$9.03 Billion is the total value of WOLVERINE ASSET MANAGEMENT LLC's 1339 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 119.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRcall | $621,191,000 | +318.8% | 2,472,600 | +303.1% | 6.88% | +265.3% |
| AABA | Buy | ALTABA INCput | $416,510,000 | +194.8% | 6,287,900 | +142.4% | 4.62% | +157.2% |
| BABA | Buy | ALIBABA GROUP HLDG LTDput | $279,721,000 | +127.5% | 1,619,600 | +85.6% | 3.10% | +98.4% |
| TNA | Buy | DIREXION SHS ETF TRput | $272,261,000 | +26.9% | 4,195,100 | +9.0% | 3.02% | +10.8% |
| TSLA | Buy | TESLA INCput | $248,968,000 | +0.5% | 729,900 | +6.5% | 2.76% | -12.4% |
| TNA | Buy | DIREXION SHS ETF TRcall | $191,565,000 | +53.1% | 2,951,700 | +31.5% | 2.12% | +33.5% |
| AABA | Buy | ALTABA INC | $180,815,000 | +40.0% | 2,729,703 | +15.2% | 2.00% | +22.1% |
| NSC | Buy | NORFOLK SOUTHERN CORPcall | $177,757,000 | +10.2% | 1,344,200 | +1.5% | 1.97% | -3.9% |
| SVXY | Buy | PROSHARES TR IIcall | $158,559,000 | +37.3% | 1,691,300 | +136.2% | 1.76% | +19.8% |
| AABA | Buy | ALTABA INCcall | $146,973,000 | +108.2% | 2,218,800 | +71.2% | 1.63% | +81.5% |
| SSO | Buy | PROSHARES TRput | $134,874,000 | +107.3% | 1,394,200 | +91.7% | 1.49% | +80.9% |
| TQQQ | Buy | PROSHARES TRput | $126,257,000 | +50.1% | 1,105,100 | +28.3% | 1.40% | +31.0% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $119,535,000 | +59.7% | 475,800 | +53.7% | 1.32% | +39.4% |
| SVXY | Buy | PROSHARES TR IIput | $109,096,000 | +3.2% | 1,163,700 | +77.4% | 1.21% | -10.0% |
| TQQQ | Buy | PROSHARES TRcall | $94,507,000 | +137.4% | 827,200 | +102.9% | 1.05% | +106.9% |
| IWM | Buy | ISHARES TRput | $75,586,000 | +2454.4% | 510,100 | +2329.0% | 0.84% | +2102.6% |
| Buy | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $59,719,000 | +28.6% | 32,624,000 | +0.1% | 0.66% | +12.2% | |
| Buy | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $51,198,000 | +72.4% | 14,218,000 | +31.8% | 0.57% | +50.4% | |
| Buy | MEDICINES COnote 2.750% 7/1 | $49,903,000 | +98.5% | 47,500,000 | +97.9% | 0.55% | +73.4% | |
| MU | Buy | MICRON TECHNOLOGY INCput | $49,308,000 | +110.4% | 1,253,700 | +59.7% | 0.55% | +83.2% |
| TLT | Buy | ISHARES TRput | $48,456,000 | +1.4% | 388,400 | +1.7% | 0.54% | -11.5% |
| DYNC | Buy | DYNEGY INC NEW DELunit 07/01/20191 | $46,502,000 | +13.6% | 688,498 | +2.6% | 0.52% | -1.0% |
| Buy | EMERGENT BIOSOLUTIONS INCnote 2.875% 1/1 | $44,966,000 | +35.6% | 31,153,000 | +21.4% | 0.50% | +18.3% | |
| GOOGL | New | ALPHABET INCcap stk cl a | $43,817,000 | – | 45,000 | +100.0% | 0.48% | – |
| Buy | IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $42,764,000 | +3.1% | 35,968,000 | +16.1% | 0.47% | -10.1% | |
| QQQ | Buy | POWERSHARES QQQ TRUSTput | $40,391,000 | +233.9% | 277,700 | +215.9% | 0.45% | +190.9% |
