$8.32 Billion is the total value of WOLVERINE ASSET MANAGEMENT LLC's 1602 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 100.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRput | $260,869,000 | +143.6% | 1,691,100 | +193.4% | 3.13% | +151.7% |
| AABA | Buy | ALTABA INC | $173,430,000 | +7.2% | 2,993,285 | +26.0% | 2.08% | +10.7% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $162,647,000 | +102.9% | 650,800 | +136.1% | 1.95% | +109.7% |
| MSFT | Buy | MICROSOFT CORP | $151,741,000 | +1072.4% | 1,493,964 | +1220.1% | 1.82% | +1107.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDput | $133,081,000 | -14.6% | 970,900 | +2.6% | 1.60% | -11.8% |
| TQQQ | Buy | PROSHARES TRput | $128,517,000 | -24.4% | 3,469,700 | +45.2% | 1.54% | -21.9% |
| QQQ | Buy | INVESCO QQQ TRcall | $121,248,000 | +64.7% | 786,000 | +98.3% | 1.46% | +70.2% |
| SSO | Buy | PROSHARES TRput | $119,180,000 | +4.8% | 1,284,000 | +44.0% | 1.43% | +8.3% |
| Buy | SQUARE INCnote 0.375% 3/0 | $107,573,000 | -39.7% | 43,719,000 | +5.6% | 1.29% | -37.7% | |
| Buy | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $107,163,000 | -37.4% | 44,042,000 | +0.0% | 1.29% | -35.4% | |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $106,315,000 | +19.0% | 425,400 | +38.5% | 1.28% | +22.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $98,682,000 | +48.8% | 394,855 | +73.1% | 1.19% | +53.8% |
| TQQQ | Buy | PROSHARES TRcall | $86,832,000 | -20.3% | 2,344,300 | +53.2% | 1.04% | -17.6% |
| TNA | Buy | DIREXION SHS ETF TRput | $86,503,000 | -27.1% | 2,055,200 | +55.1% | 1.04% | -24.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $85,787,000 | +1785.8% | 664,763 | +1918.7% | 1.03% | +1845.3% |
| IWM | Buy | ISHARES TRcall | $84,624,000 | +72.9% | 632,000 | +117.6% | 1.02% | +78.7% |
| SPXL | Buy | DIREXION SHS ETF TRput | $80,706,000 | +74627.8% | 2,453,100 | +122555.0% | 0.97% | +96900.0% |
| VXX | Buy | BARCLAYS BK PLCput | $79,325,000 | +169.9% | 1,692,100 | +53.5% | 0.95% | +178.7% |
| Buy | TELADOC HEALTH INCnote 3.000%12/1 | $78,488,000 | +33.1% | 57,004,000 | +99.4% | 0.94% | +37.5% | |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $70,594,000 | +34.5% | 457,636 | +62.0% | 0.85% | +39.0% |
| TNA | Buy | DIREXION SHS ETF TRcall | $70,189,000 | -6.3% | 1,667,600 | +99.2% | 0.84% | -3.2% |
| AMD | Buy | ADVANCED MICRO DEVICES INCput | $66,738,000 | +11.4% | 3,615,300 | +86.4% | 0.80% | +15.1% |
| Buy | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $65,620,000 | +3.0% | 60,952,000 | +0.7% | 0.79% | +6.3% | |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $63,657,000 | +23741.6% | 1,037,110 | +31811.1% | 0.76% | +25400.0% |
| UVXY | Buy | PROSHARES TR IIcall | $59,450,000 | +146.8% | 727,400 | +11.1% | 0.71% | +155.0% |
| NSC | Buy | NORFOLK SOUTHERN CORPput | $55,060,000 | +130.0% | 368,200 | +177.7% | 0.66% | +137.8% |
| Buy | LENDINGTREE INC NEWnote 0.625% 6/0 | $49,923,000 | -2.0% | 40,230,000 | +0.0% | 0.60% | +1.4% | |
| Buy | DEXCOM INCnote 0.750% 5/1 | $43,372,000 | -11.4% | 32,085,000 | +0.6% | 0.52% | -8.4% | |
| CMO | Buy | CAPSTEAD MTG CORP | $35,830,000 | +21.7% | 5,371,961 | +44.3% | 0.43% | +25.7% |
| SQ | Buy | SQUARE INCput | $34,551,000 | -18.4% | 616,000 | +44.1% | 0.42% | -15.7% |
| EEM | Buy | ISHARES TRcall | $32,326,000 | +88.3% | 827,600 | +106.9% | 0.39% | +94.0% |
| MSFT | Buy | MICROSOFT CORPput | $31,750,000 | +41.6% | 312,600 | +59.5% | 0.38% | +46.0% |
| SVXY | Buy | PROSHARES TR IIcall | $31,297,000 | -10.1% | 739,900 | +25.6% | 0.38% | -7.2% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $30,669,000 | +321.5% | 2,158,290 | +428.6% | 0.37% | +332.9% |
| GLD | New | SPDR GOLD TRUSTcall | $30,312,000 | – | 250,000 | +100.0% | 0.36% | – |
| TWO | Buy | TWO HBRS INVT CORP | $29,820,000 | +1187.0% | 2,322,440 | +1396.2% | 0.36% | +1225.9% |
| EFA | New | ISHARES TRput | $29,789,000 | – | 506,800 | +100.0% | 0.36% | – |
| New | REALPAGE INCnote 1.500%11/1 | $27,911,000 | – | 21,562,000 | +100.0% | 0.34% | – | |
| EEM | New | ISHARES TRmsci emg mkt etf | $27,795,000 | – | 711,600 | +100.0% | 0.33% | – |
| HLF | Buy | HERBALIFE NUTRITION LTDput | $27,600,000 | +178.2% | 468,200 | +157.4% | 0.33% | +188.7% |
| Buy | PTC THERAPEUTICS INCnote 3.000% 8/1 | $27,337,000 | +81.8% | 27,439,000 | +111.0% | 0.33% | +87.4% | |
| FB | Buy | FACEBOOK INCcall | $27,096,000 | -6.4% | 206,700 | +17.4% | 0.33% | -3.3% |
| Buy | RETROPHIN INCnote 2.500% 9/1 | $26,250,000 | +60.1% | 29,333,000 | +83.3% | 0.32% | +64.9% | |
| RYAMPRA | Buy | RAYONIER ADVANCED MATLS INCpfd cv ser a | $25,946,000 | -34.8% | 314,456 | +1.9% | 0.31% | -32.6% |
| Buy | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $25,943,000 | -21.3% | 32,195,000 | +4.9% | 0.31% | -18.5% | |
| PNC | New | PNC FINL SVCS GROUP INC | $24,271,000 | – | 207,609 | +100.0% | 0.29% | – |
| ATHN | New | ATHENAHEALTH INC | $24,037,000 | – | 182,198 | +100.0% | 0.29% | – |
| FB | Buy | FACEBOOK INCput | $23,661,000 | -8.7% | 180,500 | +14.5% | 0.28% | -5.6% |
| NEM | Buy | NEWMONT MINING CORPcall | $23,562,000 | +92.4% | 680,000 | +67.7% | 0.28% | +99.3% |
| Buy | BLACKBERRY LTDdebt 3.750%11/1 | $23,204,000 | -18.9% | 22,662,000 | +1.7% | 0.28% | -16.2% | |
| Buy | EVERBRIDGE INCnote 1.500%11/0 | $23,062,000 | +12.6% | 13,084,000 | +12.6% | 0.28% | +16.4% | |
| Buy | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $22,354,000 | +268.7% | 23,071,000 | +298.0% | 0.27% | +278.9% | |
| NVDA | New | NVIDIA CORPcall | $21,747,000 | – | 162,900 | +100.0% | 0.26% | – |
| Buy | EVOLENT HEALTH INCnote 2.000%12/0 | $21,693,000 | -10.9% | 19,568,000 | +8.6% | 0.26% | -7.8% | |
| COST | Buy | COSTCO WHSL CORP NEWput | $21,715,000 | -6.2% | 106,600 | +8.1% | 0.26% | -3.0% |
| IYR | Buy | ISHARES TRu.s. real es etf | $21,522,000 | +2278.1% | 287,197 | +2437.7% | 0.26% | +2254.5% |
| RIG | Buy | TRANSOCEAN LTDput | $20,612,000 | -27.1% | 2,970,100 | +46.6% | 0.25% | -24.6% |
| SVXY | Buy | PROSHARES TR IIput | $19,787,000 | +161.0% | 467,800 | +264.6% | 0.24% | +170.5% |
| Buy | UNISYS CORPnote 5.500% 3/0 | $19,743,000 | +182.8% | 14,170,000 | +347.0% | 0.24% | +192.6% | |
| BMY | Buy | BRISTOL MYERS SQUIBB COput | $19,586,000 | +24.9% | 376,800 | +49.1% | 0.24% | +29.1% |
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $19,000,000 | +4.2% | 24,700,000 | +4.2% | 0.23% | +7.5% | |
| ZIONW | Buy | ZIONS BANCORPORATION N A*w exp 05/21/202 | $19,012,000 | -43.9% | 2,000,497 | +6.2% | 0.23% | -42.1% |
| MA | Buy | MASTERCARD INCORPORATEDcall | $18,921,000 | +212.5% | 100,300 | +268.8% | 0.23% | +224.3% |
| Buy | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $18,870,000 | +227.6% | 20,418,000 | +242.1% | 0.23% | +238.8% | |
| JD | Buy | JD COM INCput | $18,813,000 | +75.2% | 898,900 | +118.4% | 0.23% | +80.8% |
| DWDP | Buy | DOWDUPONT INCput | $18,643,000 | +36.4% | 348,600 | +64.0% | 0.22% | +40.9% |
| SSO | Buy | PROSHARES TRcall | $18,489,000 | -11.0% | 199,200 | +22.3% | 0.22% | -8.3% |
| MSFT | Buy | MICROSOFT CORPcall | $18,282,000 | +724.3% | 180,000 | +827.8% | 0.22% | +746.2% |
| MA | Buy | MASTERCARD INCORPORATEDput | $17,450,000 | +10.6% | 92,500 | +30.5% | 0.21% | +14.1% |
| New | QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $17,369,000 | – | 18,251,000 | +100.0% | 0.21% | – | |
| Buy | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $17,322,000 | -4.4% | 18,583,000 | +3.5% | 0.21% | -1.4% | |
| IYR | New | ISHARES TRput | $16,951,000 | – | 226,200 | +100.0% | 0.20% | – |
| AMZN | Buy | AMAZON COM INCput | $16,221,000 | +575.0% | 10,800 | +800.0% | 0.20% | +596.4% |
| Buy | INFINERA CORPORATIONnote 2.125% 9/0 | $16,072,000 | -3.3% | 21,856,000 | +33.6% | 0.19% | 0.0% | |
| New | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $16,078,000 | – | 24,012,000 | +100.0% | 0.19% | – | |
| Buy | HARMONIC INCnote 4.000%12/0 | $15,998,000 | -1.3% | 15,105,000 | +8.8% | 0.19% | +2.1% | |
| Buy | INSULET CORPnote 1.250% 9/1 | $15,846,000 | -23.1% | 11,290,000 | +0.6% | 0.19% | -20.5% | |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $15,168,000 | +12.4% | 291,808 | +34.2% | 0.18% | +15.9% |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $14,961,000 | – | 16,095,000 | +100.0% | 0.18% | – | |
| UPRO | Buy | PROSHARES TRcall | $14,691,000 | -8.0% | 422,400 | +51.5% | 0.18% | -5.4% |
| MU | Buy | MICRON TECHNOLOGY INC | $13,998,000 | -23.8% | 441,180 | +8.6% | 0.17% | -21.5% |
| SPLK | New | SPLUNK INC | $13,630,000 | – | 130,000 | +100.0% | 0.16% | – |
| Buy | INVACARE CORPnote 5.000% 2/1 | $13,298,000 | -11.2% | 18,239,000 | +32.3% | 0.16% | -8.0% | |
| NVDA | Buy | NVIDIA CORPput | $13,296,000 | +57.7% | 99,600 | +232.0% | 0.16% | +63.3% |
| Buy | IMMUNOMEDICS INCnote 4.750% 2/1 | $13,228,000 | -16.0% | 4,605,000 | +21.0% | 0.16% | -13.1% | |
| AER | New | AERCAP HOLDINGS NV | $12,870,000 | – | 325,000 | +100.0% | 0.16% | – |
| TLT | Buy | ISHARES TRput | $12,564,000 | +21.5% | 103,400 | +17.2% | 0.15% | +25.8% |
| CCIPRA | Buy | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $12,087,000 | +34.9% | 11,480 | +38.6% | 0.14% | +39.4% |
| AFL | Buy | AFLAC INCput | $11,667,000 | +65.3% | 256,100 | +70.7% | 0.14% | +70.7% |
| New | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $11,555,000 | – | 11,725,000 | +100.0% | 0.14% | – | |
| AFL | New | AFLAC INC | $11,446,000 | – | 251,231 | +100.0% | 0.14% | – |
| LOW | Buy | LOWES COS INCput | $11,489,000 | +300.3% | 124,400 | +397.6% | 0.14% | +318.2% |
| CTRP | Buy | CTRIP COM INTL LTDput | $10,878,000 | -3.1% | 402,000 | +33.1% | 0.13% | 0.0% |
| SBUX | Buy | STARBUCKS CORPput | $10,819,000 | +15.1% | 168,000 | +1.6% | 0.13% | +19.3% |
| JD | Buy | JD COM INCcall | $10,843,000 | +56.3% | 518,100 | +94.8% | 0.13% | +60.5% |
| JPM | Buy | JPMORGAN CHASE & COput | $10,708,000 | +25.9% | 109,700 | +45.5% | 0.13% | +30.3% |
| Buy | INCYTE CORPnote 1.250%11/1 | $10,244,000 | +50.1% | 7,645,000 | +56.0% | 0.12% | +55.7% | |
| TWLO | Buy | TWILIO INCcall | $10,198,000 | +2717.1% | 114,200 | +2619.0% | 0.12% | +2975.0% |
| JPM | Buy | JPMORGAN CHASE & CO | $10,115,000 | +14.5% | 103,624 | +32.3% | 0.12% | +18.4% |
| LVS | Buy | LAS VEGAS SANDS CORPput | $9,894,000 | +316.9% | 190,100 | +375.2% | 0.12% | +325.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $9,733,000 | +60731.2% | 47,670 | +60241.8% | 0.12% | – |
| AMZN | Buy | AMAZON COM INCcall | $9,312,000 | -18.4% | 6,200 | +8.8% | 0.11% | -15.8% |
| Buy | SENSEONICS HLDGS INCnote 5.250% 2/0 | $9,209,000 | -22.6% | 8,450,000 | +13.4% | 0.11% | -19.6% | |
| MAT | Buy | MATTEL INCput | $9,280,000 | +50.8% | 929,000 | +136.9% | 0.11% | +54.2% |
| BAC | Buy | BANK AMER CORP | $9,119,000 | +922.3% | 370,110 | +1122.1% | 0.11% | +1000.0% |
| IDTI | Buy | INTEGRATED DEVICE TECHNOLOGY | $9,038,000 | +552.6% | 186,627 | +533.1% | 0.11% | +581.2% |
| MOMO | Buy | MOMO INCput | $8,865,000 | +24.2% | 373,300 | +129.0% | 0.11% | +28.9% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $8,835,000 | +8.7% | 118,482 | +17.6% | 0.11% | +11.6% |
| PEP | Buy | PEPSICO INCcall | $8,750,000 | +56.5% | 79,200 | +58.4% | 0.10% | +61.5% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $8,727,000 | +3.4% | 565,991 | +44.4% | 0.10% | +7.1% |
| GWPH | New | GW PHARMACEUTICALS PLCcall | $8,774,000 | – | 90,100 | +100.0% | 0.10% | – |
