WOLVERINE ASSET MANAGEMENT LLC

Add to watchlist

$7.73 Billion is the total value of WOLVERINE ASSET MANAGEMENT LLC's 1418 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 55.2% .

All

			Value		Shares		↓ Weighting
BABA	Sell	ALIBABA GROUP HLDG LTDput	$173,610,000	-31.5%	945,900	-35.6%	2.25%	-12.4%
NSC	Sell	NORFOLK SOUTHERN CORPcall	$171,232,000	-10.5%	1,261,100	-4.5%	2.22%	+14.5%
TSLA	Sell	TESLA INCput	$121,914,000	-47.1%	458,100	-38.1%	1.58%	-32.3%
SPY	Sell	SPDR S&P 500 ETF TRcall	$103,312,000	-58.0%	392,600	-57.4%	1.34%	-46.4%
TQQQ	Sell	PROSHARES TRput	$100,398,000	-27.3%	697,600	-29.9%	1.30%	-7.0%
	Sell	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$93,042,000	-25.9%	63,516,000	-23.9%	1.20%	-5.2%
TNA	Sell	DIREXION SHS ETF TRput	$89,245,000	-72.4%	1,325,300	-71.2%	1.15%	-64.7%
IWM	Sell	ISHARES TRcall	$80,910,000	-60.9%	532,900	-60.8%	1.05%	-50.0%
SPY	Sell	SPDR S&P 500 ETF TRput	$79,576,000	-81.1%	302,400	-80.9%	1.03%	-75.9%
SSO	Sell	PROSHARES TRput	$78,266,000	-43.5%	742,000	-41.4%	1.01%	-27.9%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$62,499,000	-70.4%	237,506	-70.0%	0.81%	-62.2%
TNA	Sell	DIREXION SHS ETF TRcall	$60,848,000	-52.5%	903,600	-50.5%	0.79%	-39.3%
DYNC	Sell	DYNEGY INC NEW DELunit 07/01/20191	$55,432,000	+5.0%	639,972	-4.2%	0.72%	+34.3%
	Sell	TESARO INCnote 3.000%10/0	$52,126,000	-31.0%	29,019,000	-4.9%	0.67%	-11.8%
	Sell	INPHI CORPnote 1.125%12/0	$47,936,000	-14.4%	45,492,000	-5.6%	0.62%	+9.3%
	Sell	ISIS PHARMACEUTICALS INC DELnote 1.000%11/1	$42,343,000	-27.2%	42,644,000	-22.5%	0.55%	-6.8%
NSC	Sell	NORFOLK SOUTHERN CORP	$41,304,000	-11.7%	304,201	-5.8%	0.53%	+12.9%
QQQ	Sell	POWERSHARES QQQ TRUSTcall	$37,422,000	-76.0%	233,700	-76.7%	0.48%	-69.3%
ZIONW	Sell	ZIONS BANCORPORATION*w exp 05/22/202	$32,214,000	+4.8%	1,595,397	-4.6%	0.42%	+34.1%
MU	Sell	MICRON TECHNOLOGY INCput	$28,588,000	-54.5%	548,300	-64.1%	0.37%	-41.8%
	Sell	ALON USA ENERGY INCnote 3.000% 9/1	$27,024,000	+11.3%	17,705,000	-3.2%	0.35%	+42.3%
	Sell	MEDICINES COnote 2.750% 7/1	$25,946,000	-12.7%	26,900,000	-16.8%	0.34%	+11.6%
CMO	Sell	CAPSTEAD MTG CORP	$23,487,000	-10.4%	2,715,297	-10.4%	0.30%	+14.7%
	Sell	NEVRO CORPnote 1.750% 6/0	$21,754,000	-9.1%	18,972,000	-17.4%	0.28%	+16.1%
AMZN	Sell	AMAZON COM INC	$21,381,000	-1.6%	14,773	-20.5%	0.28%	+25.9%
KRE	Sell	SPDR SERIES TRUSTput	$21,269,000	-10.6%	352,200	-12.9%	0.28%	+14.1%
	Sell	REPLIGEN CORPnote 2.125% 6/0	$18,660,000	-7.3%	14,455,000	-6.5%	0.24%	+18.1%
HLF	Sell	HERBALIFE LTD	$17,391,000	-36.5%	178,432	-55.9%	0.22%	-18.8%
UPRO	Sell	PROSHARES TRcall	$17,086,000	-32.2%	130,700	-27.3%	0.22%	-13.3%
PMT	Sell	PENNYMAC MTG INVT TR	$16,475,000	-28.6%	913,800	-36.3%	0.21%	-8.6%
MSFT	Sell	MICROSOFT CORPput	$16,410,000	+3.5%	179,800	-3.0%	0.21%	+32.5%
EFA	Sell	ISHARES TRput	$15,935,000	-50.9%	228,700	-50.5%	0.21%	-37.4%
MTGE	Sell	MTGE INVT CORP	$15,437,000	-25.3%	862,406	-22.8%	0.20%	-4.3%
	Sell	NOVAVAX INCnote 3.750% 2/0	$15,358,000	+17.4%	21,750,000	-22.3%	0.20%	+50.8%
BIDU	Sell	BAIDU INCput	$14,864,000	-55.3%	66,600	-53.1%	0.19%	-43.0%
ANTX	Sell	ANTHEM INCunit 05/01/20188	$14,820,000	-7.0%	275,694	-3.2%	0.19%	+19.3%
HLF	Sell	HERBALIFE LTDput	$14,211,000	-55.3%	145,800	-68.9%	0.18%	-42.7%
C	Sell	CITIGROUP INCcall	$13,500,000	-31.0%	200,000	-23.9%	0.18%	-11.6%
AMD	Sell	ADVANCED MICRO DEVICES INCput	$13,209,000	-49.4%	1,314,400	-48.2%	0.17%	-35.2%
GOOGL	Sell	ALPHABET INCcap stk cl a	$12,445,000	-76.4%	12,000	-76.0%	0.16%	-69.8%
RIG	Sell	TRANSOCEAN LTDput	$12,077,000	-15.1%	1,219,900	-8.4%	0.16%	+8.3%
	Sell	NUVASIVE INCnote 2.250% 3/1	$11,571,000	-72.4%	10,500,000	-70.6%	0.15%	-64.6%
OIH	Sell	VANECK VECTORS ETF TRput	$11,538,000	-23.0%	483,400	-15.9%	0.15%	-2.0%
IWF	Sell	ISHARES TRrus 1000 grw etf	$11,405,000	-13.8%	83,806	-14.7%	0.15%	+10.4%
DISH	Sell	DISH NETWORK CORPput	$11,219,000	-41.4%	296,100	-26.2%	0.14%	-25.3%
DWDP	Sell	DOWDUPONT INC	$11,149,000	-82.5%	175,000	-80.4%	0.14%	-77.7%
CTRP	Sell	CTRIP COM INTL LTDput	$11,137,000	-43.1%	238,900	-46.2%	0.14%	-27.3%
GLD	Sell	SPDR GOLD TRUSTput	$10,302,000	-59.1%	81,900	-59.8%	0.13%	-47.8%
SBUX	Sell	STARBUCKS CORPput	$9,904,000	-44.3%	171,100	-44.8%	0.13%	-28.9%
ADBE	Sell	ADOBE SYS INCcall	$9,896,000	-54.4%	45,800	-63.0%	0.13%	-41.8%
	Sell	EVOLENT HEALTH INCnote 2.000%12/0	$9,776,000	+2.2%	9,750,000	-2.5%	0.13%	+29.9%
EWJ	Sell	ISHARES INCmsci jpn etf new	$9,514,000	-50.3%	156,803	-50.9%	0.12%	-36.6%
	Sell	SILVER STD RES INCnote 2.875% 2/0	$8,796,000	-55.8%	8,900,000	-56.0%	0.11%	-43.6%
STIWSB	Sell	SUNTRUST BKS INC*w exp 11/14/201	$8,831,000	+12.6%	368,517	-3.8%	0.11%	+44.3%
SBUX	Sell	STARBUCKS CORP	$8,768,000	-36.9%	151,476	-37.4%	0.11%	-19.9%
BKHU	Sell	BLACK HILLS CORPunit 99/99/9999	$8,314,000	-27.8%	138,665	-20.3%	0.11%	-6.9%
AMZN	Sell	AMAZON COM INCcall	$8,249,000	-52.0%	5,700	-61.2%	0.11%	-38.5%
FB	Sell	FACEBOOK INCcl a	$8,203,000	-68.6%	51,337	-65.3%	0.11%	-59.8%
	Sell	B2GOLD CORPnote 3.250%10/0	$8,182,000	-31.1%	8,086,000	-27.7%	0.11%	-11.7%
EWZ	Sell	ISHARES INCput	$8,163,000	-11.4%	181,900	-20.1%	0.11%	+14.0%
FTRCQ	Sell	FRONTIER COMMUNICATIONS CORPput	$7,991,000	-12.3%	1,077,000	-20.1%	0.10%	+12.0%
	Sell	CARRIAGE SVCS INCnote 2.750% 3/1	$7,901,000	-20.9%	6,025,000	-24.6%	0.10%	+1.0%
MCD	Sell	MCDONALDS CORPput	$7,772,000	-54.8%	49,700	-50.3%	0.10%	-42.0%
OA	Sell	ORBITAL ATK INC	$7,762,000	-2.8%	58,539	-3.6%	0.10%	+23.5%
V	Sell	VISA INCput	$7,583,000	-9.1%	63,400	-13.4%	0.10%	+16.7%
AMZN	Sell	AMAZON COM INCput	$7,526,000	-60.3%	5,200	-67.9%	0.10%	-49.5%
SVXY	Sell	PROSHARES TR IIcall	$7,409,000	-94.0%	631,100	-34.9%	0.10%	-92.4%
TSLA	Sell	TESLA INCcall	$7,238,000	-81.1%	27,200	-77.8%	0.09%	-75.7%
BIDU	Sell	BAIDU INCspon adr rep a	$6,705,000	-68.1%	30,042	-66.5%	0.09%	-59.0%
BMY	Sell	BRISTOL MYERS SQUIBB COcall	$6,704,000	-20.6%	106,000	-23.1%	0.09%	+2.4%
PNCWS	Sell	PNC FINL SVCS GROUP INC*w exp 12/31/201	$6,682,000	-49.6%	79,538	-53.4%	0.09%	-35.8%
INTC	Sell	INTEL CORPput	$6,483,000	-37.4%	124,500	-44.5%	0.08%	-20.0%
GLD	Sell	SPDR GOLD TRUSTcall	$6,415,000	-73.3%	51,000	-73.7%	0.08%	-65.8%
BACWSA	Sell	BANK AMER CORP*w exp 01/16/201	$6,229,000	+2.5%	342,865	-1.0%	0.08%	+30.6%
	Sell	EVERBRIDGE INCnote 1.500%11/0	$6,281,000	-54.6%	5,000,000	-59.8%	0.08%	-42.1%
XOM	Sell	EXXON MOBIL CORPput	$6,259,000	-13.5%	83,900	-3.0%	0.08%	+11.0%
HON	Sell	HONEYWELL INTL INC	$6,207,000	-89.5%	42,957	-88.8%	0.08%	-86.6%
SSO	Sell	PROSHARES TRcall	$6,096,000	-78.4%	57,800	-77.5%	0.08%	-72.3%
AET	Sell	AETNA INC NEW	$6,074,000	-92.0%	35,943	-91.5%	0.08%	-89.8%
TEVA	Sell	TEVA PHARMACEUTICAL INDS LTDput	$6,073,000	-43.0%	355,400	-36.8%	0.08%	-26.9%
CSCO	Sell	CISCO SYS INCput	$6,026,000	-8.5%	140,500	-18.3%	0.08%	+16.4%
PYPL	Sell	PAYPAL HLDGS INCput	$5,690,000	-38.2%	75,000	-40.0%	0.07%	-20.4%
BA	Sell	BOEING COput	$5,737,000	-52.2%	17,500	-57.0%	0.07%	-38.8%
GM	Sell	GENERAL MTRS CO	$5,628,000	-42.6%	154,889	-35.2%	0.07%	-26.3%
HLF	Sell	HERBALIFE LTDcall	$5,185,000	+42.9%	53,200	-0.7%	0.07%	+81.1%
FCAU	Sell	FIAT CHRYSLER AUTOMOBILES Ncall	$5,134,000	+14.3%	250,200	-0.7%	0.07%	+46.7%
MSFT	Sell	MICROSOFT CORP	$5,056,000	-3.6%	55,402	-9.6%	0.06%	+22.6%
VRX	Sell	VALEANT PHARMACEUTICALS INTLput	$5,021,000	-73.2%	315,400	-65.1%	0.06%	-65.8%
QCOM	Sell	QUALCOMM INCput	$4,986,000	-48.8%	90,000	-40.9%	0.06%	-35.4%
ERX	Sell	DIREXION SHS ETF TRcall	$4,732,000	-63.2%	172,100	-53.2%	0.06%	-53.1%
XOP	Sell	SPDR SERIES TRUSTput	$4,656,000	-68.6%	132,200	-66.8%	0.06%	-60.0%
WM	Sell	WASTE MGMT INC DEL	$4,523,000	-22.7%	53,770	-20.7%	0.06%	0.0%
XLE	Sell	SELECT SECTOR SPDR TRput	$4,590,000	-56.2%	68,100	-53.1%	0.06%	-44.3%
SNAP	Sell	SNAP INCput	$4,451,000	-18.4%	280,500	-24.8%	0.06%	+5.5%
BACWSB	Sell	BANK AMER CORP*w exp 10/28/201	$4,126,000	-0.4%	1,955,476	-1.1%	0.05%	+26.2%
KO	Sell	COCA COLA COput	$3,691,000	-6.9%	85,000	-1.6%	0.05%	+20.0%
EOG	Sell	EOG RES INCput	$3,726,000	-13.7%	35,400	-11.5%	0.05%	+9.1%
KBE	Sell	SPDR SERIES TRUSTput	$3,697,000	-64.6%	77,200	-65.0%	0.05%	-54.7%
ERX	Sell	DIREXION SHS ETF TRput	$3,737,000	-71.1%	135,900	-63.3%	0.05%	-63.4%
BDXA	Sell	BECTON DICKINSON & CO	$3,667,000	-73.2%	63,085	-73.2%	0.05%	-65.9%
