% | 0.30% | -50.4% |
| XOP | Sell | SPDR SERIES TRUSTs&p oilgas exp | $23,095,000 | -44.3% | 870,536 | -9.0% | 0.28% | -42.5% |
| VRTSP | Sell | VIRTUS INVT PARTNERS INCpfd cv ser d | $17,879,000 | -27.9% | 234,772 | -6.0% | 0.22% | -25.3% |
| Sell | ZILLOW GROUP INCnote 2.000%12/0 | $17,742,000 | -41.3% | 18,125,000 | -35.0% | 0.21% | -39.5% | |
| EEM | Sell | ISHARES TRput | $16,666,000 | -11.9% | 426,700 | -3.2% | 0.20% | -9.1% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $16,328,000 | -21.7% | 86,557 | -7.6% | 0.20% | -19.0% |
| SBUX | Sell | STARBUCKS CORPcall | $15,610,000 | +11.1% | 242,400 | -1.9% | 0.19% | +15.3% |
| Sell | EZCORP INCnote 2.125% 6/1 | $13,930,000 | -32.7% | 14,283,000 | -31.5% | 0.17% | -30.7% | |
| SREPRA | Sell | SEMPRA ENERGY6% pfd conv a | $13,777,000 | -20.3% | 142,929 | -16.4% | 0.17% | -17.4% |
| XOP | Sell | SPDR SERIES TRUSTput | $13,203,000 | -69.1% | 497,700 | -49.5% | 0.16% | -67.9% |
| AAPL | Sell | APPLE INCput | $12,729,000 | -59.8% | 80,700 | -42.5% | 0.15% | -58.5% |
| Sell | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $12,571,000 | -31.7% | 12,000,000 | -11.7% | 0.15% | -29.4% | |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $12,116,000 | -3.5% | 107,400 | -1.6% | 0.15% | 0.0% |
| GRA | Sell | GRACE W R & CO DEL NEWput | $11,002,000 | -48.5% | 169,500 | -43.3% | 0.13% | -46.8% |
| GM | Sell | GENERAL MTRS COput | $10,553,000 | -19.2% | 315,500 | -18.6% | 0.13% | -16.4% |
| Sell | MEDICINES COnote 2.500% 1/1 | $10,285,000 | -87.5% | 11,910,000 | -84.4% | 0.12% | -87.0% | |
| FB | Sell | FACEBOOK INCcl a | $10,183,000 | -28.0% | 77,685 | -9.7% | 0.12% | -26.1% |
| SBUX | Sell | STARBUCKS CORP | $9,755,000 | +0.9% | 151,476 | -10.9% | 0.12% | +4.5% |
| DISH | Sell | DISH NETWORK CORPput | $9,633,000 | -36.0% | 385,800 | -8.3% | 0.12% | -33.7% |
| TSLA | Sell | TESLA INCcall | $9,451,000 | -2.2% | 28,400 | -22.2% | 0.11% | +1.8% |
| XLP | Sell | SELECT SECTOR SPDR TRput | $9,328,000 | -7.7% | 183,700 | -1.9% | 0.11% | -4.3% |
| AAPL | Sell | APPLE INCcall | $9,117,000 | -60.8% | 57,800 | -43.9% | 0.11% | -59.4% |
| JNJ | Sell | JOHNSON & JOHNSONput | $8,917,000 | -37.5% | 69,100 | -33.1% | 0.11% | -35.5% |
| LOW | Sell | LOWES COS INCcall | $8,423,000 | -33.2% | 91,200 | -17.0% | 0.10% | -31.3% |
| UNP | Sell | UNION PAC CORPcall | $8,418,000 | -81.1% | 60,900 | -77.7% | 0.10% | -80.5% |
| KRE | Sell | SPDR SERIES TRUSTput | $8,417,000 | -56.9% | 179,900 | -45.3% | 0.10% | -55.5% |
| PBR | Sell | PETROLEO BRASILEIRO SA PETROput | $8,304,000 | -42.9% | 638,300 | -47.1% | 0.10% | -40.8% |
| GM | Sell | GENERAL MTRS CO | $8,120,000 | -5.2% | 242,775 | -4.6% | 0.10% | -2.0% |
| WB | Sell | WEIBO CORPput | $7,806,000 | -21.8% | 133,600 | -2.1% | 0.09% | -19.0% |
| CNC | Sell | CENTENE CORP DEL | $7,624,000 | -53.1% | 66,129 | -41.1% | 0.09% | -51.3% |
| UNP | Sell | UNION PAC CORPput | $7,561,000 | -33.4% | 54,700 | -21.5% | 0.09% | -31.1% |
| IAC | Sell | IAC INTERACTIVECORP | $7,371,000 | -39.2% | 40,274 | -28.0% | 0.09% | -36.9% |
| NEE | Sell | NEXTERA ENERGY INC | $7,346,000 | -0.5% | 42,263 | -4.1% | 0.09% | +2.3% |
| D | Sell | DOMINION ENERGY INCcall | $7,003,000 | -16.1% | 98,000 | -17.4% | 0.08% | -13.4% |
| V | Sell | VISA INCput | $6,781,000 | -26.4% | 51,400 | -16.3% | 0.08% | -24.3% |
| XLU | Sell | SELECT SECTOR SPDR TRput | $6,683,000 | -43.9% | 126,300 | -44.2% | 0.08% | -42.4% |
| EWZ | Sell | ISHARES INCput | $6,226,000 | -26.1% | 163,000 | -34.7% | 0.08% | -23.5% |
| MFA | Sell | MFA FINL INC | $6,281,000 | -16.4% | 940,374 | -8.0% | 0.08% | -13.8% |
| UNP | Sell | UNION PAC CORP | $6,239,000 | -29.2% | 45,138 | -16.6% | 0.08% | -27.2% |
| OIH | Sell | VANECK VECTORS ETF TRput | $6,122,000 | -65.6% | 436,400 | -38.3% | 0.07% | -64.3% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $6,196,000 | -33.1% | 1,533,812 | -23.4% | 0.07% | -31.5% |
| BIDU | Sell | BAIDU INCcall | $6,185,000 | -32.4% | 39,000 | -2.5% | 0.07% | -30.2% |
| TAL | Sell | TAL ED GROUPput | $6,029,000 | -22.1% | 226,000 | -24.9% | 0.07% | -20.0% |
| MS | Sell | MORGAN STANLEYput | $5,911,000 | -28.0% | 149,100 | -15.4% | 0.07% | -25.3% |
| CELG | Sell | CELGENE CORPput | $5,697,000 | -50.2% | 88,900 | -30.5% | 0.07% | -48.9% |
| UAL | Sell | UNITED CONTL HLDGS INCcall | $5,609,000 | -33.5% | 67,000 | -29.3% | 0.07% | -31.6% |
| BMY | Sell | BRISTOL MYERS SQUIBB COcall | $5,369,000 | -53.5% | 103,300 | -44.5% | 0.06% | -51.5% |
| CAR | Sell | AVIS BUDGET GROUP | $5,146,000 | -69.6% | 228,944 | -56.5% | 0.06% | -68.5% |
| BAC | Sell | BANK AMER CORPput | $5,090,000 | -77.2% | 206,600 | -72.7% | 0.06% | -76.4% |
| XOM | Sell | EXXON MOBIL CORPput | $4,943,000 | -26.0% | 72,500 | -7.8% | 0.06% | -24.4% |
| FXB | Sell | INVESCO CURNCYSHS BRIT PND Sbrit poun strl | $4,946,000 | -17.6% | 40,000 | -15.8% | 0.06% | -15.7% |
| MET | Sell | METLIFE INCput | $4,816,000 | -38.8% | 117,300 | -30.3% | 0.06% | -36.3% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $4,728,000 | -35.3% | 82,446 | -14.6% | 0.06% | -32.9% |
| JPM | Sell | JPMORGAN CHASE & COcall | $4,685,000 | -15.3% | 48,000 | -2.0% | 0.06% | -12.5% |
| DWDP | Sell | DOWDUPONT INC | $4,545,000 | -77.2% | 85,000 | -72.6% | 0.06% | -76.3% |
| DATA | Sell | TABLEAU SOFTWARE INCcl a | $4,558,000 | +5.7% | 37,990 | -1.6% | 0.06% | +10.0% |
| STC | Sell | STEWART INFORMATION SVCS COR | $4,537,000 | -8.0% | 109,595 | -0.0% | 0.06% | -3.5% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $4,558,000 | -62.3% | 38,074 | -53.9% | 0.06% | -61.0% |
| AAIC | Sell | ARLINGTON ASSET INVT CORPcl a new | $4,508,000 | -26.5% | 622,708 | -5.2% | 0.05% | -23.9% |
| WMT | Sell | WALMART INCput | $4,536,000 | -16.1% | 48,700 | -15.5% | 0.05% | -14.3% |
| MDRIQ | Sell | MCDERMOTT INTL INCput | $4,440,000 | -68.0% | 678,900 | -9.9% | 0.05% | -67.1% |
| SGMS | Sell | SCIENTIFIC GAMES CORPput | $4,434,000 | -41.4% | 248,000 | -16.8% | 0.05% | -39.8% |
| EARN | Sell | ELLINGTON RESIDENTIAL MTG RE | $4,306,000 | -16.8% | 420,997 | -8.1% | 0.05% | -13.3% |
| Sell | REDFIN CORPnote 1.750% 7/1 | $4,215,000 | -56.9% | 5,151,000 | -52.5% | 0.05% | -55.3% | |
| CSCO | Sell | CISCO SYS INC | $4,274,000 | -35.7% | 98,655 | -27.8% | 0.05% | -33.8% |
| ORCL | Sell | ORACLE CORP | $4,085,000 | -17.9% | 90,485 | -6.2% | 0.05% | -15.5% |
| DIS | Sell | DISNEY WALT COput | $4,046,000 | -31.9% | 36,900 | -27.4% | 0.05% | -29.0% |
| COST | Sell | COSTCO WHSL CORP NEW | $4,022,000 | -17.7% | 19,744 | -5.1% | 0.05% | -15.8% |
| CTRP | Sell | CTRIP COM INTL LTD | $3,973,000 | -37.0% | 146,832 | -13.4% | 0.05% | -34.2% |
| XLE | Sell | SELECT SECTOR SPDR TRput | $3,905,000 | -31.7% | 68,100 | -9.8% | 0.05% | -28.8% |
| Sell | INVACARE CORPnote 4.500% 6/0 | $3,818,000 | -65.7% | 5,550,000 | -44.5% | 0.05% | -64.6% | |
| KEYS | Sell | KEYSIGHT TECHNOLOGIES INC | $3,724,000 | -58.5% | 60,000 | -55.7% | 0.04% | -56.7% |
| AMBC | Sell | AMBAC FINL GROUP INCcall | $3,765,000 | -24.0% | 218,400 | -9.9% | 0.04% | -22.4% |
| CAT | Sell | CATERPILLAR INC DELput | $3,608,000 | -60.8% | 28,400 | -53.0% | 0.04% | -59.8% |
| TGT | Sell | TARGET CORP | $3,515,000 | -33.4% | 53,195 | -11.1% | 0.04% | -31.1% |
| DCUD | Sell | DOMINION ENERGY INCunit 08/15/2019 | $3,517,000 | -79.6% | 73,471 | -79.8% | 0.04% | -79.1% |
| BAC | Sell | BANK AMER CORPcall | $3,471,000 | -35.1% | 140,900 | -22.4% | 0.04% | -32.3% |
| AIV | Sell | APARTMENT INVT & MGMT COcl a | $3,377,000 | -26.7% | 76,976 | -26.3% | 0.04% | -24.1% |
| PBR | Sell | PETROLEO BRASILEIRO SA PETROsponsored adr | $3,392,000 | -22.8% | 260,773 | -28.3% | 0.04% | -19.6% |
| HON | Sell | HONEYWELL INTL INC | $3,426,000 | -32.9% | 25,937 | -16.4% | 0.04% | -30.5% |
| GDX | Sell | VANECK VECTORS ETF TRput | $3,309,000 | -17.5% | 156,900 | -27.5% | 0.04% | -14.9% |
| VTR | Sell | VENTAS INC | $3,287,000 | -31.7% | 56,108 | -36.6% | 0.04% | -30.4% |
| HESPRA | Sell | HESS CORPdep pdf sr a | $3,234,000 | -75.8% | 65,210 | -61.2% | 0.04% | -75.0% |
| GE | Sell | GENERAL ELECTRIC COput | $3,196,000 | -50.7% | 422,300 | -26.4% | 0.04% | -49.3% |
| GE | Sell | GENERAL ELECTRIC CO | $3,190,000 | -45.2% | 421,419 | -18.2% | 0.04% | -44.1% |
| NEM | Sell | NEWMONT MINING CORPput | $3,201,000 | -29.4% | 92,400 | -38.5% | 0.04% | -28.3% |
| LQD | Sell | ISHARES TRput | $2,899,000 | -75.5% | 25,700 | -75.0% | 0.04% | -74.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHScall | $2,875,000 | -56.1% | 25,300 | -41.6% | 0.04% | -53.9% |
| IMMU | Sell | IMMUNOMEDICS INCput | $2,939,000 | -34.7% | 206,000 | -4.6% | 0.04% | -32.7% |