| TNA | New | DIREXION SHS ETF TRdly smcap bull3x | $8,720,000 | – | 207,177 | +100.0% | 0.10% | – |
| MHK | Buy | MOHAWK INDS INCcall | $8,596,000 | -18.7% | 73,500 | +21.9% | 0.10% | -16.3% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $8,459,000 | -0.3% | 166,600 | +5.9% | 0.10% | +3.0% |
| NFLX | Buy | NETFLIX INCput | $8,404,000 | -4.0% | 31,400 | +34.2% | 0.10% | -1.0% |
| ORCL | Buy | ORACLE CORPput | $8,366,000 | +8.2% | 185,300 | +23.5% | 0.10% | +12.2% |
| SGMS | Buy | SCIENTIFIC GAMES CORP | $8,432,000 | +44.1% | 471,600 | +104.7% | 0.10% | +48.5% |
| UAL | Buy | UNITED CONTL HLDGS INCput | $8,289,000 | +19.6% | 99,000 | +27.2% | 0.10% | +23.5% |
| NBRPRA | New | NABORS INDUSTRIES LTD6% pfd cnv sr a | $8,326,000 | – | 465,438 | +100.0% | 0.10% | – |
| C | Buy | CITIGROUP INCput | $8,069,000 | -25.7% | 155,000 | +2.4% | 0.10% | -23.0% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $8,074,000 | +38.4% | 382,851 | +21.5% | 0.10% | +42.6% |
| MSGS | New | MADISON SQUARE GARDEN CO NEWcl a | $8,031,000 | – | 30,000 | +100.0% | 0.10% | – |
| AMZN | New | AMAZON COM INC | $7,922,000 | – | 5,275 | +100.0% | 0.10% | – |
| GM | Buy | GENERAL MTRS COcall | $7,947,000 | +114.6% | 237,600 | +116.0% | 0.10% | +120.9% |
| ORC | New | ORCHID IS CAP INC | $7,915,000 | – | 1,238,770 | +100.0% | 0.10% | – |
| RHT | New | RED HAT INC | $7,806,000 | – | 44,447 | +100.0% | 0.09% | – |
| UE | Buy | URBAN EDGE PPTYS | $7,826,000 | +103.7% | 470,938 | +170.6% | 0.09% | +108.9% |
| New | NUVASIVE INCnote 2.250% 3/1 | $7,732,000 | – | 7,340,000 | +100.0% | 0.09% | – | |
| RNG | Buy | RINGCENTRAL INCcl a | $7,727,000 | +103.1% | 93,732 | +129.2% | 0.09% | +111.4% |
| DNB | Buy | DUN & BRADSTREET CORP DEL NE | $7,741,000 | +223.2% | 54,233 | +222.6% | 0.09% | +232.1% |
| DLR | Buy | DIGITAL RLTY TR INCcall | $7,735,000 | +56.3% | 72,600 | +65.0% | 0.09% | +60.3% |
| OPRX | Buy | OPTIMIZERX CORP | $7,667,000 | -34.2% | 698,982 | +8.0% | 0.09% | -31.9% |
| ITUB | Buy | ITAU UNIBANCO HLDG SAput | $7,655,000 | +41.6% | 837,600 | +70.1% | 0.09% | +46.0% |
| LLL | Buy | L3 TECHNOLOGIES INC | $7,557,000 | +407.9% | 43,519 | +521.7% | 0.09% | +435.3% |
| EFA | Buy | ISHARES TRcall | $7,535,000 | +293.1% | 128,200 | +354.6% | 0.09% | +313.6% |
| IQ | New | IQIYI INCput | $7,603,000 | – | 511,300 | +100.0% | 0.09% | – |
| LOW | Buy | LOWES COS INC | $7,526,000 | +71.2% | 81,491 | +112.9% | 0.09% | +76.5% |
| OIH | Buy | VANECK VECTORS ETF TRoil svcs etf | $7,386,000 | -41.7% | 526,513 | +4.6% | 0.09% | -39.5% |
| SIVB | New | SVB FINL GROUP | $7,302,000 | – | 38,453 | +100.0% | 0.09% | – |
| CNC | Buy | CENTENE CORP DELput | $7,206,000 | +199.9% | 62,500 | +276.5% | 0.09% | +210.7% |
| CNC | New | CENTENE CORP DELcall | $7,067,000 | – | 61,300 | +100.0% | 0.08% | – |
| WFTIQ | Buy | WEATHERFORD INTL PLCput | $7,030,000 | -31.8% | 12,577,400 | +230.7% | 0.08% | -30.0% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDput | $7,019,000 | +15.9% | 455,200 | +61.9% | 0.08% | +20.0% |
| DISH | Buy | DISH NETWORK CORPcl a | $6,901,000 | +1.7% | 276,373 | +45.7% | 0.08% | +5.1% |
| BA | Buy | BOEING CO | $6,936,000 | +516.5% | 21,510 | +610.8% | 0.08% | +538.5% |
| ADSK | Buy | AUTODESK INCcall | $6,880,000 | +588.7% | 53,500 | +735.9% | 0.08% | +591.7% |
| CSX | Buy | CSX CORPcall | $6,797,000 | +18.9% | 109,400 | +41.7% | 0.08% | +24.2% |
| SPXL | Buy | DIREXION SHS ETF TRcall | $6,839,000 | -33.3% | 207,900 | +10.1% | 0.08% | -31.1% |
| WDAY | New | WORKDAY INCput | $6,626,000 | – | 41,500 | +100.0% | 0.08% | – |
| WFTIQ | New | WEATHERFORD INTL PLC | $6,625,000 | – | 11,852,081 | +100.0% | 0.08% | – |
| JD | Buy | JD COM INCspon adr cl a | $6,599,000 | +2207.3% | 315,306 | +2766.4% | 0.08% | +2533.3% |
| XPO | New | XPO LOGISTICS INCput | $6,553,000 | – | 114,900 | +100.0% | 0.08% | – |
| AAPL | New | APPLE INC | $6,517,000 | – | 41,320 | +100.0% | 0.08% | – |
| CSCO | Buy | CISCO SYS INCput | $6,499,000 | +18.1% | 150,000 | +32.6% | 0.08% | +21.9% |
| PG | Buy | PROCTER AND GAMBLE COput | $6,461,000 | +16.9% | 70,300 | +5.9% | 0.08% | +21.9% |
| BB | Buy | BLACKBERRY LTDput | $6,500,000 | -29.6% | 914,300 | +12.7% | 0.08% | -27.1% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $6,400,000 | +159900.0% | 1,039,103 | +168312.2% | 0.08% | – |
| SEND | New | SENDGRID INC | $6,373,000 | – | 147,642 | +100.0% | 0.08% | – |
| TPGH | Buy | TPG PACE HLDGS CORPcl a | $6,362,000 | +80.5% | 636,250 | +81.8% | 0.08% | +85.4% |
| DWDP | Buy | DOWDUPONT INCcall | $6,128,000 | +36.5% | 114,600 | +64.2% | 0.07% | +42.3% |
| FDX | Buy | FEDEX CORP | $6,039,000 | +155.2% | 37,434 | +281.0% | 0.07% | +160.7% |
| SRC | New | SPIRIT RLTY CAP INC NEW | $6,048,000 | – | 171,598 | +100.0% | 0.07% | – |
| SBRA | Buy | SABRA HEALTH CARE REIT INC | $6,009,000 | +627.5% | 364,632 | +919.5% | 0.07% | +620.0% |
| ARRS | Buy | ARRIS INTL INC | $6,024,000 | +54663.6% | 197,086 | +43990.8% | 0.07% | – |
| CVS | New | CVS HEALTH CORP | $5,928,000 | – | 90,486 | +100.0% | 0.07% | – |
| NCR | Buy | NCR CORP NEWput | $5,880,000 | +8.6% | 254,800 | +33.8% | 0.07% | +12.7% |
| HD | Buy | HOME DEPOT INC | $5,837,000 | +83.7% | 33,974 | +121.5% | 0.07% | +89.2% |
| CNPPRB | New | CENTERPOINT ENERGY INCdep rp pfd cv b | $5,861,000 | – | 116,273 | +100.0% | 0.07% | – |
| HPQ | New | HP INCput | $5,839,000 | – | 285,400 | +100.0% | 0.07% | – |
| VALE | Buy | VALE S Aadr | $5,724,000 | +3.2% | 433,988 | +16.1% | 0.07% | +6.2% |
| PRU | New | PRUDENTIAL FINL INCput | $5,708,000 | – | 70,000 | +100.0% | 0.07% | – |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $5,779,000 | – | 180,000 | +100.0% | 0.07% | – |
| AHL | Buy | ASPEN INSURANCE HOLDINGS LTD | $5,717,000 | +189.6% | 136,169 | +188.3% | 0.07% | +200.0% |
| WMC | Buy | WESTERN ASSET MTG CAP CORP | $5,657,000 | -9.1% | 678,345 | +9.2% | 0.07% | -5.6% |
| RCII | Buy | RENT A CTR INC NEW | $5,656,000 | +16.7% | 349,390 | +3.6% | 0.07% | +21.4% |
| C | Buy | CITIGROUP INC | $5,535,000 | -9.5% | 106,335 | +24.8% | 0.07% | -7.0% |
| HST | Buy | HOST HOTELS & RESORTS INC | $5,518,000 | +263.3% | 331,028 | +359.7% | 0.07% | +266.7% |
| CELG | Buy | CELGENE CORPcall | $5,422,000 | -26.6% | 84,600 | +2.5% | 0.06% | -24.4% |
| BOE | Buy | BLACKROCK ENHANCED GBL DIV T | $5,323,000 | +50.2% | 568,095 | +76.1% | 0.06% | +56.1% |
| NEM | New | NEWMONT MINING CORP | $5,243,000 | – | 151,340 | +100.0% | 0.06% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $5,177,000 | – | 65,361 | +100.0% | 0.06% | – |
| IMPV | New | IMPERVA INC | $5,176,000 | – | 92,948 | +100.0% | 0.06% | – |
| HDP | New | HORTONWORKS INC | $5,197,000 | – | 360,429 | +100.0% | 0.06% | – |
| AGG | New | ISHARES TRcore us aggbd et | $5,184,000 | – | 48,687 | +100.0% | 0.06% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $5,170,000 | – | 499,056 | +100.0% | 0.06% | – |
| FCX | New | FREEPORT-MCMORAN INCcall | $5,155,000 | – | 500,000 | +100.0% | 0.06% | – |
| CAT | Buy | CATERPILLAR INC DEL | $5,082,000 | -2.1% | 40,000 | +17.5% | 0.06% | +1.7% |
| TSRO | Buy | TESARO INCput | $4,997,000 | +208.1% | 67,300 | +61.8% | 0.06% | +215.8% |
| ICPT | Buy | INTERCEPT PHARMACEUTICALS INput | $4,958,000 | +125.6% | 49,200 | +182.8% | 0.06% | +130.8% |
| KNOP | New | KNOT OFFSHORE PARTNERS LP | $4,930,000 | – | 275,000 | +100.0% | 0.06% | – |
| OFC | New | CORPORATE OFFICE PPTYS TRsh ben int | $4,932,000 | – | 234,557 | +100.0% | 0.06% | – |
| EXAS | Buy | EXACT SCIENCES CORPput | $4,808,000 | +72.1% | 76,200 | +115.3% | 0.06% | +81.2% |
| POST | Buy | POST HLDGS INCput | $4,857,000 | +12.6% | 54,500 | +23.9% | 0.06% | +16.0% |
| GRA | New | GRACE W R & CO DEL NEWcall | $4,855,000 | – | 74,800 | +100.0% | 0.06% | – |
| New | TIMKENSTEEL CORPnote 6.000% 6/0 | $4,713,000 | – | 4,500,000 | +100.0% | 0.06% | – | |
| JRI | Buy | NUVEEN REAL ASSET INM AND GW | $4,639,000 | +221.3% | 340,412 | +279.6% | 0.06% | +229.4% |
| CREE | New | CREE INCput | $4,641,000 | – | 108,500 | +100.0% | 0.06% | – |
| WB | Buy | WEIBO CORPsponsored adr | $4,652,000 | -7.4% | 79,629 | +15.8% | 0.06% | -3.4% |
| DYNC | Buy | VISTRA ENERGY CORPunit 02/02/2024 | $4,673,000 | +81.5% | 51,393 | +93.8% | 0.06% | +86.7% |
| AG | Buy | FIRST MAJESTIC SILVER CORPput | $4,555,000 | +20.3% | 773,400 | +16.0% | 0.06% | +25.0% |
| ESRT | Buy | EMPIRE ST RLTY TR INCcl a | $4,542,000 | -5.8% | 319,209 | +9.9% | 0.06% | -1.8% |
| COR | New | CORESITE RLTY CORP | $4,551,000 | – | 52,177 | +100.0% | 0.06% | – |
| RVT | New | ROYCE VALUE TR INC | $4,509,000 | – | 382,175 | +100.0% | 0.05% | – |
| ESV | Buy | ENSCO PLCput | $4,454,000 | +116.2% | 1,251,200 | +412.6% | 0.05% | +125.0% |
| CLNC | Buy | COLONY CR REAL ESTATE INC | $4,530,000 | +92.0% | 286,921 | +167.4% | 0.05% | +100.0% |
| KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $4,461,000 | -0.6% | 95,360 | +26.2% | 0.05% | +3.8% |
| AME | Buy | AMETEK INC NEW | $4,400,000 | +178.1% | 65,000 | +225.0% | 0.05% | +194.4% |
| ITUB | Buy | ITAU UNIBANCO HLDG SAspon adr rep pfd | $4,390,000 | +158.1% | 480,403 | +210.0% | 0.05% | +165.0% |
| TQQQ | Buy | PROSHARES TRultrapro qqq | $4,383,000 | +198.4% | 118,338 | +472.8% | 0.05% | +211.8% |
| VEAC | Buy | VANTAGE ENERGY ACQUISITION | $4,300,000 | +8.3% | 427,899 | +7.5% | 0.05% | +13.0% |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $4,344,000 | – | 559,140 | +100.0% | 0.05% | – |
| DAL | Buy | DELTA AIR LINES INC DELcall | $4,256,000 | +17.6% | 85,300 | +36.3% | 0.05% | +21.4% |
| ERX | Buy | DIREXION SHS ETF TRcall | $4,231,000 | -16.0% | 279,300 | +106.7% | 0.05% | -13.6% |
| AYX | Buy | ALTERYX INCput | $4,204,000 | +635.0% | 70,700 | +607.0% | 0.05% | +628.6% |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $4,278,000 | – | 653,179 | +100.0% | 0.05% | – |
| HD | Buy | HOME DEPOT INCput | $4,209,000 | +351.6% | 24,500 | +444.4% | 0.05% | +363.6% |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $4,144,000 | – | 707,259 | +100.0% | 0.05% | – |
| CL | New | COLGATE PALMOLIVE COcall | $4,154,000 | – | 69,800 | +100.0% | 0.05% | – |
| TAL | Buy | TAL ED GROUPsponsored ads | $4,174,000 | +4.3% | 156,451 | +0.5% | 0.05% | +6.4% |
| FTVPRA | Buy | FORTIVE CORP5% pfd cnv ser a | $4,081,000 | +208.9% | 4,491 | +263.3% | 0.05% | +226.7% |
| UAL | Buy | UNITED CONTL HLDGS INC | $4,089,000 | +84.3% | 48,845 | +96.0% | 0.05% | +88.5% |
| GT | New | GOODYEAR TIRE & RUBR COput | $4,082,000 | – | 200,000 | +100.0% | 0.05% | – |
| ZION | New | ZIONS BANCORPORATION N Aput | $4,074,000 | – | 100,000 | +100.0% | 0.05% | – |
| SRE | Buy | SEMPRA ENERGYput | $4,013,000 | +325.1% | 37,100 | +347.0% | 0.05% | +336.4% |
| DRE | Buy | DUKE REALTY CORP | $3,994,000 | +133.6% | 154,221 | +155.7% | 0.05% | +140.0% |
| PACQ | Buy | PURE ACQUISITION CORPcl a | $3,936,000 | +15.9% | 400,000 | +14.3% | 0.05% | +20.5% |
| TCO | Buy | TAUBMAN CTRS INC | $3,903,000 | +388.5% | 85,818 | +542.4% | 0.05% | +422.2% |
| CELG | Buy | CELGENE CORP | $3,884,000 | -15.5% | 60,617 | +18.0% | 0.05% | -11.3% |
| VVC | Buy | VECTREN CORP | $3,885,000 | +36.0% | 53,976 | +35.0% | 0.05% | +42.4% |
| DPG | New | DUFF & PHELPS GLB UTL INC FD | $3,952,000 | – | 333,534 | +100.0% | 0.05% | – |
| FEI | Buy | FIRST TR MLP & ENERGY INCOME | $3,928,000 | +811.4% | 400,836 | +1062.2% | 0.05% | +840.0% |
| DE | Buy | DEERE & CO | $3,853,000 | +155.2% | 25,832 | +157.0% | 0.05% | +155.6% |