| Buy | VEECO INSTRS INC DELnote 2.700% 1/1 | $33,516,000 | -5.7% | 34,980,000 | +0.7% | 0.37% | -17.9% | |
| NSC | Buy | NORFOLK SOUTHERN CORP | $32,994,000 | +45.1% | 249,505 | +33.6% | 0.37% | +26.6% |
| CTRP | Buy | CTRIP COM INTL LTDput | $31,406,000 | +9.2% | 595,500 | +11.5% | 0.35% | -4.7% |
| BABA | Buy | ALIBABA GROUP HLDG LTDcall | $30,224,000 | +186.0% | 175,000 | +133.3% | 0.34% | +150.0% |
| Buy | ENCORE CAP GROUP INCnote 3.000% 7/0 | $29,151,000 | +548.1% | 25,407,000 | +504.8% | 0.32% | +466.7% | |
| Buy | UNISYS CORPnote 5.500% 3/0 | $27,908,000 | +17.2% | 24,170,000 | +54.7% | 0.31% | +2.3% | |
| SSO | Buy | PROSHARES TRcall | $27,841,000 | +28.5% | 287,800 | +18.8% | 0.31% | +12.0% |
| CMO | Buy | CAPSTEAD MTG CORP | $27,555,000 | +131.6% | 2,855,540 | +150.3% | 0.30% | +102.0% |
| ZIONW | Buy | ZIONS BANCORPORATION*w exp 05/22/202 | $27,069,000 | +25.3% | 1,788,270 | +1.0% | 0.30% | +9.5% |
| New | DISH NETWORK CORPnote 3.375% 8/1 | $25,896,000 | – | 23,140,000 | +100.0% | 0.29% | – | |
| New | RADIUS HEALTH INCnote 3.000% 9/0 | $24,109,000 | – | 24,000,000 | +100.0% | 0.27% | – | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $23,863,000 | +236.7% | 24,881 | +219.0% | 0.26% | +193.3% |
| UPRO | Buy | PROSHARES TRput | $22,874,000 | +27.4% | 196,400 | +13.6% | 0.25% | +11.0% |
| Buy | PROS HOLDINGS INCnote 2.000%12/0 | $22,739,000 | +72.9% | 22,365,000 | +80.9% | 0.25% | +50.9% | |
| Buy | TTM TECHNOLOGIES INCnote 1.750%12/1 | $22,569,000 | +18.8% | 13,365,000 | +32.1% | 0.25% | +3.7% | |
| Buy | SPECTRUM PHARMACEUTICALS INCnote 2.750%12/1 | $20,888,000 | +98.9% | 14,700,000 | +47.0% | 0.23% | +73.7% | |
| UPRO | Buy | PROSHARES TRcall | $20,743,000 | +46.8% | 178,100 | +31.0% | 0.23% | +28.5% |
| New | JAZZ US HLDGS INCnote 8.000%12/3 | $20,246,000 | – | 6,500,000 | +100.0% | 0.22% | – | |
| Buy | ALON USA ENERGY INCnote 3.000% 9/1 | $20,091,000 | +65.6% | 17,785,000 | +66.5% | 0.22% | +44.8% | |
| AMD | Buy | ADVANCED MICRO DEVICES INCput | $19,911,000 | +3.7% | 1,561,700 | +1.5% | 0.22% | -9.4% |
| C | Buy | CITIGROUP INCcall | $19,123,000 | +153.3% | 262,900 | +132.9% | 0.21% | +120.8% |
| DISH | Buy | DISH NETWORK CORPcall | $18,492,000 | +3.4% | 341,000 | +19.6% | 0.20% | -9.7% |
| SPXL | Buy | DIREXION SHS ETF TRput | $18,033,000 | +14.4% | 471,700 | +2.2% | 0.20% | 0.0% |
| HLF | Buy | HERBALIFE LTDput | $17,859,000 | +4.5% | 263,300 | +9.9% | 0.20% | -8.8% |
| KRE | Buy | SPDR SERIES TRUSTput | $17,306,000 | +186.6% | 304,900 | +177.4% | 0.19% | +149.4% |
| GILD | Buy | GILEAD SCIENCES INCcall | $17,281,000 | +909.4% | 213,300 | +781.4% | 0.19% | +768.2% |
| JPM | Buy | JPMORGAN CHASE & COput | $16,685,000 | +10.1% | 174,700 | +5.4% | 0.18% | -3.6% |