BBY	Sell	BEST BUY INC	$3,601,000	-59.8%	51,462	-60.6%	0.05%	-48.4%
TNA	Sell	DIREXION SHS ETF TRdly smcap bull3x	$3,578,000	-62.6%	53,146	-61.0%	0.05%	-52.6%
OSPRU	Sell	OSPREY ENERGY ACQUISITION COunit 07/21/2022	$3,569,000	-3.3%	353,370	-4.8%	0.05%	+24.3%
	Sell	KEYW HLDG CORPnote 2.500% 7/1	$3,452,000	-57.5%	3,535,000	-60.1%	0.04%	-45.1%
KRE	Sell	SPDR SERIES TRUSTcall	$3,442,000	-70.0%	57,000	-70.8%	0.04%	-61.2%
MU	Sell	MICRON TECHNOLOGY INCcall	$3,420,000	-54.3%	65,600	-64.0%	0.04%	-42.1%
GDX	Sell	VANECK VECTORS ETF TRput	$3,297,000	-77.3%	150,000	-76.0%	0.04%	-70.7%
SVXY	Sell	PROSHARES TR IIput	$3,235,000	-97.9%	275,600	-77.3%	0.04%	-97.3%
FTRPR	Sell	FRONTIER COMMUNICATIONS CORPpfd conv ser-a	$3,277,000	-23.2%	288,129	-29.9%	0.04%	-2.3%
MRK	Sell	MERCK & CO INCput	$3,262,000	-66.8%	59,900	-65.7%	0.04%	-57.6%
AFAM	Sell	ALMOST FAMILY INC	$3,184,000	-36.5%	56,862	-37.2%	0.04%	-19.6%
SINA	Sell	SINA CORPput	$3,148,000	-21.5%	30,200	-24.5%	0.04%	0.0%
HD	Sell	HOME DEPOT INC	$3,150,000	-97.5%	17,673	-97.4%	0.04%	-96.8%
QCOM	Sell	QUALCOMM INC	$3,174,000	-44.9%	57,287	-36.4%	0.04%	-29.3%
INTC	Sell	INTEL CORP	$3,181,000	-58.5%	61,090	-63.2%	0.04%	-47.4%
BA	Sell	BOEING CO	$3,098,000	-92.5%	9,449	-93.3%	0.04%	-90.5%
PYPL	Sell	PAYPAL HLDGS INCcall	$3,034,000	-17.6%	40,000	-20.0%	0.04%	+5.4%
CAF	Sell	MORGAN STANLEY CHINA A SH FD	$2,993,000	-15.6%	120,237	-20.8%	0.04%	+8.3%
HCOM	Sell	HAWAIIAN TELCOM HOLDCO INC	$2,998,000	-21.3%	112,399	-8.9%	0.04%	0.0%
AVK	Sell	ADVENT CLAYMORE CV SECS & IN	$2,853,000	-6.9%	189,257	-2.0%	0.04%	+19.4%
SPXL	Sell	DIREXION SHS ETF TRcall	$2,832,000	-56.0%	68,600	-52.8%	0.04%	-43.1%
AIGWS	Sell	AMERICAN INTL GROUP INC*w exp 01/19/202	$2,834,000	-54.6%	172,786	-50.0%	0.04%	-41.3%
	Sell	LAYNE CHRISTENSEN COnote 8.000% 5/0	$2,845,000	-56.1%	2,200,000	-58.1%	0.04%	-43.9%
HAL	Sell	HALLIBURTON COcall	$2,783,000	-54.1%	59,300	-52.2%	0.04%	-41.0%
DOV	Sell	DOVER CORP	$2,750,000	-8.6%	28,000	-6.0%	0.04%	+20.0%
GPS	Sell	GAP INC DELput	$2,720,000	-47.6%	87,200	-42.8%	0.04%	-34.0%
IP	Sell	INTL PAPER CO	$2,673,000	-36.2%	50,039	-30.8%	0.04%	-16.7%
V	Sell	VISA INCcall	$2,691,000	-61.9%	22,500	-63.7%	0.04%	-50.7%
	Sell	WEATHERFORD INTL LTDnote 5.875% 7/0	$2,684,000	-24.9%	3,000,000	-9.1%	0.04%	-2.8%
UTX	Sell	UNITED TECHNOLOGIES CORP	$2,642,000	-93.2%	21,000	-93.1%	0.03%	-91.3%
PG	Sell	PROCTER AND GAMBLE CO	$2,466,000	-93.0%	31,115	-91.9%	0.03%	-91.0%
F	Sell	FORD MTR CO DELput	$2,499,000	-30.6%	225,600	-21.7%	0.03%	-11.1%
HUN	Sell	HUNTSMAN CORP	$2,332,000	-57.3%	79,752	-51.4%	0.03%	-45.5%
GM	Sell	GENERAL MTRS COput	$2,333,000	-36.2%	64,200	-28.0%	0.03%	-18.9%
THC	Sell	TENET HEALTHCARE CORPput	$2,209,000	-26.4%	91,100	-54.0%	0.03%	-3.3%
TQQQ	Sell	PROSHARES TRultrapro qqq	$2,221,000	-75.5%	15,435	-76.4%	0.03%	-68.5%
NEEPRQ	Sell	NEXTERA ENERGY INCunit 08/31/2018	$2,203,000	-21.2%	30,253	-24.5%	0.03%	0.0%
UIS	Sell	UNISYS CORPput	$2,191,000	+4.9%	203,900	-20.4%	0.03%	+33.3%
GLNG	Sell	GOLAR LNG LTD BERMUDAcall	$2,188,000	-16.6%	80,000	-9.1%	0.03%	+3.7%
AKS	Sell	AK STL HLDG CORPput	$2,174,000	-45.6%	480,100	-31.9%	0.03%	-30.0%
BTU	Sell	PEABODY ENERGY CORP NEW	$2,170,000	-23.9%	59,472	-17.9%	0.03%	-3.4%
CSTM	Sell	CONSTELLIUM NVcl a	$2,170,000	-36.2%	200,000	-34.4%	0.03%	-17.6%
NUE	Sell	NUCOR CORP	$2,138,000	-65.7%	35,000	-64.3%	0.03%	-55.6%
AABA	Sell	ALTABA INCcall	$2,176,000	-93.5%	29,400	-93.9%	0.03%	-91.8%
MET	Sell	METLIFE INC	$2,194,000	-12.5%	47,830	-3.6%	0.03%	+12.0%
EGC	Sell	ENERGY XXI GULF COAST INC	$2,157,000	-33.8%	561,910	-1.0%	0.03%	-15.2%
PEP	Sell	PEPSICO INCcall	$2,193,000	-47.1%	20,100	-41.9%	0.03%	-33.3%
JD	Sell	JD COM INCput	$2,024,000	-81.6%	50,000	-81.1%	0.03%	-76.6%
MSF	Sell	MORGAN STANLEY EMER MKTS FD	$1,995,000	-10.9%	108,281	-13.5%	0.03%	+13.0%
NXTM	Sell	NXSTAGE MEDICAL INC	$2,046,000	-26.9%	82,302	-28.8%	0.03%	-7.1%
WFTIQ	Sell	WEATHERFORD INTL PLCput	$2,038,000	-69.1%	890,000	-43.7%	0.03%	-61.2%
FTI	Sell	TECHNIPFMC PLC	$1,957,000	-21.8%	66,458	-16.9%	0.02%	0.0%
AAT	Sell	AMERICAN ASSETS TR INC	$1,926,000	-37.3%	57,667	-28.2%	0.02%	-19.4%
AMLP	Sell	ALPS ETF TRcall	$1,874,000	-69.5%	200,000	-64.9%	0.02%	-61.3%
HAL	Sell	HALLIBURTON COput	$1,877,000	-30.7%	40,000	-27.8%	0.02%	-11.1%
VGK	Sell	VANGUARD INTL EQUITY INDEX Fftse europe etf	$1,818,000	-55.1%	31,274	-54.4%	0.02%	-41.5%
CSX	Sell	CSX CORPput	$1,849,000	-10.3%	33,200	-11.5%	0.02%	+14.3%
SLB	Sell	SCHLUMBERGER LTDput	$1,891,000	-58.9%	29,200	-57.2%	0.02%	-48.9%
BBBY	Sell	BED BATH & BEYOND INC	$1,794,000	-25.6%	85,500	-22.1%	0.02%	-4.2%
IMMU	Sell	IMMUNOMEDICS INCput	$1,761,000	-68.5%	120,600	-65.1%	0.02%	-59.6%
AMGN	Sell	AMGEN INC	$1,773,000	-97.0%	10,403	-96.9%	0.02%	-96.1%
BGC	Sell	GENERAL CABLE CORP DEL NEW	$1,810,000	-66.4%	61,155	-66.4%	0.02%	-57.4%
PANW	Sell	PALO ALTO NETWORKS INC	$1,775,000	-19.2%	9,780	-35.5%	0.02%	+4.5%
RIG	Sell	TRANSOCEAN LTD	$1,668,000	-39.9%	168,536	-35.2%	0.02%	-21.4%
GTYH	Sell	GTY TECHNOLOGY HOLDINGS INCcl a	$1,721,000	-18.6%	173,010	-18.8%	0.02%	+4.8%
BCACU	Sell	BISON CAP ACQUISITION CORPunit 99/99/9999t	$1,602,000	+3.6%	148,203	-1.6%	0.02%	+31.2%
UVXY	Sell	PROSHARES TR IIput	$1,643,000	+21.1%	88,700	-33.3%	0.02%	+50.0%
UAA	Sell	UNDER ARMOUR INCput	$1,592,000	-29.9%	97,400	-38.1%	0.02%	-8.7%
LMT	Sell	LOCKHEED MARTIN CORP	$1,511,000	-93.3%	4,474	-93.6%	0.02%	-91.3%
XYL	Sell	XYLEM INC	$1,538,000	-24.8%	20,000	-33.3%	0.02%	-4.8%
GILD	Sell	GILEAD SCIENCES INCput	$1,507,000	-76.9%	20,000	-78.1%	0.02%	-71.2%
WPXP	Sell	WPX ENERGY INCpfd ser a cv	$1,492,000	-52.8%	23,557	-54.2%	0.02%	-40.6%
LPT	Sell	LIBERTY PPTY TRsh ben int	$1,480,000	-12.4%	37,264	-5.2%	0.02%	+11.8%
UAL	Sell	UNITED CONTL HLDGS INCput	$1,472,000	-34.4%	21,200	-36.3%	0.02%	-17.4%
DDR	Sell	DDR CORP	$1,398,000	-51.1%	190,805	-40.2%	0.02%	-37.9%
EXAS	Sell	EXACT SCIENCES CORPput	$1,427,000	-50.3%	35,400	-35.3%	0.02%	-37.9%
XOM	Sell	EXXON MOBIL CORP	$1,364,000	-98.9%	18,290	-98.8%	0.02%	-98.6%
JASO	Sell	JA SOLAR HOLDINGS CO LTDspon adr rep5ord	$1,384,000	-18.3%	211,089	-7.1%	0.02%	+5.9%
MRK	Sell	MERCK & CO INC	$1,389,000	-64.9%	25,506	-63.7%	0.02%	-55.0%
RWT	Sell	REDWOOD TR INC	$1,367,000	-90.8%	88,386	-91.2%	0.02%	-88.0%
SPXL	Sell	DIREXION SHS ETF TRput	$1,292,000	-94.0%	31,300	-93.5%	0.02%	-92.2%
RDUS	Sell	RADIUS HEALTH INCput	$1,340,000	-80.9%	37,300	-83.1%	0.02%	-76.1%
WMT	Sell	WALMART INCcall	$1,334,000	-45.9%	15,000	-40.0%	0.02%	-32.0%
MDCO	Sell	MEDICINES COput	$1,291,000	-53.9%	39,200	-61.8%	0.02%	-39.3%
VUG	Sell	VANGUARD INDEX FDSgrowth etf	$1,340,000	-13.8%	9,449	-14.5%	0.02%	+6.2%
DISH	Sell	DISH NETWORK CORPcl a	$1,322,000	-75.7%	34,901	-69.4%	0.02%	-69.1%
URI	Sell	UNITED RENTALS INCcall	$1,295,000	-90.0%	7,500	-90.0%	0.02%	-86.9%
GOGO	Sell	GOGO INCput	$1,283,000	-70.5%	148,700	-61.5%	0.02%	-61.4%
SQQQ	Sell	PROSHARES TRultrapro short q	$1,266,000	-48.8%	69,100	-39.9%	0.02%	-36.0%
WFCPRL	Sell	WELLS FARGO CO NEWperp pfd cnv a	$1,236,000	-52.5%	961	-51.7%	0.02%	-38.5%
MCD	Sell	MCDONALDS CORP	$1,233,000	-96.4%	7,886	-96.1%	0.02%	-95.4%
FNTE	Sell	FINTECH ACQUISITION CORP II	$1,237,000	-42.7%	124,470	-42.8%	0.02%	-27.3%
JD	Sell	JD COM INCspon adr cl a	$1,205,000	-60.5%	29,777	-59.6%	0.02%	-48.4%
AXTA	Sell	AXALTA COATING SYS LTD	$1,138,000	-12.6%	37,720	-6.3%	0.02%	+15.4%
THW	Sell	TEKLA WORLD HEALTHCARE FD	$1,175,000	-46.9%	91,650	-43.6%	0.02%	-31.8%
HCA	Sell	HCA HEALTHCARE INCcall	$1,193,000	-27.7%	12,300	-34.6%	0.02%	-11.8%
MDY	Sell	SPDR S&P MIDCAP 400 ETF TRcall	$1,161,000	-93.7%	3,400	-93.6%	0.02%	-92.0%
INVA	Sell	INNOVIVA INCput	$1,163,000	-56.5%	69,800	-63.0%	0.02%	-44.4%
WPX	Sell	WPX ENERGY INCput	$1,149,000	-83.2%	77,800	-84.0%	0.02%	-78.3%
ADI	Sell	ANALOG DEVICES INC	$1,055,000	-19.5%	11,587	-21.4%	0.01%	+7.7%
BLL	Sell	BALL CORP	$1,111,000	-26.6%	28,000	-30.0%	0.01%	-6.7%
QCOM	Sell	QUALCOMM INCcall	$1,108,000	-79.6%	20,000	-76.5%	0.01%	-74.5%
ESV	Sell	ENSCO PLCput	$1,071,000	-50.6%	244,100	-33.5%	0.01%	-36.4%
EDD	Sell	MORGAN STANLEY EM MKTS DM DE	$1,019,000	-27.5%	130,365	-28.6%	0.01%	-7.1%
CMSSU	Sell	CM SEVEN STAR ACQUISITION COunit 08/21/2022	$1,001,000	-35.1%	97,750	-36.9%	0.01%	-18.8%
CBLAQ	Sell	CBL & ASSOC PPTYS INC	$1,018,000	-45.6%	244,228	-26.2%	0.01%	-31.6%