| SCG | New | SCANA CORP NEW | $3,861,000 | – | 80,822 | +100.0% | 0.05% | – |
| AWP | New | ABERDEEN GLOBAL PREMIER PPTY | $3,856,000 | – | 774,363 | +100.0% | 0.05% | – |
| SPAQU | Buy | SPARTAN ENERGY ACQUISITON COunit 99/99/9999 | $3,807,000 | +1.4% | 380,796 | +2.9% | 0.05% | +4.5% |
| VSAT | New | VIASAT INCput | $3,731,000 | – | 63,300 | +100.0% | 0.04% | – |
| GOLD | Buy | BARRICK GOLD CORPput | $3,715,000 | +41.1% | 274,400 | +15.5% | 0.04% | +45.2% |
| DE | New | DEERE & COput | $3,729,000 | – | 25,000 | +100.0% | 0.04% | – |
| LIN | New | LINDE PLC | $3,744,000 | – | 24,000 | +100.0% | 0.04% | – |
| AON | New | AON PLC | $3,634,000 | – | 25,000 | +100.0% | 0.04% | – |
| RDUS | Buy | RADIUS HEALTH INCput | $3,570,000 | +3366.0% | 216,500 | +3632.8% | 0.04% | +4200.0% |
| FCB | Buy | FCB FINL HLDGS INCcl a | $3,553,000 | +32.5% | 105,831 | +87.0% | 0.04% | +38.7% |
| FTRCQ | Buy | FRONTIER COMMUNICATIONS CORPput | $3,551,000 | -63.2% | 1,492,200 | +0.4% | 0.04% | -61.6% |
| TLRDQ | Buy | TAILORED BRANDS INC | $3,464,000 | +3.3% | 254,032 | +90.8% | 0.04% | +7.7% |
| MDLZ | Buy | MONDELEZ INTL INCput | $3,434,000 | +25.9% | 85,800 | +35.1% | 0.04% | +28.1% |
| PLD | New | PROLOGIS INC | $3,406,000 | – | 58,012 | +100.0% | 0.04% | – |
| AGN | New | ALLERGAN PLCput | $3,381,000 | – | 25,300 | +100.0% | 0.04% | – |
| SHW | New | SHERWIN WILLIAMS CO | $3,344,000 | – | 8,500 | +100.0% | 0.04% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $3,329,000 | – | 181,922 | +100.0% | 0.04% | – |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $3,333,000 | – | 376,264 | +100.0% | 0.04% | – |
| MDRIQ | Buy | MCDERMOTT INTL INC | $3,302,000 | +385.6% | 504,996 | +1266.8% | 0.04% | +400.0% |
| FPAC | Buy | FAR PT ACQUISITION CORP | $3,213,000 | +302.1% | 333,000 | +301.2% | 0.04% | +333.3% |
| New | ENVESTNET INCnote 1.750%12/1 | $3,250,000 | – | 3,203,000 | +100.0% | 0.04% | – | |
| FPL | Buy | FST TR NEW OPPORT MLP & ENE | $3,233,000 | +70.1% | 428,832 | +116.8% | 0.04% | +77.3% |
| RH | Buy | RHcall | $3,235,000 | +2369.5% | 27,000 | +2600.0% | 0.04% | +1850.0% |
| VIPS | Buy | VIPSHOP HLDGS LTDput | $3,224,000 | +2.7% | 590,500 | +17.3% | 0.04% | +5.4% |
| ORBK | Buy | ORBOTECH LTDord | $3,243,000 | +26.9% | 57,367 | +33.4% | 0.04% | +30.0% |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MU | $3,280,000 | +13.8% | 258,709 | +15.5% | 0.04% | +14.7% |
| MITT | Buy | AG MTG INVT TR INC | $3,257,000 | +44.4% | 204,506 | +64.7% | 0.04% | +50.0% |
| PRU | Buy | PRUDENTIAL FINL INC | $3,155,000 | +38.4% | 38,697 | +72.0% | 0.04% | +40.7% |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $3,140,000 | – | 848,859 | +100.0% | 0.04% | – |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $3,132,000 | +954.5% | 754,781 | +1155.2% | 0.04% | +1166.7% |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD | $3,054,000 | +77.1% | 189,616 | +71.6% | 0.04% | +85.0% |
| IIF | Buy | MORGAN STANLEY INDIA INVS FD | $3,041,000 | -3.5% | 151,718 | +12.9% | 0.04% | 0.0% |
| WM | Buy | WASTE MGMT INC DEL | $3,097,000 | +56.8% | 34,803 | +59.2% | 0.04% | +60.9% |
| SE | New | SEA LTDput | $3,086,000 | – | 272,700 | +100.0% | 0.04% | – |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $2,972,000 | +2.9% | 235,167 | +4.3% | 0.04% | +5.9% |
| JNJ | Buy | JOHNSON & JOHNSONcall | $2,968,000 | +7.4% | 23,000 | +15.0% | 0.04% | +12.5% |
| TIF | New | TIFFANY & CO NEWcall | $2,978,000 | – | 37,000 | +100.0% | 0.04% | – |
| CICU | Buy | CAPITOL INVT CORP IVunit 99/99/9999 | $2,962,000 | +24.1% | 287,462 | +25.0% | 0.04% | +28.6% |
| HPQ | Buy | HP INC | $2,957,000 | +1589.7% | 144,547 | +2018.5% | 0.04% | +1700.0% |
| NFX | New | NEWFIELD EXPL CO | $3,014,000 | – | 205,600 | +100.0% | 0.04% | – |
| RTN | New | RAYTHEON CO | $3,020,000 | – | 19,700 | +100.0% | 0.04% | – |
| EOI | New | EATON VANCE ENHANCED EQ INC | $2,946,000 | – | 227,496 | +100.0% | 0.04% | – |
| ABR | Buy | ARBOR RLTY TR INC | $2,877,000 | +226.2% | 285,780 | +271.9% | 0.04% | +250.0% |
| FR | Buy | FIRST INDUSTRIAL REALTY TRUS | $2,890,000 | +117.0% | 100,147 | +136.0% | 0.04% | +133.3% |
| DUK | New | DUKE ENERGY CORP NEWput | $2,942,000 | – | 34,100 | +100.0% | 0.04% | – |
| MYJ | Buy | BLACKROCK MUNIYIELD N J FD I | $2,924,000 | +38.3% | 225,811 | +38.8% | 0.04% | +40.0% |
| AVYA | Buy | AVAYA HLDGS CORP | $2,878,000 | -20.5% | 197,675 | +21.0% | 0.04% | -16.7% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $2,925,000 | +13.2% | 237,253 | +15.4% | 0.04% | +16.7% |
| GWW | New | GRAINGER W W INC | $2,823,000 | – | 10,000 | +100.0% | 0.03% | – |
| SJIU | Buy | SOUTH JERSEY INDS INCunit 99/99/9999 | $2,847,000 | +21.0% | 60,899 | +45.0% | 0.03% | +25.9% |
| CCCU | Buy | CHURCHILL CAP CORPunit 99/99/9999 | $2,840,000 | +87.0% | 281,000 | +87.3% | 0.03% | +88.9% |
| ACOR | Buy | ACORDA THERAPEUTICS INCput | $2,815,000 | +2413.4% | 180,700 | +3070.2% | 0.03% | +3300.0% |
| TDOC | New | TELADOC HEALTH INCcall | $2,840,000 | – | 57,300 | +100.0% | 0.03% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $2,808,000 | – | 20,489 | +100.0% | 0.03% | – |
| MYI | Buy | BLACKROCK MUNIYIELD QLTY FD | $2,822,000 | +11.1% | 234,221 | +11.3% | 0.03% | +13.3% |
| MQY | Buy | BLACKROCK MUNIYIELD QUALITY | $2,830,000 | +54.1% | 218,072 | +60.5% | 0.03% | +61.9% |
| ZF | Buy | VIRTUS TOTAL RETURN FUND INC | $2,787,000 | +576.5% | 321,761 | +723.1% | 0.03% | +560.0% |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND | $2,747,000 | +994.4% | 592,215 | +1145.4% | 0.03% | +1000.0% |
| DE | New | DEERE & COcall | $2,774,000 | – | 18,600 | +100.0% | 0.03% | – |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $2,774,000 | – | 250,823 | +100.0% | 0.03% | – |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $2,757,000 | +355.7% | 34,000 | +385.7% | 0.03% | +371.4% |
| MET | Buy | METLIFE INCcall | $2,763,000 | +177.7% | 67,300 | +216.0% | 0.03% | +175.0% |
| ROST | Buy | ROSS STORES INCput | $2,712,000 | +9.5% | 32,600 | +30.4% | 0.03% | +13.8% |
| ENDP | Buy | ENDO INTL PLC | $2,711,000 | -48.9% | 371,370 | +17.9% | 0.03% | -46.8% |
| CLF | Buy | CLEVELAND CLIFFS INCput | $2,654,000 | +132600.0% | 345,200 | +172500.0% | 0.03% | – |
| TMCX | Buy | TRINITY MERGER CORP | $2,697,000 | +24.7% | 270,000 | +22.7% | 0.03% | +28.0% |
| LUV | Buy | SOUTHWEST AIRLS COcall | $2,630,000 | -15.8% | 56,600 | +13.2% | 0.03% | -11.1% |
| BB | Buy | BLACKBERRY LTD | $2,680,000 | +36.1% | 376,934 | +117.7% | 0.03% | +39.1% |
| DUK | New | DUKE ENERGY CORP NEWcall | $2,589,000 | – | 30,000 | +100.0% | 0.03% | – |
| EVT | New | EATON VANCE TAX ADVT DIV INC | $2,573,000 | – | 135,505 | +100.0% | 0.03% | – |
| GOLD | Buy | BARRICK GOLD CORP | $2,614,000 | +73.0% | 193,068 | +41.5% | 0.03% | +72.2% |
| ETO | New | EATON VANCE TX ADV GLB DIV O | $2,555,000 | – | 136,125 | +100.0% | 0.03% | – |
| FANG | New | DIAMONDBACK ENERGY INC | $2,619,000 | – | 28,259 | +100.0% | 0.03% | – |
| GPRO | Buy | GOPRO INCcl a | $2,568,000 | -24.7% | 605,678 | +27.9% | 0.03% | -22.5% |
| GTLS | Buy | CHART INDS INC | $2,601,000 | +163.8% | 40,000 | +217.5% | 0.03% | +181.8% |
| New | OSI SYSTEMS INCnote 1.250% 9/0 | $2,557,000 | – | 2,750,000 | +100.0% | 0.03% | – | |
| LPX | Buy | LOUISIANA PAC CORP | $2,617,000 | +16.9% | 117,782 | +39.4% | 0.03% | +19.2% |
| FMCI | Buy | FORUM MERGER II CORPcl a | $2,586,000 | +61.2% | 268,000 | +59.5% | 0.03% | +63.2% |
| WM | Buy | WASTE MGMT INC DELput | $2,616,000 | +44.8% | 29,400 | +47.0% | 0.03% | +47.6% |
| MAT | New | MATTEL INC | $2,532,000 | – | 253,546 | +100.0% | 0.03% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INCput | $2,518,000 | – | 236,500 | +100.0% | 0.03% | – |
| TWLO | Buy | TWILIO INCput | $2,509,000 | +112.3% | 28,100 | +105.1% | 0.03% | +114.3% |
| QTSPRB | Buy | QTS RLTY TR INC6.50% con pfd b | $2,532,000 | +10.5% | 26,796 | +23.7% | 0.03% | +11.1% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $2,400,000 | +12.5% | 127,640 | +27.1% | 0.03% | +16.0% |
| SITC | New | SITE CENTERS CORP | $2,400,000 | – | 216,868 | +100.0% | 0.03% | – |
| ERX | Buy | DIREXION SHS ETF TRput | $2,386,000 | -50.0% | 157,500 | +23.0% | 0.03% | -48.2% |
| MOSCU | New | MOSAIC ACQUISITION CORPunit 99/99/9999 | $2,410,000 | – | 238,180 | +100.0% | 0.03% | – |
| GPRO | Buy | GOPRO INCput | $2,426,000 | -19.9% | 572,200 | +35.9% | 0.03% | -17.1% |
| WYNN | Buy | WYNN RESORTS LTDcall | $2,413,000 | -2.1% | 24,400 | +25.8% | 0.03% | 0.0% |
| ALGN | New | ALIGN TECHNOLOGY INCput | $2,408,000 | – | 11,500 | +100.0% | 0.03% | – |
| VER | Buy | VEREIT INC | $2,293,000 | +19.6% | 320,776 | +21.5% | 0.03% | +27.3% |
| BP | New | BP PLCput | $2,316,000 | – | 61,100 | +100.0% | 0.03% | – |
| LMT | New | LOCKHEED MARTIN CORPcall | $2,330,000 | – | 8,900 | +100.0% | 0.03% | – |
| RIG | Buy | TRANSOCEAN LTD | $2,292,000 | +55.8% | 330,369 | +213.1% | 0.03% | +64.7% |
| BLL | Buy | BALL CORP | $2,299,000 | +16.8% | 50,000 | +11.7% | 0.03% | +21.7% |
| WRE | New | WASHINGTON REAL ESTATE INVTsh ben int | $2,349,000 | – | 102,159 | +100.0% | 0.03% | – |
| MUJ | Buy | BLACKROCK MUNIHLDGS NJ QLTY | $2,327,000 | +45.7% | 185,021 | +45.5% | 0.03% | +47.4% |
| KRC | Buy | KILROY RLTY CORP | $2,334,000 | +15.0% | 37,131 | +31.2% | 0.03% | +16.7% |
| BNCL | Buy | BENEFICIAL BANCORP INC | $2,273,000 | +83.8% | 159,117 | +117.4% | 0.03% | +92.9% |
| BRAC | Buy | BLACK RIDGE ACQUISITION CORP | $2,208,000 | +49.5% | 220,000 | +46.7% | 0.03% | +58.8% |
| CTRP | Buy | CTRIP COM INTL LTDcall | $2,248,000 | -25.9% | 83,100 | +1.8% | 0.03% | -22.9% |
| KTF | Buy | DWS MUN INCOME TR NEW | $2,224,000 | +251.9% | 215,958 | +258.4% | 0.03% | +285.7% |
| GS | Buy | GOLDMAN SACHS GROUP INCput | $2,238,000 | +1013.4% | 13,400 | +1388.9% | 0.03% | +1250.0% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $2,248,000 | +389.8% | 195,861 | +406.5% | 0.03% | +440.0% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $2,224,000 | +154.5% | 255,654 | +227.4% | 0.03% | +170.0% |
| CCC | New | CHURCHILL CAP CORP | $2,148,000 | – | 225,000 | +100.0% | 0.03% | – |
| ATI | New | ALLEGHENY TECHNOLOGIES INC | $2,185,000 | – | 100,373 | +100.0% | 0.03% | – |
| EXP | Buy | EAGLE MATERIALS INC | $2,191,000 | -0.7% | 35,902 | +38.6% | 0.03% | 0.0% |
| CPT | New | CAMDEN PPTY TRsh ben int | $2,204,000 | – | 25,037 | +100.0% | 0.03% | – |
| BLDR | New | BUILDERS FIRSTSOURCE INCput | $2,182,000 | – | 200,000 | +100.0% | 0.03% | – |
| HCFT | Buy | HUNT COS FIN TR INC | $2,132,000 | -12.0% | 745,713 | +15.4% | 0.03% | -7.1% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $2,195,000 | +0.7% | 54,844 | +8.1% | 0.03% | +4.0% |
| TPGHU | Buy | TPG PACE HLDGS CORPunit 99/99/9999 | $2,077,000 | +3.6% | 196,948 | +3.7% | 0.02% | +8.7% |
| TRCO | New | TRIBUNE MEDIA COcl a | $2,075,000 | – | 45,743 | +100.0% | 0.02% | – |
| VIPS | Buy | VIPSHOP HLDGS LTDsponsored adr | $2,070,000 | +28.0% | 379,126 | +46.2% | 0.02% | +31.6% |
| LVS | Buy | LAS VEGAS SANDS CORP | $2,091,000 | +27.7% | 40,190 | +45.6% | 0.02% | +31.6% |
| HQL | New | TEKLA LIFE SCIENCES INVSsh ben int | $2,086,000 | – | 138,073 | +100.0% | 0.02% | – |
| HTA | Buy | HEALTHCARE TR AMER INCcl a new | $2,078,000 | +43.5% | 82,109 | +51.2% | 0.02% | +47.1% |
| JDD | Buy | NUVEEN DIVERSIFIED DIV INCM | $2,041,000 | +65.7% | 221,217 | +95.6% | 0.02% | +78.6% |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $2,071,000 | – | 159,859 | +100.0% | 0.02% | – |