| CELG | Buy | CELGENE CORP | $16,498,000 | +2210.6% | 113,141 | +1957.1% | 0.18% | +1933.3% |
| FTRCQ | New | FRONTIER COMMUNICATIONS CORPput | $16,358,000 | – | 1,387,500 | +100.0% | 0.18% | – |
| PMT | Buy | PENNYMAC MTG INVT TR | $15,763,000 | +96.5% | 906,457 | +106.7% | 0.18% | +71.6% |
| New | K2M GROUP HLDGS INCnote 4.125% 8/1 | $15,392,000 | – | 12,500,000 | +100.0% | 0.17% | – | |
| CTXS | New | CITRIX SYS INC | $15,439,000 | – | 200,987 | +100.0% | 0.17% | – |
| WFC | Buy | WELLS FARGO CO NEWput | $15,337,000 | +100.3% | 278,100 | +101.2% | 0.17% | +75.3% |
| Buy | SEACOR HOLDINGS INCnote 3.000%11/1 | $15,042,000 | +13.5% | 16,748,000 | +7.0% | 0.17% | -0.6% | |
| BA | New | BOEING CO | $14,797,000 | – | 58,208 | +100.0% | 0.16% | – |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $14,588,000 | +17.2% | 334,834 | +9.8% | 0.16% | +2.5% |
| VXX | New | BARCLAYS BK PLCcall | $13,806,000 | – | 352,300 | +100.0% | 0.15% | – |
| AAIC | Buy | ARLINGTON ASSET INVT CORPcl a new | $13,765,000 | +774.0% | 1,081,363 | +838.3% | 0.15% | +665.0% |
| XOP | Buy | SPDR SERIES TRUSTput | $13,588,000 | +55.6% | 398,600 | +45.7% | 0.15% | +36.0% |
| HLF | Buy | HERBALIFE LTD | $13,580,000 | +4367.1% | 200,214 | +4595.5% | 0.15% | +3650.0% |
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $13,308,000 | +72.1% | 776,940 | +67.9% | 0.15% | +50.0% |
| MTGE | Buy | MTGE INVT CORP | $13,299,000 | +41.7% | 685,556 | +37.4% | 0.15% | +23.5% |
| MSFT | Buy | MICROSOFT CORPput | $13,117,000 | +232.7% | 176,100 | +207.9% | 0.14% | +190.0% |
| SBUX | Buy | STARBUCKS CORPcall | $12,863,000 | -1.3% | 239,500 | +7.2% | 0.14% | -13.9% |
| CTRP | Buy | CTRIP COM INTL LTDcall | $12,604,000 | +2.8% | 239,000 | +5.0% | 0.14% | -10.3% |
| FB | New | FACEBOOK INCcl a | $12,654,000 | – | 74,062 | +100.0% | 0.14% | – |
| ADBE | New | ADOBE SYS INCcall | $12,590,000 | – | 84,400 | +100.0% | 0.14% | – |
| Buy | HARMONIC INCnote 4.000%12/0 | $12,368,000 | +12.9% | 13,880,000 | +45.1% | 0.14% | -1.4% | |
| VRX | Buy | VALEANT PHARMACEUTICALS INTLput | $12,306,000 | +37.8% | 858,800 | +66.4% | 0.14% | +20.4% |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $11,322,000 | – | 175,000 | +100.0% | 0.12% | – |
| ERX | Buy | DIREXION SHS ETF TRput | $11,195,000 | +43.7% | 373,300 | +20.1% | 0.12% | +25.3% |
| XBI | Buy | SPDR SERIES TRUSTcall | $11,080,000 | +32.9% | 128,000 | +18.5% | 0.12% | +16.0% |
| BAC | Buy | BANK AMER CORPput | $10,941,000 | +36.0% | 431,800 | +30.3% | 0.12% | +18.6% |
| Buy | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $10,669,000 | +50.7% | 9,998,000 | +42.8% | 0.12% | +31.1% | |
| XLI | New | SELECT SECTOR SPDR TRcall | $10,650,000 | – | 150,000 | +100.0% | 0.12% | – |