| SKT | Sell | TANGER FACTORY OUTLET CTRS I | $2,872,000 | -15.4% | 142,040 | -4.3% | 0.04% | -10.3% |
| LUV | Sell | SOUTHWEST AIRLS COput | $2,858,000 | -38.2% | 61,500 | -17.0% | 0.03% | -37.0% |
| ROST | Sell | ROSS STORES INCcall | $2,837,000 | -42.7% | 34,100 | -31.8% | 0.03% | -41.4% |
| AGO | Sell | ASSURED GUARANTY LTDcall | $2,871,000 | -66.0% | 75,000 | -62.5% | 0.03% | -65.3% |
| SHO | Sell | SUNSTONE HOTEL INVS INC NEW | $2,792,000 | -21.3% | 214,615 | -1.0% | 0.03% | -17.1% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $2,798,000 | -56.5% | 146,883 | -51.0% | 0.03% | -54.7% |
| ADP | Sell | AUTOMATIC DATA PROCESSING INcall | $2,819,000 | -25.1% | 21,500 | -14.0% | 0.03% | -22.7% |
| XAN | Sell | EXANTAS CAP CORP | $2,854,000 | -12.3% | 284,884 | -3.9% | 0.03% | -10.5% |
| T | Sell | AT&T INCcall | $2,776,000 | -58.1% | 97,300 | -50.7% | 0.03% | -57.1% |
| KRE | Sell | SPDR SERIES TRUSTcall | $2,643,000 | -46.7% | 56,500 | -32.3% | 0.03% | -44.8% |
| IR | Sell | INGERSOLL-RAND PLC | $2,554,000 | -24.3% | 28,000 | -15.2% | 0.03% | -20.5% |
| RWT | Sell | REDWOOD TR INC | $2,561,000 | -50.3% | 169,981 | -46.4% | 0.03% | -48.3% |
| BP | Sell | BP PLCsponsored adr | $2,504,000 | -23.2% | 66,049 | -6.6% | 0.03% | -21.1% |
| BDXA | Sell | BECTON DICKINSON & CO | $2,507,000 | -38.2% | 43,386 | -29.9% | 0.03% | -36.2% |
| NVS | Sell | NOVARTIS A Gput | $2,411,000 | -60.0% | 28,100 | -59.9% | 0.03% | -58.6% |
| CNQ | Sell | CANADIAN NAT RES LTD | $2,413,000 | -70.5% | 100,000 | -60.0% | 0.03% | -69.5% |
| DIS | Sell | DISNEY WALT CO | $2,410,000 | -23.0% | 21,984 | -17.8% | 0.03% | -19.4% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $2,301,000 | -52.1% | 2,222 | -44.8% | 0.03% | -50.0% |
| RPAI | Sell | RETAIL PPTYS AMER INCcl a | $2,238,000 | -26.9% | 206,286 | -17.8% | 0.03% | -25.0% |
| XLB | Sell | SELECT SECTOR SPDR TRsbi materials | $2,273,000 | -79.7% | 45,001 | -76.7% | 0.03% | -79.2% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $2,281,000 | -6.0% | 230,433 | -5.4% | 0.03% | -3.6% |
| RGLD | Sell | ROYAL GOLD INCcall | $2,184,000 | -29.3% | 25,500 | -36.4% | 0.03% | -27.8% |
| MMM | Sell | 3M COput | $2,172,000 | -55.6% | 11,400 | -50.9% | 0.03% | -54.4% |
| XLI | Sell | SELECT SECTOR SPDR TRput | $2,131,000 | -55.9% | 33,100 | -46.4% | 0.03% | -53.6% |
| XLF | Sell | SELECT SECTOR SPDR TRput | $2,203,000 | -92.1% | 92,500 | -90.9% | 0.03% | -92.0% |
| EAGL | Sell | PLATINUM EAGLE ACQUISITIN CO | $2,049,000 | -36.0% | 203,341 | -37.6% | 0.02% | -32.4% |
| GSAHU | Sell | GS ACQUISITION HLDGS CORPunit 06/12/2023 | $2,046,000 | -16.7% | 199,613 | -15.7% | 0.02% | -13.8% |
| LPT | Sell | LIBERTY PPTY TRsh ben int | $2,027,000 | -55.0% | 48,421 | -54.6% | 0.02% | -53.8% |
| FDEU | Sell | FIRST TR DYNAMIC EUROPE EQT | $2,028,000 | -33.7% | 160,458 | -17.2% | 0.02% | -33.3% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,997,000 | -20.1% | 6,600 | -2.9% | 0.02% | -17.2% |
| AFL | Sell | AFLAC INCcall | $1,986,000 | -83.1% | 43,600 | -82.5% | 0.02% | -82.4% |
| BDN | Sell | BRANDYWINE RLTY TRsh ben int new | $2,026,000 | -30.4% | 157,430 | -14.9% | 0.02% | -29.4% |
| BIDU | Sell | BAIDU INCput | $2,030,000 | -77.3% | 12,800 | -67.3% | 0.02% | -76.9% |
| HPQ | Sell | HP INCcall | $1,943,000 | -69.8% | 95,000 | -62.0% | 0.02% | -69.3% |
| EOG | Sell | EOG RES INCcall | $1,901,000 | -53.1% | 21,800 | -31.4% | 0.02% | -51.1% |
| TGT | Sell | TARGET CORPput | $1,949,000 | -33.4% | 29,500 | -11.1% | 0.02% | -32.4% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $1,867,000 | -13.7% | 156,039 | -10.9% | 0.02% | -12.0% |
| BNY | Sell | BLACKROCK N Y MUN INCOME TRsh ben int | $1,758,000 | -7.2% | 143,682 | -8.0% | 0.02% | -4.5% |
| MS | Sell | MORGAN STANLEYcall | $1,720,000 | -54.4% | 43,400 | -46.4% | 0.02% | -52.3% |
| IHD | Sell | VOYA EMERGING MKTS HIGH DIVI | $1,625,000 | -29.2% | 222,947 | -21.6% | 0.02% | -25.9% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,663,000 | -34.1% | 18,102 | -40.3% | 0.02% | -31.0% |
| GLW | Sell | CORNING INCput | $1,616,000 | -16.0% | 53,500 | -1.8% | 0.02% | -13.6% |
| EMR | Sell | EMERSON ELEC CO | $1,580,000 | -81.1% | 26,455 | -75.7% | 0.02% | -80.4% |
| MS | Sell | MORGAN STANLEY | $1,597,000 | -31.4% | 40,285 | -19.4% | 0.02% | -29.6% |
| IP | Sell | INTL PAPER COput | $1,570,000 | -76.9% | 38,900 | -71.9% | 0.02% | -75.9% |
| CSTM | Sell | CONSTELLIUM NVcl a | $1,502,000 | -79.6% | 215,000 | -63.9% | 0.02% | -78.8% |
| MEN | Sell | BLACKROCK MUNIENHANCED FD IN | $1,513,000 | -38.6% | 152,840 | -37.6% | 0.02% | -37.9% |
| BLW | Sell | BLACKROCK LTD DURATION INC T | $1,470,000 | -17.7% | 110,003 | -8.4% | 0.02% | -14.3% |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $1,424,000 | -43.0% | 168,366 | -34.0% | 0.02% | -41.4% |
| EHIC | Sell | EHI CAR SVCS LTDspon ads cl a | $1,423,000 | -48.6% | 135,553 | -44.5% | 0.02% | -46.9% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $1,400,000 | -16.2% | 151,713 | -5.7% | 0.02% | -10.5% |
| MHN | Sell | BLACKROCK MUNIHLDGS NY QLTY | $1,455,000 | -43.8% | 121,518 | -44.0% | 0.02% | -43.3% |
| KSU | Sell | KANSAS CITY SOUTHERN | $1,450,000 | -60.0% | 15,197 | -52.5% | 0.02% | -59.5% |
| BBY | Sell | BEST BUY INC | $1,292,000 | -52.9% | 24,409 | -29.4% | 0.02% | -50.0% |
| GRA | Sell | GRACE W R & CO DEL NEW | $1,298,000 | -80.4% | 20,000 | -78.4% | 0.02% | -79.2% |
| OSTK | Sell | OVERSTOCK COM INC DELcall | $1,358,000 | -75.5% | 100,000 | -50.0% | 0.02% | -75.0% |
| GS | Sell | GOLDMAN SACHS GROUP INCcall | $1,252,000 | -81.4% | 7,500 | -75.0% | 0.02% | -80.8% |
| WYNN | Sell | WYNN RESORTS LTDput | $1,236,000 | -48.2% | 12,500 | -33.5% | 0.02% | -46.4% |
| CVX | Sell | CHEVRON CORP NEWput | $1,251,000 | -48.0% | 11,500 | -41.6% | 0.02% | -46.4% |
| APD | Sell | AIR PRODS & CHEMS INC | $1,215,000 | -89.7% | 7,593 | -89.2% | 0.02% | -89.1% |
| COP | Sell | CONOCOPHILLIPS | $1,247,000 | -36.9% | 20,012 | -21.6% | 0.02% | -34.8% |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $1,220,000 | -31.6% | 169,957 | -28.5% | 0.02% | -28.6% |
| DECK | Sell | DECKERS OUTDOOR CORP | $1,228,000 | -48.3% | 9,600 | -52.1% | 0.02% | -46.4% |
| AVGO | Sell | BROADCOM INC | $1,150,000 | -57.7% | 4,524 | -58.9% | 0.01% | -56.2% |
| ADBE | Sell | ADOBE INCput | $1,131,000 | -35.5% | 5,000 | -23.1% | 0.01% | -30.0% |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $1,138,000 | -35.7% | 85,734 | -28.6% | 0.01% | -33.3% |
| HES | Sell | HESS CORP | $1,124,000 | -54.9% | 27,759 | -20.3% | 0.01% | -51.7% |
| PG | Sell | PROCTER AND GAMBLE COcall | $1,158,000 | -7.2% | 12,600 | -16.0% | 0.01% | -6.7% |
| RPM | Sell | RPM INTL INC | $1,175,000 | -62.1% | 20,000 | -58.1% | 0.01% | -61.1% |
| NKG | Sell | NUVEEN GEORGIA QLTY MUN INC | $1,112,000 | -14.0% | 101,573 | -13.4% | 0.01% | -13.3% |
| TJX | Sell | TJX COS INC NEW | $1,091,000 | -63.3% | 24,396 | -8.1% | 0.01% | -62.9% |
| CUBE | Sell | CUBESMART | $1,064,000 | -8.0% | 37,090 | -8.5% | 0.01% | 0.0% |
| WSC | Sell | WILLSCOT CORP | $1,049,000 | -62.9% | 111,427 | -32.5% | 0.01% | -60.6% |
| BDC | Sell | BELDEN INCcall | $1,044,000 | -62.9% | 25,000 | -36.5% | 0.01% | -60.6% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $1,110,000 | -80.7% | 11,338 | -78.2% | 0.01% | -80.6% |
| FOXF | Sell | FOX FACTORY HLDG CORP | $1,052,000 | -59.0% | 17,876 | -51.2% | 0.01% | -56.7% |
| MO | Sell | ALTRIA GROUP INCput | $987,000 | -81.0% | 20,000 | -76.7% | 0.01% | -80.0% |
| CBOE | Sell | CBOE GLOBAL MARKETS INC | $972,000 | -57.1% | 9,945 | -57.9% | 0.01% | -53.8% |
| DRI | Sell | DARDEN RESTAURANTS INC | $966,000 | -58.1% | 9,679 | -53.4% | 0.01% | -55.6% |
| F | Sell | FORD MTR CO DEL | $967,000 | -34.4% | 126,448 | -20.7% | 0.01% | -29.4% |
| IEX | Sell | IDEX CORP | $978,000 | -77.1% | 7,751 | -72.7% | 0.01% | -76.0% |
| NGVT | Sell | INGEVITY CORP | $973,000 | -60.6% | 11,627 | -52.0% | 0.01% | -58.6% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $995,000 | -80.7% | 8,968 | -78.0% | 0.01% | -80.0% |
| LW | Sell | LAMB WESTON HLDGS INC | $996,000 | -58.3% | 13,552 | -62.2% | 0.01% | -57.1% |
| PRLB | Sell | PROTO LABS INC | $963,000 | -62.2% | 8,544 | -45.7% | 0.01% | -60.0% |
| TREX | Sell | TREX CO INC | $1,009,000 | -54.1% | 17,014 | -40.5% | 0.01% | -53.8% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $972,000 | -59.4% | 3,905 | -56.7% | 0.01% | -57.1% |
| WB | Sell | WEIBO CORPcall | $1,028,000 | -42.1% | 17,600 | -27.6% | 0.01% | -42.9% |
| TKKSU | Sell | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $1,009,000 | -50.0% | 100,000 | -50.0% | 0.01% | -47.8% |