| ENDP | Buy | ENDO INTL PLCput | $2,063,000 | -56.3% | 282,700 | +0.8% | 0.02% | -54.5% |
| AVP | Buy | AVON PRODS INCput | $2,107,000 | -21.8% | 1,386,700 | +13.1% | 0.02% | -19.4% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $1,988,000 | +366.7% | 167,061 | +440.3% | 0.02% | +380.0% |
| HYAC | Buy | HAYMAKER ACQUISITION CORP | $2,002,000 | +105.3% | 200,000 | +100.0% | 0.02% | +118.2% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $1,996,000 | – | 159,188 | +100.0% | 0.02% | – |
| XYL | Buy | XYLEM INC | $2,001,000 | +79.0% | 30,000 | +114.3% | 0.02% | +84.6% |
| QQQX | Buy | NUVEEN NASDAQ 100 DYNAMIC OV | $2,009,000 | -3.6% | 100,485 | +15.9% | 0.02% | 0.0% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $2,031,000 | +31.4% | 85,274 | +52.1% | 0.02% | +33.3% |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $2,003,000 | – | 97,671 | +100.0% | 0.02% | – |
| TDAC | New | TRIDENT ACQUISITIONS CORP | $1,994,000 | – | 200,000 | +100.0% | 0.02% | – |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $1,992,000 | – | 123,581 | +100.0% | 0.02% | – |
| DAL | Buy | DELTA AIR LINES INC DELput | $1,996,000 | +130.2% | 40,000 | +166.7% | 0.02% | +140.0% |
| ALGN | New | ALIGN TECHNOLOGY INC | $1,879,000 | – | 8,976 | +100.0% | 0.02% | – |
| DSM | Buy | DREYFUS STRATEGIC MUN BD FD | $1,911,000 | +60.6% | 273,830 | +68.8% | 0.02% | +64.3% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $1,891,000 | +202.1% | 35,735 | +200.3% | 0.02% | +228.6% |
| RGLD | New | ROYAL GOLD INCput | $1,918,000 | – | 22,400 | +100.0% | 0.02% | – |
| New | MICHAEL KORS HLDGS LTD | $1,923,000 | – | 50,700 | +100.0% | 0.02% | – | |
| MFAC | Buy | MEGALITH FINL ACQUISITION CO | $1,939,000 | +103.7% | 200,000 | +100.0% | 0.02% | +109.1% |
| TKKS | Buy | TKK SYMPHONY ACQUISITION COR | $1,930,000 | +103.2% | 200,000 | +100.0% | 0.02% | +109.1% |
| VTIQ | New | VECTOIQ ACQUISITION CORP | $1,939,000 | – | 200,000 | +100.0% | 0.02% | – |
| BGR | New | BLACKROCK ENERGY & RES TR | $1,924,000 | – | 184,175 | +100.0% | 0.02% | – |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $1,927,000 | – | 209,535 | +100.0% | 0.02% | – |
| GVA | Buy | GRANITE CONSTR INC | $1,933,000 | +192.0% | 48,000 | +231.2% | 0.02% | +187.5% |
| VCTR | New | VICTORY CAP HLDGS INC | $1,827,000 | – | 178,817 | +100.0% | 0.02% | – |
| IVC | New | INVACARE CORPput | $1,805,000 | – | 419,800 | +100.0% | 0.02% | – |
| AGO | New | ASSURED GUARANTY LTD | $1,825,000 | – | 47,700 | +100.0% | 0.02% | – |
| CCD | New | CALAMOS DYNAMIC CONV & INCOM | $1,852,000 | – | 112,865 | +100.0% | 0.02% | – |
| DNRCQ | Buy | DENBURY RES INC | $1,860,000 | +19.9% | 1,087,857 | +334.7% | 0.02% | +22.2% |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QLTY I | $1,769,000 | +103.1% | 156,330 | +107.4% | 0.02% | +110.0% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $1,787,000 | +77.1% | 154,789 | +102.4% | 0.02% | +75.0% |
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $1,758,000 | +1658.0% | 137,889 | +1676.7% | 0.02% | +2000.0% |
| CP | New | CANADIAN PAC RY LTD | $1,776,000 | – | 10,000 | +100.0% | 0.02% | – |
| HEQ | Buy | JOHN HANCOCK HDG EQ & INC FD | $1,776,000 | +3129.1% | 135,808 | +3770.3% | 0.02% | +2000.0% |
| RCII | Buy | RENT A CTR INC NEWput | $1,787,000 | +76.1% | 110,400 | +56.4% | 0.02% | +75.0% |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $1,748,000 | – | 125,096 | +100.0% | 0.02% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $1,784,000 | – | 174,932 | +100.0% | 0.02% | – |
| EFT | Buy | EATON VANCE FLTING RATE INC | $1,717,000 | +85750.0% | 135,703 | +67751.5% | 0.02% | – |
| MPWR | New | MONOLITHIC PWR SYS INC | $1,743,000 | – | 15,000 | +100.0% | 0.02% | – |
| HSBC | New | HSBC HLDGS PLCcall | $1,722,000 | – | 41,900 | +100.0% | 0.02% | – |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $1,762,000 | +47.3% | 249,681 | +89.3% | 0.02% | +50.0% |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $1,633,000 | +201.3% | 130,164 | +237.3% | 0.02% | +233.3% |
| MPA | Buy | BLACKROCK MUNIYIELD PA QLTY | $1,672,000 | +138.2% | 133,276 | +141.7% | 0.02% | +150.0% |
| STNLU | New | SENTINEL ENERGY SVCS INCunit 11/02/2022 | $1,689,000 | – | 164,025 | +100.0% | 0.02% | – |
| GPRE | New | GREEN PLAINS INC | $1,653,000 | – | 126,152 | +100.0% | 0.02% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $1,660,000 | – | 223,784 | +100.0% | 0.02% | – |
| PHD | Buy | PIONEER FLOATING RATE TR | $1,629,000 | +218.8% | 165,551 | +257.2% | 0.02% | +233.3% |
| AMC | Buy | AMC ENTMT HLDGS INC | $1,702,000 | -10.8% | 138,625 | +48.9% | 0.02% | -9.1% |
| SIG | Buy | SIGNET JEWELERS LIMITED | $1,675,000 | +41.2% | 52,735 | +193.0% | 0.02% | +42.9% |
| SCD | New | LMP CAP & INCOME FD INC | $1,702,000 | – | 159,426 | +100.0% | 0.02% | – |
| GSAH | Buy | GS ACQUISITION HLDGS CORP | $1,702,000 | +17.5% | 173,700 | +16.8% | 0.02% | +17.6% |
| XON | Buy | INTREXON CORPput | $1,687,000 | -57.3% | 258,000 | +12.3% | 0.02% | -56.5% |
| DB | Buy | DEUTSCHE BANK AGcall | $1,658,000 | +4151.3% | 203,500 | +5714.3% | 0.02% | – |
| WDC | Buy | WESTERN DIGITAL CORP | $1,634,000 | +23.5% | 44,198 | +95.6% | 0.02% | +33.3% |
| TWTR | Buy | TWITTER INCput | $1,669,000 | +11.3% | 58,100 | +10.2% | 0.02% | +17.6% |
| NAZ | Buy | NUVEEN ARIZONA QLTY MUN INC | $1,697,000 | +58.9% | 143,167 | +56.8% | 0.02% | +66.7% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $1,635,000 | +152.7% | 118,547 | +184.5% | 0.02% | +150.0% |
| NLSN | New | NIELSEN HLDGS PLCcall | $1,703,000 | – | 73,000 | +100.0% | 0.02% | – |
| CBBPRB | New | CINCINNATI BELL INC NEWpfd cv dep1/20 | $1,559,000 | – | 55,061 | +100.0% | 0.02% | – |
| DXCM | New | DEXCOM INC | $1,604,000 | – | 13,391 | +100.0% | 0.02% | – |
| RMRM | Buy | RMR REAL ESTATE INCOME FUND | $1,547,000 | +5.2% | 102,712 | +25.5% | 0.02% | +11.8% |
| OMER | New | OMEROS CORP | $1,556,000 | – | 139,677 | +100.0% | 0.02% | – |
| WAB | New | WABTEC CORPput | $1,622,000 | – | 23,100 | +100.0% | 0.02% | – |
| ACV | New | ALLIANZGI DIVERS INC & CNV F | $1,561,000 | – | 83,875 | +100.0% | 0.02% | – |
| LBTYA | Buy | LIBERTY GLOBAL PLC | $1,601,000 | +263.9% | 75,039 | +393.0% | 0.02% | +280.0% |
| MX | New | MAGNACHIP SEMICONDUCTOR CORPput | $1,548,000 | – | 249,400 | +100.0% | 0.02% | – |
| MCR | Buy | MFS CHARTER INCOME TRsh ben int | $1,558,000 | +94.8% | 212,590 | +106.0% | 0.02% | +111.1% |
| IP | Buy | INTL PAPER COcall | $1,477,000 | +70.8% | 36,600 | +108.0% | 0.02% | +80.0% |
| LFACU | Buy | LF CAP ACQUISITION CORPunit 06/19/2025 | $1,522,000 | +20.3% | 150,000 | +20.0% | 0.02% | +20.0% |
| PHT | New | PIONEER HIGH INCOME TR | $1,476,000 | – | 185,281 | +100.0% | 0.02% | – |
| NVT | New | NVENT ELECTRIC PLC | $1,459,000 | – | 65,000 | +100.0% | 0.02% | – |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $1,512,000 | +216.3% | 135,027 | +258.8% | 0.02% | +200.0% |
| UPLCQ | Buy | ULTRA PETROLEUM CORP | $1,525,000 | -27.6% | 2,006,331 | +6.7% | 0.02% | -25.0% |
| WMT | Buy | WALMART INC | $1,486,000 | +299.5% | 15,957 | +301.8% | 0.02% | +350.0% |
| GNT | Buy | GAMCO NAT RES GOLD & INCOMEsh ben int | $1,523,000 | +148.9% | 307,845 | +193.8% | 0.02% | +157.1% |
| DRH | Buy | DIAMONDROCK HOSPITALITY CO | $1,464,000 | +137.7% | 161,266 | +205.2% | 0.02% | +157.1% |
| FNSR | New | FINISAR CORP | $1,475,000 | – | 68,328 | +100.0% | 0.02% | – |
| ATI | New | ALLEGHENY TECHNOLOGIES INCcall | $1,465,000 | – | 67,300 | +100.0% | 0.02% | – |
| TYG | New | TORTOISE ENERGY INFRA CORP | $1,500,000 | – | 75,404 | +100.0% | 0.02% | – |
| INB | Buy | COHEN & STEERS GLOBAL INC BL | $1,533,000 | +331.8% | 205,900 | +440.1% | 0.02% | +350.0% |
| SEE | New | SEALED AIR CORP NEW | $1,532,000 | – | 44,000 | +100.0% | 0.02% | – |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $1,471,000 | – | 102,670 | +100.0% | 0.02% | – |
| CHN | Buy | CHINA FD INC | $1,424,000 | +9393.3% | 84,315 | +10283.6% | 0.02% | – |
| IP | New | INTL PAPER CO | $1,416,000 | – | 35,100 | +100.0% | 0.02% | – |
| IVH | Buy | IVY HIGH INC OPPORTUNITIES F | $1,423,000 | +1193.6% | 117,379 | +1419.5% | 0.02% | +1600.0% |
| DBX | New | DROPBOX INCcall | $1,409,000 | – | 69,000 | +100.0% | 0.02% | – |
| VZ | New | VERIZON COMMUNICATIONS INCput | $1,405,000 | – | 25,000 | +100.0% | 0.02% | – |
| NML | New | NEUBERGER BERMAN MLP INCOME | $1,452,000 | – | 217,057 | +100.0% | 0.02% | – |
| VMM | Buy | DELAWARE INV MN MUN INC FD I | $1,454,000 | +66.9% | 122,667 | +67.5% | 0.02% | +70.0% |
| LMT | New | LOCKHEED MARTIN CORP | $1,419,000 | – | 5,422 | +100.0% | 0.02% | – |
| ETB | New | EATON VANCE TAX MNGED BUY WR | $1,400,000 | – | 104,156 | +100.0% | 0.02% | – |
| SIRI | Buy | SIRIUS XM HLDGS INCput | $1,415,000 | +51.5% | 247,900 | +67.7% | 0.02% | +54.5% |
| BWG | Buy | BRANDYWINEGBL GLBAL INM OPRT | $1,381,000 | +779.6% | 133,137 | +824.4% | 0.02% | +750.0% |
| STOR | New | STORE CAP CORP | $1,397,000 | – | 49,371 | +100.0% | 0.02% | – |
| Buy | FLAHERTY & CRUMRINE DYN PFD | $1,430,000 | +2703.9% | 70,237 | +3071.0% | 0.02% | +1600.0% | |
| EMO | New | CLEARBRIDGE ENERGY MIDSTRM O | $1,411,000 | – | 180,767 | +100.0% | 0.02% | – |
| MDRIQ | New | MCDERMOTT INTL INCcall | $1,442,000 | – | 220,600 | +100.0% | 0.02% | – |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $1,362,000 | – | 100,613 | +100.0% | 0.02% | – |
| HCP | New | HCP INC | $1,311,000 | – | 46,950 | +100.0% | 0.02% | – |
| RCA | New | READY CAP CORP7% cn sr nt 2023 | $1,292,000 | – | 52,765 | +100.0% | 0.02% | – |
| INVA | Buy | INNOVIVA INCput | $1,347,000 | +26.7% | 77,200 | +10.6% | 0.02% | +33.3% |
| KSS | New | KOHLS CORPput | $1,326,000 | – | 20,000 | +100.0% | 0.02% | – |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $1,337,000 | +499.6% | 120,594 | +557.3% | 0.02% | +433.3% |
| EVRI | Buy | EVERI HLDGS INC | $1,372,000 | -18.7% | 266,503 | +44.8% | 0.02% | -20.0% |
| THC | Buy | TENET HEALTHCARE CORP | $1,347,000 | -21.7% | 78,614 | +30.1% | 0.02% | -20.0% |
| EAT | New | BRINKER INTL INCput | $1,358,000 | – | 30,900 | +100.0% | 0.02% | – |
| AQMS | Buy | AQUA METALS INC | $1,342,000 | -20.8% | 737,600 | +12.3% | 0.02% | -20.0% |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $1,302,000 | – | 96,694 | +100.0% | 0.02% | – |
| SNAP | Buy | SNAP INCcl a | $1,342,000 | +15.9% | 243,638 | +78.3% | 0.02% | +23.1% |
| OSTK | New | OVERSTOCK COM INC DELput | $1,358,000 | – | 100,000 | +100.0% | 0.02% | – |
| New | GRANITE PT MTG TR INCnote 6.375%10/0 | $1,261,000 | – | 1,275,000 | +100.0% | 0.02% | – | |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE INC | $1,231,000 | – | 102,025 | +100.0% | 0.02% | – |
| HTZGQ | Buy | HERTZ GLOBAL HLDGS INC | $1,265,000 | +111.2% | 92,708 | +152.5% | 0.02% | +114.3% |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $1,211,000 | – | 25,845 | +100.0% | 0.02% | – |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $1,251,000 | +1290.0% | 91,078 | +1506.0% | 0.02% | +1400.0% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $1,218,000 | – | 114,065 | +100.0% | 0.02% | – |
| SGRY | Buy | SURGERY PARTNERS INC | $1,280,000 | +23.1% | 130,806 | +107.4% | 0.02% | +25.0% |
| RFI | Buy | COHEN & STEERS TOTAL RETURN | $1,272,000 | +34.9% | 118,418 | +52.7% | 0.02% | +36.4% |
| CL | New | COLGATE PALMOLIVE COput | $1,238,000 | – | 20,800 | +100.0% | 0.02% | – |