AAL	Sell	AMERICAN AIRLS GROUP INCput	$1,039,000	-86.6%	20,000	-86.6%	0.01%	-83.3%
DGX	Sell	QUEST DIAGNOSTICS INC	$994,000	-2.5%	9,920	-4.2%	0.01%	+30.0%
INCY	Sell	INCYTE CORPput	$1,033,000	-51.3%	12,400	-44.6%	0.01%	-38.1%
HTZGQ	Sell	HERTZ GLOBAL HLDGS INCput	$992,000	-25.2%	50,000	-16.7%	0.01%	0.0%
GSHT	Sell	GORES HLDGS II INC	$932,000	-70.2%	93,240	-70.4%	0.01%	-62.5%
INF	Sell	BROOKFIELD GLOBL LISTED INFR	$951,000	-64.6%	81,237	-60.9%	0.01%	-55.6%
WHLRD	Sell	WHEELER REAL ESTATE INVT TRpfd cnv ser d	$899,000	-49.3%	57,537	-34.8%	0.01%	-33.3%
DHF	Sell	DREYFUS HIGH YIELD STRATEGIEsh ben int	$944,000	-9.8%	296,098	-5.5%	0.01%	+9.1%
HCACU	Sell	HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024	$946,000	-34.8%	90,000	-35.7%	0.01%	-20.0%
AKS	Sell	AK STL HLDG CORP	$909,000	-59.7%	200,696	-49.6%	0.01%	-47.8%
TECK	Sell	TECK RESOURCES LTDcl b	$915,000	-30.0%	35,537	-28.9%	0.01%	-7.7%
TWX	Sell	TIME WARNER INCcall	$945,000	-89.7%	10,000	-90.0%	0.01%	-87.1%
VTV	Sell	VANGUARD INDEX FDSvalue etf	$942,000	-66.0%	9,138	-65.0%	0.01%	-57.1%
AMSC	Sell	AMERICAN SUPERCONDUCTOR CORP	$899,000	+4.4%	154,594	-34.9%	0.01%	+33.3%
LB	Sell	L BRANDS INC	$850,000	-62.8%	22,270	-41.3%	0.01%	-52.2%
PSA	Sell	PUBLIC STORAGE	$813,000	-48.9%	4,059	-46.7%	0.01%	-31.2%
FEZ	Sell	SPDR INDEX SHS FDSeuro stoxx 50	$877,000	-35.1%	21,800	-34.3%	0.01%	-21.4%
IWD	Sell	ISHARES TRrus 1000 val etf	$850,000	-66.0%	7,094	-64.7%	0.01%	-56.0%
NDP	Sell	TORTOISE ENERGY INDEPENDENC	$850,000	-66.1%	75,631	-59.9%	0.01%	-56.0%
PYPL	Sell	PAYPAL HLDGS INC	$844,000	-35.5%	11,129	-37.4%	0.01%	-15.4%
TLI	Sell	WESTERN ASSET CORPORATE LN F	$864,000	-32.4%	82,474	-32.1%	0.01%	-15.4%
CMCSA	Sell	COMCAST CORP NEWput	$854,000	-57.3%	25,000	-50.0%	0.01%	-45.0%
LLL	Sell	L3 TECHNOLOGIES INC	$832,000	-61.8%	4,000	-63.6%	0.01%	-50.0%
HD	Sell	HOME DEPOT INCput	$802,000	-87.0%	4,500	-86.2%	0.01%	-83.9%
JWN	Sell	NORDSTROM INC	$777,000	-2.1%	16,065	-4.1%	0.01%	+25.0%
RMRM	Sell	RMR REAL ESTATE INCOME FUND	$774,000	-64.1%	46,483	-58.9%	0.01%	-54.5%
TPGHU	Sell	TPG PACE HLDGS CORPunit 99/99/9999	$781,000	-65.5%	74,848	-65.7%	0.01%	-56.5%
IYR	Sell	ISHARES TRput	$754,000	-69.0%	10,000	-66.7%	0.01%	-60.0%
PDM	Sell	PIEDMONT OFFICE REALTY TR IN	$693,000	-29.9%	39,443	-21.8%	0.01%	-10.0%
SGF	Sell	ABERDEEN SINGAPORE FD INC	$696,000	-44.4%	52,529	-47.9%	0.01%	-30.8%
W	Sell	WAYFAIR INCput	$675,000	-59.7%	10,000	-52.2%	0.01%	-47.1%
IVW	Sell	ISHARES TRs&p 500 grwt etf	$669,000	-13.8%	4,315	-15.1%	0.01%	+12.5%
TDOC	Sell	TELADOC INCput	$729,000	-80.8%	18,100	-83.4%	0.01%	-76.9%
TSLF	Sell	THL CR SR LN FD	$721,000	-57.8%	41,925	-58.6%	0.01%	-47.1%
MMM	Sell	3M CO	$698,000	-97.7%	3,180	-97.5%	0.01%	-97.1%
IIF	Sell	MORGAN STANLEY INDIA INVS FD	$697,000	-68.7%	22,948	-65.9%	0.01%	-60.9%
XOM	Sell	EXXON MOBIL CORPcall	$671,000	-56.4%	9,000	-51.1%	0.01%	-43.8%
IONS	Sell	IONIS PHARMACEUTICALS INCput	$621,000	-75.0%	14,100	-71.5%	0.01%	-68.0%
PEP	Sell	PEPSICO INCput	$633,000	-23.5%	5,800	-15.9%	0.01%	0.0%
PFE	Sell	PFIZER INCput	$638,000	-85.6%	18,000	-85.2%	0.01%	-82.2%
LNC	Sell	LINCOLN NATL CORP IND	$601,000	-22.9%	8,236	-18.8%	0.01%	0.0%
HTZGQ	Sell	HERTZ GLOBAL HLDGS INC	$627,000	-59.6%	31,593	-55.0%	0.01%	-50.0%
HUBB	Sell	HUBBELL INC	$608,000	-33.5%	5,000	-26.0%	0.01%	-11.1%
CHK	Sell	CHESAPEAKE ENERGY CORPcall	$604,000	-44.5%	200,000	-27.3%	0.01%	-27.3%
ARRY	Sell	ARRAY BIOPHARMA INCput	$554,000	-80.4%	34,000	-84.6%	0.01%	-75.9%
DLR	Sell	DIGITAL RLTY TR INC	$576,000	-53.4%	5,472	-49.6%	0.01%	-46.2%
KND	Sell	KINDRED HEALTHCARE INC	$532,000	-15.7%	58,204	-10.6%	0.01%	+16.7%
ATSG	Sell	AIR TRANSPORT SERVICES GRP I	$522,000	-43.9%	22,400	-44.3%	0.01%	-22.2%
CVX	Sell	CHEVRON CORP NEWput	$570,000	-15.7%	5,000	-7.4%	0.01%	0.0%
CTRP	Sell	CTRIP COM INTL LTDcall	$508,000	-93.9%	10,900	-94.3%	0.01%	-91.8%
W	Sell	WAYFAIR INCcl a	$504,000	-19.0%	7,476	-3.6%	0.01%	+16.7%
IAC	Sell	IAC INTERACTIVECORP	$554,000	+26.2%	3,549	-1.3%	0.01%	+75.0%
CYH	Sell	COMMUNITY HEALTH SYS INC NEW	$553,000	-13.1%	139,699	-6.5%	0.01%	+16.7%
RH	Sell	RHput	$495,000	-83.6%	5,200	-85.1%	0.01%	-80.6%
SBRA	Sell	SABRA HEALTH CARE REIT INC	$443,000	-13.8%	25,155	-8.3%	0.01%	+20.0%
JCPNQ	Sell	PENNEY J C INCput	$453,000	-50.1%	150,000	-47.8%	0.01%	-33.3%
CLVS	Sell	CLOVIS ONCOLOGY INCput	$432,000	-73.0%	8,200	-65.1%	0.01%	-62.5%
EVJ	Sell	EATON VANCE NJ MUNI INCOME Tsh ben int	$466,000	-7.0%	41,789	-2.1%	0.01%	+20.0%
KBE	Sell	SPDR SERIES TRUSTcall	$454,000	-85.7%	9,500	-85.9%	0.01%	-81.2%
EVHC	Sell	ENVISION HEALTHCARE CORP	$459,000	-52.6%	11,960	-57.3%	0.01%	-40.0%
LBTYA	Sell	LIBERTY GLOBAL PLC	$476,000	-28.0%	15,222	-17.5%	0.01%	-14.3%
LABU	Sell	DIREXION SHS ETF TRput	$492,000	-61.4%	6,200	-62.2%	0.01%	-53.8%
TCFWS	Sell	TCF FINL CORP*w exp 11/14/201	$430,000	+33.1%	72,332	-14.7%	0.01%	+100.0%
OFC	Sell	CORPORATE OFFICE PPTYS TRsh ben int	$466,000	-66.6%	18,063	-62.2%	0.01%	-57.1%
SGYPQ	Sell	SYNERGY PHARMACEUTICALS DELput	$489,000	-54.5%	267,500	-44.5%	0.01%	-45.5%
FEO	Sell	FIRST TR/ABERDEEN EMERG OPT	$351,000	-58.0%	22,123	-56.8%	0.01%	-37.5%
CLF	Sell	CLEVELAND CLIFFS INC	$358,000	-22.5%	51,600	-19.5%	0.01%	0.0%
FTV	Sell	FORTIVE CORP	$387,000	-82.1%	5,000	-83.3%	0.01%	-77.3%
GGN	Sell	GAMCO GLOBAL GOLD NAT RES &	$380,000	-84.0%	77,755	-83.0%	0.01%	-79.2%
HLIT	Sell	HARMONIC INCput	$388,000	-33.7%	102,200	-26.7%	0.01%	-16.7%
EZU	Sell	ISHARES INCmsci eurzone etf	$373,000	-53.3%	8,611	-53.3%	0.01%	-37.5%
MTBWS	Sell	M & T BK CORP*w exp 12/23/201	$356,000	-76.0%	3,269	-78.5%	0.01%	-66.7%
PFIE	Sell	PROFIRE ENERGY INC	$358,000	-27.5%	131,423	-49.0%	0.01%	0.0%
GDXJ	Sell	VANECK VECTORS ETF TRjr gold miners e	$377,000	-91.7%	11,744	-91.1%	0.01%	-89.1%
VIPS	Sell	VIPSHOP HLDGS LTDput	$415,000	-92.4%	25,000	-94.7%	0.01%	-90.9%
MNP	Sell	WESTERN ASST MN PRT FD INC	$419,000	-47.5%	29,252	-44.2%	0.01%	-37.5%
BACPRL	Sell	BANK AMER CORP7.25%cnv pfd l	$329,000	-32.0%	256	-30.2%	0.00%	-20.0%
EOG	Sell	EOG RES INC	$311,000	-84.3%	2,961	-83.9%	0.00%	-80.0%
CMCSA	Sell	COMCAST CORP NEWcl a	$318,000	-33.8%	9,313	-22.4%	0.00%	-20.0%
ADP	Sell	AUTOMATIC DATA PROCESSING IN	$325,000	-68.5%	2,869	-67.4%	0.00%	-60.0%
BRSWQ	Sell	BRISTOW GROUP INC	$277,000	-86.2%	21,382	-85.7%	0.00%	-80.0%
FSD	Sell	FIRST TR HIGH INCOME L/S FD	$300,000	-78.0%	19,967	-75.8%	0.00%	-71.4%
S	Sell	SPRINT CORPput	$329,000	-48.0%	67,500	-37.2%	0.00%	-33.3%
KHC	Sell	KRAFT HEINZ COcall	$292,000	-46.3%	4,700	-32.9%	0.00%	-33.3%
MDXG	Sell	MIMEDX GROUP INCput	$273,000	-88.1%	39,200	-78.5%	0.00%	-82.6%
AAL	Sell	AMERICAN AIRLS GROUP INC	$271,000	-87.7%	5,230	-87.6%	0.00%	-81.8%
AMBCWS	Sell	AMBAC FINL GROUP INC*w exp 04/30/202	$325,000	-30.3%	46,551	-42.8%	0.00%	-20.0%
MO	Sell	ALTRIA GROUP INC	$333,000	-78.0%	5,359	-74.8%	0.00%	-73.3%
TMUS	Sell	T MOBILE US INC	$299,000	-96.6%	4,899	-96.5%	0.00%	-95.5%
X	Sell	UNITED STATES STL CORP NEWput	$274,000	-96.5%	7,800	-96.5%	0.00%	-95.0%
EBAY	Sell	EBAY INC	$293,000	-13.6%	7,293	-19.0%	0.00%	+33.3%
GSHTW	Sell	GORES HLDGS II INC*w exp 01/13/202	$296,000	-12.7%	166,500	-23.1%	0.00%	+33.3%
NRG	Sell	NRG ENERGY INC	$272,000	-72.5%	8,940	-74.2%	0.00%	-60.0%
ANDV	Sell	ANDEAVOR	$203,000	-96.1%	2,028	-95.5%	0.00%	-94.2%
TACOW	Sell	DEL TACO RESTAURANTS INC*w exp 06/30/202	$246,000	-29.9%	107,216	-10.1%	0.00%	-25.0%
ADS	Sell	ALLIANCE DATA SYSTEMS CORP	$225,000	-45.8%	1,060	-35.3%	0.00%	-25.0%
PTCT	Sell	PTC THERAPEUTICS INCput	$270,000	-45.7%	10,000	-66.4%	0.00%	-40.0%
GOGO	Sell	GOGO INC	$225,000	-87.3%	26,124	-83.3%	0.00%	-83.3%
NMS	Sell	NUVEEN MINESOTA QLT MUN INC	$262,000	-43.5%	18,522	-41.4%	0.00%	-40.0%
JCOM	Sell	J2 GLOBAL INC	$195,000	-12.2%	2,472	-16.7%	0.00%	+50.0%
S	Sell	SPRINT CORP	$238,000	-46.4%	48,874	-35.2%	0.00%	-25.0%
IEV	Sell	ISHARES TReurope etf	$243,000	-54.7%	5,224	-54.1%	0.00%	-40.0%
SPA	Sell	SPARTON CORP	$243,000	-91.5%	13,975	-88.8%	0.00%	-89.7%
TZA	Sell	DIREXION SHS ETF TRcall	$248,000	-8.8%	21,000	-5.4%	0.00%	0.0%
TWX	Sell	TIME WARNER INC	$203,000	-99.4%	2,149	-99.4%	0.00%	-99.1%
EWA	Sell	ISHARES INCmsci aust etf	$204,000	-36.8%	9,300	-33.3%	0.00%	0.0%
MXE	Sell	MEXICO EQUITY & INCOME FD	$250,000	-35.7%	22,823	-39.9%	0.00%	-25.0%