| C | Buy | CITIGROUP INC | $10,583,000 | +51.0% | 145,501 | +38.8% | 0.12% | +31.5% |
| Buy | CALAMP CORPnote 1.625% 5/1 | $10,369,000 | +16.7% | 9,698,000 | +11.5% | 0.12% | +1.8% | |
| URI | New | UNITED RENTALS INCcall | $10,405,000 | – | 75,000 | +100.0% | 0.12% | – |
| BA | Buy | BOEING COput | $10,346,000 | +423.3% | 40,700 | +307.0% | 0.12% | +360.0% |
| GOGO | Buy | GOGO INC | $10,321,000 | +8.4% | 873,967 | +5.8% | 0.11% | -5.8% |
| FB | Buy | FACEBOOK INCput | $10,252,000 | +447.6% | 60,000 | +383.9% | 0.11% | +375.0% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $10,178,000 | – | 40,513 | +100.0% | 0.11% | – |
| SWK | Buy | STANLEY BLACK & DECKER INC | $9,984,000 | +263.3% | 66,135 | +238.7% | 0.11% | +217.1% |
| SBUX | Buy | STARBUCKS CORP | $9,909,000 | +31.9% | 184,508 | +43.3% | 0.11% | +15.8% |
| EXAS | Buy | EXACT SCIENCES CORPput | $9,211,000 | +35.1% | 195,500 | +1.4% | 0.10% | +17.2% |
| SBUX | Buy | STARBUCKS CORPput | $9,125,000 | +59.5% | 169,900 | +73.2% | 0.10% | +38.4% |
| CM | Buy | CDN IMPERIAL BK COMM TORONTOput | $8,795,000 | +48.3% | 100,500 | +37.5% | 0.10% | +29.3% |
| RTN | Buy | RAYTHEON CO | $8,779,000 | +75.4% | 47,056 | +51.8% | 0.10% | +51.6% |
| BMY | Buy | BRISTOL MYERS SQUIBB COcall | $8,751,000 | +38.9% | 137,300 | +21.4% | 0.10% | +21.2% |
| UUP | New | POWERSHS DB US DOLLAR INDEXcall | $8,588,000 | – | 355,200 | +100.0% | 0.10% | – |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $8,554,000 | +40.0% | 472,636 | +42.9% | 0.10% | +21.8% |
| DWDP | New | DOWDUPONT INC | $8,307,000 | – | 120,000 | +100.0% | 0.09% | – |
| FXB | Buy | CURRENCYSHS BRIT POUND STERbrit pound ste | $8,211,000 | +15.6% | 63,000 | +12.5% | 0.09% | +1.1% |
| WSTC | New | WEST CORP | $7,936,000 | – | 338,166 | +100.0% | 0.09% | – |
| KRE | Buy | SPDR SERIES TRUSTcall | $7,849,000 | +188.6% | 138,300 | +179.4% | 0.09% | +148.6% |
| KITE | New | KITE PHARMA INC | $7,660,000 | – | 42,602 | +100.0% | 0.08% | – |
| V | Buy | VISA INCput | $7,703,000 | +102.3% | 73,200 | +80.3% | 0.08% | +77.1% |
| VRTX | New | VERTEX PHARMACEUTICALS INCput | $7,602,000 | – | 50,000 | +100.0% | 0.08% | – |
| BRCD | Buy | BROCADE COMMUNICATIONS SYS I | $7,497,000 | -4.7% | 627,405 | +0.6% | 0.08% | -17.0% |
| GE | Buy | GENERAL ELECTRIC COput | $7,495,000 | +15.6% | 310,000 | +29.2% | 0.08% | +1.2% |
| New | WORKDAY INCnote 0.750% 7/1 | $7,335,000 | – | 5,637,000 | +100.0% | 0.08% | – | |
| RDUS | New | RADIUS HEALTH INCput | $7,336,000 | – | 190,300 | +100.0% | 0.08% | – |
| TSLA | New | TESLA INC | $7,299,000 | – | 21,400 | +100.0% | 0.08% | – |
| LABU | Buy | DIREXION SHS ETF TRcall | $7,119,000 | +782.2% | 83,300 | +550.8% | 0.08% | +690.0% |
| CACC | New | CREDIT ACCEP CORP MICHput | $7,004,000 | – | 25,000 | +100.0% | 0.08% | – |