| DHY | New | CREDIT SUISSE HIGH YLD BND Fsh ben int | $1,247,000 | – | 574,790 | +100.0% | 0.02% | – |
| SPXL | Buy | DIREXION SHS ETF TRdrx s&p500bull | $1,269,000 | +25280.0% | 38,581 | +38481.0% | 0.02% | – |
| HTY | Buy | HANCOCK JOHN INV TRUSTtax adv glb sh | $1,257,000 | +91.3% | 189,378 | +113.9% | 0.02% | +87.5% |
| AJX | Buy | GREAT AJAX CORP | $1,262,000 | +26.5% | 104,758 | +42.8% | 0.02% | +25.0% |
| MPC | New | MARATHON PETE CORPput | $1,180,000 | – | 20,000 | +100.0% | 0.01% | – |
| HP | Buy | HELMERICH & PAYNE INC | $1,198,000 | +228.2% | 25,000 | +369.9% | 0.01% | +250.0% |
| MPC | New | MARATHON PETE CORPcall | $1,180,000 | – | 20,000 | +100.0% | 0.01% | – |
| AKS | Buy | AK STL HLDG CORPput | $1,203,000 | -51.6% | 535,000 | +5.5% | 0.01% | -51.7% |
| MYN | Buy | BLACKROCK MUNIYIELD NY QLTY | $1,157,000 | +5.5% | 100,474 | +5.4% | 0.01% | +7.7% |
| WMT | New | WALMART INCcall | $1,164,000 | – | 12,500 | +100.0% | 0.01% | – |
| GAIA | Buy | GAIA INC NEWcl a | $1,201,000 | -10.9% | 115,947 | +32.5% | 0.01% | -12.5% |
| CIK | New | CREDIT SUISSE ASSET MGMT INC | $1,162,000 | – | 419,766 | +100.0% | 0.01% | – |
| BAF | Buy | BLACKROCK MUNI INCOME INV QL | $1,151,000 | +97.4% | 87,924 | +93.8% | 0.01% | +100.0% |
| GOGO | Buy | GOGO INC | $1,160,000 | +12.2% | 388,248 | +94.9% | 0.01% | +16.7% |
| BBBY | Buy | BED BATH & BEYOND INC | $1,204,000 | -6.1% | 106,372 | +24.4% | 0.01% | -6.7% |
| SPAB | New | SPDR SERIES TRUSTportfolio agrgte | $1,150,000 | – | 41,308 | +100.0% | 0.01% | – |
| FMN | Buy | FEDERATED PREM MUN INC FD | $1,157,000 | +726.4% | 94,321 | +758.7% | 0.01% | +600.0% |
| NDP | New | TORTOISE ENERGY INDEPENDENC | $1,164,000 | – | 171,709 | +100.0% | 0.01% | – |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $1,187,000 | – | 31,800 | +100.0% | 0.01% | – |
| CX | Buy | CEMEX SAB DE CVput | $1,189,000 | -26.6% | 246,800 | +7.3% | 0.01% | -26.3% |
| LOR | Buy | LAZARD WORLD DIVID & INCOME | $1,141,000 | +64.4% | 134,024 | +101.3% | 0.01% | +75.0% |
| AKS | Buy | AK STL HLDG CORP | $1,137,000 | -52.1% | 505,496 | +4.4% | 0.01% | -50.0% |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $1,166,000 | – | 103,960 | +100.0% | 0.01% | – |
| QNST | New | QUINSTREET INC | $1,204,000 | – | 74,200 | +100.0% | 0.01% | – |
| ELS | New | EQUITY LIFESTYLE PPTYS INC | $1,176,000 | – | 12,115 | +100.0% | 0.01% | – |
| EAT | New | BRINKER INTL INC | $1,193,000 | – | 27,142 | +100.0% | 0.01% | – |
| CEM | New | CLEARBRIDGE MLP AND MIDSTRM | $1,148,000 | – | 110,361 | +100.0% | 0.01% | – |
| VGI | Buy | VIRTUS GLOBAL MULTI-SEC INC | $1,127,000 | +12.4% | 101,728 | +34.0% | 0.01% | +16.7% |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $1,194,000 | +4017.2% | 117,681 | +4218.6% | 0.01% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $1,066,000 | – | 77,445 | +100.0% | 0.01% | – |
| BWA | New | BORGWARNER INC | $1,042,000 | – | 30,000 | +100.0% | 0.01% | – |
| SQQQ | Buy | PROSHARES TRultrapro short q | $1,072,000 | +84.8% | 63,986 | +22.8% | 0.01% | +85.7% |
| WDAY | Buy | WORKDAY INCcl a | $1,088,000 | +73.5% | 6,818 | +58.6% | 0.01% | +85.7% |
| HEES | New | H & E EQUIPMENT SERVICES INC | $1,071,000 | – | 52,474 | +100.0% | 0.01% | – |
| RH | Buy | RH | $1,069,000 | -7.7% | 8,930 | +1.0% | 0.01% | 0.0% |
| NFLX | Buy | NETFLIX INC | $1,056,000 | +181.6% | 3,949 | +293.7% | 0.01% | +225.0% |
| SPXX | Buy | NUVEEN S&P 500 DYN OVERWRITE | $1,072,000 | +0.7% | 76,396 | +21.3% | 0.01% | +8.3% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $1,083,000 | +90.3% | 76,180 | +111.5% | 0.01% | +85.7% |
| NTRI | New | NUTRI SYS INC NEW | $1,117,000 | – | 25,468 | +100.0% | 0.01% | – |
| W | Buy | WAYFAIR INCput | $1,080,000 | -26.8% | 12,000 | +20.0% | 0.01% | -23.5% |
| TROX | Buy | TRONOX LTD | $1,110,000 | +241.5% | 142,785 | +424.9% | 0.01% | +225.0% |
| EQIX | New | EQUINIX INC | $966,000 | – | 2,740 | +100.0% | 0.01% | – |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $974,000 | – | 92,985 | +100.0% | 0.01% | – |
| AMRS | Buy | AMYRIS INC | $1,023,000 | +27.7% | 306,211 | +203.4% | 0.01% | +33.3% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $1,021,000 | +1034.4% | 70,961 | +1149.3% | 0.01% | +1100.0% |
| ADSK | New | AUTODESK INCput | $977,000 | – | 7,600 | +100.0% | 0.01% | – |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $1,032,000 | – | 64,744 | +100.0% | 0.01% | – |
| BBF | New | BLACKROCK MUNIC INCM INVST Tsh ben int | $1,012,000 | – | 84,247 | +100.0% | 0.01% | – |
| MIY | Buy | BLACKROCK MUNIYLD MICH QLTY | $1,007,000 | +12.4% | 81,144 | +12.2% | 0.01% | +20.0% |
| BWMCU | New | BOXWOOD MERGER CORPunit 11/26/2025 | $993,000 | – | 100,000 | +100.0% | 0.01% | – |
| GLW | Buy | CORNING INC | $1,030,000 | -5.3% | 34,122 | +10.6% | 0.01% | -7.7% |
| VIIX | Buy | CREDIT SUISSE NASSAU BRHcall | $983,000 | +468.2% | 49,500 | +223.5% | 0.01% | +500.0% |
| DCF | Buy | DREYFUS ALCENTRA GBL CR INCO | $1,027,000 | +257.8% | 133,799 | +319.1% | 0.01% | +300.0% |
| EDTXU | New | EDTECHX HLDGS ACQUISITION COunit 12/31/2025 | $999,000 | – | 100,000 | +100.0% | 0.01% | – |
| FSK | New | FS KKR CAPITAL CORP | $979,000 | – | 189,019 | +100.0% | 0.01% | – |
| FTACU | New | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $1,000,000 | – | 100,000 | +100.0% | 0.01% | – |
| MAC | Buy | MACERICH CO | $960,000 | +17.9% | 22,198 | +50.6% | 0.01% | +33.3% |
| NBH | New | NEUBERGER BERMAN MUNI FD INC | $965,000 | – | 76,267 | +100.0% | 0.01% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $975,000 | – | 101,378 | +100.0% | 0.01% | – |
| USO | New | UNITED STATES OIL FUND LPcall | $966,000 | – | 100,000 | +100.0% | 0.01% | – |
| X | Buy | UNITED STATES STL CORP NEW | $1,017,000 | +12.9% | 55,786 | +88.7% | 0.01% | +20.0% |
| VGR | Buy | VECTOR GROUP LTDput | $977,000 | +6878.6% | 100,500 | +9471.4% | 0.01% | – |
| IGI | New | WESTERN ASSET INVT GRADE DEF | $1,024,000 | – | 55,194 | +100.0% | 0.01% | – |
| CCHU | New | COLLIER CREEK HOLDINGSunit 99/99/9999 | $1,033,000 | – | 102,800 | +100.0% | 0.01% | – |
| DDMX | New | DD3 ACQUISITION CORP | $963,000 | – | 100,000 | +100.0% | 0.01% | – |
| NMZ | New | NUVEEN MUN HIGH INCOME OPP F | $922,000 | – | 79,225 | +100.0% | 0.01% | – |
| GG | Buy | GOLDCORP INC NEWput | $901,000 | +70.0% | 92,000 | +76.9% | 0.01% | +83.3% |
| GG | Buy | GOLDCORP INC NEW | $933,000 | +57.9% | 95,210 | +64.3% | 0.01% | +57.1% |
| AXP | New | AMERICAN EXPRESS COput | $953,000 | – | 10,000 | +100.0% | 0.01% | – |
| TWTR | Buy | TWITTER INC | $951,000 | +12.1% | 33,117 | +11.1% | 0.01% | +10.0% |
| DTV | New | DTE ENERGY COunit 99/99/9999 | $925,000 | – | 17,812 | +100.0% | 0.01% | – |
| JNUG | New | DIREXION SHS ETF TRcall | $921,000 | – | 100,000 | +100.0% | 0.01% | – |
| FUND | Buy | SPROTT FOCUS TR INC | $954,000 | +144.0% | 165,067 | +211.0% | 0.01% | +120.0% |
| AINV | New | APOLLO INVT CORP | $957,000 | – | 77,231 | +100.0% | 0.01% | – |
| ROIC | New | RETAIL OPPORTUNITY INVTS COR | $927,000 | – | 58,430 | +100.0% | 0.01% | – |
| BACPRL | New | BANK AMER CORP7.25%cnv pfd l | $899,000 | – | 717 | +100.0% | 0.01% | – |
| AIG | Buy | AMERICAN INTL GROUP INCcall | $886,000 | +111.0% | 22,500 | +184.8% | 0.01% | +120.0% |
| PFE | New | PFIZER INCput | $899,000 | – | 20,600 | +100.0% | 0.01% | – |
| CGBD | Buy | TCG BDC INC | $925,000 | +93.9% | 74,631 | +161.0% | 0.01% | +83.3% |
| IIM | New | INVESCO VALUE MUN INCOME TR | $926,000 | – | 68,502 | +100.0% | 0.01% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $898,000 | – | 51,835 | +100.0% | 0.01% | – |
| CGO | New | CALAMOS GLOBAL TOTAL RETURN | $943,000 | – | 92,876 | +100.0% | 0.01% | – |
| KMX | New | CARMAX INC | $944,000 | – | 15,056 | +100.0% | 0.01% | – |
| INCY | New | INCYTE CORPcall | $953,000 | – | 15,000 | +100.0% | 0.01% | – |
| XBI | Buy | SPDR SERIES TRUSTs&p biotech | $924,000 | +5.0% | 12,880 | +40.3% | 0.01% | +10.0% |
| NBB | New | NUVEEN TAXABLE MUNICPL INCM | $929,000 | – | 47,998 | +100.0% | 0.01% | – |
| LKSDQ | New | LSC COMMUNICATIONS INC | $881,000 | – | 125,915 | +100.0% | 0.01% | – |
| ARCH | Buy | ARCH COAL INCcl a | $829,000 | +32.6% | 10,000 | +42.9% | 0.01% | +42.9% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $812,000 | +24.5% | 23,872 | +29.5% | 0.01% | +25.0% |
| New | QUIDEL CORPnote 3.250%12/1 | $808,000 | – | 500,000 | +100.0% | 0.01% | – | |
| PVG | New | PRETIUM RES INCcall | $826,000 | – | 97,800 | +100.0% | 0.01% | – |
| RPT | New | RPT REALTY | $818,000 | – | 68,522 | +100.0% | 0.01% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $819,000 | +9.8% | 83,833 | +25.1% | 0.01% | +11.1% |
| IID | Buy | VOYA INTL HIGH DIVID EQTY IN | $816,000 | +574.4% | 157,937 | +728.9% | 0.01% | +900.0% |
| PACB | New | PACIFIC BIOSCIENCES CALIF INput | $814,000 | – | 110,000 | +100.0% | 0.01% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $793,000 | -28.9% | 5,000 | +2.4% | 0.01% | -23.1% |
| INFN | Buy | INFINERA CORPORATIONput | $855,000 | +6.9% | 214,300 | +95.5% | 0.01% | +11.1% |
| ACOR | New | ACORDA THERAPEUTICS INC | $853,000 | – | 54,783 | +100.0% | 0.01% | – |
| AIGWS | Buy | AMERICAN INTL GROUP INC*w exp 01/19/202 | $834,000 | -51.2% | 152,104 | +27.7% | 0.01% | -50.0% |
| LITE | New | LUMENTUM HLDGS INC | $820,000 | – | 19,529 | +100.0% | 0.01% | – |
| NSL | Buy | NUVEEN SR INCOME FD | $819,000 | -4.3% | 148,973 | +7.2% | 0.01% | 0.0% |
| MXWL | Buy | MAXWELL TECHNOLOGIES INCput | $844,000 | +11.9% | 407,800 | +88.7% | 0.01% | +11.1% |
| FEO | Buy | FIRST TR/ABERDEEN EMERG OPT | $817,000 | -5.2% | 67,191 | +1.5% | 0.01% | 0.0% |
| FTI | New | TECHNIPFMC PLC | $793,000 | – | 40,508 | +100.0% | 0.01% | – |
| SWZ | Buy | SWISS HELVETIA FD INC | $805,000 | +1018.1% | 116,685 | +1275.2% | 0.01% | +900.0% |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $847,000 | – | 44,443 | +100.0% | 0.01% | – |
| PE | Buy | PARSLEY ENERGY INCput | $725,000 | -38.3% | 45,400 | +12.9% | 0.01% | -35.7% |
| URI | Buy | UNITED RENTALS INC | $758,000 | +17.3% | 7,400 | +87.4% | 0.01% | +12.5% |
| NMS | Buy | NUVEEN MINESOTA QLT MUN INC | $717,000 | +115.3% | 59,142 | +126.4% | 0.01% | +125.0% |
| WPG | New | WASHINGTON PRIME GROUP NEW | $758,000 | – | 156,115 | +100.0% | 0.01% | – |
| CRK | Buy | COMSTOCK RES INC | $758,000 | -26.3% | 167,453 | +36.4% | 0.01% | -25.0% |
| GSM | New | FERROGLOBE PLC | $783,000 | – | 492,480 | +100.0% | 0.01% | – |
| TSLF | Buy | THL CR SR LN FD | $750,000 | +262.3% | 50,537 | +305.4% | 0.01% | +350.0% |
| MO | Buy | ALTRIA GROUP INC | $785,000 | +3.2% | 15,913 | +26.0% | 0.01% | 0.0% |
| RAD | Buy | RITE AID CORP | $790,000 | +107.9% | 1,116,081 | +275.1% | 0.01% | +125.0% |
| COG | New | CABOT OIL & GAS CORP | $768,000 | – | 34,400 | +100.0% | 0.01% | – |
| EBAY | Buy | EBAY INC | $780,000 | +252.9% | 27,810 | +315.1% | 0.01% | +200.0% |
| HIE | New | MILLER HOWARD HIGH INC EQTY | $710,000 | – | 74,548 | +100.0% | 0.01% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUNI | $752,000 | – | 62,064 | +100.0% | 0.01% | – |
| OSTK | New | OVERSTOCK COM INC DEL | $726,000 | – | 53,500 | +100.0% | 0.01% | – |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $776,000 | +79.2% | 172,935 | +98.7% | 0.01% | +80.0% |
| CCH | New | COLLIER CREEK HOLDINGS | $723,000 | – | 75,000 | +100.0% | 0.01% | – |