| TSS | Sell | TOTAL SYS SVCS INC | $902,000 | -63.1% | 11,104 | -55.2% | 0.01% | -60.7% |
| WAB | Sell | WABTEC CORP | $925,000 | -83.6% | 13,178 | -75.5% | 0.01% | -83.3% |
| F | Sell | FORD MTR CO DELput | $945,000 | -54.3% | 123,600 | -44.7% | 0.01% | -54.2% |
| TNET | Sell | TRINET GROUP INC | $895,000 | -61.5% | 21,356 | -48.2% | 0.01% | -59.3% |
| HUM | Sell | HUMANA INC | $898,000 | -63.3% | 3,136 | -56.6% | 0.01% | -60.7% |
| EQR | Sell | EQUITY RESIDENTIALsh ben int | $887,000 | -61.7% | 13,444 | -61.5% | 0.01% | -59.3% |
| LULU | Sell | LULULEMON ATHLETICA INC | $904,000 | -63.7% | 7,438 | -51.5% | 0.01% | -62.1% |
| MHK | Sell | MOHAWK INDS INC | $928,000 | -52.0% | 7,935 | -28.1% | 0.01% | -50.0% |
| MET | Sell | METLIFE INC | $885,000 | -76.5% | 21,554 | -73.3% | 0.01% | -75.0% |
| ORCL | Sell | ORACLE CORPcall | $907,000 | -29.6% | 20,100 | -19.6% | 0.01% | -26.7% |
| ABMD | Sell | ABIOMED INC | $912,000 | -65.8% | 2,807 | -52.6% | 0.01% | -64.5% |
| RGLD | Sell | ROYAL GOLD INC | $937,000 | -24.7% | 10,945 | -32.3% | 0.01% | -21.4% |
| HNW | Sell | PIONEER DIV HIGH INCOME TRUS | $947,000 | -19.3% | 72,854 | -9.3% | 0.01% | -21.4% |
| CSCO | Sell | CISCO SYS INCcall | $922,000 | -66.3% | 21,300 | -62.1% | 0.01% | -65.6% |
| CWEN | Sell | CLEARWAY ENERGY INCcl c | $935,000 | -19.9% | 54,238 | -10.6% | 0.01% | -21.4% |
| PAYC | Sell | PAYCOM SOFTWARE INC | $955,000 | -60.6% | 7,807 | -50.0% | 0.01% | -60.7% |
| MU | Sell | MICRON TECHNOLOGY INCcall | $866,000 | -82.0% | 27,300 | -74.4% | 0.01% | -82.1% |
| TBRGU | Sell | THUNDER BRIDGE ACQUISITION Lunit 01/01/2025 | $814,000 | -19.9% | 80,000 | -20.0% | 0.01% | -16.7% |
| PVG | Sell | PRETIUM RES INCput | $828,000 | -75.8% | 98,000 | -78.2% | 0.01% | -75.0% |
| PEI | Sell | PENNSYLVANIA RL ESTATE INVTsh ben int | $840,000 | -67.8% | 141,513 | -48.7% | 0.01% | -66.7% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $871,000 | -66.6% | 8,908 | -55.7% | 0.01% | -66.7% |
| AVA | Sell | AVISTA CORP | $873,000 | -83.7% | 20,557 | -80.6% | 0.01% | -83.9% |
| AXTA | Sell | AXALTA COATING SYS LTD | $859,000 | -89.7% | 36,720 | -87.2% | 0.01% | -89.7% |
| MGYWS | Sell | MAGNOLIA OIL & GAS CORP*w exp 07/31/202 | $857,000 | -42.4% | 286,354 | -9.8% | 0.01% | -41.2% |
| NXTM | Sell | NXSTAGE MEDICAL INC | $840,000 | -63.7% | 29,352 | -64.6% | 0.01% | -63.0% |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $824,000 | -42.7% | 91,425 | -34.5% | 0.01% | -41.2% |
| EVR | Sell | EVERCORE INCclass a | $846,000 | -63.7% | 11,823 | -49.0% | 0.01% | -63.0% |
| HQY | Sell | HEALTHEQUITY INC | $788,000 | -67.0% | 13,227 | -47.7% | 0.01% | -67.9% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $718,000 | -38.7% | 8,374 | -38.4% | 0.01% | -35.7% |
| INCY | Sell | INCYTE CORPput | $756,000 | -50.5% | 11,900 | -46.2% | 0.01% | -50.0% |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $721,000 | -78.8% | 144,839 | -75.6% | 0.01% | -77.5% |
| T | Sell | AT&T INC | $753,000 | -61.9% | 26,396 | -55.1% | 0.01% | -60.9% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $742,000 | -48.4% | 71,144 | -44.5% | 0.01% | -47.1% |
| EMAN | Sell | EMAGIN CORP | $668,000 | -33.4% | 649,421 | -2.9% | 0.01% | -33.3% |
| Sell | ARRAY BIOPHARMA INCnote 2.625%12/0 | $687,000 | -89.0% | 570,000 | -88.6% | 0.01% | -89.0% | |
| TOTAU | Sell | TOTTENHAM ACQUISITION I LTDunit 05/06/2025 | $703,000 | -3.2% | 69,000 | -1.4% | 0.01% | 0.0% |
| SKX | Sell | SKECHERS U S A INCput | $682,000 | -56.2% | 29,800 | -46.6% | 0.01% | -55.6% |
| NTX | Sell | NUVEEN TEXAS QLTY MUN INCME | $699,000 | -10.0% | 56,459 | -9.6% | 0.01% | -11.1% |
| DHI | Sell | D R HORTON INC | $687,000 | -76.6% | 19,823 | -71.5% | 0.01% | -76.5% |
| DG | Sell | DOLLAR GEN CORP NEW | $648,000 | -10.2% | 6,000 | -9.2% | 0.01% | 0.0% |
| AREPRD | Sell | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $699,000 | -9.7% | 20,937 | -6.4% | 0.01% | -11.1% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $663,000 | -68.3% | 55,674 | -66.2% | 0.01% | -66.7% |
| FAZ | Sell | DIREXION SHS ETF TRdaily finl bear | $601,000 | +23.9% | 44,300 | -11.4% | 0.01% | +16.7% |
| BFY | Sell | BLACKROCK NY MUN INCOME TR I | $603,000 | -19.9% | 48,663 | -17.6% | 0.01% | -22.2% |
| NOV | Sell | NATIONAL OILWELL VARCO INCcall | $565,000 | -46.9% | 22,000 | -10.9% | 0.01% | -41.7% |
| PXD | Sell | PIONEER NAT RES CO | $623,000 | -54.9% | 4,742 | -40.2% | 0.01% | -56.2% |
| ESV | Sell | ENSCO PLC | $574,000 | -58.5% | 161,390 | -1.6% | 0.01% | -56.2% |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $621,000 | -17.1% | 74,463 | -16.0% | 0.01% | -22.2% |
| DMF | Sell | DREYFUS MUN INCOME INC | $551,000 | -13.2% | 72,440 | -10.7% | 0.01% | 0.0% |
| WFCPRL | Sell | WELLS FARGO CO NEWperp pfd cnv a | $571,000 | -51.8% | 453 | -51.4% | 0.01% | -50.0% |
| MO | Sell | ALTRIA GROUP INCcall | $543,000 | -88.6% | 11,000 | -86.1% | 0.01% | -87.5% |
| INF | Sell | BROOKFIELD GLOBL LISTED INFR | $557,000 | -71.3% | 55,009 | -66.0% | 0.01% | -69.6% |
| AIG | Sell | AMERICAN INTL GROUP INCput | $622,000 | -75.3% | 15,800 | -66.7% | 0.01% | -75.9% |
| DHI | Sell | D R HORTON INCcall | $620,000 | -47.3% | 17,900 | -35.8% | 0.01% | -50.0% |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored ads | $487,000 | -92.1% | 100,000 | -90.0% | 0.01% | -91.7% |
| EAGLU | Sell | PLATINUM EAGLE ACQUISITIN COunit 01/09/2023 | $540,000 | -6.9% | 51,065 | -8.6% | 0.01% | -14.3% |
| MHK | Sell | MOHAWK INDS INCput | $538,000 | -83.8% | 4,600 | -75.7% | 0.01% | -84.6% |
| X | Sell | UNITED STATES STL CORP NEWput | $507,000 | -76.5% | 27,800 | -60.7% | 0.01% | -76.0% |
| W | Sell | WAYFAIR INCcl a | $522,000 | -52.7% | 5,802 | -22.4% | 0.01% | -53.8% |
| CCJ | Sell | CAMECO CORP | $510,000 | -81.2% | 45,000 | -81.1% | 0.01% | -81.2% |
| PXD | Sell | PIONEER NAT RES COcall | $526,000 | -34.3% | 4,000 | -13.0% | 0.01% | -33.3% |
| FMCIU | Sell | FORUM MERGER II CORPunit 09/30/2025 | $505,000 | -66.8% | 50,000 | -66.7% | 0.01% | -66.7% |
| HYACU | Sell | HAYMAKER ACQUISITION CORPunit 10/19/2022 | $506,000 | -67.9% | 48,000 | -68.2% | 0.01% | -66.7% |
| BLNK | Sell | BLINK CHARGING CO | $389,000 | -47.8% | 226,629 | -25.5% | 0.01% | -44.4% |
| VIPS | Sell | VIPSHOP HLDGS LTDcall | $431,000 | -45.2% | 79,100 | -37.2% | 0.01% | -44.4% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $390,000 | -92.6% | 2,339 | -90.0% | 0.01% | -91.8% |
| EWZ | Sell | ISHARES INCcall | $382,000 | -49.9% | 10,000 | -55.8% | 0.01% | -44.4% |
| EOG | Sell | EOG RES INC | $421,000 | -78.0% | 4,835 | -67.8% | 0.01% | -77.3% |
| CYH | Sell | COMMUNITY HEALTH SYS INC NEWput | $421,000 | -29.7% | 149,600 | -13.7% | 0.01% | -28.6% |
| ROST | Sell | ROSS STORES INC | $423,000 | -87.6% | 5,093 | -85.2% | 0.01% | -87.5% |
| TECK | Sell | TECK RESOURCES LTDcl b | $435,000 | -64.2% | 20,200 | -59.9% | 0.01% | -64.3% |
| SMM | Sell | SALIENT MIDSTREAM & MLP FDsh ben int | $447,000 | -64.0% | 60,616 | -50.3% | 0.01% | -64.3% |
| EXEL | Sell | EXELIXIS INCcall | $450,000 | -83.1% | 22,900 | -84.7% | 0.01% | -83.9% |
| MFG | Sell | MIZUHO FINL GROUP INCsponsored adr | $450,000 | -88.8% | 150,000 | -87.0% | 0.01% | -89.4% |
| LACQU | Sell | LEISURE ACQUISITION CORPunit 99/99/9999 | $401,000 | -1.5% | 39,603 | -1.0% | 0.01% | 0.0% |
| PGRE | Sell | PARAMOUNT GROUP INC | $413,000 | -58.5% | 32,950 | -50.1% | 0.01% | -58.3% |
| PFG | Sell | PRINCIPAL FINL GROUP INC | $441,000 | -81.9% | 10,000 | -75.9% | 0.01% | -82.1% |
| TGT | Sell | TARGET CORPcall | $376,000 | -82.9% | 5,700 | -77.2% | 0.01% | -80.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHSput | $443,000 | -84.0% | 3,900 | -78.7% | 0.01% | -84.4% |
| CAR | Sell | AVIS BUDGET GROUPput | $357,000 | -76.8% | 15,900 | -66.9% | 0.00% | -77.8% |
| GDXJ | Sell | VANECK VECTORS ETF TRjr gold miners e | $351,000 | -58.3% | 11,644 | -62.1% | 0.00% | -60.0% |
| IRL | Sell | NEW IRELAND FUND INC | $298,000 | -43.9% | 35,733 | -29.0% | 0.00% | -33.3% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $356,000 | -97.7% | 2,724 | -97.3% | 0.00% | -97.8% |
| PE | Sell | PARSLEY ENERGY INCcl a | $369,000 | -78.4% | 23,092 | -60.5% | 0.00% | -80.0% |
| BTU | Sell | PEABODY ENERGY CORP NEW | $293,000 | -63.6% | 9,623 | -57.4% | 0.00% | -55.6% |
| DNIF | Sell | DIVIDEND & INCOME FUND | $328,000 | -34.8% | 34,461 | -18.4% | 0.00% | -33.3% |
| BRZU | Sell | DIREXION SHS ETF TRcall | $294,000 | -97.7% | 11,800 | -98.3% | 0.00% | -97.3% |
| DHI | Sell | D R HORTON INCput | $356,000 | -87.6% | 10,300 | -84.9% | 0.00% | -87.9% |