DIA	Sell	SPDR DOW JONES INDL AVRG ETFut ser 1	$241,000	-72.7%	1,000	-72.0%	0.00%	-66.7%
PRTY	Sell	PARTY CITY HOLDCO INC	$247,000	-86.2%	15,884	-87.7%	0.00%	-83.3%
WFTIQ	Sell	WEATHERFORD INTL PLC	$220,000	-76.2%	96,450	-56.4%	0.00%	-66.7%
HIE	Sell	MILLER HOWARD HIGH INC EQTY	$267,000	-73.8%	23,428	-71.3%	0.00%	-70.0%
XLF	Sell	SELECT SECTOR SPDR TRsbi int-finl	$200,000	-20.9%	7,274	-19.8%	0.00%	0.0%
EMJ	Sell	EATON VANCE N J MUN BD FD	$231,000	-38.2%	19,791	-34.3%	0.00%	-25.0%
KTOS	Sell	KRATOS DEFENSE & SEC SOLUTIO	$257,000	-51.4%	25,000	-50.0%	0.00%	-40.0%
MDXG	Sell	MIMEDX GROUP INC	$203,000	-76.9%	29,149	-58.3%	0.00%	-66.7%
KBE	Sell	SPDR SERIES TRUSTs&p bk etf	$201,000	-82.4%	4,200	-82.6%	0.00%	-75.0%
SGRY	Sell	SURGERY PARTNERS INC	$202,000	-90.3%	11,827	-93.2%	0.00%	-85.7%
GNCIQ	Sell	GNC HLDGS INCput	$212,000	-40.1%	55,000	-42.7%	0.00%	-25.0%
SMPLW	Sell	SIMPLY GOOD FOODS CO*w exp 07/07/202	$145,000	-19.0%	40,850	-11.7%	0.00%	0.0%
AGFSW	Sell	AGROFRESH SOLUTIONS*w exp 07/31/202	$119,000	+11.2%	238,355	-9.3%	0.00%	+100.0%
KERX	Sell	KERYX BIOPHARMACEUTICALS INC	$116,000	-14.1%	28,411	-2.3%	0.00%	+100.0%
AKR	Sell	ACADIA RLTY TR	$187,000	-87.0%	7,634	-85.5%	0.00%	-86.7%
IBM	Sell	INTERNATIONAL BUSINESS MACHScall	$138,000	-91.0%	900	-91.0%	0.00%	-87.5%
HST	Sell	HOST HOTELS & RESORTS INC	$154,000	-73.4%	8,291	-71.6%	0.00%	-66.7%
HES	Sell	HESS CORP	$146,000	-90.0%	2,898	-90.6%	0.00%	-86.7%
GRA	Sell	GRACE W R & CO DEL NEW	$138,000	-98.1%	2,267	-97.8%	0.00%	-97.3%
DNOW	Sell	NOW INC	$153,000	-86.2%	14,993	-85.1%	0.00%	-81.8%
ECA	Sell	ENCANA CORP	$121,000	-33.5%	11,033	-19.3%	0.00%	0.0%
VNO	Sell	VORNADO RLTY TRsh ben int	$191,000	-66.7%	2,851	-61.2%	0.00%	-66.7%
EHI	Sell	WESTERN ASSET GLB HI INCOME	$136,000	-68.7%	14,542	-65.8%	0.00%	-50.0%
SBI	Sell	WESTERN ASSET INTM MUNI FD I	$162,000	-40.7%	18,791	-35.9%	0.00%	-33.3%
ISL	Sell	ABERDEEN ISRAEL FUND INC	$41,000	0.0%	2,132	-1.6%	0.00%	–
GCH	Sell	ABERDEEN GTR CHINA FD INC	$112,000	+4.7%	8,346	-2.9%	0.00%	0.0%
GILD	Sell	GILEAD SCIENCES INC	$58,000	-99.3%	770	-99.3%	0.00%	-98.8%
KEYW	Sell	KEYW HLDG CORPput	$53,000	-78.4%	6,800	-83.7%	0.00%	-50.0%
ZG	Sell	ZILLOW GROUP INCcl a	$52,000	-93.5%	980	-95.0%	0.00%	-87.5%
SIRI	Sell	SIRIUS XM HLDGS INCcall	$114,000	-13.0%	18,300	-25.6%	0.00%	0.0%
GNCIQ	Sell	GNC HLDGS INC	$54,000	-48.1%	14,030	-50.6%	0.00%	0.0%
AQMS	Sell	AQUA METALS INC	$109,000	-94.2%	42,418	-95.2%	0.00%	-94.7%
RDUS	Sell	RADIUS HEALTH INCcall	$64,000	+6.7%	1,800	-5.3%	0.00%	0.0%
VPL	Sell	VANGUARD INTL EQUITY INDEX Fftse pacific etf	$95,000	-23.4%	1,304	-23.7%	0.00%	0.0%
DNRCQ	Sell	DENBURY RES INC	$59,000	-90.5%	21,817	-92.3%	0.00%	-83.3%
DB	Sell	DEUTSCHE BANK AGnamen akt	$63,000	-96.4%	4,558	-95.0%	0.00%	-94.4%
PM	Sell	PHILIP MORRIS INTL INC	$59,000	-53.2%	600	-50.0%	0.00%	0.0%
PDLI	Sell	PDL BIOPHARMA INCput	$67,000	-76.2%	22,800	-77.8%	0.00%	-66.7%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELput	$39,000	-98.1%	200	-98.0%	0.00%	-95.0%
MAT	Sell	MATTEL INC	$40,000	-77.4%	3,100	-73.1%	0.00%	-50.0%
EVO	Sell	EATON VANCE OH MUNI INCOME Tsh ben int	$50,000	-77.9%	4,086	-76.5%	0.00%	-50.0%
DB	Sell	DEUTSCHE BANK AGput	$104,000	-98.2%	7,500	-97.5%	0.00%	-98.3%
BZM	Sell	BLACKROCK MD MUNICIPAL BOND	$91,000	-66.3%	6,839	-65.6%	0.00%	-66.7%
BDJ	Sell	BLACKROCK ENHANCED EQT DIV T	$86,000	-68.4%	9,963	-66.3%	0.00%	-66.7%
RCII	Sell	RENT A CTR INC NEWput	$78,000	-85.9%	9,100	-81.8%	0.00%	-83.3%
EPEGQ	Sell	EP ENERGY CORPcl a	$53,000	-60.4%	40,008	-29.7%	0.00%	0.0%
ESTWF	Sell	ESTRE AMBIENTAL INC*w exp 12/21/202	$60,000	-70.4%	104,719	-61.5%	0.00%	-50.0%
D	Sell	DOMINION ENERGY INCput	$67,000	-89.8%	1,000	-87.7%	0.00%	-85.7%
ELECW	Sell	ELECTRUM SPL ACQUISITION COR*w exp 06/16/202	$82,000	-29.3%	259,033	-9.9%	0.00%	0.0%
CLVS	Sell	CLOVIS ONCOLOGY INC	$97,000	-39.4%	1,850	-21.7%	0.00%	-50.0%
COFWS	Sell	CAPITAL ONE FINL CORP*w exp 11/14/201	$109,000	-91.9%	2,036	-91.2%	0.00%	-92.9%
MGM	Sell	MGM RESORTS INTERNATIONAL	$103,000	-39.4%	2,951	-42.3%	0.00%	-50.0%
IVE	Sell	ISHARES TRs&p 500 val etf	$93,000	-66.4%	859	-64.7%	0.00%	-66.7%
SO	Sell	SOUTHERN CO	$72,000	-77.1%	1,628	-75.1%	0.00%	-66.7%
SNAP	Sell	SNAP INCcl a	$71,000	-88.9%	4,527	-89.6%	0.00%	-83.3%
QLD	Sell	PROSHARES TRput	$76,000	-79.6%	1,000	-80.4%	0.00%	-75.0%
CX	Sell	CEMEX SAB DE CVspon adr new	$80,000	-44.1%	12,102	-36.7%	0.00%	0.0%
JMF	Sell	NUVEEN ENERGY MLP TOTL RTRNF	$53,000	-98.1%	5,346	-97.8%	0.00%	-96.4%
LUMN	Sell	CENTURYLINK INCcall	$60,000	-90.2%	3,700	-89.9%	0.00%	-83.3%
EDC	Sell	DIREXION SHS ETF TRcall	$101,000	-97.6%	800	-97.7%	0.00%	-97.7%
EDC	Sell	DIREXION SHS ETF TRdly emg mk bl 3x	$71,000	-71.6%	560	-71.9%	0.00%	-66.7%
HIGWS	Sell	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$81,000	-84.2%	554	-94.5%	0.00%	-80.0%
MS	Sell	MORGAN STANLEY	$112,000	-27.3%	2,087	-29.4%	0.00%	-50.0%
WLBAQ	Sell	WESTMORELAND COAL COput	$75,000	-73.2%	185,100	-20.0%	0.00%	-66.7%
HLS	Exit	HEALTHSOUTH CORP	$0	–	-512	-100.0%	0.00%	–
QHCCQ	Sell	QUORUM HEALTH CORP	$22,000	-96.1%	2,724	-97.0%	0.00%	-100.0%
QEP	Sell	QEP RES INC	$24,000	-27.3%	2,500	-28.6%	0.00%	–
SHLDQ	Sell	SEARS HLDGS CORP	$2,000	-89.5%	900	-83.3%	0.00%	–
PHT	Sell	PIONEER HIGH INCOME TR	$23,000	-91.0%	2,501	-90.5%	0.00%	-100.0%
NXTDW	Sell	NXT ID INC*w exp 02/09/201	$0	-100.0%	364	-93.5%	0.00%	–
NJV	Sell	NUVEEN NEW JERSEY MUN VALUE	$2,000	-99.1%	200	-98.8%	0.00%	-100.0%
NOM	Sell	NUVEEN MISSOURI QLT MUN INC	$0	-100.0%	5	-99.9%	0.00%	-100.0%
NBL	Sell	NOBLE ENERGY INC	$0	-100.0%	6	-100.0%	0.00%	-100.0%
MGI	Sell	MONEYGRAM INTL INC	$33,000	-84.9%	3,888	-76.6%	0.00%	-100.0%
JONE	Sell	JONES ENERGY INC	$0	-100.0%	311	-94.9%	0.00%	–
TDWWSB	Sell	TIDEWATER INC NEW*w exp 07/31/202	$12,000	-80.3%	4,115	-86.6%	0.00%	-100.0%
EWZ	Sell	ISHARES INCcall	$8,000	-88.9%	200	-88.9%	0.00%	-100.0%
INFN	Sell	INFINERA CORPORATION	$4,000	-98.7%	417	-99.1%	0.00%	-100.0%
MX	Exit	MAGNACHIP SEMICONDUCTOR CORPput	$0	–	-1,600	-100.0%	0.00%	–
GNW	Sell	GENWORTH FINL INC	$23,000	-85.3%	8,196	-83.7%	0.00%	-100.0%
VLO	Sell	VALERO ENERGY CORP NEW	$5,000	-98.7%	62	-98.5%	0.00%	-100.0%
FNSR	Sell	FINISAR CORP	$19,000	-42.4%	1,241	-24.9%	0.00%	–
VEACU	Sell	VANTAGE ENERGY ACQUISITIONunit 04/12/2024	$35,000	-98.0%	3,496	-97.9%	0.00%	-100.0%
ELGX	Sell	ENDOLOGIX INCput	$37,000	-68.1%	8,800	-59.6%	0.00%	-100.0%
CEV	Sell	EATON VANCE CA MUNI INCOME Tsh ben int	$5,000	-98.8%	521	-98.5%	0.00%	-100.0%
VMC	Sell	VULCAN MATLS CO	$8,000	-69.2%	72	-64.9%	0.00%	–
GRF	Sell	EAGLE CAP GROWTH FD INC	$22,000	-4.3%	2,880	-0.8%	0.00%	–
FAZ	Sell	DIREXION SHS ETF TRdaily finl bear	$13,000	-95.4%	1,200	-95.1%	0.00%	-100.0%
TZA	Sell	DIREXION SHS ETF TRput	$23,000	-30.3%	2,000	-25.9%	0.00%	–
JDST	Sell	DIREXION SHS ETF TRdly jr gold 3x	$1,000	-99.6%	25	-99.5%	0.00%	-100.0%
DTE	Sell	DTE ENERGY CO	$36,000	-94.6%	349	-94.3%	0.00%	-100.0%
CMAWS	Sell	COMERICA INC*w exp 11/14/201	$19,000	-78.7%	299	-80.6%	0.00%	-100.0%
GLQ	Sell	CLOUGH GLOBAL EQUITY FD	$27,000	-72.7%	2,097	-71.8%	0.00%	-100.0%
GLV	Sell	CLOUGH GLOBAL DIVND AND INC	$21,000	-87.5%	1,693	-86.6%	0.00%	-100.0%
CIT	Sell	CIT GROUP INC	$26,000	-23.5%	510	-28.1%	0.00%	–
WFTIQ	Sell	WEATHERFORD INTL PLCcall	$23,000	-93.5%	10,100	-88.2%	0.00%	-100.0%
AMCN	Sell	AIRMEDIA GROUP INCsponsored adr	$4,000	-94.8%	4,849	-92.8%	0.00%	-100.0%
AMD	Sell	DYNEGY INC NEW DELcall	$31,000	-99.5%	3,100	-99.4%	0.00%	-100.0%
ADXS	Sell	ADVAXIS INC	$3,000	-50.0%	1,789	-25.1%	0.00%	–
CDE	Exit	COEUR MNG INCput	$0	–	-3,100	-100.0%	0.00%	–
ICPT	Exit	INTERCEPT PHARMACEUTICALS INcall	$0	–	-400	-100.0%	0.00%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-332	-100.0%	0.00%	–
WYIGW	Exit	JM GLOBAL HLDG CO*w exp 07/09/202	$0	–	-5,281	-100.0%	0.00%	–
WCG	Exit	WELLCARE HEALTH PLANS INC	$0	–	-233	-100.0%	0.00%	–
SNPS	Exit	SYNOPSYS INC	$0	–	-279	-100.0%	0.00%	–
BHAC	Exit	BARINGTON HILCO ACQUISITION	$0	–	-1,000	-100.0%	0.00%	–
VVUS	Exit	VIVUS INCput	$0	–	-43,000	-100.0%	0.00%	–
ROG	Exit	ROGERS CORP	$0	–	-278	-100.0%	0.00%	–
FTNT	Exit	FORTINET INC	$0	–	-639	-100.0%	0.00%	–
WWD	Exit	WOODWARD INC	$0	–	-287	-100.0%	0.00%	–
QID	Exit	PROSHARES TRultshrt qqq	$0	–	-1,800	-100.0%	0.00%	–
CLNE	Exit	CLEAN ENERGY FUELS CORPcall	$0	–	-4,000	-100.0%	0.00%	–