| NMT | Buy | NUVEEN MASSACHUSETS QLT MUN | $752,000 | +13.1% | 64,051 | +15.1% | 0.01% | +12.5% |
| CYH | Buy | COMMUNITY HEALTH SYS INC NEW | $788,000 | -18.0% | 279,612 | +0.6% | 0.01% | -18.2% |
| CX | Buy | CEMEX SAB DE CVspon adr new | $773,000 | +1107.8% | 160,413 | +1638.5% | 0.01% | +800.0% |
| TLI | Buy | WESTERN ASSET CORPORATE LN F | $767,000 | +88.0% | 85,507 | +108.1% | 0.01% | +80.0% |
| JCE | New | NUVEEN CORE EQUITY ALPHA FUN | $775,000 | – | 64,456 | +100.0% | 0.01% | – |
| BG | New | BUNGE LIMITED | $704,000 | – | 13,192 | +100.0% | 0.01% | – |
| AMCIU | New | AMCI ACQUISITION CORPunit 01/07/2019 | $696,000 | – | 70,000 | +100.0% | 0.01% | – |
| QHCCQ | Buy | QUORUM HEALTH CORP | $670,000 | -37.4% | 231,987 | +26.9% | 0.01% | -33.3% |
| RDFN | New | REDFIN CORPput | $648,000 | – | 45,000 | +100.0% | 0.01% | – |
| VMC | New | VULCAN MATLS CO | $691,000 | – | 7,000 | +100.0% | 0.01% | – |
| VALE | Buy | VALE S Acall | $659,000 | +77.6% | 50,000 | +100.0% | 0.01% | +100.0% |
| MUH | New | BLACKROCK MUNIHLDGS FD II IN | $647,000 | – | 49,967 | +100.0% | 0.01% | – |
| NBW | Buy | NEUBERGER BRMAN CLIFRN MUNI | $645,000 | +17.5% | 53,268 | +20.8% | 0.01% | +33.3% |
| SU | New | SUNCOR ENERGY INC NEWput | $690,000 | – | 24,700 | +100.0% | 0.01% | – |
| PCF | Buy | HIGH INCOME SECS FD | $699,000 | +186.5% | 78,627 | +204.9% | 0.01% | +166.7% |
| AOD | Buy | ABERDEEN TOTAL DYNAMIC DIVD | $689,000 | +23.9% | 95,567 | +50.9% | 0.01% | +33.3% |
| CMPR | New | CIMPRESS N Vput | $672,000 | – | 6,500 | +100.0% | 0.01% | – |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $646,000 | – | 59,214 | +100.0% | 0.01% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $660,000 | – | 70,228 | +100.0% | 0.01% | – |
| NBR | Buy | NABORS INDUSTRIES LTDput | $697,000 | +50.9% | 348,700 | +364.9% | 0.01% | +60.0% |
| SLB | New | SCHLUMBERGER LTD | $631,000 | – | 17,499 | +100.0% | 0.01% | – |
| GWPH | New | GW PHARMACEUTICALS PLCput | $671,000 | – | 6,900 | +100.0% | 0.01% | – |
| GSVC | Buy | GSV CAP CORPput | $677,000 | +79.6% | 129,700 | +137.5% | 0.01% | +100.0% |
| DBL | New | DOUBLELINE OPPORTUNISTIC CR | $692,000 | – | 36,541 | +100.0% | 0.01% | – |
| GDS | New | GDS HLDGS LTDsponsored adr | $665,000 | – | 28,811 | +100.0% | 0.01% | – |
| SSO | Buy | PROSHARES TR | $660,000 | +915.4% | 7,117 | +1276.6% | 0.01% | +700.0% |
| MDCO | Buy | MEDICINES COcall | $660,000 | +26.2% | 34,500 | +97.1% | 0.01% | +33.3% |
| CTR | New | CLEARBRIDGE MLP AND MIDSTRM | $547,000 | – | 70,134 | +100.0% | 0.01% | – |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $568,000 | – | 42,326 | +100.0% | 0.01% | – |
| EVJ | Buy | EATON VANCE NJ MUNI INCOME Tsh ben int | $623,000 | +135.1% | 55,734 | +139.9% | 0.01% | +133.3% |
| MFT | Buy | BLACKROCK MUNIYLD INVST QLTY | $616,000 | +1107.8% | 50,363 | +1122.4% | 0.01% | +600.0% |
| LOAC | New | LONGEVITY ACQUISITION CORP | $603,000 | – | 60,000 | +100.0% | 0.01% | – |
| DK | Buy | DELEK US HLDGS INC NEW | $585,000 | -11.6% | 18,023 | +15.4% | 0.01% | -12.5% |
| MZA | Buy | BLACKROCK MUNIYIELD ARIZ FD | $583,000 | +85.7% | 47,790 | +96.4% | 0.01% | +75.0% |
| AEM | New | AGNICO EAGLE MINES LTDput | $606,000 | – | 15,000 | +100.0% | 0.01% | – |
| SAMAU | New | SCHULTZE SPL PURP ACQUISITIOunit 12/31/2023 | $604,000 | – | 60,800 | +100.0% | 0.01% | – |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $614,000 | – | 16,121 | +322320.0% | 0.01% | – |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $556,000 | +81.1% | 92,805 | +94.8% | 0.01% | +75.0% |
| MDCO | Buy | MEDICINES COput | $579,000 | -29.0% | 30,300 | +11.0% | 0.01% | -22.2% |
| ITUB | Buy | ITAU UNIBANCO HLDG SAcall | $601,000 | -9.6% | 65,850 | +8.7% | 0.01% | -12.5% |
| GPK | Buy | GRAPHIC PACKAGING HLDG CO | $585,000 | +74.1% | 55,000 | +129.2% | 0.01% | +75.0% |
| ECL | Buy | ECOLAB INC | $589,000 | +14625.0% | 4,000 | +14185.7% | 0.01% | – |
| CRCQQ | New | CALIFORNIA RES CORP | $607,000 | – | 35,634 | +100.0% | 0.01% | – |
| IEMG | New | ISHARES INCcore msci emkt | $615,000 | – | 13,056 | +100.0% | 0.01% | – |
| ARRY | New | ARRAY BIOPHARMA INC | $618,000 | – | 43,384 | +100.0% | 0.01% | – |
| ASG | New | LIBERTY ALL-STAR GROWTH FD I | $559,000 | – | 127,368 | +100.0% | 0.01% | – |
| SIG | New | SIGNET JEWELERS LIMITEDcall | $568,000 | – | 17,900 | +100.0% | 0.01% | – |
| PRTY | Buy | PARTY CITY HOLDCO INC | $591,000 | +87.6% | 59,298 | +154.5% | 0.01% | +75.0% |
| AVP | Buy | AVON PRODS INC | $597,000 | -29.9% | 393,117 | +1.5% | 0.01% | -30.0% |
| CSX | New | CSX CORPput | $559,000 | – | 9,000 | +100.0% | 0.01% | – |
| MOSC | New | MOSAIC ACQUISITION CORP | $491,000 | – | 50,000 | +100.0% | 0.01% | – |
| GRAF | New | GRAF INDL CORP | $480,000 | – | 50,000 | +100.0% | 0.01% | – |
| CTWS | New | CONNECTICUT WTR SVC INC | $535,000 | – | 8,009 | +100.0% | 0.01% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $474,000 | – | 46,703 | +100.0% | 0.01% | – |
| SEMG | New | SEMGROUP CORPcl a | $532,000 | – | 38,643 | +100.0% | 0.01% | – |
| VSTO | New | VISTA OUTDOOR INC | $493,000 | – | 43,513 | +100.0% | 0.01% | – |
| DTF | Buy | DTF TAX-FREE INCOME INC | $510,000 | +164.2% | 41,268 | +174.0% | 0.01% | +200.0% |
| DSKE | Buy | DASEKE INC | $476,000 | -54.1% | 129,526 | +0.2% | 0.01% | -50.0% |
| CCS | Buy | CENTURY CMNTYS INCput | $529,000 | +0.8% | 30,700 | +53.5% | 0.01% | 0.0% |
| CAR | New | AVIS BUDGET GROUPcall | $501,000 | – | 22,300 | +100.0% | 0.01% | – |
| EXPR | New | EXPRESS INCput | $511,000 | – | 100,000 | +100.0% | 0.01% | – |
| EXPR | New | EXPRESS INC | $478,000 | – | 93,701 | +100.0% | 0.01% | – |
| USG | Buy | U S G CORP | $476,000 | +145.4% | 11,166 | +148.1% | 0.01% | +200.0% |
| RRR | New | RED ROCK RESORTS INCput | $507,000 | – | 25,000 | +100.0% | 0.01% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INCcall | $505,000 | – | 47,500 | +100.0% | 0.01% | – |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $466,000 | – | 67,028 | +100.0% | 0.01% | – |
| PCEF | New | INVESCO EXCHNG TRADED FD TR | $519,000 | – | 25,681 | +100.0% | 0.01% | – |
| EGL | Buy | ENGILITY HLDGS INC NEW | $459,000 | +38.7% | 16,157 | +75.2% | 0.01% | +50.0% |
| PFD | Buy | FLAHERTY & CRUMRINE PFD INC | $497,000 | +428.7% | 43,052 | +489.1% | 0.01% | +500.0% |
| MGM | Buy | MGM RESORTS INTERNATIONAL | $533,000 | +344.2% | 22,002 | +410.1% | 0.01% | +500.0% |
| FLC | Buy | FLAHERTY & CRUMRINE TOTAL RE | $473,000 | +54.1% | 27,487 | +66.6% | 0.01% | +50.0% |
| CIF | New | MFS INTERMEDIATE HIGH INC FDsh ben int | $458,000 | – | 214,433 | +100.0% | 0.01% | – |
| BBBY | New | BED BATH & BEYOND INCput | $396,000 | – | 35,000 | +100.0% | 0.01% | – |
| GNCIQ | Buy | GNC HLDGS INCput | $402,000 | +143.6% | 170,000 | +325.0% | 0.01% | +150.0% |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $429,000 | – | 34,919 | +100.0% | 0.01% | – |
| TVPT | New | TRAVELPORT WORLDWIDE LTD | $434,000 | – | 27,820 | +100.0% | 0.01% | – |
| RRR | New | RED ROCK RESORTS INCcl a | $411,000 | – | 20,237 | +100.0% | 0.01% | – |
| WLL | New | WHITING PETE CORP NEW | $453,000 | – | 20,000 | +100.0% | 0.01% | – |
| ECHO | New | ECHO GLOBAL LOGISTICS INCput | $400,000 | – | 19,700 | +100.0% | 0.01% | – |
| KIM | New | KIMCO RLTY CORP | $405,000 | – | 27,653 | +100.0% | 0.01% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $398,000 | – | 32,436 | +100.0% | 0.01% | – |
| IAF | New | ABERDEEN AUSTRALIA EQTY FD I | $379,000 | – | 79,847 | +100.0% | 0.01% | – |
| CI | New | CIGNA CORP NEW | $437,000 | – | 2,303 | +100.0% | 0.01% | – |
| GLD | Buy | SPDR GOLD TRUST | $432,000 | +175.2% | 3,570 | +155.0% | 0.01% | +150.0% |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $409,000 | +240.8% | 46,668 | +246.5% | 0.01% | +400.0% |
| LMT | New | LOCKHEED MARTIN CORPput | $418,000 | – | 1,600 | +100.0% | 0.01% | – |
| SPA | New | SPARTON CORP | $403,000 | – | 22,207 | +100.0% | 0.01% | – |
| MMM | New | 3M CO | $381,000 | – | 2,000 | +100.0% | 0.01% | – |
| GPORQ | Buy | GULFPORT ENERGY CORP | $426,000 | +992.3% | 65,048 | +1611.8% | 0.01% | – |
| CLF | New | CLEVELAND CLIFFS INC | $432,000 | – | 56,200 | +100.0% | 0.01% | – |
| CGNX | New | COGNEX CORP | $386,000 | – | 10,000 | +100.0% | 0.01% | – |
| AMBC | Buy | AMBAC FINL GROUP INC | $448,000 | -10.6% | 26,011 | +6.0% | 0.01% | -16.7% |
| EVY | New | EATON VANCE NY MUNI INCOME Tsh ben int | $397,000 | – | 34,582 | +100.0% | 0.01% | – |
| THS | New | TREEHOUSE FOODS INC | $436,000 | – | 8,600 | +100.0% | 0.01% | – |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $419,000 | +4.0% | 42,944 | +29.9% | 0.01% | 0.0% |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $415,000 | – | 56,100 | +100.0% | 0.01% | – |
| ESL | New | ESTERLINE TECHNOLOGIES CORP | $437,000 | – | 3,600 | +100.0% | 0.01% | – |
| ZTR | New | VIRTUS GLOBAL DIVID INCOME F | $421,000 | – | 47,183 | +100.0% | 0.01% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $446,000 | – | 29,075 | +100.0% | 0.01% | – |
| ECA | Buy | ENCANA CORPput | $399,000 | -39.1% | 69,200 | +38.4% | 0.01% | -37.5% |
| QRVO | Buy | QORVO INCput | $412,000 | +7.3% | 6,800 | +36.0% | 0.01% | +25.0% |
| ESND | New | ESSENDANT INC | $381,000 | – | 30,325 | +100.0% | 0.01% | – |
| FXI | New | ISHARES TRchina lg-cap etf | $380,000 | – | 9,743 | +100.0% | 0.01% | – |
| SIG | New | SIGNET JEWELERS LIMITEDput | $393,000 | – | 12,400 | +100.0% | 0.01% | – |
| TRMT | Buy | TREMONT MTG TR | $321,000 | +115.4% | 35,571 | +179.1% | 0.00% | +100.0% |
| AIZ | Buy | ASSURANT INC | $371,000 | +2.8% | 4,157 | +24.1% | 0.00% | 0.0% |
| WM | New | WASTE MGMT INC DELcall | $302,000 | – | 3,400 | +100.0% | 0.00% | – |
| UIS | Buy | UNISYS CORPput | $302,000 | +169.6% | 26,000 | +372.7% | 0.00% | +300.0% |
| BLE | Buy | BLACKROCK MUNI INCOME TR II | $356,000 | +39.1% | 27,590 | +39.6% | 0.00% | +33.3% |
| NVAX | Buy | NOVAVAX INCput | $302,000 | +122.1% | 164,500 | +127.2% | 0.00% | +100.0% |
| NTC | New | NUVEEN CONNECTICUT QLTY MUN | $339,000 | – | 30,147 | +100.0% | 0.00% | – |
| NMI | Buy | NUVEEN MUN INCOME FD INC | $325,000 | +80.6% | 32,101 | +81.1% | 0.00% | +100.0% |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $348,000 | – | 64,836 | +100.0% | 0.00% | – |
| NVDA | New | NVIDIA CORP | $333,000 | – | 2,500 | +100.0% | 0.00% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $337,000 | – | 26,950 | +100.0% | 0.00% | – |
| GFF | New | GRIFFON CORPput | $329,000 | – | 31,500 | +100.0% | 0.00% | – |
| MFD | New | MACQUARIE FT TR GB INF UT DI | $341,000 | – | 37,087 | +100.0% | 0.00% | – |
| ARAY | Buy | ACCURAY INCput | $317,000 | +46.8% | 93,000 | +93.8% | 0.00% | +33.3% |
| JEMD | Buy | NUVEEN EMERGING MKTS DEBT 20 | $350,000 | +821.1% | 45,883 | +869.0% | 0.00% | – |
| GCV | Buy | GABELLI CONV&INCOM SECS FD I | $318,000 | – | 72,474 | +7247300.0% | 0.00% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $331,000 | +198.2% | 3,939 | +210.2% | 0.00% | +300.0% |
| PFE | New | PFIZER INC | $313,000 | – | 7,181 | +100.0% | 0.00% | – |
| FISV | New | FISERV INCcall | $367,000 | – | 5,000 | +100.0% | 0.00% | – |
| SPXU | Buy | PROSHARES TRultrapro short s | $369,000 | +100.5% | 7,942 | +38.9% | 0.00% | +100.0% |
| FEYE | Buy | FIREEYE INC | $324,000 | +90.6% | 20,020 | +99.8% | 0.00% | +100.0% |
| FDUS | Buy | FIDUS INVT CORP | $357,000 | +340.7% | 30,578 | +445.9% | 0.00% | +300.0% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $373,000 | +96.3% | 59,238 | +127.3% | 0.00% | +100.0% |