| SKX | Sell | SKECHERS U S A INCcl a | $319,000 | -65.0% | 13,977 | -57.1% | 0.00% | -63.6% |
| XPO | Sell | XPO LOGISTICS INC | $324,000 | -93.9% | 5,682 | -87.9% | 0.00% | -93.5% |
| CBB | Sell | CINCINNATI BELL INC NEWput | $360,000 | -79.8% | 46,300 | -58.5% | 0.00% | -81.0% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $242,000 | -29.0% | 25,808 | -27.5% | 0.00% | -25.0% |
| AMBC | Sell | AMBAC FINL GROUP INCput | $282,000 | -61.0% | 16,400 | -53.8% | 0.00% | -62.5% |
| PESXQ | Sell | PIONEER ENERGY SVCS CORP | $215,000 | -64.5% | 175,482 | -14.7% | 0.00% | -57.1% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $235,000 | -53.9% | 7,345 | -40.5% | 0.00% | -50.0% |
| TZA | Sell | DIREXION SHS ETF TRcall | $257,000 | -34.6% | 16,900 | -63.9% | 0.00% | -40.0% |
| XLB | Sell | SELECT SECTOR SPDR TRput | $237,000 | -97.5% | 4,700 | -97.1% | 0.00% | -97.2% |
| ACIW | Sell | ACI WORLDWIDE INCput | $254,000 | -38.5% | 9,200 | -37.4% | 0.00% | -40.0% |
| KF | Sell | KOREA FD | $255,000 | -51.2% | 9,141 | -36.0% | 0.00% | -50.0% |
| NPV | Sell | NUVEEN VIRGINIA QLTY MUNCPL | $267,000 | -13.9% | 22,810 | -13.1% | 0.00% | -25.0% |
| KO | Sell | COCA COLA COcall | $274,000 | -76.5% | 5,800 | -77.1% | 0.00% | -78.6% |
| CCA | Sell | MFS CALIF MUN FD | $291,000 | -19.6% | 29,134 | -18.3% | 0.00% | -25.0% |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $247,000 | -51.8% | 15,044 | -51.6% | 0.00% | -50.0% |
| ADSK | Sell | AUTODESK INC | $217,000 | -66.1% | 1,690 | -58.8% | 0.00% | -57.1% |
| KANG | Sell | IKANG HEALTHCARE GROUP INCsponsored adr | $219,000 | -57.7% | 10,770 | -62.4% | 0.00% | -50.0% |
| TTM | Sell | TATA MTRS LTDput | $275,000 | -78.9% | 22,600 | -73.4% | 0.00% | -80.0% |
| VSTWSA | Sell | VISTRA ENERGY CORP*w exp 02/02/202 | $211,000 | -72.6% | 150,969 | -71.0% | 0.00% | -66.7% |
| BRSWQ | Sell | BRISTOW GROUP INCput | $228,000 | -86.3% | 94,000 | -31.3% | 0.00% | -84.2% |
| NJV | Sell | NUVEEN NEW JERSEY MUN VALUE | $125,000 | -18.8% | 9,840 | -19.4% | 0.00% | 0.0% |
| BIIB | Sell | BIOGEN INC | $165,000 | -81.7% | 550 | -78.4% | 0.00% | -80.0% |
| TALOWS | Sell | TALOS ENERGY INC*w exp 02/28/202 | $192,000 | -80.7% | 170,817 | -21.3% | 0.00% | -83.3% |
| BQH | Sell | BLACKROCK NY MUNICIPAL BOND | $149,000 | -44.8% | 11,719 | -44.2% | 0.00% | -33.3% |
| HKRSQ | Sell | HALCON RES CORP | $165,000 | -62.5% | 97,295 | -1.3% | 0.00% | -60.0% |
| VECO | Sell | VEECO INSTRS INC DELput | $148,000 | -41.0% | 20,000 | -18.4% | 0.00% | -33.3% |
| RBCN | Sell | RUBICON TECHNOLOGY INC | $175,000 | -27.4% | 22,176 | -17.7% | 0.00% | -33.3% |
| JWN | Sell | NORDSTROM INC | $159,000 | -78.6% | 3,417 | -72.5% | 0.00% | -77.8% |
| WRLSU | Sell | PENSARE ACQUISITION CORPunit 07/27/2022 | $164,000 | -89.1% | 15,575 | -88.9% | 0.00% | -88.2% |
| EIO | Sell | EATON VANCE OHIO MUNICIPAL B | $203,000 | -7.7% | 17,915 | -8.5% | 0.00% | -33.3% |
| SMFG | Sell | SUMITOMO MITSUI FINL GROUP Isponsored adr | $130,000 | -98.0% | 20,001 | -97.5% | 0.00% | -97.3% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $179,000 | -83.6% | 1,369 | -81.1% | 0.00% | -84.6% |
| PANW | Sell | PALO ALTO NETWORKS INC | $135,000 | -96.8% | 717 | -96.2% | 0.00% | -95.9% |
| MRO | Sell | MARATHON OIL CORPput | $172,000 | -50.7% | 12,000 | -20.0% | 0.00% | -50.0% |
| HOSSQ | Sell | HORNBECK OFFSHORE SVCS INC Nput | $181,000 | -89.0% | 125,800 | -55.0% | 0.00% | -89.5% |
| ERX | Sell | DIREXION SHS ETF TRdly enrgy bull3x | $134,000 | -60.0% | 8,903 | -1.1% | 0.00% | -50.0% |
| DAL | Sell | DELTA AIR LINES INC DEL | $134,000 | -50.2% | 2,702 | -41.9% | 0.00% | -33.3% |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $157,000 | -95.7% | 3,381 | -92.3% | 0.00% | -95.3% |
| GOGO | Sell | GOGO INCput | $191,000 | -43.0% | 64,100 | -0.8% | 0.00% | -50.0% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $142,000 | -9.6% | 3,740 | -6.1% | 0.00% | 0.0% |
| IVE | Sell | ISHARES TRs&p 500 val etf | $110,000 | -80.8% | 1,090 | -78.0% | 0.00% | -85.7% |
| DBC | Sell | INVESCO DB COMMDY INDX TRCKunit | $108,000 | -96.7% | 7,472 | -95.9% | 0.00% | -97.4% |
| IFF | Sell | INTERNATIONAL FLAVORS&FRAGRA | $109,000 | -92.0% | 818 | -91.7% | 0.00% | -93.8% |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INCcall | $92,000 | -92.5% | 6,800 | -90.9% | 0.00% | -92.9% |
| NXEOW | Sell | NEXEO SOLUTIONS INC*w exp 06/09/202 | $56,000 | -68.7% | 132,413 | -24.0% | 0.00% | -50.0% |
| JPS | Sell | NUVEEN PFD & INCM SECURTIES | $101,000 | -77.4% | 12,290 | -75.8% | 0.00% | -80.0% |
| GCAP | Sell | GAIN CAP HLDGS INCput | $107,000 | -75.6% | 17,400 | -74.2% | 0.00% | -80.0% |
| ISD | Sell | PGIM SHORT DURATION HIGH YIE | $79,000 | -93.5% | 6,073 | -92.9% | 0.00% | -92.9% |
| PATK | Sell | PATRICK INDS INCput | $74,000 | -77.2% | 2,500 | -54.5% | 0.00% | -75.0% |
| FEZ | Sell | SPDR INDEX SHS FDSeuro stoxx 50 | $66,000 | -93.3% | 2,000 | -92.2% | 0.00% | -90.9% |
| DSE | Sell | DUFF & PHELPS SLT ENGY AND M | $78,000 | -96.5% | 20,065 | -94.5% | 0.00% | -96.2% |
| D | Sell | DOMINION ENERGY INCput | $71,000 | -49.3% | 1,000 | -50.0% | 0.00% | -50.0% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRput | $121,000 | -94.5% | 400 | -93.3% | 0.00% | -96.2% |
| TZA | Sell | DIREXION SHS ETF TRput | $114,000 | +28.1% | 7,500 | -29.2% | 0.00% | 0.0% |
| EDC | Sell | DIREXION SHS ETF TRput | $75,000 | -83.3% | 1,200 | -77.4% | 0.00% | -80.0% |
| TACOW | Sell | DEL TACO RESTAURANTS INC*w exp 06/30/202 | $123,000 | -53.1% | 111,252 | -2.5% | 0.00% | -66.7% |
| CC | Sell | CHEMOURS CO | $115,000 | -75.9% | 4,100 | -66.1% | 0.00% | -83.3% |
| TPZ | Sell | TORTOISE PWR & ENERGY INFRAS | $47,000 | -95.4% | 3,006 | -94.4% | 0.00% | -91.7% |
| BRSWQ | Sell | BRISTOW GROUP INC | $61,000 | -91.8% | 25,363 | -58.7% | 0.00% | -88.9% |
| MYC | Sell | BLACKROCK MUNIYIELD CALIF FD | $47,000 | -98.2% | 3,651 | -98.2% | 0.00% | -96.7% |
| BKCC | Sell | BLACKROCK CAPITAL INVESTMENT | $72,000 | -19.1% | 13,653 | -10.2% | 0.00% | 0.0% |
| BDC | Sell | BELDEN INCput | $91,000 | -93.4% | 2,200 | -88.6% | 0.00% | -93.8% |
| GOLD | Sell | BARRICK GOLD CORPcall | $123,000 | -89.8% | 9,100 | -91.7% | 0.00% | -92.9% |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $43,000 | -74.3% | 6,062 | -71.3% | 0.00% | -50.0% |
| APC | Sell | ANADARKO PETE CORP | $91,000 | -95.2% | 2,084 | -92.6% | 0.00% | -95.5% |
| HLF | Sell | HERBALIFE NUTRITION LTDcall | $94,000 | -95.9% | 1,600 | -96.2% | 0.00% | -96.3% |
| AKAM | Sell | AKAMAI TECHNOLOGIES INCcall | $122,000 | -95.8% | 2,000 | -95.0% | 0.00% | -97.1% |
| JEQ | Sell | ABERDEEN JAPAN EQUITY FD INC | $69,000 | -86.9% | 10,779 | -82.8% | 0.00% | -83.3% |
| T | Sell | AT&T INCput | $54,000 | -74.8% | 1,900 | -70.3% | 0.00% | -50.0% |
| LXP | Sell | LEXINGTON REALTY TRUST | $52,000 | -17.5% | 6,372 | -16.9% | 0.00% | 0.0% |
| VTL | Exit | VITAL THERAPIES INCput | $0 | – | -3,400 | -100.0% | 0.00% | – |
| LCAHW | Exit | LANDCADIA HLDGS INC*w exp 06/01/202 | $0 | – | -20,000 | -100.0% | 0.00% | – |
| TBRGW | Exit | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $0 | – | -80,000 | -100.0% | 0.00% | – |
| STLRW | Exit | STELLAR ACQUISITION III INC*w exp 03/22/202 | $0 | – | -300 | -100.0% | 0.00% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fftse europe etf | $0 | – | -12 | -100.0% | 0.00% | – |
| NESRW | Exit | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $0 | – | -977 | -100.0% | 0.00% | – |
| RLJE | Exit | RLJ ENTMT INC | $0 | – | -2,400 | -100.0% | 0.00% | – |
| JAKK | Exit | JAKKS PAC INCput | $0 | – | -11,500 | -100.0% | 0.00% | – |
| GLF | Exit | GULFMARK OFFSHORE INC | $0 | – | -200 | -100.0% | 0.00% | – |
| IRDM | Sell | IRIDIUM COMMUNICATIONS INCput | $1,000 | -99.9% | 100 | -99.9% | 0.00% | -100.0% |
| MGY | Exit | MAGNOLIA OIL & GAS CORPcall | $0 | – | -400 | -100.0% | 0.00% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $0 | – | -229 | -100.0% | 0.00% | – |
| INDUW | Exit | INDUSTREA ACQUISITION CORP*w exp 08/01/202 | $0 | – | -27,500 | -100.0% | 0.00% | – |
| LFACW | Exit | LF CAP ACQUISITION CORP*w exp 06/22/202 | $0 | – | -60,000 | -100.0% | 0.00% | – |
| RXN | Exit | REXNORD CORP NEW | $0 | – | -727 | -100.0% | 0.00% | – |
| Exit | SIGNATURE BK NEW YORK N Y*w exp 12/12/201 | $0 | – | -100 | -100.0% | 0.00% | – | |
| MGI | Exit | MONEYGRAM INTL INC | $0 | – | -988 | -100.0% | 0.00% | – |
| TDWWSA | Sell | TIDEWATER INC NEW*w exp 07/31/202 | $5,000 | -94.4% | 3,358 | -84.5% | 0.00% | -100.0% |
| FFBC | Exit | FIRST FINL BANCORP OH | $0 | – | -284 | -100.0% | 0.00% | – |
| PFIE | Exit | PROFIRE ENERGY INC | $0 | – | -6,585 | -100.0% | 0.00% | – |