RIG	Exit	TRANSOCEAN LTDcall	$0	–	-3,700	-100.0%	0.00%	–
KLAC	Exit	KLA-TENCOR CORP	$0	–	-418	-100.0%	0.00%	–
RSX	Exit	VANECK VECTORS ETF TRrussia etf	$0	–	-646	-100.0%	0.00%	–
UNFI	Exit	UNITED NAT FOODS INC	$0	–	-62	-100.0%	0.00%	–
MKSI	Exit	MKS INSTRUMENT INC	$0	–	-137	-100.0%	0.00%	–
INCY	Exit	INCYTE CORP	$0	–	-407	-100.0%	0.00%	–
UPLCQ	Exit	ULTRA PETROLEUM CORPput	$0	–	-5,500	-100.0%	0.00%	–
ROKU	Exit	ROKU INC	$0	–	-94	-100.0%	0.00%	–
SEDG	Exit	SOLAREDGE TECHNOLOGIES INC	$0	–	-148	-100.0%	0.00%	–
BFB	Exit	BROWN FORMAN CORPcl b	$0	–	-135	-100.0%	0.00%	–
TER	Exit	TERADYNE INC	$0	–	-751	-100.0%	0.00%	–
UWM	Exit	PROSHARES TRput	$0	–	-100	-100.0%	0.00%	–
BRACR	Exit	BLACK RIDGE ACQUISITION CORPright 07/10/2019	$0	–	-100,000	-100.0%	0.00%	–
FN	Exit	FABRINET	$0	–	-937	-100.0%	0.00%	–
OREXQ	Exit	OREXIGEN THERAPEUTICS INC	$0	–	-12,989	-100.0%	0.00%	–
AEIS	Exit	ADVANCED ENERGY INDS	$0	–	-632	-100.0%	0.00%	–
INTU	Exit	INTUIT	$0	–	-132	-100.0%	0.00%	–
SDRL	Exit	SEADRILL LIMITEDput	$0	–	-50,000	-100.0%	0.00%	–
MPWR	Exit	MONOLITHIC PWR SYS INC	$0	–	-101	-100.0%	0.00%	–
MANH	Exit	MANHATTAN ASSOCS INC	$0	–	-282	-100.0%	0.00%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-672	-100.0%	0.00%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOcl a	$0	–	-488	-100.0%	0.00%	–
LLY	Exit	LILLY ELI & CO	$0	–	-177	-100.0%	0.00%	–
NIHD	Exit	NII HLDGS INC	$0	–	-66,995	-100.0%	0.00%	–
SCMP	Exit	SUCAMPO PHARMACEUTICALS INCput	$0	–	-700	-100.0%	0.00%	–
CR	Exit	CRANE CO	$0	–	-168	-100.0%	0.00%	–
WTFCW	Exit	WINTRUST FINL CORP*w exp 12/19/201	$0	–	-100	-100.0%	0.00%	–
ANDAU	Exit	ANDINA ACQUISITION CORP IIunit 99/99/9999	$0	–	-1,000	-100.0%	0.00%	–
BV	Exit	BAZAARVOICE INC	$0	–	-3,000	-100.0%	0.00%	–
MDC	Exit	M D C HLDGS INC	$0	–	-622	-100.0%	0.00%	–
FICO	Exit	FAIR ISAAC CORP	$0	–	-50	-100.0%	0.00%	–
OREXQ	Exit	OREXIGEN THERAPEUTICS INCput	$0	–	-15,800	-100.0%	0.00%	–
GGG	Exit	GRACO INC	$0	–	-166	-100.0%	0.00%	–
KEM	Exit	KEMET CORP	$0	–	-2,897	-100.0%	0.00%	–
SWKS	Exit	SKYWORKS SOLUTIONS INC	$0	–	-379	-100.0%	0.00%	–
SDRL	Exit	SEADRILL LIMITED	$0	–	-33,709	-100.0%	0.00%	–
PHM	Exit	PULTE GROUP INC	$0	–	-238	-100.0%	0.00%	–
NEXTW	Exit	NEXTDECADE CORP*w exp 07/23/202	$0	–	-38,607	-100.0%	0.00%	–
FOLD	Exit	AMICUS THERAPEUTICS INCput	$0	–	-3,200	-100.0%	0.00%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-89	-100.0%	0.00%	–
ADXS	Exit	ADVAXIS INCcall	$0	–	-10,300	-100.0%	0.00%	–
JSYNU	Exit	JENSYN ACQUISITION CORPunit 99/99/9999	$0	–	-900	-100.0%	0.00%	–
LOGM	Exit	LOGMEIN INC	$0	–	-78	-100.0%	0.00%	–
B	Exit	BARNES GROUP INC	$0	–	-166	-100.0%	0.00%	–
BRACW	Exit	BLACK RIDGE ACQUISITION CORP*w exp 07/10/202	$0	–	-100,000	-100.0%	0.00%	–
OSG	Exit	OVERSEAS SHIPHOLDING GROUP Icl a new	$0	–	-17,547	-100.0%	0.00%	–
AMN	Exit	AMN HEALTHCARE SERVICES INC	$0	–	-250	-100.0%	0.00%	–
NAV	Exit	NAVISTAR INTL CORP NEWput	$0	–	-1,000	-100.0%	0.00%	–
WPX	Exit	WPX ENERGY INCcall	$0	–	-100	-100.0%	0.00%	–
ICON	Exit	ICONIX BRAND GROUP INCput	$0	–	-24,700	-100.0%	0.00%	–
JNUG	Exit	DIREXION SHS ETF TRdaily jr bull 3x	$0	–	-366	-100.0%	0.00%	–
BTUPR	Exit	PEABODY ENERGY CORP NEW8.5% pfd conv a	$0	–	-234	-100.0%	0.00%	–
IEX	Exit	IDEX CORP	$0	–	-187	-100.0%	0.00%	–
DUST	Exit	DIREXION SHS ETF TRcall	$0	–	-2,100	-100.0%	0.00%	–
CLNE	Exit	CLEAN ENERGY FUELS CORP	$0	–	-18,182	-100.0%	0.00%	–
SNECQ	Exit	SANCHEZ ENERGY CORPput	$0	–	-5,700	-100.0%	0.00%	–
IXG	Exit	ISHARES TRglobal finls etf	$0	–	-100	-100.0%	0.00%	–
POT	Exit	POTASH CORP SASK INC	$0	–	-1,242	-100.0%	0.00%	–
FMN	Exit	FEDERATED PREM MUN INC FD	$0	–	-1,106	-100.0%	0.00%	–
KTWO	Exit	K2M GROUP HLDGS INCput	$0	–	-2,200	-100.0%	0.00%	–
AOS	Exit	SMITH A O	$0	–	-28	-100.0%	0.00%	–
CAA	Exit	CALATLANTIC GROUP INC	$0	–	-552	-100.0%	0.00%	–
CHE	Exit	CHEMED CORP NEW	$0	–	-120	-100.0%	0.00%	–
KMM	Exit	DEUTSCHE MULTI-MKT INCOME TR	$0	–	-1,749	-100.0%	0.00%	–
SAM	Exit	BOSTON BEER INCcl a	$0	–	-6	-100.0%	0.00%	–
EPEGQ	Exit	EP ENERGY CORPput	$0	–	-18,000	-100.0%	0.00%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-297	-100.0%	0.00%	–
CRUS	Exit	CIRRUS LOGIC INC	$0	–	-573	-100.0%	0.00%	–
ESTRF	Exit	ESTRE AMBIENTAL INC	$0	–	-1	-100.0%	0.00%	–
NEBLQ	Exit	NOBLE CORP PLC	$0	–	-127	-100.0%	0.00%	–
CI	Exit	CIGNA CORPORATION	$0	–	-129	-100.0%	0.00%	–
PENN	Exit	PENN NATL GAMING INC	$0	–	-210	-100.0%	0.00%	–
RGT	Sell	ROYCE GLOBAL VALUE TR INC	$18,000	-95.8%	1,668	-95.8%	0.00%	-100.0%
CONN	Exit	CONNS INCput	$0	–	-2,500	-100.0%	-0.00%	–
FLIR	Exit	FLIR SYS INC	$0	–	-1,155	-100.0%	-0.00%	–
PAYX	Exit	PAYCHEX INC	$0	–	-820	-100.0%	-0.00%	–
CGNX	Exit	COGNEX CORP	$0	–	-1,421	-100.0%	-0.00%	–
SFUN	Exit	FANG HLDGS LTDput	$0	–	-10,000	-100.0%	-0.00%	–
SPWR	Exit	SUNPOWER CORPput	$0	–	-6,500	-100.0%	-0.00%	–
ENZY	Exit	ENZYMOTEC LTD	$0	–	-11,700	-100.0%	-0.00%	–
HRB	Exit	BLOCK H & R INCcall	$0	–	-5,000	-100.0%	-0.00%	–
PZC	Exit	PIMCO CALIF MUN INCOME FD II	$0	–	-13,362	-100.0%	-0.00%	–
INGR	Exit	INGREDION INC	$0	–	-722	-100.0%	-0.00%	–
DLX	Exit	DELUXE CORP	$0	–	-1,422	-100.0%	-0.00%	–
L100PS	Exit	ARCONIC INCput	$0	–	-5,100	-100.0%	-0.00%	–
CHRW	Exit	C H ROBINSON WORLDWIDE INC	$0	–	-1,559	-100.0%	-0.00%	–
ANSS	Exit	ANSYS INC	$0	–	-426	-100.0%	-0.00%	–
FAST	Exit	FASTENAL CO	$0	–	-1,919	-100.0%	-0.00%	–
WAB	Exit	WABTEC CORPput	$0	–	-1,000	-100.0%	-0.00%	–
MSM	Exit	MSC INDL DIRECT INCcl a	$0	–	-955	-100.0%	-0.00%	–
RSG	Exit	REPUBLIC SVCS INC	$0	–	-1,177	-100.0%	-0.00%	–
RMBS	Exit	RAMBUS INC DEL	$0	–	-8,134	-100.0%	-0.00%	–
JDD	Exit	NUVEEN DIVERSIFIED DIV INCM	$0	–	-10,123	-100.0%	-0.00%	–
EDZ	Exit	DIREXION SHS ETF TRdly emkt 3x new	$0	–	-6,315	-100.0%	-0.00%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-1,300	-100.0%	-0.00%	–
TDWWSA	Exit	TIDEWATER INC NEW*w exp 07/31/202	$0	–	-35,342	-100.0%	-0.00%	–
EIP	Exit	EATON VANCE PA MUN BD FD	$0	–	-8,052	-100.0%	-0.00%	–
DVY	Exit	ISHARES TRselect divid etf	$0	–	-1,013	-100.0%	-0.00%	–
MNST	Exit	MONSTER BEVERAGE CORP NEW	$0	–	-899	-100.0%	-0.00%	–
LNG	Exit	CHENIERE ENERGY INCput	$0	–	-2,700	-100.0%	-0.00%	–
NUS	Exit	NU SKIN ENTERPRISES INCcl a	$0	–	-1,514	-100.0%	-0.00%	–
NVR	Exit	NVR INC	$0	–	-16	-100.0%	-0.00%	–
MAR	Exit	MARRIOTT INTL INC NEWcl a	$0	–	-944	-100.0%	-0.00%	–
UAA	Exit	UNDER ARMOUR INCcall	$0	–	-10,000	-100.0%	-0.00%	–
EGO	Exit	ELDORADO GOLD CORP NEWput	$0	–	-50,000	-100.0%	-0.00%	–
IPGP	Exit	IPG PHOTONICS CORP	$0	–	-480	-100.0%	-0.00%	–
RL	Exit	RALPH LAUREN CORPcl a	$0	–	-1,026	-100.0%	-0.00%	–
LKQ	Exit	LKQ CORP	$0	–	-2,686	-100.0%	-0.00%	–
EFA	Exit	ISHARES TRmsci eafe etf	$0	–	-982	-100.0%	-0.00%	–
NUO	Exit	NUVEEN OHIO QLTY MUN INCOME	$0	–	-7,225	-100.0%	-0.00%	–
P	Exit	PANDORA MEDIA INCcall	$0	–	-22,000	-100.0%	-0.00%	–
CBI	Exit	CHICAGO BRIDGE & IRON CO N Vcall	$0	–	-3,600	-100.0%	-0.00%	–
STIWSA	Exit	SUNTRUST BKS INC*w exp 12/31/201	$0	–	-4,322	-100.0%	-0.00%	–
GTE	Exit	GRAN TIERRA ENERGY INC	$0	–	-50,000	-100.0%	-0.00%	–
NYV	Exit	NUVEEN NEW YORK MUN VALUE FD	$0	–	-9,491	-100.0%	-0.00%	–
EGO	Exit	ELDORADO GOLD CORP NEW	$0	–	-47,552	-100.0%	-0.00%	–
AFB	Exit	ALLIANCEBERNSTEIN NATL MUNI	$0	–	-10,308	-100.0%	-0.00%	–
GOGO	Exit	GOGO INCcall	$0	–	-11,400	-100.0%	-0.00%	–
EDZ	Exit	DIREXION SHS ETF TRcall	$0	–	-9,600	-100.0%	-0.00%	–
CAR	Exit	AVIS BUDGET GROUPput	$0	–	-2,500	-100.0%	-0.00%	–
SPWR	Exit	SUNPOWER CORP	$0	–	-6,439	-100.0%	-0.00%	–
FCX	Exit	FREEPORT-MCMORAN INCcall	$0	–	-6,000	-100.0%	-0.00%	–
PBR	Exit	PETROLEO BRASILEIRO SA PETROcall	$0	–	-5,500	-100.0%	-0.00%	–
HOSSQ	Exit	HORNBECK OFFSHORE SVCS INC Nput	$0	–	-39,000	-100.0%	-0.00%	–
JBLU	Exit	JETBLUE AIRWAYS CORP	$0	–	-4,577	-100.0%	-0.00%	–
RMBS	Exit	RAMBUS INC DELput	$0	–	-6,000	-100.0%	-0.00%	–
BETR	Exit	AMPLIFY SNACK BRANDS	$0	–	-5,900	-100.0%	-0.00%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-1,600	-100.0%	-0.00%	–
HYI	Exit	WESTERN ASSET HGH YLD DFNDFD	$0	–	-4,508	-100.0%	-0.00%	–
CPRT	Exit	COPART INC	$0	–	-2,347	-100.0%	-0.00%	–
CPB	Exit	CAMPBELL SOUP CO	$0	–	-1,244	-100.0%	-0.00%	–
GAB	Exit	GABELLI EQUITY TR INC	$0	–	-12,047	-100.0%	-0.00%	–
ROL	Exit	ROLLINS INC	$0	–	-2,243	-100.0%	-0.00%	–
PMF	Exit	PIMCO MUNICIPAL INCOME FD	$0	–	-11,373	-100.0%	-0.00%	–