| CACC | New | CREDIT ACCEP CORP MICHcall | $7,004,000 | – | 25,000 | +100.0% | 0.08% | – |
| NOW | New | SERVICENOW INCcall | $7,051,000 | – | 60,000 | +100.0% | 0.08% | – |
| ALR | Buy | ALERE INC | $6,860,000 | +24.7% | 134,545 | +22.7% | 0.08% | +8.6% |
| NKE | New | NIKE INCput | $6,740,000 | – | 130,000 | +100.0% | 0.08% | – |
| MU | New | MICRON TECHNOLOGY INC | $6,795,000 | – | 172,769 | +100.0% | 0.08% | – |
| EEM | Buy | ISHARES TRput | $6,631,000 | +55.5% | 148,000 | +43.7% | 0.07% | +35.2% |
| Buy | LAYNE CHRISTENSEN COnote 8.000% 5/0 | $6,557,000 | +125.9% | 5,250,000 | +90.9% | 0.07% | +97.3% | |
| VRX | Buy | VALEANT PHARMACEUTICALS INTL | $6,529,000 | +1.9% | 455,646 | +23.1% | 0.07% | -11.1% |
| AAL | Buy | AMERICAN AIRLS GROUP INCput | $6,373,000 | +993.1% | 134,200 | +1056.9% | 0.07% | +914.3% |
| CATYW | Buy | CATHAY GEN BANCORP*w exp 12/05/201 | $6,303,000 | +12.7% | 321,106 | +0.2% | 0.07% | -1.4% |
| DISH | Buy | DISH NETWORK CORPput | $6,355,000 | +758.8% | 117,200 | +893.2% | 0.07% | +677.8% |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $6,189,000 | +41.2% | 62,901 | +25.8% | 0.07% | +23.2% |
| AIGWS | Buy | AMERICAN INTL GROUP INC*w exp 01/19/202 | $6,257,000 | -0.7% | 314,838 | +5.0% | 0.07% | -13.8% |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $6,157,000 | +144.2% | 549,765 | +139.9% | 0.07% | +112.5% |
| GLD | New | SPDR GOLD TRUSTcall | $6,079,000 | – | 50,000 | +100.0% | 0.07% | – |
| CVX | Buy | CHEVRON CORP NEWput | $5,992,000 | +964.3% | 51,000 | +844.4% | 0.07% | +842.9% |
| VWR | Buy | VWR CORP | $5,899,000 | +2.6% | 178,176 | +2.3% | 0.06% | -11.0% |
| CSCO | Buy | CISCO SYS INCput | $5,784,000 | +162.2% | 172,000 | +144.0% | 0.06% | +128.6% |
| DDS | New | DILLARDS INCput | $5,747,000 | – | 102,500 | +100.0% | 0.06% | – |
| IMMU | New | IMMUNOMEDICS INC | $5,738,000 | – | 410,446 | +100.0% | 0.06% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $5,730,000 | +103.4% | 60,000 | +94.7% | 0.06% | +75.0% |
| XRT | New | SPDR SERIES TRUSTs&p retail etf | $5,727,000 | – | 137,120 | +100.0% | 0.06% | – |
| UPLCQ | Buy | ULTRA PETROLEUM CORP | $5,686,000 | -8.2% | 655,936 | +14.9% | 0.06% | -20.3% |
| LITE | New | LUMENTUM HLDGS INCput | $5,679,000 | – | 104,500 | +100.0% | 0.06% | – |
| VIXY | New | PROSHARES TR IIcall | $5,552,000 | – | 170,700 | +100.0% | 0.06% | – |
| COST | Buy | COSTCO WHSL CORP NEWput | $5,454,000 | +1386.1% | 33,200 | +1343.5% | 0.06% | +1100.0% |
| TRCO | Buy | TRIBUNE MEDIA COcl a | $5,386,000 | +38.6% | 131,831 | +38.3% | 0.06% | +22.4% |
| ABBV | Buy | ABBVIE INC | $5,419,000 | +633.3% | 60,988 | +497.9% | 0.06% | +566.7% |
| OKSB | Buy | SOUTHWEST BANCORP INC OKLA | $5,349,000 | +46.1% | 194,173 | +35.5% | 0.06% | +28.3% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDput | $5,204,000 | -28.7% | 295,700 | +34.7% | 0.06% | -37.6% |