| HUNTF | Exit | HUNTER MARITIME ACQUISITIONcl a | $0 | – | -100 | -100.0% | 0.00% | – |
| PEIX | Exit | PACIFIC ETHANOL INC | $0 | – | -200 | -100.0% | 0.00% | – |
| MIW | Exit | EATON VANCE MICH MUN BD FD | $0 | – | -2,468 | -100.0% | 0.00% | – |
| GSHT | Exit | GORES HLDGS II INC | $0 | – | -738 | -100.0% | 0.00% | – |
| MTBWS | Exit | M & T BK CORP*w exp 12/23/201 | $0 | – | -288 | -100.0% | 0.00% | – |
| BHACW | Exit | BARINGTON HILCO ACQUISITION*w exp 02/11/202 | $0 | – | -42,768 | -100.0% | 0.00% | – |
| GWRE | Exit | GUIDEWIRE SOFTWARE INC | $0 | – | -50 | -100.0% | 0.00% | – |
| BLBD | Sell | BLUE BIRD CORP | $5,000 | -28.6% | 301 | -5.6% | 0.00% | – |
| WAFD | Exit | WASHINGTON FED INC | $0 | – | -11 | -100.0% | 0.00% | – |
| DTE | Exit | DTE ENERGY CO | $0 | – | -180 | -100.0% | 0.00% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -900 | -100.0% | 0.00% | – |
| IAG | Exit | IAMGOLD CORP | $0 | – | -8,785 | -100.0% | 0.00% | – |
| ASBWS | Exit | ASSOCIATED BANC CORP*w exp 11/21/201 | $0 | – | -200 | -100.0% | 0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -8,865 | -100.0% | 0.00% | – |
| MAB | Exit | EATON VANCE MASS MUN BD FD | $0 | – | -807 | -100.0% | 0.00% | – |
| LHO | Exit | LASALLE HOTEL PPTYS | $0 | – | -1,000 | -100.0% | 0.00% | – |
| PRTK | Exit | PARATEK PHARMACEUTICALS INCput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| AHPAW | Exit | AVISTA HEALTHCARE PUB ACQ CO*w exp 10/07/202 | $0 | – | -70,000 | -100.0% | 0.00% | – |
| GSHTU | Exit | GORES HLDGS II INCunit 99/99/9999 | $0 | – | -2 | -100.0% | 0.00% | – |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $20,000 | -97.8% | 136 | -97.4% | 0.00% | -100.0% |
| LUMN | Sell | CENTURYLINK INC | $9,000 | -84.5% | 601 | -78.2% | 0.00% | -100.0% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Ncl a | $1,000 | -97.7% | 6 | -95.5% | 0.00% | -100.0% |
| TWN | Sell | TAIWAN FD INC | $39,000 | -94.8% | 2,576 | -93.4% | 0.00% | -100.0% |
| XEC | Sell | CIMAREX ENERGY CO | $32,000 | -96.9% | 521 | -95.4% | 0.00% | -100.0% |
| WHLR | Sell | WHEELER REAL ESTATE INVT TR | $2,000 | -98.7% | 3,170 | -91.4% | 0.00% | -100.0% |
| XLNX | Sell | XILINX INC | $6,000 | -90.3% | 77 | -90.1% | 0.00% | -100.0% |
| KMB | Sell | KIMBERLY CLARK CORP | $11,000 | -86.1% | 100 | -85.7% | 0.00% | -100.0% |
| SHPG | Sell | SHIRE PLCsponsored adr | $17,000 | -90.6% | 100 | -90.0% | 0.00% | -100.0% |
| SRF | Sell | CUSHING ENERGY INCOME | $2,000 | -99.5% | 364 | -99.1% | 0.00% | -100.0% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $26,000 | -99.8% | 251 | -99.7% | 0.00% | -100.0% |
| Z | Sell | ZILLOW GROUP INCput | $3,000 | -99.7% | 100 | -99.5% | 0.00% | -100.0% |
| ROKU | Sell | ROKU INCcall | $6,000 | -89.7% | 200 | -75.0% | 0.00% | -100.0% |
| DB | Sell | DEUTSCHE BANK AGput | $1,000 | -100.0% | 200 | -99.9% | 0.00% | -100.0% |
| EA | Sell | ELECTRONIC ARTS INC | $41,000 | -92.5% | 521 | -88.5% | 0.00% | -100.0% |
| LGI | Sell | LAZARD GLB TTL RET&INCM FD I | $22,000 | -94.2% | 1,639 | -92.4% | 0.00% | -100.0% |
| SFUN | Sell | FANG HLDGS LTDadr | $0 | -100.0% | 21 | -99.8% | 0.00% | – |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $20,000 | -89.1% | 1,944 | -85.3% | 0.00% | -100.0% |
| WRLSR | Sell | PENSARE ACQUISITION CORPright 99/99/9999 | $16,000 | -75.0% | 57,800 | -59.6% | 0.00% | -100.0% |
| FG | Sell | FGL HLDGS | $28,000 | -34.9% | 4,265 | -11.8% | 0.00% | -100.0% |
| AA | Sell | ALCOA CORPput | $13,000 | -99.6% | 500 | -99.4% | 0.00% | -100.0% |
| AA | Sell | ALCOA CORP | $14,000 | -99.8% | 550 | -99.6% | 0.00% | -100.0% |
| GSG | Sell | ISHARES S&P GSCI COMMODITY Iunit ben int | $26,000 | -96.9% | 1,861 | -95.9% | 0.00% | -100.0% |
| AKRXQ | Sell | AKORN INC | $11,000 | -99.0% | 3,261 | -96.0% | 0.00% | -100.0% |
| AKAM | Sell | AKAMAI TECHNOLOGIES INC | $17,000 | -94.7% | 279 | -93.7% | 0.00% | -100.0% |
| AGFSW | Sell | AGROFRESH SOLUTIONS*w exp 07/31/202 | $16,000 | -30.4% | 103,665 | -11.5% | 0.00% | – |
| EWJ | Sell | ISHARES INCmsci jpn etf new | $17,000 | -99.0% | 347 | -98.7% | 0.00% | -100.0% |
| GILD | Sell | GILEAD SCIENCES INC | $1,000 | -96.3% | 19 | -94.6% | 0.00% | – |
| HKWS | Sell | HALCON RES CORP*w exp 09/09/202 | $0 | -100.0% | 9,230 | -18.8% | 0.00% | – |
| LB | Sell | L BRANDS INC | $1,000 | -99.8% | 52 | -99.7% | 0.00% | -100.0% |
| WMGI | Exit | WRIGHT MED GROUP N Vcall | $0 | – | -300 | -100.0% | 0.00% | – |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $6,000 | -93.6% | 244 | -88.9% | 0.00% | -100.0% |
| INTC | Sell | INTEL CORP | $18,000 | -99.2% | 387 | -99.2% | 0.00% | -100.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $0 | -100.0% | 5 | -100.0% | 0.00% | -100.0% |
| ABT | Sell | ABBOTT LABS | $19,000 | -44.1% | 266 | -43.6% | 0.00% | – |
| VVR | Sell | INVESCO SR INCOME TR | $36,000 | -91.2% | 9,231 | -90.4% | 0.00% | -100.0% |
| MRK | Sell | MERCK & CO INC | $14,000 | -96.5% | 185 | -96.7% | 0.00% | -100.0% |
| TSN | Sell | TYSON FOODS INCcl a | $7,000 | -99.7% | 143 | -99.7% | 0.00% | -100.0% |
| BHACR | Exit | BARINGTON HILCO ACQUISITIONright 08/11/2017 | $0 | – | -22,575 | -100.0% | 0.00% | – |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $41,000 | -97.8% | 307 | -97.3% | 0.00% | -100.0% |
| BSD | Sell | BLACKROCK STRATEGIC MUN TR | $3,000 | -99.3% | 322 | -99.1% | 0.00% | -100.0% |
| JAKK | Exit | JAKKS PAC INC | $0 | – | -3,628 | -100.0% | 0.00% | – |
| TALO | Exit | TALOS ENERGY INC | $0 | – | -174 | -100.0% | 0.00% | – |
| MTB | Exit | M & T BK CORP | $0 | – | -53 | -100.0% | 0.00% | – |
| VLYWS | Exit | VALLEY NATL BANCORP*w exp 11/14/201 | $0 | – | -4,937 | -100.0% | 0.00% | – |
| FFC | Exit | FLAHERTY&CRMN PFD SEC INCOM | $0 | – | -1,524 | -100.0% | 0.00% | – |
| GRF | Exit | EAGLE CAP GROWTH FD INC | $0 | – | -3,012 | -100.0% | 0.00% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -270 | -100.0% | 0.00% | – |
| AZO | Exit | AUTOZONE INC | $0 | – | -4 | -100.0% | 0.00% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -300 | -100.0% | 0.00% | – |
| FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -1,007 | -100.0% | 0.00% | – |
| RNET | Exit | RIGNET INC | $0 | – | -1,234 | -100.0% | 0.00% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORP | $0 | – | -260 | -100.0% | -0.00% | – |
| BKN | Exit | BLACKROCK INVT QUALITY MUN T | $0 | – | -4,068 | -100.0% | -0.00% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -8,975 | -100.0% | -0.00% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -897 | -100.0% | -0.00% | – |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -4,103 | -100.0% | -0.00% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -7,474 | -100.0% | -0.00% | – |
| EMI | Exit | EATON VANCE MI MUNI INCOME Tsh ben int | $0 | – | -10,157 | -100.0% | -0.00% | – |
| TCFWS | Exit | TCF FINL CORP*w exp 11/14/201 | $0 | – | -8,969 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE NUTRITION LTD | $0 | – | -1,900 | -100.0% | -0.00% | – |
| IMXIW | Exit | INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202 | $0 | – | -31,924 | -100.0% | -0.00% | – |
| ADX | Exit | ADAMS DIVERSIFIED EQUITY FD | $0 | – | -3,104 | -100.0% | -0.00% | – |
| EBS | Exit | EMERGENT BIOSOLUTIONS INC | $0 | – | -1,498 | -100.0% | -0.00% | – |
| MTZ | Exit | MASTEC INC | $0 | – | -2,093 | -100.0% | -0.00% | – |
| AMBCWS | Exit | AMBAC FINL GROUP INC*w exp 04/30/202 | $0 | – | -5,141 | -100.0% | -0.00% | – |
| SDS | Exit | PROSHARES TRultrashrt s&p500 | $0 | – | -1,770 | -100.0% | -0.00% | – |
| NYH | Exit | EATON VANCE N Y MUN BD FD II | $0 | – | -7,269 | -100.0% | -0.00% | – |
| WTFC | Exit | WINTRUST FINL CORP | $0 | – | -682 | -100.0% | -0.00% | – |
| DOTAW | Exit | DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202 | $0 | – | -108,300 | -100.0% | -0.00% | – |
| JPMWS | Exit | JPMORGAN CHASE & CO*w exp 10/28/201 | $0 | – | -783 | -100.0% | -0.00% | – |
| OIH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -2,000 | -100.0% | -0.00% | – |
| TIF | Exit | TIFFANY & CO NEWput | $0 | – | -1,000 | -100.0% | -0.00% | – |
| REIS | Exit | REIS INC | $0 | – | -4,500 | -100.0% | -0.00% | – |
| LCA | Exit | LANDCADIA HLDGS INCcl a | $0 | – | -5,017 | -100.0% | -0.00% | – |
| DOTAR | Exit | DRAPER OAKWOOD TECHNOLOGYright 09/19/2018 | $0 | – | -176,100 | -100.0% | -0.00% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -3,131 | -100.0% | -0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -4,618 | -100.0% | -0.00% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -927 | -100.0% | -0.00% | – |
| TDWWSB | Exit | TIDEWATER INC NEW*w exp 07/31/202 | $0 | – | -26,658 | -100.0% | -0.00% | – |