JMLP	Exit	NUVEEN ALL CAP ENE MLP OPPO	$0	–	-6,300	-100.0%	-0.00%	–
TTMI	Exit	TTM TECHNOLOGIES INCput	$0	–	-5,200	-100.0%	-0.00%	–
TRV	Exit	TRAVELERS COMPANIES INC	$0	–	-646	-100.0%	-0.00%	–
NNC	Exit	NUVEEN NORTH CAROLINA QLTY M	$0	–	-10,449	-100.0%	-0.00%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-593	-100.0%	-0.00%	–
FAX	Exit	ABERDEEN ASIA PACIFIC INCOM	$0	–	-26,597	-100.0%	-0.00%	–
MFV	Exit	MFS SPL VALUE TRsh ben int	$0	–	-12,191	-100.0%	-0.00%	–
NTAP	Exit	NETAPP INC	$0	–	-1,743	-100.0%	-0.00%	–
IMMU	Exit	IMMUNOMEDICS INCcall	$0	–	-6,100	-100.0%	-0.00%	–
ESV	Exit	ENSCO PLCcall	$0	–	-30,100	-100.0%	-0.00%	–
CLNE	Exit	CLEAN ENERGY FUELS CORPput	$0	–	-103,400	-100.0%	-0.00%	–
OASPQ	Exit	OASIS PETE INC NEW	$0	–	-21,079	-100.0%	-0.00%	–
EVY	Exit	EATON VANCE NY MUNI INCOME Tsh ben int	$0	–	-19,199	-100.0%	-0.00%	–
DUC	Exit	DUFF & PHELPS UTIL CORP BD T	$0	–	-24,546	-100.0%	-0.00%	–
PCG	Exit	PG&E CORP	$0	–	-3,443	-100.0%	-0.00%	–
NNY	Exit	NUVEEN NY MUN VALUE FD	$0	–	-19,609	-100.0%	-0.00%	–
NYT	Exit	NEW YORK TIMES COput	$0	–	-11,100	-100.0%	-0.00%	–
DBL	Exit	DOUBLELINE OPPORTUNISTIC CR	$0	–	-10,466	-100.0%	-0.00%	–
NYH	Exit	EATON VANCE N Y MUN BD FD II	$0	–	-18,452	-100.0%	-0.00%	–
VNQ	Exit	VANGUARD INDEX FDSreit etf	$0	–	-1,888	-100.0%	-0.00%	–
DYN	Exit	DYNEGY INC NEW DELcall	$0	–	-17,200	-100.0%	-0.00%	–
IDTI	Exit	INTEGRATED DEVICE TECHNOLOGYput	$0	–	-5,700	-100.0%	-0.00%	–
PCLN	Exit	PRICELINE GRP INCcall	$0	–	-100	-100.0%	-0.00%	–
HR	Exit	HEALTHCARE RLTY TR	$0	–	-6,362	-100.0%	-0.00%	–
XCRA	Exit	XCERRA CORP	$0	–	-20,855	-100.0%	-0.00%	–
SPLV	Exit	POWERSHARES ETF TR IIs&p500 low vol	$0	–	-4,400	-100.0%	-0.00%	–
ESS	Exit	ESSEX PPTY TR INC	$0	–	-996	-100.0%	-0.00%	–
SNAP	Exit	SNAP INCcall	$0	–	-10,500	-100.0%	-0.00%	–
OPK	Exit	OPKO HEALTH INCput	$0	–	-37,700	-100.0%	-0.00%	–
APC	Exit	ANADARKO PETE CORPcall	$0	–	-3,000	-100.0%	-0.00%	–
PAH	Exit	PLATFORM SPECIALTY PRODS COR	$0	–	-15,390	-100.0%	-0.00%	–
O	Exit	REALTY INCOME CORP	$0	–	-2,775	-100.0%	-0.00%	–
OASPQ	Exit	OASIS PETE INC NEWput	$0	–	-25,000	-100.0%	-0.00%	–
MAB	Exit	EATON VANCE MASS MUN BD FD	$0	–	-13,319	-100.0%	-0.00%	–
TGI	Exit	TRIUMPH GROUP INC NEWput	$0	–	-5,500	-100.0%	-0.00%	–
OPK	Exit	OPKO HEALTH INCcall	$0	–	-40,000	-100.0%	-0.00%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORP	$0	–	-10,724	-100.0%	-0.00%	–
MIIIU	Exit	M III ACQUISITION CORPunit 99/99/9999t	$0	–	-15,600	-100.0%	-0.00%	–
SRUNU	Exit	SILVER RUN ACQUISITIONunit 99/99/9999	$0	–	-31,000	-100.0%	-0.00%	–
KRC	Exit	KILROY RLTY CORP	$0	–	-3,654	-100.0%	-0.00%	–
TSRO	Exit	TESARO INCput	$0	–	-3,200	-100.0%	-0.00%	–
CKH	Exit	SEACOR HOLDINGS INC	$0	–	-6,569	-100.0%	-0.00%	–
CASA	Exit	CASA SYS INC	$0	–	-15,000	-100.0%	-0.00%	–
NUAN	Exit	NUANCE COMMUNICATIONS INCput	$0	–	-16,500	-100.0%	-0.00%	–
EXAS	Exit	EXACT SCIENCES CORPcall	$0	–	-5,500	-100.0%	-0.00%	–
USB	Exit	US BANCORP DELput	$0	–	-4,700	-100.0%	-0.00%	–
PHD	Exit	PIONEER FLOATING RATE TR	$0	–	-29,261	-100.0%	-0.00%	–
CIK	Exit	CREDIT SUISSE ASSET MGMT INC	$0	–	-79,889	-100.0%	-0.00%	–
DNLI	Exit	DENALI THERAPEUTICS INC	$0	–	-15,966	-100.0%	-0.00%	–
MMV	Exit	EATON VANCE MA MUNI INCOME Tsh ben int	$0	–	-25,462	-100.0%	-0.00%	–
AFSI	Exit	AMTRUST FINL SVCS INCput	$0	–	-32,900	-100.0%	-0.00%	–
INFN	Exit	INFINERA CORPORATIONput	$0	–	-49,500	-100.0%	-0.00%	–
CERN	Exit	CERNER CORP	$0	–	-4,368	-100.0%	-0.00%	–
BRACU	Exit	BLACK RIDGE ACQUISITION CORPunit 10/05/2022	$0	–	-30,000	-100.0%	-0.00%	–
BCEI	Exit	BONANZA CREEK ENERGY INC	$0	–	-11,074	-100.0%	-0.00%	–
UA	Exit	UNDER ARMOUR INCcl c	$0	–	-25,000	-100.0%	-0.00%	–
DHG	Exit	DEUTSCHE HIGH INCOME OPPORT	$0	–	-18,483	-100.0%	-0.00%	–
HIO	Exit	WESTERN ASSET HIGH INCM OPP	$0	–	-54,715	-100.0%	-0.00%	–
MNE	Exit	BLACKROCK MUNI N Y INTER DUR	$0	–	-20,242	-100.0%	-0.00%	–
MAS	Exit	MASCO CORP	$0	–	-7,698	-100.0%	-0.00%	–
DXJF	Exit	WISDOMTREE TRjapan hdg finl	$0	–	-15,000	-100.0%	-0.00%	–
NPV	Exit	NUVEEN VIRGINIA QLTY MUNCPL	$0	–	-33,216	-100.0%	-0.00%	–
MZF	Exit	MANAGED DURATION INVT GRD FU	$0	–	-30,279	-100.0%	-0.00%	–
SEND	Exit	SENDGRID INC	$0	–	-17,500	-100.0%	-0.00%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-5,520	-100.0%	-0.00%	–
FDC	Exit	FIRST DATA CORP NEW	$0	–	-25,000	-100.0%	-0.00%	–
DDS	Exit	DILLARDS INCcl a	$0	–	-6,250	-100.0%	-0.00%	–
CF	Exit	CF INDS HLDGS INC	$0	–	-10,000	-100.0%	-0.00%	–
FELPQ	Exit	FORESIGHT ENERGY LPcall	$0	–	-100,000	-100.0%	-0.00%	–
HKRSQ	Exit	HALCON RES CORPput	$0	–	-50,100	-100.0%	-0.00%	–
SHLDQ	Exit	SEARS HLDGS CORPput	$0	–	-99,100	-100.0%	-0.00%	–
KIDS	Exit	ORTHOPEDIATRICS CORP	$0	–	-20,000	-100.0%	-0.00%	–
TBT	Exit	PROSHARES TR	$0	–	-10,971	-100.0%	-0.00%	–
RYTM	Exit	RHYTHM PHARMACEUTICALS INC	$0	–	-15,000	-100.0%	-0.00%	–
ZNGA	Exit	ZYNGA INCput	$0	–	-100,000	-100.0%	-0.00%	–
WMB	Exit	WILLIAMS COS INC DEL	$0	–	-11,892	-100.0%	-0.00%	–
GRUB	Exit	GRUBHUB INCput	$0	–	-5,000	-100.0%	-0.00%	–
TRIP	Exit	TRIPADVISOR INC	$0	–	-11,956	-100.0%	-0.00%	–
KGC	Exit	KINROSS GOLD CORPcall	$0	–	-100,000	-100.0%	-0.00%	–
BZH	Exit	BEAZER HOMES USA INCput	$0	–	-20,000	-100.0%	-0.00%	–
SWCH	Exit	SWITCH INCcl a	$0	–	-25,000	-100.0%	-0.01%	–
PNR	Exit	PENTAIR PLC	$0	–	-7,000	-100.0%	-0.01%	–
JNUG	Exit	DIREXION SHS ETF TRcall	$0	–	-26,700	-100.0%	-0.01%	–
RCII	Exit	RENT A CTR INC NEW	$0	–	-47,022	-100.0%	-0.01%	–
NUGT	Exit	DIREXION SHS ETF TRcall	$0	–	-16,600	-100.0%	-0.01%	–
FSCT	Exit	FORESCOUT TECHNOLOGIES INC	$0	–	-15,000	-100.0%	-0.01%	–
ETV	Exit	EATON VANCE TX MNG BY WRT OP	$0	–	-29,734	-100.0%	-0.01%	–
MDB	Exit	MONGODB INCcl a	$0	–	-15,000	-100.0%	-0.01%	–
IGF	Exit	ISHARES TRglb infrastr etf	$0	–	-11,321	-100.0%	-0.01%	–
DOTA	Exit	DRAPER OAKWOOD TECHNOLOGY	$0	–	-50,000	-100.0%	-0.01%	–
EDI	Exit	STONE HBR EMERG MKTS TL INC	$0	–	-31,234	-100.0%	-0.01%	–
NBR	Exit	NABORS INDUSTRIES LTD	$0	–	-75,000	-100.0%	-0.01%	–
IAE	Exit	VOYA ASIA PAC DIVID EQUITY I	$0	–	-46,661	-100.0%	-0.01%	–
SHLM	Exit	SCHULMAN A INC	$0	–	-12,500	-100.0%	-0.01%	–
JSD	Exit	NUVEEN SHT DUR CR OPP FD	$0	–	-32,262	-100.0%	-0.01%	–
PAH	Exit	PLATFORM SPECIALTY PRODS CORput	$0	–	-45,000	-100.0%	-0.01%	–
PAH	Exit	PLATFORM SPECIALTY PRODS CORcall	$0	–	-45,000	-100.0%	-0.01%	–
TROX	Exit	TRONOX LTD	$0	–	-30,500	-100.0%	-0.01%	–
TLRDQ	Exit	TAILORED BRANDS INCput	$0	–	-25,000	-100.0%	-0.01%	–
MTT	Exit	WESTERN ASSET MUN DEF OPP TR	$0	–	-30,171	-100.0%	-0.01%	–
GGM	Exit	GUGGENHEIM CR ALLOCATION FD	$0	–	-25,919	-100.0%	-0.01%	–
BWXT	Exit	BWX TECHNOLOGIES INC	$0	–	-10,000	-100.0%	-0.01%	–
MELI	Exit	MERCADOLIBRE INCcall	$0	–	-2,000	-100.0%	-0.01%	–
SRPT	Exit	SAREPTA THERAPEUTICS INCcall	$0	–	-10,000	-100.0%	-0.01%	–
REV	Exit	REVLON INCput	$0	–	-25,000	-100.0%	-0.01%	–
FAS	Exit	DIREXION SHS ETF TRcall	$0	–	-8,500	-100.0%	-0.01%	–
WDAY	Exit	WORKDAY INCput	$0	–	-6,100	-100.0%	-0.01%	–
LUV	Exit	SOUTHWEST AIRLS COput	$0	–	-10,000	-100.0%	-0.01%	–
RRC	Exit	RANGE RES CORPput	$0	–	-42,500	-100.0%	-0.01%	–
HCP	Exit	HCP INC	$0	–	-26,570	-100.0%	-0.01%	–
ULTA	Exit	ULTA BEAUTY INC	$0	–	-3,223	-100.0%	-0.01%	–
UVE	Exit	UNIVERSAL INS HLDGS INCput	$0	–	-24,200	-100.0%	-0.01%	–
RRC	Exit	RANGE RES CORP	$0	–	-39,668	-100.0%	-0.01%	–
KREF	Exit	KKR REAL ESTATE FIN TR INC	$0	–	-36,365	-100.0%	-0.01%	–
FGB	Exit	FIRST TRUST SPECIALTY FINANC	$0	–	-118,464	-100.0%	-0.01%	–
FEYE	Exit	FIREEYE INCput	$0	–	-50,000	-100.0%	-0.01%	–
DYN	Exit	DYNEGY INC NEW DEL	$0	–	-55,013	-100.0%	-0.01%	–
PRTY	Exit	PARTY CITY HOLDCO INCput	$0	–	-50,000	-100.0%	-0.01%	–
EPAY	Exit	BOTTOMLINE TECH DEL INC	$0	–	-18,841	-100.0%	-0.01%	–
SRCL	Exit	STERICYCLE INCput	$0	–	-9,700	-100.0%	-0.01%	–
AMC	Exit	AMC ENTMT HLDGS INC	$0	–	-51,293	-100.0%	-0.01%	–
NQP	Exit	NUVEEN PENNSYLVANIA QLT MUN	$0	–	-60,500	-100.0%	-0.01%	–
AIF	Exit	APOLLO TACTICAL INCOME FD IN	$0	–	-53,250	-100.0%	-0.01%	–
DPG	Exit	DUFF & PHELPS GLB UTL INC FD	$0	–	-48,082	-100.0%	-0.01%	–
NBO	Exit	NEUBERGER BERMAN NY INT MUN	$0	–	-65,482	-100.0%	-0.01%	–
NUM	Exit	NUVEEN MICHIGAN QLT MUN INC	$0	–	-58,805	-100.0%	-0.01%	–
AMGN	Exit	AMGEN INCcall	$0	–	-4,500	-100.0%	-0.01%	–
RL	Exit	RALPH LAUREN CORPput	$0	–	-7,800	-100.0%	-0.01%	–
FAM	Exit	FIRST TR ABERDEEN GLBL OPP F	$0	–	-65,529	-100.0%	-0.01%	–