| PSTG | New | PURE STORAGE INCput | $363,000 | – | 22,600 | +100.0% | 0.00% | – |
| AMRN | New | AMARIN CORP PLCcall | $340,000 | – | 25,000 | +100.0% | 0.00% | – |
| Z | New | ZILLOW GROUP INCcall | $315,000 | – | 10,000 | +100.0% | 0.00% | – |
| CVON | New | CONVERGEONE HLDGS INC | $334,000 | – | 26,991 | +100.0% | 0.00% | – |
| S | Buy | SPRINT CORP | $369,000 | +10.5% | 63,547 | +24.3% | 0.00% | 0.0% |
| GLV | New | CLOUGH GLOBAL DIVND AND INC | $330,000 | – | 33,049 | +100.0% | 0.00% | – |
| TCRD | Buy | THL CREDIT INC | $310,000 | +1309.1% | 51,089 | +1743.7% | 0.00% | – |
| XON | Buy | INTREXON CORPcall | $307,000 | +283.8% | 47,000 | +900.0% | 0.00% | +300.0% |
| CRZO | New | CARRIZO OIL & GAS INC | $365,000 | – | 32,371 | +100.0% | 0.00% | – |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $351,000 | +7.3% | 42,528 | +18.2% | 0.00% | 0.0% |
| GOOS | New | CANADA GOOSE HOLDINGS INCput | $367,000 | – | 8,400 | +100.0% | 0.00% | – |
| CLMT | Buy | CALUMET SPECIALTY PRODS PTNRput | $301,000 | -50.7% | 136,400 | +42.8% | 0.00% | -42.9% |
| MMV | Buy | EATON VANCE MA MUNI INCOME Tsh ben int | $218,000 | +220.6% | 17,672 | +222.5% | 0.00% | +200.0% |
| VKI | New | INVESCO ADVANTAGE MUNICIPALsh ben int | $249,000 | – | 25,272 | +100.0% | 0.00% | – |
| GNCIQ | Buy | GNC HLDGS INC | $245,000 | +4800.0% | 103,705 | +7275.9% | 0.00% | – |
| PEP | Buy | PEPSICO INC | $212,000 | +247.5% | 1,926 | +247.7% | 0.00% | +200.0% |
| KBE | Buy | SPDR SERIES TRUSTcall | $224,000 | -3.4% | 6,000 | +20.0% | 0.00% | 0.0% |
| AKBA | New | AKEBIA THERAPEUTICS INCput | $276,000 | – | 50,000 | +100.0% | 0.00% | – |
| P | New | PANDORA MEDIA INC | $276,000 | – | 34,193 | +100.0% | 0.00% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $245,000 | – | 17,244 | +100.0% | 0.00% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $273,000 | – | 7,206 | +100.0% | 0.00% | – |
| ZG | Buy | ZILLOW GROUP INCcl a | $231,000 | +13.2% | 7,352 | +58.8% | 0.00% | +50.0% |
| AEM | New | AGNICO EAGLE MINES LTD | $244,000 | – | 6,053 | +100.0% | 0.00% | – |
| GAIN | Buy | GLADSTONE INVT CORP | $237,000 | -0.8% | 25,466 | +21.4% | 0.00% | 0.0% |
| RWGE | New | REGALWOOD GLOBAL ENERGY LTD | $265,000 | – | 27,000 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS INput | $238,000 | – | 5,800 | +100.0% | 0.00% | – |
| SZC | New | CUSHING RENAISSANCE FD | $211,000 | – | 15,724 | +100.0% | 0.00% | – |
| MXE | Buy | MEXICO EQUITY & INCOME FD | $241,000 | +1317.6% | 23,939 | +1565.9% | 0.00% | – |
| XRX | Buy | XEROX CORP | $256,000 | +175.3% | 12,975 | +275.0% | 0.00% | +200.0% |
| GGM | New | GUGGENHEIM CR ALLOCATION FD | $284,000 | – | 15,456 | +100.0% | 0.00% | – |
| LUV | New | SOUTHWEST AIRLS CO | $231,000 | – | 4,971 | +100.0% | 0.00% | – |
| NNC | New | NUVEEN NORTH CAROLINA QLTY M | $215,000 | – | 18,264 | +100.0% | 0.00% | – |
| KSS | Buy | KOHLS CORP | $278,000 | +334.4% | 4,194 | +383.7% | 0.00% | +200.0% |
| INSI | Buy | INSIGHT SELECT INCOME FD | $254,000 | +53.0% | 14,591 | +63.3% | 0.00% | +50.0% |
| CLVS | Buy | CLOVIS ONCOLOGY INCput | $283,000 | +17.9% | 15,800 | +92.7% | 0.00% | 0.0% |
| SQ | New | SQUARE INCcall | $274,000 | – | 4,900 | +100.0% | 0.00% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $275,000 | – | 33,462 | +100.0% | 0.00% | – |
| BA | New | BOEING COcall | $290,000 | – | 900 | +100.0% | 0.00% | – |
| MFM | New | MFS MUN INCOME TRsh ben int | $212,000 | – | 34,672 | +100.0% | 0.00% | – |
| WPX | New | WPX ENERGY INC | $288,000 | – | 25,434 | +100.0% | 0.00% | – |
| NLY | Buy | ANNALY CAP MGMT INC | $259,000 | +201.2% | 26,469 | +212.5% | 0.00% | +200.0% |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $266,000 | – | 31,326 | +100.0% | 0.00% | – |
| WHLRP | New | WHEELER REAL ESTATE INVT TRcv pfd ser b | $273,000 | – | 35,102 | +100.0% | 0.00% | – |
| MRCC | New | MONROE CAP CORP | $229,000 | – | 23,900 | +100.0% | 0.00% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $243,000 | – | 4,325 | +100.0% | 0.00% | – |
| ECPG | New | ENCORE CAP GROUP INCput | $227,000 | – | 9,700 | +100.0% | 0.00% | – |
| ENVA | New | ENOVA INTL INCput | $254,000 | – | 13,100 | +100.0% | 0.00% | – |
| EOT | New | EATON VANCE NATL MUN OPPORT | $239,000 | – | 12,879 | +100.0% | 0.00% | – |
| ETW | New | EATON VANCE TXMGD GL BUYWR O | $268,000 | – | 28,220 | +100.0% | 0.00% | – |
| AGN | New | ALLERGAN PLC | $278,000 | – | 2,080 | +100.0% | 0.00% | – |
| UPRO | New | PROSHARES TRultrpro s&p500 | $243,000 | – | 6,990 | +100.0% | 0.00% | – |
| EZPW | New | EZCORP INCput | $226,000 | – | 29,300 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER CORP | $265,000 | – | 45,100 | +100.0% | 0.00% | – |
| NCV | New | ALLIANZGI CONV INCOME FD | $197,000 | – | 37,966 | +100.0% | 0.00% | – |
| CPB | New | CAMPBELL SOUP CO | $131,000 | – | 4,000 | +100.0% | 0.00% | – |
| GRAFU | New | GRAF INDL CORPunit 12/31/2025 | $200,000 | – | 20,000 | +100.0% | 0.00% | – |
| IFFT | New | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $139,000 | – | 2,744 | +100.0% | 0.00% | – |
| EIP | Buy | EATON VANCE PA MUN BD FD | $189,000 | +200.0% | 16,588 | +204.5% | 0.00% | +100.0% |
| APTI | New | APPTIO INCcl a | $144,000 | – | 3,805 | +100.0% | 0.00% | – |
| XPO | New | XPO LOGISTICS INCcall | $165,000 | – | 2,900 | +100.0% | 0.00% | – |
| NOM | Buy | NUVEEN MISSOURI QLT MUN INC | $190,000 | +86.3% | 16,755 | +101.3% | 0.00% | +100.0% |
| BZH | New | BEAZER HOMES USA INCput | $127,000 | – | 13,500 | +100.0% | 0.00% | – |
| RNG | New | RINGCENTRAL INCput | $156,000 | – | 1,900 | +100.0% | 0.00% | – |
| AIZP | Buy | ASSURANT INC6.50% conv pfd d | $168,000 | -4.0% | 1,713 | +11.8% | 0.00% | 0.0% |
| NVAX | New | NOVAVAX INC | $135,000 | – | 73,600 | +100.0% | 0.00% | – |
| FTF | New | FRANKLIN LTD DURATION INC TR | $189,000 | – | 21,035 | +100.0% | 0.00% | – |
| EVP | Buy | EATON VANCE PA MUNI INCOME Tsh ben int | $206,000 | +66.1% | 18,537 | +69.7% | 0.00% | +100.0% |
| EMJ | Buy | EATON VANCE N J MUN BD FD | $193,000 | +33.1% | 16,149 | +31.0% | 0.00% | 0.0% |
| EVO | Buy | EATON VANCE OH MUNI INCOME Tsh ben int | $188,000 | +241.8% | 15,509 | +245.6% | 0.00% | +100.0% |
| CEV | New | EATON VANCE CA MUNI INCOME Tsh ben int | $135,000 | – | 12,282 | +100.0% | 0.00% | – |
| JHI | New | HANCOCK JOHN INVS TR | $129,000 | – | 9,180 | +100.0% | 0.00% | – |
| EPEGQ | Buy | EP ENERGY CORPcl a | $142,000 | -68.7% | 203,073 | +4.8% | 0.00% | -60.0% |
| ITG | New | INVESTMENT TECHNOLOGY GRP NE | $205,000 | – | 6,804 | +100.0% | 0.00% | – |
| PPC | New | PILGRIMS PRIDE CORP NEW | $155,000 | – | 10,015 | +100.0% | 0.00% | – |
| VCV | New | INVESCO CALIF VALUE MUN INC | $180,000 | – | 15,999 | +100.0% | 0.00% | – |
| FTRCQ | Buy | FRONTIER COMMUNICATIONS CORP | $175,000 | -61.9% | 73,551 | +3.9% | 0.00% | -60.0% |
| LXRX | Buy | LEXICON PHARMACEUTICALS INCput | $205,000 | +81.4% | 30,900 | +191.5% | 0.00% | +100.0% |
| MTG | New | MGIC INVT CORP WIS | $155,000 | – | 14,823 | +100.0% | 0.00% | – |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $143,000 | – | 7,286 | +100.0% | 0.00% | – |
| MHE | Buy | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $201,000 | +813.6% | 18,033 | +920.0% | 0.00% | – |
| PNNT | Buy | PENNANTPARK INVT CORP | $205,000 | +62.7% | 32,244 | +90.6% | 0.00% | +100.0% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $173,000 | +35.2% | 2,365 | +57.7% | 0.00% | +100.0% |
| VTN | New | INVESCO TR INVT GRADE NY MUN | $155,000 | – | 12,987 | +100.0% | 0.00% | – |
| TDW | New | TIDEWATER INC NEWput | $172,000 | – | 9,000 | +100.0% | 0.00% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INC | $173,000 | – | 2,432 | +100.0% | 0.00% | – |
| TWNKW | Buy | HOSTESS BRANDS INC*w exp 11/04/202 | $130,000 | +9.2% | 138,511 | +23.1% | 0.00% | +100.0% |
| GRMN | Buy | GARMIN LTD | $168,000 | +69.7% | 2,662 | +86.5% | 0.00% | +100.0% |
| WRD | New | WILDHORSE RESOURCE DEV CORP | $162,000 | – | 11,500 | +100.0% | 0.00% | – |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $173,000 | – | 28,693 | +100.0% | 0.00% | – |
| GOOS | New | CANADA GOOSE HOLDINGS INC | $168,000 | – | 3,851 | +100.0% | 0.00% | – |
| ETSY | New | ETSY INCput | $142,000 | – | 3,000 | +100.0% | 0.00% | – |
| OPK | Buy | OPKO HEALTH INCput | $198,000 | +147.5% | 66,000 | +182.1% | 0.00% | +100.0% |
| VFL | Buy | DELAWARE INVT NAT MUNI INC Fsh ben int | $129,000 | +180.4% | 10,850 | +181.5% | 0.00% | +100.0% |
| VCF | New | DELAWARE INV CO MUN INC FD I | $138,000 | – | 10,836 | +100.0% | 0.00% | – |
| VKQ | New | INVESCO MUN TR | $127,000 | – | 11,443 | +100.0% | 0.00% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $161,000 | – | 19,913 | +100.0% | 0.00% | – |
| CWH | New | CAMPING WORLD HLDGS INCput | $172,000 | – | 15,000 | +100.0% | 0.00% | – |
| KR | New | KROGER CO | $142,000 | – | 5,168 | +100.0% | 0.00% | – |
| NUO | New | NUVEEN OHIO QLTY MUN INCOME | $183,000 | – | 13,795 | +100.0% | 0.00% | – |
| YY | New | YY INC | $177,000 | – | 2,971 | +100.0% | 0.00% | – |
| AMH | New | AMERICAN HOMES 4 RENTcl a | $182,000 | – | 9,206 | +100.0% | 0.00% | – |
| AXTI | New | AXT INC | $146,000 | – | 33,609 | +100.0% | 0.00% | – |
| JPI | Buy | NUVEEN PFD & INCOME TERM FD | $166,000 | +937.5% | 8,250 | +1070.2% | 0.00% | – |
| CWH | Buy | CAMPING WORLD HLDGS INCcl a | $129,000 | +258.3% | 11,263 | +562.5% | 0.00% | – |
| NPN | Buy | NUVEEN PA MUN VALUE FD | $187,000 | +94.8% | 15,075 | +102.8% | 0.00% | +100.0% |
| NXC | New | NUVEEN CA SELECT TAX FREE PRsh ben int | $49,000 | – | 3,724 | +100.0% | 0.00% | – |
| MRO | Buy | MARATHON OIL CORP | $48,000 | +860.0% | 3,353 | +1364.2% | 0.00% | – |
| EWG | New | ISHARES INCmsci germany etf | $86,000 | – | 3,428 | +100.0% | 0.00% | – |
| MDCO | New | MEDICINES CO | $67,000 | – | 3,513 | +100.0% | 0.00% | – |
| IBTX | New | INDEPENDENT BK GROUP INC | $84,000 | – | 1,845 | +100.0% | 0.00% | – |
| MDB | New | MONGODB INCcall | $92,000 | – | 1,100 | +100.0% | 0.00% | – |
| MOSCWS | New | MOSAIC ACQUISITION CORP*w exp 10/23/202 | $80,000 | – | 81,816 | +100.0% | 0.00% | – |
| ICAD | New | ICAD INC | $88,000 | – | 24,054 | +100.0% | 0.00% | – |
| NRCGWS | New | NRC GROUP HLDGS CORP*w exp 10/17/202 | $55,000 | – | 68,187 | +100.0% | 0.00% | – |
| HPR | New | HIGHPOINT RES CORP | $111,000 | – | 44,632 | +100.0% | 0.00% | – |
| HTGC | New | HERCULES CAPITAL INC | $77,000 | – | 7,006 | +100.0% | 0.00% | – |
| HIGWS | New | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $90,000 | – | 2,353 | +100.0% | 0.00% | – |
| HSBC | New | HSBC HLDGS PLCput | $90,000 | – | 2,200 | +100.0% | 0.00% | – |
| GFF | New | GRIFFON CORP | $53,000 | – | 5,158 | +100.0% | 0.00% | – |
| GTE | New | GRAN TIERRA ENERGY INC | $86,000 | – | 39,800 | +100.0% | 0.00% | – |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $69,000 | +6800.0% | 16,420 | +5079.8% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS INcall | $102,000 | – | 2,500 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INCcall | $43,000 | – | 14,500 | +100.0% | 0.00% | – |
| GNW | Buy | GENWORTH FINL INC | $117,000 | +244.1% | 25,207 | +207.6% | 0.00% | – |
| PATK | New | PATRICK INDS INC | $53,000 | – | 1,813 | +100.0% | 0.00% | – |
| PPC | New | PILGRIMS PRIDE CORP NEWcall | $75,000 | – | 4,900 | +100.0% | 0.00% | – |