| NH | Exit | NANTHEALTH INCput | $0 | – | -64,300 | -100.0% | -0.00% | – |
| SUNS | Exit | SOLAR SR CAP LTD | $0 | – | -2,778 | -100.0% | -0.00% | – |
| MOSCWS | Exit | MOSAIC ACQUISITION CORP*w exp 10/23/202 | $0 | – | -82,200 | -100.0% | -0.00% | – |
| CMAWS | Exit | COMERICA INC*w exp 11/14/201 | $0 | – | -1,600 | -100.0% | -0.00% | – |
| GUT | Exit | GABELLI UTIL TR | $0 | – | -24,894 | -100.0% | -0.00% | – |
| WHF | Exit | WHITEHORSE FIN INC | $0 | – | -9,301 | -100.0% | -0.00% | – |
| JCOM | Exit | J2 GLOBAL INC | $0 | – | -2,272 | -100.0% | -0.00% | – |
| TISI | Exit | TEAM INC | $0 | – | -8,745 | -100.0% | -0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -1,431 | -100.0% | -0.00% | – |
| IMO | Exit | IMPERIAL OIL LTD | $0 | – | -5,000 | -100.0% | -0.00% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -800 | -100.0% | -0.00% | – |
| RCII | Exit | RENT A CTR INC NEWcall | $0 | – | -9,700 | -100.0% | -0.00% | – |
| JMM | Exit | NUVEEN MULTI MKT INCOME FD | $0 | – | -19,442 | -100.0% | -0.00% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -13,031 | -100.0% | -0.00% | – |
| LINDW | Exit | LINDBLAD EXPEDITIONS HLDGS I*w exp 07/08/202 | $0 | – | -41,880 | -100.0% | -0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -500 | -100.0% | -0.00% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -2,888 | -100.0% | -0.00% | – |
| RGEN | Exit | REPLIGEN CORP | $0 | – | -3,736 | -100.0% | -0.00% | – |
| ECA | Exit | ENCANA CORP | $0 | – | -9,851 | -100.0% | -0.00% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -12,925 | -100.0% | -0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INC | $0 | – | -47,895 | -100.0% | -0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -22,374 | -100.0% | -0.00% | – |
| Exit | ENDOLOGIX INCnote 3.250%11/0 | $0 | – | -275,000 | -100.0% | -0.00% | – | |
| SVU | Exit | SUPERVALU INC | $0 | – | -5,039 | -100.0% | -0.00% | – |
| PLX | Exit | PROTALIX BIOTHERAPEUTICS INC | $0 | – | -214,938 | -100.0% | -0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| JPT | Exit | NUVEEN PFD & INCOME 2022 TER | $0 | – | -5,949 | -100.0% | -0.00% | – |
| KAACW | Exit | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $0 | – | -100,000 | -100.0% | -0.00% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -32,214 | -100.0% | -0.00% | – |
| MAIN | Exit | MAIN STREET CAPITAL CORP | $0 | – | -4,037 | -100.0% | -0.00% | – |
| Exit | ENDOLOGIX INCnote 2.250%12/1 | $0 | – | -144,000 | -100.0% | -0.00% | – | |
| EEA | Exit | EUROPEAN EQUITY FUND | $0 | – | -30,627 | -100.0% | -0.00% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORTNYS | $0 | – | -23,361 | -100.0% | -0.00% | – |
| HCACWS | Exit | HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202 | $0 | – | -150,700 | -100.0% | -0.00% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -23,279 | -100.0% | -0.00% | – |
| IFN | Exit | INDIA FD INC | $0 | – | -12,125 | -100.0% | -0.00% | – |
| GSHTW | Exit | GORES HLDGS II INC*w exp 01/13/202 | $0 | – | -135,566 | -100.0% | -0.00% | – |
| CENX | Exit | CENTURY ALUM CO | $0 | – | -25,000 | -100.0% | -0.00% | – |
| BASX | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -28,539 | -100.0% | -0.00% | – |
| DDR | Exit | DDR CORP | $0 | – | -20,371 | -100.0% | -0.00% | – |
| ACRE | Exit | ARES COML REAL ESTATE CORP | $0 | – | -15,702 | -100.0% | -0.00% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INCcall | $0 | – | -3,000 | -100.0% | -0.00% | – |
| PRO | Exit | PROS HOLDINGS INCput | $0 | – | -8,000 | -100.0% | -0.00% | – |
| SMPLW | Exit | SIMPLY GOOD FOODS CO*w exp 07/07/202 | $0 | – | -33,378 | -100.0% | -0.00% | – |
| JONEQ | Exit | JONES ENERGY INCcl a new | $0 | – | -38,773 | -100.0% | -0.00% | – |
| JMLP | Exit | NUVEEN ALL CAP ENE MLP OPPO | $0 | – | -37,700 | -100.0% | -0.00% | – |
| PHH | Exit | PHH CORP | $0 | – | -25,422 | -100.0% | -0.00% | – |
| EIA | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -37,785 | -100.0% | -0.00% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INC | $0 | – | -7,101 | -100.0% | -0.00% | – |
| CWAY | Exit | COASTWAY BANCORP INC | $0 | – | -11,323 | -100.0% | -0.00% | – |
| APTI | Exit | APPTIO INCput | $0 | – | -8,400 | -100.0% | -0.00% | – |
| CHMI | Exit | CHERRY HILL MTG INVT CORP | $0 | – | -17,190 | -100.0% | -0.00% | – |
| FIVE | Exit | FIVE BELOW INC | $0 | – | -2,324 | -100.0% | -0.00% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -14,500 | -100.0% | -0.00% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -56,122 | -100.0% | -0.00% | – |
| INDU | Exit | INDUSTREA ACQUISITION CORPcl a | $0 | – | -35,000 | -100.0% | -0.00% | – |
| HIX | Exit | WESTERN ASSET HIGH INCM FD I | $0 | – | -60,822 | -100.0% | -0.00% | – |
| WFCWS | Exit | WELLS FARGO CO NEW*w exp 10/28/201 | $0 | – | -19,773 | -100.0% | -0.00% | – |
| CWB | Exit | SPDR SERIES TRUSTblmbrg brc cnvrt | $0 | – | -6,124 | -100.0% | -0.00% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -10,218 | -100.0% | -0.00% | – |
| TCPC | Exit | BLACKROCK TCP CAP CORP | $0 | – | -22,148 | -100.0% | -0.00% | – |
| AEF | Exit | ABERDEEN EMRG MRKTS EQT INM | $0 | – | -68,534 | -100.0% | -0.01% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD INC | $0 | – | -36,326 | -100.0% | -0.01% | – |
| REGI | Exit | RENEWABLE ENERGY GROUP INCput | $0 | – | -16,000 | -100.0% | -0.01% | – |
| TTM | Exit | TATA MTRS LTDsponsored adr | $0 | – | -27,469 | -100.0% | -0.01% | – |
| PCRX | Exit | PACIRA PHARMACEUTICALS INCput | $0 | – | -9,400 | -100.0% | -0.01% | – |
| ADT | Exit | ADT INC | $0 | – | -50,000 | -100.0% | -0.01% | – |
| BFK | Exit | BLACKROCK MUN INCOME TRsh ben int | $0 | – | -33,156 | -100.0% | -0.01% | – |
| AYI | Exit | ACUITY BRANDS INC | $0 | – | -3,000 | -100.0% | -0.01% | – |
| COFWS | Exit | CAPITAL ONE FINL CORP*w exp 11/14/201 | $0 | – | -8,657 | -100.0% | -0.01% | – |
| INVH | Exit | INVITATION HOMES INC | $0 | – | -18,559 | -100.0% | -0.01% | – |
| HCACU | Exit | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $0 | – | -40,000 | -100.0% | -0.01% | – |
| GF | Exit | NEW GERMANY FD INC | $0 | – | -21,647 | -100.0% | -0.01% | – |
| DOTAU | Exit | DRAPER OAKWOOD TECHNOLOGYunit 09/30/2024 | $0 | – | -35,513 | -100.0% | -0.01% | – |
| WRLS | Exit | PENSARE ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.01% | – |
| MELI | Exit | MERCADOLIBRE INCcall | $0 | – | -1,600 | -100.0% | -0.01% | – |
| TY | Exit | TRI CONTL CORP | $0 | – | -17,318 | -100.0% | -0.01% | – |
| STK | Exit | COLUMBIA SELIGM PREM TECH GR | $0 | – | -25,878 | -100.0% | -0.01% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -67,311 | -100.0% | -0.01% | – |
| MOSC | Exit | MOSAIC ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.01% | – |
| MTEC | Exit | MTECH ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.01% | – |
| ATSG | Exit | AIR TRANSPORT SERVICES GRP I | $0 | – | -22,400 | -100.0% | -0.01% | – |
| BACWSB | Exit | BANK AMER CORP*w exp 10/28/201 | $0 | – | -1,703,954 | -100.0% | -0.01% | – |
| SUI | Exit | SUN CMNTYS INC | $0 | – | -5,622 | -100.0% | -0.01% | – |
| ASB | Exit | ASSOCIATED BANC CORP | $0 | – | -24,609 | -100.0% | -0.01% | – |
| SOR | Exit | SOURCE CAP INC | $0 | – | -14,595 | -100.0% | -0.01% | – |
| VLT | Exit | INVESCO HIGH INCOME TR II | $0 | – | -45,144 | -100.0% | -0.01% | – |
| CBA | Exit | CLEARBRIDGE AMERN ENERG MLP | $0 | – | -80,406 | -100.0% | -0.01% | – |
| GNBC | Exit | GREEN BANCORP INC | $0 | – | -26,470 | -100.0% | -0.01% | – |
| MCN | Exit | MADISON CVRED CALL & EQ STR | $0 | – | -78,321 | -100.0% | -0.01% | – |
| RGT | Exit | ROYCE GLOBAL VALUE TR INC | $0 | – | -54,992 | -100.0% | -0.01% | – |
| KBR | Exit | KBR INC | $0 | – | -30,000 | -100.0% | -0.01% | – |
| LOACU | Exit | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $0 | – | -60,000 | -100.0% | -0.01% | – |
| WEB | Exit | WEB COM GROUP INC | $0 | – | -22,277 | -100.0% | -0.01% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -89,219 | -100.0% | -0.01% | – |
| ZEN | Exit | ZENDESK INCput | $0 | – | -8,000 | -100.0% | -0.01% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INC | $0 | – | -12,835 | -100.0% | -0.01% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -17,566 | -100.0% | -0.01% | – |
| CLI | Exit | MACK CALI RLTY CORP | $0 | – | -33,015 | -100.0% | -0.01% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -22,507 | -100.0% | -0.01% | – |
| J | Exit | JACOBS ENGR GROUP INC DEL | $0 | – | -8,500 | -100.0% | -0.01% | – |
| TRHC | Exit | TABULA RASA HEALTHCARE INCcall | $0 | – | -8,800 | -100.0% | -0.01% | – |