ERF	Exit	ENERPLUS CORP	$0	–	-75,849	-100.0%	-0.01%	–
ZNGA	Exit	ZYNGA INCcall	$0	–	-200,000	-100.0%	-0.01%	–
INFY	Exit	INFOSYS LTDsponsored adr	$0	–	-47,600	-100.0%	-0.01%	–
ARR	Exit	ARMOUR RESIDENTIAL REIT INC	$0	–	-29,349	-100.0%	-0.01%	–
GDV	Exit	GABELLI DIVD & INCOME TR	$0	–	-37,671	-100.0%	-0.01%	–
NXJ	Exit	NUVEEN NEW JERSEY QULT MUN F	$0	–	-64,683	-100.0%	-0.01%	–
ALLY	Exit	ALLY FINL INCput	$0	–	-31,100	-100.0%	-0.01%	–
ZION	Exit	ZIONS BANCORPORATIONcall	$0	–	-17,200	-100.0%	-0.01%	–
TRIP	Exit	TRIPADVISOR INCput	$0	–	-25,000	-100.0%	-0.01%	–
BBT	Exit	BB&T CORPcall	$0	–	-17,700	-100.0%	-0.01%	–
SH	Exit	PROSHARES TRcall	$0	–	-27,900	-100.0%	-0.01%	–
GIS	Exit	GENERAL MLS INC	$0	–	-15,000	-100.0%	-0.01%	–
ARRY	Exit	ARRAY BIOPHARMA INCcall	$0	–	-67,200	-100.0%	-0.01%	–
AZN	Exit	ASTRAZENECA PLCcall	$0	–	-26,800	-100.0%	-0.01%	–
KMI	Exit	KINDER MORGAN INC DELcall	$0	–	-49,800	-100.0%	-0.01%	–
SNI	Exit	SCRIPPS NETWORKS INTERACT IN	$0	–	-10,725	-100.0%	-0.01%	–
L100PS	Exit	ARCONIC INCcall	$0	–	-32,700	-100.0%	-0.01%	–
EQR	Exit	EQUITY RESIDENTIALsh ben int	$0	–	-14,279	-100.0%	-0.01%	–
EFR	Exit	EATON VANCE SR FLTNG RTE TR	$0	–	-63,699	-100.0%	-0.01%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INCcall	$0	–	-12,800	-100.0%	-0.01%	–
SSRM	Exit	SSR MNG INCput	$0	–	-97,000	-100.0%	-0.01%	–
NUGT	Exit	DIREXION SHS ETF TRput	$0	–	-29,200	-100.0%	-0.01%	–
CAR	Exit	AVIS BUDGET GROUPcall	$0	–	-22,500	-100.0%	-0.01%	–
FMC	Exit	F M C CORP	$0	–	-10,000	-100.0%	-0.01%	–
AMT	Exit	AMERICAN TOWER CORP NEWput	$0	–	-6,900	-100.0%	-0.01%	–
AAL	Exit	AMERICAN AIRLS GROUP INCcall	$0	–	-18,800	-100.0%	-0.01%	–
BBK	Exit	BLACKROCK MUNICIPAL BOND TR	$0	–	-63,765	-100.0%	-0.01%	–
NBW	Exit	NEUBERGER BERMAN CA INT MUN	$0	–	-69,740	-100.0%	-0.01%	–
AAP	Exit	ADVANCE AUTO PARTS INCcall	$0	–	-10,000	-100.0%	-0.01%	–
FCT	Exit	FIRST TR SR FLG RTE INCM FD	$0	–	-79,220	-100.0%	-0.01%	–
XBKS	Exit	XENITH BANKSHARES INC NEW	$0	–	-29,339	-100.0%	-0.01%	–
COF	Exit	CAPITAL ONE FINL CORPput	$0	–	-10,400	-100.0%	-0.01%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS	$0	–	-49,329	-100.0%	-0.01%	–
FSLR	Exit	FIRST SOLAR INCcall	$0	–	-15,000	-100.0%	-0.01%	–
FUND	Exit	SPROTT FOCUS TR INC	$0	–	-121,551	-100.0%	-0.01%	–
EPAY	Exit	BOTTOMLINE TECH DEL INCput	$0	–	-30,000	-100.0%	-0.01%	–
APA	Exit	APACHE CORPcall	$0	–	-25,000	-100.0%	-0.01%	–
MLM	Exit	MARTIN MARIETTA MATLS INC	$0	–	-5,000	-100.0%	-0.01%	–
LYB	Exit	LYONDELLBASELL INDUSTRIES Ncall	$0	–	-9,700	-100.0%	-0.01%	–
ERX	Exit	DIREXION SHS ETF TRdly enrgy bull3x	$0	–	-31,744	-100.0%	-0.01%	–
VPV	Exit	INVESCO PA VALUE MUN INCOME	$0	–	-90,859	-100.0%	-0.01%	–
AMWD	Exit	AMERICAN WOODMARK CORP	$0	–	-8,500	-100.0%	-0.01%	–
BKMU	Exit	BANK MUTUAL CORP NEW	$0	–	-99,648	-100.0%	-0.01%	–
SNBC	Exit	SUN BANCORP INC	$0	–	-44,089	-100.0%	-0.01%	–
STRP	Exit	STRAIGHT PATH COMMUNICATNS Icl b	$0	–	-6,100	-100.0%	-0.01%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-10,000	-100.0%	-0.01%	–
K	Exit	KELLOGG COcall	$0	–	-16,600	-100.0%	-0.01%	–
CIEN	Exit	CIENA CORPput	$0	–	-50,500	-100.0%	-0.01%	–
PFF	Exit	ISHARES TRs&p us pfd stk	$0	–	-31,477	-100.0%	-0.01%	–
CIEN	Exit	CIENA CORPcall	$0	–	-58,900	-100.0%	-0.01%	–
CZR	Exit	CAESARS ENTMT CORPput	$0	–	-90,000	-100.0%	-0.01%	–
TRTX	Exit	TPG RE FIN TR INC	$0	–	-62,095	-100.0%	-0.01%	–
EWA	Exit	ISHARES INCput	$0	–	-50,100	-100.0%	-0.01%	–
FDX	Exit	FEDEX CORPcall	$0	–	-5,200	-100.0%	-0.01%	–
RES	Exit	RPC INC	$0	–	-49,616	-100.0%	-0.01%	–
DRE	Exit	DUKE REALTY CORP	$0	–	-47,979	-100.0%	-0.01%	–
KYE	Exit	KAYNE ANDERSON ENRGY TTL RT	$0	–	-127,593	-100.0%	-0.01%	–
NMY	Exit	NUVEEN MARYLAND QLT MUN INC	$0	–	-105,217	-100.0%	-0.01%	–
SFM	Exit	SPROUTS FMRS MKT INC	$0	–	-51,256	-100.0%	-0.01%	–
MXIM	Exit	MAXIM INTEGRATED PRODS INCput	$0	–	-25,000	-100.0%	-0.01%	–
LUV	Exit	SOUTHWEST AIRLS CO	$0	–	-19,677	-100.0%	-0.01%	–
CVS	Exit	CVS HEALTH CORPput	$0	–	-19,500	-100.0%	-0.01%	–
NRG	Exit	NRG ENERGY INCcall	$0	–	-50,000	-100.0%	-0.01%	–
EVF	Exit	EATON VANCE SR INCOME TRsh ben int	$0	–	-219,355	-100.0%	-0.01%	–
LYB	Exit	LYONDELLBASELL INDUSTRIES N	$0	–	-12,509	-100.0%	-0.01%	–
BBT	Exit	BB&T CORPput	$0	–	-28,300	-100.0%	-0.01%	–
CTR	Exit	CLEARBRIDGE ENERGY MLP TR FD	$0	–	-130,871	-100.0%	-0.02%	–
DTF	Exit	DTF TAX-FREE INCOME INC	$0	–	-102,307	-100.0%	-0.02%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-341,443	-100.0%	-0.02%	–
BECN	Exit	BEACON ROOFING SUPPLY INC	$0	–	-24,000	-100.0%	-0.02%	–
FAS	Exit	DIREXION SHS ETF TRput	$0	–	-21,000	-100.0%	-0.02%	–
PANW	Exit	PALO ALTO NETWORKS INCput	$0	–	-10,500	-100.0%	-0.02%	–
DXJ	Exit	WISDOMTREE TRjapn hedge eqt	$0	–	-25,000	-100.0%	-0.02%	–
HES	Exit	HESS CORPput	$0	–	-30,700	-100.0%	-0.02%	–
MTW	Exit	MANITOWOC CO INCput	$0	–	-39,700	-100.0%	-0.02%	–
JNUG	Exit	DIREXION SHS ETF TRput	$0	–	-88,500	-100.0%	-0.02%	–
AMAT	Exit	APPLIED MATLS INCcall	$0	–	-30,000	-100.0%	-0.02%	–
WAB	Exit	WABTEC CORPcall	$0	–	-18,900	-100.0%	-0.02%	–
NTC	Exit	NUVEEN CONNECTICUT QLTY MUN	$0	–	-132,020	-100.0%	-0.02%	–
BKR	Exit	BAKER HUGHES A GE COcl a	$0	–	-49,695	-100.0%	-0.02%	–
ROKU	Exit	ROKU INCput	$0	–	-30,000	-100.0%	-0.02%	–
MT	Exit	ARCELORMITTAL SA LUXEMBOURGput	$0	–	-50,000	-100.0%	-0.02%	–
SIGM	Exit	SIGMA DESIGNS INC	$0	–	-248,899	-100.0%	-0.02%	–
HUN	Exit	HUNTSMAN CORPcall	$0	–	-50,000	-100.0%	-0.02%	–
IHD	Exit	VOYA EMERGING MKTS HIGH DIVI	$0	–	-192,534	-100.0%	-0.02%	–
HTY	Exit	HANCOCK JOHN INV TRUSTtax adv glb sh	$0	–	-185,707	-100.0%	-0.02%	–
CLF	Exit	CLEVELAND CLIFFS INCput	$0	–	-237,300	-100.0%	-0.02%	–
RCII	Exit	RENT A CTR INC NEWcall	$0	–	-150,000	-100.0%	-0.02%	–
WBS	Exit	WEBSTER FINL CORP CONNcall	$0	–	-30,000	-100.0%	-0.02%	–
DSE	Exit	DUFF & PHELPS SLCT ENGY MLP	$0	–	-279,421	-100.0%	-0.02%	–
BTT	Exit	BLACKROCK MUN 2030 TAR TERM	$0	–	-73,253	-100.0%	-0.02%	–
HRS	Exit	HARRIS CORP DEL	$0	–	-12,000	-100.0%	-0.02%	–
EFF	Exit	EATON VANCE FLTG RATE INCOM	$0	–	-102,418	-100.0%	-0.02%	–
STI	Exit	SUNTRUST BKS INCput	$0	–	-27,000	-100.0%	-0.02%	–
LEA	Exit	LEAR CORP	$0	–	-10,000	-100.0%	-0.02%	–
DEL	Exit	DELTIC TIMBER CORP	$0	–	-18,968	-100.0%	-0.02%	–
GILD	Exit	GILEAD SCIENCES INCcall	$0	–	-24,200	-100.0%	-0.02%	–
VIPS	Exit	VIPSHOP HLDGS LTDcall	$0	–	-152,300	-100.0%	-0.02%	–
PPR	Exit	VOYA PRIME RATE TRsh ben int	$0	–	-349,887	-100.0%	-0.02%	–
CHK	Exit	CHESAPEAKE ENERGY CORPput	$0	–	-450,000	-100.0%	-0.02%	–
USO	Exit	UNITED STATES OIL FUND LPput	$0	–	-145,600	-100.0%	-0.02%	–
BBT	Exit	BB&T CORP	$0	–	-35,954	-100.0%	-0.02%	–
BDC	Exit	BELDEN INCput	$0	–	-23,800	-100.0%	-0.02%	–
RGC	Exit	REGAL ENTMT GROUPcl a	$0	–	-79,494	-100.0%	-0.02%	–
ESNT	Exit	ESSENT GROUP LTD	$0	–	-42,211	-100.0%	-0.02%	–
VLO	Exit	VALERO ENERGY CORP NEWcall	$0	–	-20,000	-100.0%	-0.02%	–
ICPT	Exit	INTERCEPT PHARMACEUTICALS IN	$0	–	-32,807	-100.0%	-0.02%	–
HCA	Exit	HCA HEALTHCARE INCput	$0	–	-21,800	-100.0%	-0.02%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Iput	$0	–	-20,000	-100.0%	-0.02%	–
	Exit	ASCENT CAP GROUP INCnote 4.000% 7/1	$0	–	-2,417,000	-100.0%	-0.02%	–
SSYS	Exit	STRATASYS LTDcall	$0	–	-100,000	-100.0%	-0.02%	–
AFT	Exit	APOLLO SR FLOATING RATE FD I	$0	–	-124,437	-100.0%	-0.02%	–
AGCO	Exit	AGCO CORP	$0	–	-28,000	-100.0%	-0.02%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcall	$0	–	-10,000	-100.0%	-0.02%	–
QRTEA	Exit	LIBERTY INTERACTIVE CORPcall	$0	–	-86,000	-100.0%	-0.02%	–
TGT	Exit	TARGET CORP	$0	–	-31,401	-100.0%	-0.02%	–
LLY	Exit	LILLY ELI & COput	$0	–	-25,000	-100.0%	-0.02%	–
TXN	Exit	TEXAS INSTRS INCput	$0	–	-20,000	-100.0%	-0.02%	–
ETSY	Exit	ETSY INCcall	$0	–	-106,400	-100.0%	-0.02%	–
FIV	Exit	FIRST TR SR FLOATING RATE 20	$0	–	-233,270	-100.0%	-0.02%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC	$0	–	-25,164	-100.0%	-0.02%	–
WLK	Exit	WESTLAKE CHEM CORP	$0	–	-20,000	-100.0%	-0.02%	–
AGN	Exit	ALLERGAN PLC	$0	–	-13,615	-100.0%	-0.02%	–
EFT	Exit	EATON VANCE FLTING RATE INC	$0	–	-159,978	-100.0%	-0.02%	–
JBLU	Exit	JETBLUE AIRWAYS CORPput	$0	–	-100,000	-100.0%	-0.02%	–
ULTA	Exit	ULTA BEAUTY INCput	$0	–	-10,000	-100.0%	-0.02%	–
LHO	Exit	LASALLE HOTEL PPTYS	$0	–	-80,263	-100.0%	-0.02%	–
SHW	Exit	SHERWIN WILLIAMS CO	$0	–	-5,500	-100.0%	-0.02%	–