| ZIONZ | Buy | ZIONS BANCORPORATION*w exp 11/14/201 | $5,145,000 | +32.6% | 443,278 | +6.7% | 0.06% | +16.3% |
| XOM | Buy | EXXON MOBIL CORPput | $5,017,000 | +598.7% | 61,200 | +587.6% | 0.06% | +522.2% |
| MPC | Buy | MARATHON PETE CORP | $5,089,000 | +546.6% | 90,753 | +503.0% | 0.06% | +460.0% |
| BDX | Buy | BECTON DICKINSON & COput | $5,055,000 | +41.6% | 25,800 | +41.0% | 0.06% | +24.4% |
| HSNI | New | HSN INC | $4,990,000 | – | 127,787 | +100.0% | 0.06% | – |
| GPS | Buy | GAP INC DELput | $4,872,000 | +52.8% | 165,000 | +13.8% | 0.05% | +35.0% |
| NKE | Buy | NIKE INCcl b | $4,908,000 | +42.7% | 94,667 | +62.4% | 0.05% | +22.7% |
| MU | Buy | MICRON TECHNOLOGY INCcall | $4,829,000 | +74.3% | 122,800 | +32.3% | 0.05% | +54.3% |
| LJPC | New | LA JOLLA PHARMACEUTICAL COput | $4,869,000 | – | 140,000 | +100.0% | 0.05% | – |
| CSX | New | CSX CORPput | $4,747,000 | – | 87,500 | +100.0% | 0.05% | – |
| New | TESLA INCnote 1.250% 3/0 | $4,789,000 | – | 4,250,000 | +100.0% | 0.05% | – | |
| JD | Buy | JD COM INCspon adr cl a | $4,806,000 | +80.9% | 125,817 | +85.8% | 0.05% | +55.9% |
| KMI | Buy | KINDER MORGAN INC DEL | $4,726,000 | +34.4% | 246,406 | +34.2% | 0.05% | +15.6% |
| BACWSA | Buy | BANK AMER CORP*w exp 01/16/201 | $4,733,000 | +10.7% | 357,504 | +0.7% | 0.05% | -3.7% |
| FMC | Buy | F M C CORP | $4,644,000 | +32.1% | 52,000 | +8.0% | 0.05% | +13.3% |
| GOGO | Buy | GOGO INCput | $4,494,000 | +18.5% | 380,600 | +15.6% | 0.05% | +4.2% |
| DYN | Buy | DYNEGY INC NEW DELput | $4,313,000 | +45.8% | 440,600 | +23.1% | 0.05% | +26.3% |
| New | NEURODERM LTD | $4,364,000 | – | 112,208 | +100.0% | 0.05% | – | |
| PFE | Buy | PFIZER INCput | $4,355,000 | +159.4% | 122,000 | +144.0% | 0.05% | +128.6% |
| APC | Buy | ANADARKO PETE CORP | $4,240,000 | +163.4% | 86,815 | +144.4% | 0.05% | +135.0% |
| FTRPR | Buy | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $4,224,000 | -3.3% | 222,479 | +47.8% | 0.05% | -14.5% |
| New | MARRIOTT VACATIONS WRLDWDE Cnote 1.500% 9/1 | $4,183,000 | – | 4,000,000 | +100.0% | 0.05% | – | |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $4,120,000 | -21.7% | 234,141 | +47.7% | 0.05% | -31.3% |
| VIPS | Buy | VIPSHOP HLDGS LTDput | $4,111,000 | -16.6% | 467,800 | +0.1% | 0.05% | -27.0% |
| CSX | Buy | CSX CORPcall | $4,188,000 | +346.5% | 77,200 | +348.8% | 0.05% | +283.3% |
| WGL | Buy | WGL HLDGS INC | $4,115,000 | +35.2% | 48,874 | +34.0% | 0.05% | +17.9% |
| MXF | Buy | MEXICO FD INC | $4,023,000 | +83.4% | 234,173 | +84.7% | 0.04% | +60.7% |
| QCOM | Buy | QUALCOMM INC | $4,059,000 | +2.9% | 78,317 | +9.6% | 0.04% | -10.0% |
| AMC | New | AMC ENTMT HLDGS INC | $3,964,000 | – | 269,675 | +100.0% | 0.04% | – |