| PAI | Exit | WESTERN ASSET INVESTMENT GRA | $0 | – | -50,510 | -100.0% | -0.01% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -17,177 | -100.0% | -0.01% | – |
| NTG | Exit | TORTOISE MLP FD INC | $0 | – | -45,063 | -100.0% | -0.01% | – |
| ARLO | Exit | ARLO TECHNOLOGIES INC | $0 | – | -50,000 | -100.0% | -0.01% | – |
| XRM | Exit | XERIUM TECHNOLOGIES INC | $0 | – | -60,100 | -100.0% | -0.01% | – |
| IRWD | Exit | IRONWOOD PHARMACEUTICALS INCput | $0 | – | -43,100 | -100.0% | -0.01% | – |
| Exit | CORPORATE CAP TR INC | $0 | – | -51,892 | -100.0% | -0.01% | – | |
| MYL | Exit | MYLAN N Vcall | $0 | – | -20,000 | -100.0% | -0.01% | – |
| GDL | Exit | GDL FUND | $0 | – | -85,936 | -100.0% | -0.01% | – |
| Exit | NANTHEALTH INCnote 5.500%12/1 | $0 | – | -1,300,000 | -100.0% | -0.01% | – | |
| CEE | Exit | THE CENTRAL AND EASTERN EU I | $0 | – | -33,205 | -100.0% | -0.01% | – |
| IAE | Exit | VOYA ASIA PAC DIVID EQUITY I | $0 | – | -83,088 | -100.0% | -0.01% | – |
| MVT | Exit | BLACKROCK MUNIVEST FD II INC | $0 | – | -65,290 | -100.0% | -0.01% | – |
| RDN | Exit | RADIAN GROUP INC | $0 | – | -42,799 | -100.0% | -0.01% | – |
| INDUU | Exit | INDUSTREA ACQUISITION CORPunit 07/21/2024 | $0 | – | -75,000 | -100.0% | -0.01% | – |
| MPACU | Exit | MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a | $0 | – | -80,303 | -100.0% | -0.01% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -4,180 | -100.0% | -0.01% | – |
| EDC | Exit | DIREXION SHS ETF TRcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| JBGS | Exit | JBG SMITH PPTYS | $0 | – | -23,708 | -100.0% | -0.01% | – |
| RNET | Exit | RIGNET INCput | $0 | – | -40,400 | -100.0% | -0.01% | – |
| MSD | Exit | MORGAN STANLEY EMER MKTS DEB | $0 | – | -94,563 | -100.0% | -0.01% | – |
| CFX | Exit | COLFAX CORP | $0 | – | -25,000 | -100.0% | -0.01% | – |
| FTCH | Exit | FARFETCH LTDord sh cl a | $0 | – | -31,000 | -100.0% | -0.01% | – |
| SPXC | Exit | SPX CORP | $0 | – | -25,000 | -100.0% | -0.01% | – |
| GBNK | Exit | GUARANTY BANCORP DEL | $0 | – | -30,730 | -100.0% | -0.01% | – |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -4,500 | -100.0% | -0.01% | – |
| SVMK | Exit | SVMK INC | $0 | – | -60,000 | -100.0% | -0.01% | – |
| ARCE | Exit | ARCO PLATFORM LTD | $0 | – | -39,700 | -100.0% | -0.01% | – |
| DOTA | Exit | DRAPER OAKWOOD TECHNOLOGY | $0 | – | -90,000 | -100.0% | -0.01% | – |
| HLIT | Exit | HARMONIC INCput | $0 | – | -172,600 | -100.0% | -0.01% | – |
| DRI | Exit | DARDEN RESTAURANTS INCput | $0 | – | -8,500 | -100.0% | -0.01% | – |
| URI | Exit | UNITED RENTALS INCput | $0 | – | -6,000 | -100.0% | -0.01% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -6,399 | -100.0% | -0.01% | – |
| EGC | Exit | ENERGY XXI GULF COAST INC | $0 | – | -114,877 | -100.0% | -0.01% | – |
| NUW | Exit | NUVEEN AMT-FREE MUN VALUE FD | $0 | – | -61,318 | -100.0% | -0.01% | – |
| NHS | Exit | NEUBERGER BERMAN HGH YLD FD | $0 | – | -92,208 | -100.0% | -0.01% | – |
| GDS | Exit | GDS HLDGS LTDput | $0 | – | -29,500 | -100.0% | -0.01% | – |
| CALL | Exit | MAGICJACK VOCALTEC LTD | $0 | – | -118,914 | -100.0% | -0.01% | – |
| STNLU | Exit | SENTINEL ENERGY SVCS INCunit 11/02/2022 | $0 | – | -100,000 | -100.0% | -0.01% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -11,587 | -100.0% | -0.01% | – |
| KAACU | Exit | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $0 | – | -95,464 | -100.0% | -0.01% | – |
| RPT | Exit | RAMCO-GERSHENSON PPTYS TR | $0 | – | -76,160 | -100.0% | -0.01% | – |
| ASA | Exit | ASA GOLD AND PRECIOUS MTLS L | $0 | – | -112,186 | -100.0% | -0.01% | – |
| ALB | Exit | ALBEMARLE CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -34,189 | -100.0% | -0.01% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INC | $0 | – | -12,455 | -100.0% | -0.01% | – |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -48,172 | -100.0% | -0.01% | – |
| SYNT | Exit | SYNTEL INC | $0 | – | -26,382 | -100.0% | -0.01% | – |
| CUI | Exit | CUI GLOBAL INC | $0 | – | -515,938 | -100.0% | -0.01% | – |
| DAVA | Exit | ENDAVA PLCads | $0 | – | -40,000 | -100.0% | -0.01% | – |
| EB | Exit | EVENTBRITE INC | $0 | – | -30,000 | -100.0% | -0.01% | – |
| DX | Exit | DYNEX CAP INC | $0 | – | -180,836 | -100.0% | -0.01% | – |
| BY | Exit | BYLINE BANCORP INC | $0 | – | -50,000 | -100.0% | -0.01% | – |
| TCDA | Exit | TRICIDA INC | $0 | – | -36,515 | -100.0% | -0.01% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -25,000 | -100.0% | -0.01% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCput | $0 | – | -75,000 | -100.0% | -0.01% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INCput | $0 | – | -53,900 | -100.0% | -0.01% | – |
| PNCWS | Exit | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $0 | – | -17,067 | -100.0% | -0.01% | – |
| AKRXQ | Exit | AKORN INCcall | $0 | – | -100,000 | -100.0% | -0.02% | – |
| VBF | Exit | INVESCO BD FD | $0 | – | -71,489 | -100.0% | -0.02% | – |
| MCRN | Exit | MILACRON HLDGS CORP | $0 | – | -70,000 | -100.0% | -0.02% | – |
| ELAN | Exit | ELANCO ANIMAL HEALTH INC | $0 | – | -40,000 | -100.0% | -0.02% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -30,000 | -100.0% | -0.02% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -4,800 | -100.0% | -0.02% | – |
| BE | Exit | BLOOM ENERGY CORP | $0 | – | -40,000 | -100.0% | -0.02% | – |
| JMF | Exit | NUVEEN ENERGY MLP TOTL RTRNF | $0 | – | -135,797 | -100.0% | -0.02% | – |
| TLRY | Exit | TILRAY INCput | $0 | – | -10,000 | -100.0% | -0.02% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -17,000 | -100.0% | -0.02% | – |
| MPAC | Exit | MATLIN & PARTNERS ACQUISITIOcl a | $0 | – | -150,000 | -100.0% | -0.02% | – |
| MUA | Exit | BLACKROCK MUNIASSETS FD INC | $0 | – | -113,549 | -100.0% | -0.02% | – |
| QCOM | Exit | QUALCOMM INCcall | $0 | – | -20,000 | -100.0% | -0.02% | – |
| MXF | Exit | MEXICO FD INC | $0 | – | -95,456 | -100.0% | -0.02% | – |
| ROKU | Exit | ROKU INCput | $0 | – | -21,200 | -100.0% | -0.02% | – |
| DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -13,942 | -100.0% | -0.02% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -133,784 | -100.0% | -0.02% | – |
| NXEO | Exit | NEXEO SOLUTIONS INC | $0 | – | -125,471 | -100.0% | -0.02% | – |
| ECL | Exit | ECOLAB INCput | $0 | – | -9,700 | -100.0% | -0.02% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY II | $0 | – | -130,450 | -100.0% | -0.02% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -193,586 | -100.0% | -0.02% | – |
| BRZU | Exit | DIREXION SHS ETF TRput | $0 | – | -89,100 | -100.0% | -0.02% | – |
| FSACU | Exit | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $0 | – | -151,000 | -100.0% | -0.02% | – |
| TENB | Exit | TENABLE HLDGS INC | $0 | – | -45,000 | -100.0% | -0.02% | – |
| TAL | Exit | TAL ED GROUPcall | $0 | – | -67,200 | -100.0% | -0.02% | – |
| DB | Exit | DEUTSCHE BANK AGnamen akt | $0 | – | -149,122 | -100.0% | -0.02% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INCput | $0 | – | -40,000 | -100.0% | -0.02% | – |
| OCLR | Exit | OCLARO INC | $0 | – | -190,030 | -100.0% | -0.02% | – |
| GER | Exit | GOLDMAN SACHS MLP ENERGY REN | $0 | – | -278,935 | -100.0% | -0.02% | – |
| LDOS | Exit | LEIDOS HLDGS INC | $0 | – | -26,000 | -100.0% | -0.02% | – |
| JOF | Exit | JAPAN SMALLER CAPTLZTN FD IN | $0 | – | -160,665 | -100.0% | -0.02% | – |
| KAAC | Exit | KAYNE ANDERSON ACQUISITION | $0 | – | -174,000 | -100.0% | -0.02% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -145,977 | -100.0% | -0.02% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -223,123 | -100.0% | -0.02% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -14,439 | -100.0% | -0.02% | – |
| PXD | Exit | PIONEER NAT RES COput | $0 | – | -11,000 | -100.0% | -0.02% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INCput | $0 | – | -21,500 | -100.0% | -0.02% | – |
| CAF | Exit | MORGAN STANLEY CHINA A SH FD | $0 | – | -87,437 | -100.0% | -0.02% | – |
| SMG | Exit | SCOTTS MIRACLE GRO COcall | $0 | – | -25,000 | -100.0% | -0.02% | – |
| Exit | CTRIP COM INTL LTDnote 1.250% 9/1 | $0 | – | -2,000,000 | -100.0% | -0.02% | – | |
| KO | Exit | COCA COLA CO | $0 | – | -44,163 | -100.0% | -0.02% | – |
| Exit | GRANITE PT MTG TR INCnote 5.625%12/0 | $0 | – | -2,000,000 | -100.0% | -0.02% | – | |
| TPH | Exit | TRI POINTE GROUP INC | $0 | – | -168,596 | -100.0% | -0.02% | – |
| XLI | Exit | SELECT SECTOR SPDR TRsbi int-inds | $0 | – | -26,834 | -100.0% | -0.02% | – |
| GHY | Exit | PGIM GLOBAL SHORT DURATION H | $0 | – | -147,629 | -100.0% | -0.02% | – |