FXA	Exit	CURRENCYSHARES AUSTRALIAN DLput	$0	–	-29,500	-100.0%	-0.02%	–
ICPT	Exit	INTERCEPT PHARMACEUTICALS INput	$0	–	-41,000	-100.0%	-0.02%	–
DRH	Exit	DIAMONDROCK HOSPITALITY CO	$0	–	-209,214	-100.0%	-0.02%	–
RQI	Exit	COHEN & STEERS QUALITY RLTY	$0	–	-195,005	-100.0%	-0.02%	–
GIS	Exit	GENERAL MLS INCput	$0	–	-43,000	-100.0%	-0.03%	–
SWN	Exit	SOUTHWESTERN ENERGY COput	$0	–	-463,700	-100.0%	-0.03%	–
ZG	Exit	ZILLOW GROUP INCput	$0	–	-61,900	-100.0%	-0.03%	–
GNCMA	Exit	GENERAL COMMUNICATION INCcl a	$0	–	-67,993	-100.0%	-0.03%	–
SLB	Exit	SCHLUMBERGER LTDcall	$0	–	-41,600	-100.0%	-0.03%	–
EXEL	Exit	EXELIXIS INCput	$0	–	-90,000	-100.0%	-0.03%	–
JOBS	Exit	51JOB INC	$0	–	-47,617	-100.0%	-0.03%	–
GER	Exit	GOLDMAN SACHS MLP ENERGY REN	$0	–	-467,435	-100.0%	-0.03%	–
SLG	Exit	SL GREEN RLTY CORP	$0	–	-28,307	-100.0%	-0.03%	–
NVDA	Exit	NVIDIA CORPcall	$0	–	-15,000	-100.0%	-0.03%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTLcall	$0	–	-148,400	-100.0%	-0.03%	–
BBBY	Exit	BED BATH & BEYOND INCput	$0	–	-145,000	-100.0%	-0.03%	–
COG	Exit	CABOT OIL & GAS CORP	$0	–	-110,926	-100.0%	-0.03%	–
	Exit	VEECO INSTRS INC DELnote 2.700% 1/1	$0	–	-3,780,000	-100.0%	-0.03%	–
FDX	Exit	FEDEX CORP	$0	–	-13,262	-100.0%	-0.03%	–
HUN	Exit	HUNTSMAN CORPput	$0	–	-100,000	-100.0%	-0.03%	–
CERN	Exit	CERNER CORPcall	$0	–	-50,000	-100.0%	-0.03%	–
CERN	Exit	CERNER CORPput	$0	–	-50,000	-100.0%	-0.03%	–
SQ	Exit	SQUARE INCcall	$0	–	-100,000	-100.0%	-0.04%	–
NBL	Exit	NOBLE ENERGY INCput	$0	–	-120,000	-100.0%	-0.04%	–
GRA	Exit	GRACE W R & CO DEL NEWcall	$0	–	-50,000	-100.0%	-0.04%	–
NVDA	Exit	NVIDIA CORPput	$0	–	-17,900	-100.0%	-0.04%	–
BDX	Exit	BECTON DICKINSON & COput	$0	–	-16,400	-100.0%	-0.04%	–
RDN	Exit	RADIAN GROUP INC	$0	–	-172,983	-100.0%	-0.04%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INCput	$0	–	-49,800	-100.0%	-0.04%	–
XEC	Exit	CIMAREX ENERGY CO	$0	–	-30,000	-100.0%	-0.04%	–
GDXJ	Exit	VANECK VECTORS ETF TRput	$0	–	-111,200	-100.0%	-0.04%	–
PF	Exit	PINNACLE FOODS INC DEL	$0	–	-64,137	-100.0%	-0.04%	–
VIXY	Exit	PROSHARES TR IIcall	$0	–	-170,700	-100.0%	-0.04%	–
DE	Exit	DEERE & COput	$0	–	-25,000	-100.0%	-0.04%	–
RTN	Exit	RAYTHEON CO	$0	–	-21,815	-100.0%	-0.04%	–
COG	Exit	CABOT OIL & GAS CORPput	$0	–	-140,000	-100.0%	-0.04%	–
YY	Exit	YY INC	$0	–	-36,991	-100.0%	-0.04%	–
MRK	Exit	MERCK & CO INCcall	$0	–	-74,000	-100.0%	-0.04%	–
USO	Exit	UNITED STATES OIL FUND LPcall	$0	–	-350,000	-100.0%	-0.04%	–
RHT	Exit	RED HAT INCcall	$0	–	-35,000	-100.0%	-0.04%	–
FXY	Exit	CURRENCYSHS JAPANESE YEN TRput	$0	–	-50,000	-100.0%	-0.04%	–
STLD	Exit	STEEL DYNAMICS INCput	$0	–	-100,000	-100.0%	-0.04%	–
MPC	Exit	MARATHON PETE CORPcall	$0	–	-65,500	-100.0%	-0.04%	–
C	Exit	CITIGROUP INCput	$0	–	-60,200	-100.0%	-0.04%	–
GRUB	Exit	GRUBHUB INCcall	$0	–	-61,800	-100.0%	-0.04%	–
KMI	Exit	KINDER MORGAN INC DELput	$0	–	-250,000	-100.0%	-0.05%	–
TWX	Exit	TIME WARNER INCput	$0	–	-50,000	-100.0%	-0.05%	–
GWW	Exit	GRAINGER W W INCput	$0	–	-20,900	-100.0%	-0.05%	–
SSO	Exit	PROSHARES TR	$0	–	-46,100	-100.0%	-0.05%	–
WFC	Exit	WELLS FARGO CO NEWput	$0	–	-85,400	-100.0%	-0.05%	–
	Exit	SEACOR HOLDINGS INCnote 3.000%11/1	$0	–	-5,573,000	-100.0%	-0.05%	–
LABU	Exit	DIREXION SHS ETF TRcall	$0	–	-70,500	-100.0%	-0.06%	–
ULTA	Exit	ULTA BEAUTY INCcall	$0	–	-25,100	-100.0%	-0.06%	–
KMX	Exit	CARMAX INCcall	$0	–	-90,000	-100.0%	-0.06%	–
SRUN	Exit	SILVER RUN ACQUISITION	$0	–	-587,325	-100.0%	-0.06%	–
CCC	Exit	CALGON CARBON CORP	$0	–	-283,451	-100.0%	-0.06%	–
DYN	Exit	DYNEGY INC NEW DELput	$0	–	-522,000	-100.0%	-0.06%	–
GS	Exit	GOLDMAN SACHS GROUP INCput	$0	–	-24,900	-100.0%	-0.06%	–
WM	Exit	WASTE MGMT INC DELput	$0	–	-75,000	-100.0%	-0.06%	–
INFY	Exit	INFOSYS LTDput	$0	–	-400,000	-100.0%	-0.07%	–
IAC	Exit	IAC INTERACTIVECORPput	$0	–	-55,500	-100.0%	-0.07%	–
CCIPRA	Exit	CROWN CASTLE INTL CORP NEW6.875% con pfd a	$0	–	-6,069	-100.0%	-0.07%	–
SSNI	Exit	SILVER SPRING NETWORKS INC	$0	–	-429,582	-100.0%	-0.07%	–
CPN	Exit	CALPINE CORP	$0	–	-473,429	-100.0%	-0.07%	–
RXDX	Exit	IGNYTA INC	$0	–	-268,137	-100.0%	-0.07%	–
VXX	Exit	BARCLAYS BK PLCipath s&p500 vix	$0	–	-266,405	-100.0%	-0.08%	–
PII	Exit	POLARIS INDS INCput	$0	–	-60,000	-100.0%	-0.08%	–
NOW	Exit	SERVICENOW INCcall	$0	–	-60,000	-100.0%	-0.08%	–
XPO	Exit	XPO LOGISTICS INCput	$0	–	-90,000	-100.0%	-0.08%	–
AAAP	Exit	ADVANCED ACCELERATOR APPLICsponsored ads	$0	–	-103,553	-100.0%	-0.09%	–
MPC	Exit	MARATHON PETE CORPput	$0	–	-131,000	-100.0%	-0.09%	–
VLO	Exit	VALERO ENERGY CORP NEWput	$0	–	-100,000	-100.0%	-0.09%	–
	Exit	INSULET CORPnote 1.250% 9/1	$0	–	-7,291,000	-100.0%	-0.10%	–
	Exit	MOLINA HEALTHCARE INCnote 1.125% 1/1	$0	–	-5,000,000	-100.0%	-0.10%	–
AAIC	Exit	ARLINGTON ASSET INVT CORPcl a new	$0	–	-858,946	-100.0%	-0.10%	–
	Exit	HERBALIFE LTDnote 2.000% 8/1	$0	–	-10,200,000	-100.0%	-0.10%	–
DISH	Exit	DISH NETWORK CORPcall	$0	–	-220,000	-100.0%	-0.11%	–
ANTM	Exit	ANTHEM INCput	$0	–	-50,000	-100.0%	-0.11%	–
	Exit	ACCURAY INCnote 3.500% 2/0	$0	–	-11,500,000	-100.0%	-0.12%	–
CMA	Exit	COMERICA INCput	$0	–	-140,700	-100.0%	-0.12%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INCcall	$0	–	-46,200	-100.0%	-0.14%	–
	Exit	IGI LABORATORIES INCnote 3.750%12/1	$0	–	-15,351,000	-100.0%	-0.14%	–
AMTPRB	Exit	AMERICAN TOWER CORP NEWdep pfd conv se	$0	–	-111,596	-100.0%	-0.14%	–
PCLN	Exit	PRICELINE GRP INC	$0	–	-8,610	-100.0%	-0.15%	–
EQIX	Exit	EQUINIX INC	$0	–	-36,700	-100.0%	-0.17%	–
RY	Exit	ROYAL BK CDA MONTREAL QUEput	$0	–	-203,400	-100.0%	-0.17%	–
AGN	Exit	ALLERGAN PLCcall	$0	–	-109,200	-100.0%	-0.18%	–
PCLN	Exit	PRICELINE GRP INCput	$0	–	-12,000	-100.0%	-0.21%	–
GOOG	Exit	ALPHABET INCcap stk cl c	$0	–	-20,854	-100.0%	-0.22%	–
	Exit	QUIDEL CORPnote 3.250%12/1	$0	–	-17,397,000	-100.0%	-0.26%	–
NVDA	Exit	NVIDIA CORP	$0	–	-150,208	-100.0%	-0.29%	–
AGN	Exit	ALLERGAN PLCput	$0	–	-189,100	-100.0%	-0.31%	–
	Exit	SUCAMPO PHARMACEUTICALS INCnote 3.250%12/1	$0	–	-27,196,000	-100.0%	-0.34%	–
	Exit	BROADSOFT INCnote 1.000% 9/0	$0	–	-29,590,000	-100.0%	-0.44%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-550,217	-100.0%	-0.49%	–
	Exit	MICRON TECHNOLOGY INCnote 2.125% 2/1	$0	–	-14,208,000	-100.0%	-0.54%	–
COL	Exit	ROCKWELL COLLINS INC	$0	–	-400,000	-100.0%	-0.55%	–
AFL	Exit	AFLAC INC	$0	–	-830,000	-100.0%	-0.74%	–
AABA	Exit	ALTABA INCput	$0	–	-3,430,600	-100.0%	-2.42%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Wolverine Holdings, L.P. #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-05-15

Signatures

The EDGAR filing(s) were signed by:

Niraj Patel — Chief Compliance Officer and Chief Legal Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
TESLA MTRS INC	42	Q3 2023	6.5%
TESLA MTRS INC	42	Q3 2023	0.9%
HERBALIFE NUTRITION LTD	42	Q3 2023	0.6%
QUEST DIAGNOSTICS INC	42	Q3 2023	0.0%
NETFLIX INC	41	Q3 2023	0.4%
CONOCOPHILLIPS	40	Q3 2023	0.1%
SPDR S&P 500 ETF TR	39	Q3 2023	7.3%
SPDR GOLD TRUST	39	Q3 2023	0.2%
MICRON TECHNOLOGY INC	38	Q3 2023	0.6%
TEVA PHARMACEUTICAL INDS LTD	38	Q3 2023	0.1%

View WOLVERINE ASSET MANAGEMENT LLC's complete holdings history.

Latest significant ownerships (13-D/G)

WOLVERINE ASSET MANAGEMENT LLC Q1 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Sagaliam Acquisition Corp	February 02, 2023	67,000	7.0%
A. M. Castle & Co.	March 31, 2020	14,690,912	17.3%
CAPSTEAD MORTGAGE CORP^{Sold out}	February 13, 2020	0	0.0%
OptimizeRx Corp	June 07, 2019	688,296	5.0%
BARFRESH FOOD GROUP INC.	April 03, 2019	6,000,000	4.5%
EZCORP INC	February 21, 2019	1,982,900	3.6%
JAKKS PACIFIC INC^{Sold out}	February 13, 2019	0	0.0%
MAGNACHIP SEMICONDUCTOR Corp	February 13, 2019	1,453,664	4.1%
RLJ ENTERTAINMENT, INC.	October 18, 2018	?	?
OptimizeRx Corp	June 20, 2018	755,821	6.5%

View WOLVERINE ASSET MANAGEMENT LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-25
4/A	2024-04-24
SC 13G/A	2024-04-11
SC 13G/A	2024-04-11
SC 13G/A	2024-04-11
4	2024-04-03
SC 13G/A	2024-03-21
SC 13G/A	2024-03-05
SC 13G/A	2024-03-01
SC 13G/A	2024-03-01

View WOLVERINE ASSET MANAGEMENT LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export WOLVERINE ASSET MANAGEMENT LLC's holdings

WOLVERINE ASSET MANAGEMENT LLC - Q1 2018 holdings