| SRUN | Buy | SILVER RUN ACQUISITION | $3,942,000 | +2289.1% | 387,325 | +2271.7% | 0.04% | +2100.0% |
| ADBE | New | ADOBE SYS INC | $3,982,000 | – | 26,693 | +100.0% | 0.04% | – |
| EOG | New | EOG RES INCput | $3,869,000 | – | 40,000 | +100.0% | 0.04% | – |
| KO | Buy | COCA COLA COput | $3,888,000 | +86.8% | 86,400 | +86.2% | 0.04% | +65.4% |
| V | New | VISA INCcall | $3,883,000 | – | 36,900 | +100.0% | 0.04% | – |
| RHT | New | RED HAT INCcall | $3,880,000 | – | 35,000 | +100.0% | 0.04% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $3,905,000 | – | 55,000 | +100.0% | 0.04% | – |
| CCIPRA | New | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $3,790,000 | – | 3,573 | +100.0% | 0.04% | – |
| TDOC | New | TELADOC INCput | $3,828,000 | – | 115,500 | +100.0% | 0.04% | – |
| CLI | Buy | MACK CALI RLTY CORP | $3,753,000 | +104.1% | 158,297 | +133.6% | 0.04% | +82.6% |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $3,693,000 | – | 43,008 | +100.0% | 0.04% | – |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $3,703,000 | +72.9% | 131,221 | +81.9% | 0.04% | +51.9% |
| ATW | Buy | ATWOOD OCEANICS INC | $3,583,000 | +171.6% | 381,605 | +135.7% | 0.04% | +135.3% |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $3,606,000 | – | 24,798 | +100.0% | 0.04% | – |
| GM | Buy | GENERAL MTRS COput | $3,601,000 | +74.2% | 89,200 | +50.7% | 0.04% | +53.8% |
| GILD | Buy | GILEAD SCIENCES INCput | $3,581,000 | +153.1% | 44,200 | +121.0% | 0.04% | +122.2% |
| GAM | Buy | GENERAL AMERN INVS INC | $3,595,000 | +12.8% | 99,813 | +7.5% | 0.04% | 0.0% |
| EVH | New | EVOLENT HEALTH INCcall | $3,604,000 | – | 202,500 | +100.0% | 0.04% | – |
| Buy | INSULET CORPnote 2.000% 6/1 | $3,617,000 | +3.4% | 2,884,000 | +0.5% | 0.04% | -9.1% | |
| UVXY | New | PROSHARES TR IIcall | $3,514,000 | – | 170,600 | +100.0% | 0.04% | – |
| FCX | Buy | FREEPORT-MCMORAN INCput | $3,524,000 | +25.6% | 251,000 | +7.4% | 0.04% | +8.3% |
| LEA | New | LEAR CORP | $3,490,000 | – | 20,165 | +100.0% | 0.04% | – |
| PEI | Buy | PENNSYLVANIA RL ESTATE INVTsh ben int | $3,491,000 | +4.2% | 332,795 | +12.5% | 0.04% | -9.3% |
| STLD | New | STEEL DYNAMICS INCput | $3,447,000 | – | 100,000 | +100.0% | 0.04% | – |
| NBL | Buy | NOBLE ENERGY INCput | $3,403,000 | +50.3% | 120,000 | +50.0% | 0.04% | +31.0% |
| ULTA | New | ULTA BEAUTY INCput | $3,390,000 | – | 15,000 | +100.0% | 0.04% | – |
| LBTYA | New | LIBERTY GLOBAL PLCput | $3,391,000 | – | 100,000 | +100.0% | 0.04% | – |
| PFE | Buy | PFIZER INC | $3,396,000 | +258.6% | 95,149 | +237.4% | 0.04% | +216.7% |
| CSCO | Buy | CISCO SYS INC | $3,459,000 | +46.1% | 102,870 | +36.0% | 0.04% | +26.7% |
| HCA | Buy | HCA HEALTHCARE INCput | $3,390,000 | +285.2% | 42,600 | +321.8% | 0.04% | +245.5% |