| PPC | New | PILGRIMS PRIDE CORP NEWput | $97,000 | – | 6,300 | +100.0% | 0.00% | – |
| FMCIW | Buy | FORUM MERGER II CORP*w exp 09/30/202 | $43,000 | +2.4% | 96,825 | +33.4% | 0.00% | – |
| PYXSQ | New | PYXUS INTL INC | $101,000 | – | 8,568 | +100.0% | 0.00% | – |
| PYXSQ | New | PYXUS INTL INCput | $59,000 | – | 5,000 | +100.0% | 0.00% | – |
| EMR | New | EMERSON ELEC COput | $89,000 | – | 1,500 | +100.0% | 0.00% | – |
| ESIO | New | ELECTRO SCIENTIFIC INDS | $59,000 | – | 2,000 | +100.0% | 0.00% | – |
| RBBN | New | RIBBON COMMUNICATIONS INCput | $107,000 | – | 22,200 | +100.0% | 0.00% | – |
| SPEM | New | SPDR INDEX SHS FDSportfolio emg mk | $109,000 | – | 3,373 | +100.0% | 0.00% | – |
| CURO | New | CURO GROUP HLDGS CORPput | $94,000 | – | 10,000 | +100.0% | 0.00% | – |
| STNL | New | SENTINEL ENERGY SVCS INCcl a | $47,000 | – | 4,699 | +100.0% | 0.00% | – |
| CMP | New | COMPASS MINERALS INTL INC | $44,000 | – | 1,069 | +100.0% | 0.00% | – |
| CLVS | Buy | CLOVIS ONCOLOGY INC | $87,000 | +117.5% | 4,864 | +256.6% | 0.00% | – |
| TRHC | New | TABULA RASA HEALTHCARE INC | $95,000 | – | 1,503 | +100.0% | 0.00% | – |
| TRHC | New | TABULA RASA HEALTHCARE INCput | $95,000 | – | 1,500 | +100.0% | 0.00% | – |
| CTACW | New | CHASERG TECHNLGY ACQUISITN C*w exp 04/10/202 | $51,000 | – | 70,000 | +100.0% | 0.00% | – |
| TPVG | New | TRIPLEPOINT VENTURE GROWTH B | $58,000 | – | 5,362 | +100.0% | 0.00% | – |
| BHF | New | BRIGHTHOUSE FINL INC | $45,000 | – | 1,485 | +100.0% | 0.00% | – |
| VECO | New | VEECO INSTRS INC DEL | $117,000 | – | 15,820 | +100.0% | 0.00% | – |
| BACWSA | Buy | BANK AMER CORP*w exp 01/16/201 | $42,000 | +320.0% | 3,300 | +450.0% | 0.00% | – |
| IRR | New | VOYA RISK MANAGED NAT RES FD | $49,000 | – | 11,533 | +100.0% | 0.00% | – |
| MTT | New | WESTERN ASSET MUN DEF OPP TR | $111,000 | – | 5,702 | +100.0% | 0.00% | – |
| APC | New | ANADARKO PETE CORPcall | $74,000 | – | 1,700 | +100.0% | 0.00% | – |
| XFLT | New | XAI OCTAGON FLOATNG RATE ALT | $61,000 | – | 8,450 | +100.0% | 0.00% | – |
| NCZ | New | ALLIANZGI CONV INCOME FD II | $109,000 | – | 24,370 | +100.0% | 0.00% | – |
| BEL | New | BELMOND LTDcl a | $112,000 | – | 4,500 | +100.0% | 0.00% | – |
| DDMXU | New | DD3 ACQUISITION CORPunit 10/12/2023 | $100,000 | – | 10,000 | +100.0% | 0.00% | – |
| AKBA | New | AKEBIA THERAPEUTICS INC | $99,000 | – | 17,927 | +100.0% | 0.00% | – |
| NBR | New | NABORS INDUSTRIES LTDcall | $100,000 | – | 50,200 | +100.0% | 0.00% | – |
| RBZ | New | REEBONZ HLDG LTD | $44,000 | – | 21,162 | +100.0% | 0.00% | – |
| USWSW | New | U S WELL SVCS INC*w exp 03/15/202 | $18,000 | – | 30,103 | +100.0% | 0.00% | – |
| ERH | New | WELLS FARGO UTILITIES AND HIwf utilities inc | $25,000 | – | 2,244 | +100.0% | 0.00% | – |
| New | TEXAS CAPITAL BANCSHARES INC*w exp 01/16/201 | $27,000 | – | 600 | +100.0% | 0.00% | – | |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $34,000 | +3300.0% | 7,856 | +1864.0% | 0.00% | – |
| UNVR | New | UNIVAR INC | $17,000 | – | 1,000 | +100.0% | 0.00% | – |
| BOJA | New | BOJANGLES INC | $32,000 | – | 2,000 | +100.0% | 0.00% | – |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $34,000 | +47.8% | 2,326 | +57.8% | 0.00% | – |
| WY | New | WEYERHAEUSER CO | $0 | – | 39 | +100.0% | 0.00% | – |
| STI | New | SUNTRUST BKS INC | $0 | – | 2 | +100.0% | 0.00% | – |
| SU | New | SUNCOR ENERGY INC NEWcall | $36,000 | – | 1,300 | +100.0% | 0.00% | – |
| WWE | New | WORLD WRESTLING ENTMT INCput | $14,000 | – | 200 | +100.0% | 0.00% | – |
| CLDPQ | New | CLOUD PEAK ENERGY INCcall | $27,000 | – | 74,000 | +100.0% | 0.00% | – |
| CLDPQ | Buy | CLOUD PEAK ENERGY INCput | $29,000 | +52.6% | 79,800 | +850.0% | 0.00% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $21,000 | – | 2,000 | +100.0% | 0.00% | – |
| SPPI | New | SPECTRUM PHARMACEUTICALS INC | $0 | – | 109 | +100.0% | 0.00% | – |
| CMA | New | COMERICA INC | $1,000 | – | 28 | +100.0% | 0.00% | – |
| SMSHW | New | SMAAASH ENTERTAINMENT INC*w exp 05/22/202 | $1,000 | – | 7,341 | +100.0% | 0.00% | – |
| STNLW | New | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $2,000 | – | 3,333 | +100.0% | 0.00% | – |
| SENS | New | SENSEONICS HLDGS INCput | $2,000 | – | 800 | +100.0% | 0.00% | – |
| SRV | New | THE CUSHING MLP INFASTCR TOT | $9,000 | – | 1,080 | +100.0% | 0.00% | – |
| Z | New | ZILLOW GROUP INCcl c cap stk | $41,000 | – | 1,323 | +100.0% | 0.00% | – |
| D | New | DOMINION ENERGY INC | $28,000 | – | 400 | +100.0% | 0.00% | – |
| DHF | New | DREYFUS HIGH YIELD STRATEGIEsh ben int | $20,000 | – | 7,477 | +100.0% | 0.00% | – |
| EVN | New | EATON VANCE MUNI INCOME TRUSsh ben int | $36,000 | – | 3,263 | +100.0% | 0.00% | – |
| ROSEQ | Buy | ROSEHILL RES INCcl a | $5,000 | -37.5% | 2,654 | +88.9% | 0.00% | – |
| REZI | New | RESIDEO TECHNOLOGIES INC | $27,000 | – | 1,333 | +100.0% | 0.00% | – |
| New | ALTUS MIDSTREAM COcl a | $3,000 | – | 415 | +100.0% | 0.00% | – | |
| EXG | New | EATON VANCE TAX MNGD GBL DV | $18,000 | – | 2,500 | +100.0% | 0.00% | – |
| ECF | New | ELLSWORTH GRWTH AND INCOME L | $2,000 | – | 300 | +100.0% | 0.00% | – |
| AMRWW | Buy | ALTA MESA RES INC*w exp 03/28/202 | $15,000 | -80.3% | 210,848 | +36.1% | 0.00% | -100.0% |
| PSTG | New | PURE STORAGE INCcall | $16,000 | – | 1,000 | +100.0% | 0.00% | – |
| KHC | New | KRAFT HEINZ CO | $11,000 | – | 275 | +100.0% | 0.00% | – |
| MNE | New | BLACKROCK MUNI N Y INTER DUR | $15,000 | – | 1,235 | +100.0% | 0.00% | – |
| EXEL | New | EXELIXIS INCput | $3,000 | – | 200 | +100.0% | 0.00% | – |
| LAZY | Buy | LAZYDAYS HLDGS INC | $33,000 | -28.3% | 6,268 | +1.1% | 0.00% | -100.0% |
| Buy | FALCON MINERALS CORP*w exp 07/21/202 | $7,000 | +133.3% | 12,606 | +473.0% | 0.00% | – | |
| MYF | New | BLACKROCK MUNIYIELD INVST FD | $18,000 | – | 1,434 | +100.0% | 0.00% | – |
| DDMXW | New | DD3 ACQUISITION CORP*w exp 10/20/202 | $24,000 | – | 70,000 | +100.0% | 0.00% | – |
| PRTHW | Buy | PRIORITY TECHNOLOGY HLDGS IN*w exp 11/15/202 | $1,000 | – | 1,020 | +2166.7% | 0.00% | – |
| PZC | New | PIMCO CALIF MUN INCOME FD II | $2,000 | – | 298 | +100.0% | 0.00% | – |
| PTR | New | PETROCHINA CO LTDsponsored adr | $28,000 | – | 471 | +100.0% | 0.00% | – |
| FG | New | FGL HLDGScall | $16,000 | – | 2,500 | +100.0% | 0.00% | – |
| GTYHW | Buy | GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202 | $38,000 | +90.0% | 49,142 | +204.4% | 0.00% | – |
| MTSC | New | MTS SYS CORPput | $40,000 | – | 1,000 | +100.0% | 0.00% | – |
| JCPNQ | Buy | PENNEY J C INC | $35,000 | +337.5% | 33,747 | +582.2% | 0.00% | – |
| AA | New | ALCOA CORPcall | $39,000 | – | 1,500 | +100.0% | 0.00% | – |
| WFTIQ | Buy | WEATHERFORD INTL PLCcall | $10,000 | -56.5% | 19,100 | +122.1% | 0.00% | – |
| PBA | New | PEMBINA PIPELINE CORP | $40,000 | – | 1,354 | +100.0% | 0.00% | – |
| PARR | New | PAR PACIFIC HOLDINGS INCput | $15,000 | – | 1,100 | +100.0% | 0.00% | – |
| LOACW | New | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $9,000 | – | 60,000 | +100.0% | 0.00% | – |
| PRAA | New | PRA GROUP INCput | $4,000 | – | 200 | +100.0% | 0.00% | – |
| GTX | New | GARRETT MOTION INC | $13,000 | – | 1,076 | +100.0% | 0.00% | – |
| ORGOW | New | ORGANOGENESIS HLDGS INC*w exp 10/07/202 | $11,000 | – | 70,000 | +100.0% | 0.00% | – |
| GLAD | New | GLADSTONE CAPITAL CORP | $15,000 | – | 2,147 | +100.0% | 0.00% | – |
| KMI | New | KINDER MORGAN INC DEL | $5,000 | – | 344 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INC | $7,000 | – | 2,636 | +100.0% | 0.00% | – |
| OMER | New | OMEROS CORPput | $14,000 | – | 1,300 | +100.0% | 0.00% | – |
| RBZWF | New | REEBONZ HLDG LTD*w exp 12/19/202 | $23,000 | – | 126,056 | +100.0% | 0.00% | – |
| NUM | New | NUVEEN MICHIGAN QLT MUN INC | $21,000 | – | 1,700 | +100.0% | 0.00% | – |
| GDP | New | GOODRICH PETE CORP | $39,000 | – | 2,939 | +100.0% | 0.00% | – |
| GOV | New | GOVERNMENT PPTYS INCOME TR | $32,000 | – | 4,680 | +100.0% | 0.00% | – |
| GRAFWS | New | GRAF INDL CORP*w exp 12/31/202 | $20,000 | – | 50,000 | +100.0% | 0.00% | – |
| NVAX | New | NOVAVAX INCcall | $11,000 | – | 6,000 | +100.0% | 0.00% | – |
| HYACW | New | HAYMAKER ACQUISITION CORP*w exp 10/27/202 | $20,000 | – | 25,000 | +100.0% | 0.00% | – |
| TKKSW | Buy | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $20,000 | -4.8% | 134,500 | +50.3% | 0.00% | – |
| TKKSR | Buy | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $31,000 | +181.8% | 90,000 | +260.0% | 0.00% | – |
| HPR | New | HIGHPOINT RES CORPput | $18,000 | – | 7,600 | +100.0% | 0.00% | – |
| VGR | New | VECTOR GROUP LTD | $22,000 | – | 2,314 | +100.0% | 0.00% | – |
| NBO | New | NEUBERGER BRMAN NY MUNI FD I | $21,000 | – | 1,960 | +100.0% | 0.00% | – |
| HOV | New | HOVNANIAN ENTERPRISES INCput | $12,000 | – | 18,200 | +100.0% | 0.00% | – |
| NH | New | NANTHEALTH INC | $30,000 | – | 56,939 | +100.0% | 0.00% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $34,000 | – | 8,983 | +100.0% | 0.00% | – |
| CMU | New | MFS HIGH YIELD MUN TRsh ben int | $39,000 | – | 9,504 | +100.0% | 0.00% | – |
| CXE | New | MFS HIGH INCOME MUN TRsh ben int | $28,000 | – | 6,220 | +100.0% | 0.00% | – |
| MYL | New | MYLAN N V | $0 | – | 17 | +100.0% | 0.00% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $14,000 | – | 1,260 | +100.0% | 0.00% | – |
| MBTF | New | MBT FINL CORP | $4,000 | – | 505 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER INCcall | $5,000 | – | 200 | +100.0% | 0.00% | – |
| VRRM | New | VERRA MOBILITY CORP | $0 | – | 26 | +100.0% | 0.00% | – |
| TGI | New | TRIUMPH GROUP INC NEW | $15,000 | – | 1,367 | +100.0% | 0.00% | – |
| BHV | New | BLACKROCK VA MUNICIPAL BOND | $0 | – | 40 | +100.0% | 0.00% | – |
| BLNKW | New | BLINK CHARGING CO*w exp 01/31/202 | $3,000 | – | 14,962 | +100.0% | 0.00% | – |
| BB | Buy | BLACKBERRY LTDcall | $32,000 | -30.4% | 4,600 | +12.2% | 0.00% | -100.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TESLA MTRS INC | 42 | Q3 2023 | 6.5% |
| TESLA MTRS INC | 42 | Q3 2023 | 0.9% |
| HERBALIFE NUTRITION LTD | 42 | Q3 2023 | 0.6% |
| QUEST DIAGNOSTICS INC | 42 | Q3 2023 | 0.0% |
| NETFLIX INC | 41 | Q3 2023 | 0.4% |
| CONOCOPHILLIPS | 40 | Q3 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 7.3% |
| SPDR GOLD TRUST | 39 | Q3 2023 | 0.2% |
| MICRON TECHNOLOGY INC | 38 | Q3 2023 | 0.6% |
| TEVA PHARMACEUTICAL INDS LTD | 38 | Q3 2023 | 0.1% |
View WOLVERINE ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Sagaliam Acquisition Corp | February 02, 2023 | 67,000 | 7.0% |
| A. M. Castle & Co. | March 31, 2020 | 14,690,912 | 17.3% |
| CAPSTEAD MORTGAGE CORPSold out | February 13, 2020 | 0 | 0.0% |
| OptimizeRx Corp | June 07, 2019 | 688,296 | 5.0% |
| BARFRESH FOOD GROUP INC. | April 03, 2019 | 6,000,000 | 4.5% |
| EZCORP INC | February 21, 2019 | 1,982,900 | 3.6% |
| JAKKS PACIFIC INCSold out | February 13, 2019 | 0 | 0.0% |
| MAGNACHIP SEMICONDUCTOR Corp | February 13, 2019 | 1,453,664 | 4.1% |
| RLJ ENTERTAINMENT, INC. | October 18, 2018 | ? | ? |
| OptimizeRx Corp | June 20, 2018 | 755,821 | 6.5% |
View WOLVERINE ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-05-22 |
| SC 13G/A | 2024-05-22 |
| SC 13G/A | 2024-05-22 |
| 13F-HR | 2024-05-13 |
| SC 13G/A | 2024-04-25 |
| 4/A | 2024-04-24 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| 4 | 2024-04-03 |
View WOLVERINE ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.