| AMLP | Exit | ALPS ETF TRput | $0 | – | -200,000 | -100.0% | -0.02% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -25,899 | -100.0% | -0.03% | – |
| AFSI | Exit | AMTRUST FINL SVCS INC | $0 | – | -157,112 | -100.0% | -0.03% | – |
| AAT | Exit | AMERICAN ASSETS TR INC | $0 | – | -63,262 | -100.0% | -0.03% | – |
| TXT | Exit | TEXTRON INC | $0 | – | -32,946 | -100.0% | -0.03% | – |
| PDM | Exit | PIEDMONT OFFICE REALTY TR IN | $0 | – | -125,427 | -100.0% | -0.03% | – |
| MOSCU | Exit | MOSAIC ACQUISITION CORPunit 99/99/9999 | $0 | – | -238,180 | -100.0% | -0.03% | – |
| THQ | Exit | TEKLA HEALTHCARE OPPORTUNIT | $0 | – | -128,557 | -100.0% | -0.03% | – |
| BPFHW | Exit | BOSTON PRIVATE FINL HLDGS IN*w exp 11/21/201 | $0 | – | -303,759 | -100.0% | -0.03% | – |
| POOL | Exit | POOL CORPORATION | $0 | – | -14,675 | -100.0% | -0.03% | – |
| DPZ | Exit | DOMINOS PIZZA INC | $0 | – | -8,146 | -100.0% | -0.03% | – |
| EMF | Exit | TEMPLETON EMERGING MKTS FD I | $0 | – | -169,907 | -100.0% | -0.03% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -24,000 | -100.0% | -0.03% | – |
| MFL | Exit | BLACKROCK MUNIHLDS INVSTM QL | $0 | – | -200,857 | -100.0% | -0.03% | – |
| MGA | Exit | MAGNA INTL INCcall | $0 | – | -46,900 | -100.0% | -0.03% | – |
| FSAC | Exit | FEDERAL STR ACQUISITION CORPcl a | $0 | – | -257,400 | -100.0% | -0.03% | – |
| SMTC | Exit | SEMTECH CORP | $0 | – | -47,464 | -100.0% | -0.03% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INCput | $0 | – | -159,700 | -100.0% | -0.03% | – |
| TXN | Exit | TEXAS INSTRS INCcall | $0 | – | -25,000 | -100.0% | -0.03% | – |
| ROK | Exit | ROCKWELL AUTOMATION INC | $0 | – | -15,000 | -100.0% | -0.03% | – |
| PTC | Exit | PTC INC | $0 | – | -27,100 | -100.0% | -0.03% | – |
| DLR | Exit | DIGITAL RLTY TR INCput | $0 | – | -25,000 | -100.0% | -0.03% | – |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -3,000,000 | -100.0% | -0.03% | – | |
| PF | Exit | PINNACLE FOODS INC DEL | $0 | – | -44,987 | -100.0% | -0.03% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTON CORP I | $0 | – | -285,356 | -100.0% | -0.03% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcall | $0 | – | -13,800 | -100.0% | -0.04% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -276,860 | -100.0% | -0.04% | – |
| KMIPRA | Exit | KINDER MORGAN INC DELpfd ser a | $0 | – | -92,711 | -100.0% | -0.04% | – |
| Exit | MEDICINES COnote 2.750% 7/1 | $0 | – | -3,400,000 | -100.0% | -0.04% | – | |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -57,500 | -100.0% | -0.04% | – |
| ANDV | Exit | ANDEAVORcall | $0 | – | -20,000 | -100.0% | -0.04% | – |
| ANDV | Exit | ANDEAVORput | $0 | – | -20,000 | -100.0% | -0.04% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -20,700 | -100.0% | -0.04% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INCput | $0 | – | -161,100 | -100.0% | -0.04% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -93,758 | -100.0% | -0.04% | – |
| HQH | Exit | TEKLA HEALTHCARE INVSsh ben int | $0 | – | -153,064 | -100.0% | -0.04% | – |
| STBZ | Exit | STATE BK FINL CORP | $0 | – | -120,427 | -100.0% | -0.04% | – |
| V | Exit | VISA INC | $0 | – | -24,850 | -100.0% | -0.04% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -74,142 | -100.0% | -0.04% | – |
| Exit | VEECO INSTRS INC DELnote 2.700% 1/1 | $0 | – | -4,621,000 | -100.0% | -0.04% | – | |
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS INCcl a | $0 | – | -394,589 | -100.0% | -0.05% | – |
| COBZ | Exit | COBIZ FINANCIAL INC | $0 | – | -191,113 | -100.0% | -0.05% | – |
| KLXI | Exit | KLX INC | $0 | – | -73,359 | -100.0% | -0.05% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -38,827 | -100.0% | -0.06% | – |
| COUP | Exit | COUPA SOFTWARE INC | $0 | – | -68,987 | -100.0% | -0.06% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING C | $0 | – | -171,649 | -100.0% | -0.07% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -219,880 | -100.0% | -0.07% | – |
| Exit | CARRIAGE SVCS INCnote 2.750% 3/1 | $0 | – | -5,431,000 | -100.0% | -0.07% | – | |
| XCRA | Exit | XCERRA CORP | $0 | – | -446,887 | -100.0% | -0.07% | – |
| PNK | Exit | PINNACLE ENTMT INC NEW | $0 | – | -194,259 | -100.0% | -0.08% | – |
| CA | Exit | CA INC | $0 | – | -150,733 | -100.0% | -0.08% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -69,284 | -100.0% | -0.08% | – |
| DHR | Exit | DANAHER CORP DEL | $0 | – | -61,416 | -100.0% | -0.08% | – |
| FCEA | Exit | FOREST CITY RLTY TR INC | $0 | – | -273,938 | -100.0% | -0.08% | – |
| Exit | SINA CORPnote 1.000%12/0 | $0 | – | -6,915,000 | -100.0% | -0.08% | – | |
| WBT | Exit | WELBILT INC | $0 | – | -332,730 | -100.0% | -0.08% | – |
| Exit | CALAMP CORPnote 1.625% 5/1 | $0 | – | -6,626,000 | -100.0% | -0.08% | – | |
| CATYW | Exit | CATHAY GEN BANCORP*w exp 12/05/201 | $0 | – | -331,953 | -100.0% | -0.08% | – |
| LPNT | Exit | LIFEPOINT HEALTH INC | $0 | – | -114,292 | -100.0% | -0.09% | – |
| IVZ | Exit | INVESCO LTDcall | $0 | – | -325,000 | -100.0% | -0.09% | – |
| LRCX | Exit | LAM RESEARCH CORPcall | $0 | – | -50,000 | -100.0% | -0.09% | – |
| LECO | Exit | LINCOLN ELEC HLDGS INC | $0 | – | -85,000 | -100.0% | -0.09% | – |
| EGN | Exit | ENERGEN CORP | $0 | – | -99,290 | -100.0% | -0.10% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -100,160 | -100.0% | -0.10% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -550,420 | -100.0% | -0.10% | – |
| EVHC | Exit | ENVISION HEALTHCARE CORP | $0 | – | -192,295 | -100.0% | -0.10% | – |
| ASH | Exit | ASHLAND GLOBAL HLDGS INC | $0 | – | -110,195 | -100.0% | -0.11% | – |
| MIDD | Exit | MIDDLEBY CORP | $0 | – | -74,770 | -100.0% | -0.11% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -62,692 | -100.0% | -0.11% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -49,314 | -100.0% | -0.12% | – |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -14,560,000 | -100.0% | -0.14% | – | |
| NXPI | Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -150,000 | -100.0% | -0.15% | – |
| BKHU | Exit | BLACK HILLS CORPunit 99/99/9999 | $0 | – | -203,601 | -100.0% | -0.15% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -12,000 | -100.0% | -0.17% | – |
| Exit | SPECTRUM PHARMACEUTICALS INCnote 2.750%12/1 | $0 | – | -9,605,000 | -100.0% | -0.18% | – | |
| Exit | K2M GROUP HLDGS INCnote 4.125% 8/1 | $0 | – | -12,500,000 | -100.0% | -0.20% | – | |
| Exit | CIENA CORPdebt 4.000%12/1 | $0 | – | -11,500,000 | -100.0% | -0.21% | – | |
| FXI | Exit | ISHARES TRput | $0 | – | -500,000 | -100.0% | -0.25% | – |
| Exit | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $0 | – | -12,776,000 | -100.0% | -0.25% | – | |
| Exit | WEATHERFORD INTL LTDnote 5.875% 7/0 | $0 | – | -29,605,000 | -100.0% | -0.32% | – | |
| GLD | Exit | SPDR GOLD TRUSTput | $0 | – | -300,000 | -100.0% | -0.39% | – |
| HYG | Exit | ISHARES TRput | $0 | – | -452,100 | -100.0% | -0.45% | – |
| RSP | Exit | INVESCO EXCHANGE TRADED FD Tcall | $0 | – | -415,900 | -100.0% | -0.52% | – |
| IEF | Exit | ISHARES TRcall | $0 | – | -450,000 | -100.0% | -0.53% | – |
| Exit | LIGAND PHARMACEUTICALS INCnote 0.750% 8/1 | $0 | – | -16,298,000 | -100.0% | -0.67% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TESLA MTRS INC | 42 | Q3 2023 | 6.5% |
| TESLA MTRS INC | 42 | Q3 2023 | 0.9% |
| HERBALIFE NUTRITION LTD | 42 | Q3 2023 | 0.6% |
| QUEST DIAGNOSTICS INC | 42 | Q3 2023 | 0.0% |
| NETFLIX INC | 41 | Q3 2023 | 0.4% |
| CONOCOPHILLIPS | 40 | Q3 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 7.3% |
| SPDR GOLD TRUST | 39 | Q3 2023 | 0.2% |
| MICRON TECHNOLOGY INC | 38 | Q3 2023 | 0.6% |
| TEVA PHARMACEUTICAL INDS LTD | 38 | Q3 2023 | 0.1% |
View WOLVERINE ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Sagaliam Acquisition Corp | February 02, 2023 | 67,000 | 7.0% |
| A. M. Castle & Co. | March 31, 2020 | 14,690,912 | 17.3% |
| CAPSTEAD MORTGAGE CORPSold out | February 13, 2020 | 0 | 0.0% |
| OptimizeRx Corp | June 07, 2019 | 688,296 | 5.0% |
| BARFRESH FOOD GROUP INC. | April 03, 2019 | 6,000,000 | 4.5% |
| EZCORP INC | February 21, 2019 | 1,982,900 | 3.6% |
| JAKKS PACIFIC INCSold out | February 13, 2019 | 0 | 0.0% |
| MAGNACHIP SEMICONDUCTOR Corp | February 13, 2019 | 1,453,664 | 4.1% |
| RLJ ENTERTAINMENT, INC. | October 18, 2018 | ? | ? |
| OptimizeRx Corp | June 20, 2018 | 755,821 | 6.5% |
View WOLVERINE ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-25 |
| 4/A | 2024-04-24 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| 4 | 2024-04-03 |
| SC 13G/A | 2024-03-21 |
| SC 13G/A | 2024-03-05 |
| SC 13G/A | 2024-03-01 |
| SC 13G/A | 2024-03-01 |
View WOLVERINE ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.