| GOOGL | New | ALPHABET INCcall | $3,408,000 | – | 3,500 | +100.0% | 0.04% | – |
| HES | Buy | HESS CORP | $3,364,000 | +7.8% | 71,746 | +0.8% | 0.04% | -7.5% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $3,340,000 | +827.8% | 21,969 | +684.6% | 0.04% | +640.0% |
| JCI | New | JOHNSON CTLS INTL PLC | $3,371,000 | – | 83,674 | +100.0% | 0.04% | – |
| WLK | Buy | WESTLAKE CHEM CORP | $3,323,000 | +43.4% | 40,000 | +14.3% | 0.04% | +27.6% |
| ASH | New | ASHLAND GLOBAL HLDGS INCput | $3,269,000 | – | 50,000 | +100.0% | 0.04% | – |
| DE | Buy | DEERE & CO | $3,283,000 | +279.5% | 26,141 | +273.4% | 0.04% | +227.3% |
| PANW | Buy | PALO ALTO NETWORKS INCput | $3,199,000 | +146.6% | 22,200 | +128.9% | 0.04% | +118.8% |
| PYPL | New | PAYPAL HLDGS INCput | $3,201,000 | – | 50,000 | +100.0% | 0.04% | – |
| DE | New | DEERE & COput | $3,139,000 | – | 25,000 | +100.0% | 0.04% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $3,085,000 | – | 275,000 | +100.0% | 0.03% | – |
| NBL | Buy | NOBLE ENERGY INC | $3,052,000 | +254.9% | 107,646 | +254.1% | 0.03% | +209.1% |
| ATSG | Buy | AIR TRANSPORT SERVICES GRP I | $3,042,000 | +249.3% | 124,980 | +212.5% | 0.03% | +209.1% |
| CBF | Buy | CAPITAL BK FINL CORP | $3,009,000 | +410.9% | 73,325 | +374.1% | 0.03% | +371.4% |
| W | Buy | WAYFAIR INCcl a | $2,976,000 | +743.1% | 44,166 | +860.1% | 0.03% | +725.0% |
| TGT | New | TARGET CORPcall | $2,950,000 | – | 50,000 | +100.0% | 0.03% | – |
| GM | New | GENERAL MTRS CO | $2,955,000 | – | 73,192 | +100.0% | 0.03% | – |
| ICPT | Buy | INTERCEPT PHARMACEUTICALS INput | $3,023,000 | +57.0% | 52,100 | +227.7% | 0.03% | +37.5% |
| MXWL | New | MAXWELL TECHNOLOGIES INCput | $2,953,000 | – | 575,800 | +100.0% | 0.03% | – |
| DIS | New | DISNEY WALT COput | $2,957,000 | – | 30,000 | +100.0% | 0.03% | – |
| BAC | Buy | BANK AMER CORPcall | $2,941,000 | +10.3% | 116,100 | +5.6% | 0.03% | -2.9% |
| RWT | New | REDWOOD TR INC | $2,973,000 | – | 182,520 | +100.0% | 0.03% | – |
| TCO | Buy | TAUBMAN CTRS INC | $2,844,000 | +201.0% | 57,224 | +260.4% | 0.03% | +166.7% |
| RT | Buy | RUBY TUESDAY INC | $2,896,000 | +51.7% | 1,353,526 | +42.5% | 0.03% | +33.3% |
| UIS | New | UNISYS CORPput | $2,858,000 | – | 336,300 | +100.0% | 0.03% | – |
| LPT | Buy | LIBERTY PPTY TRsh ben int | $2,905,000 | +39.0% | 70,759 | +37.8% | 0.03% | +18.5% |
| THQ | Buy | TEKLA HEALTHCARE OPPORTUNIT | $2,916,000 | +25.8% | 157,078 | +24.3% | 0.03% | +10.3% |
| BTU | Buy | PEABODY ENERGY CORP NEW | $2,826,000 | +37.2% | 97,446 | +15.6% | 0.03% | +19.2% |
| HRB | New | BLOCK H & R INC | $2,780,000 | – | 105,000 | +100.0% | 0.03% | – |
| INF | Buy | BROOKFIELD GLOBL LISTED INFR | $2,797,000 | +79.5% | 207,043 | +82.7% | 0.03% | +55.0% |
| ASH | New | ASHLAND GLOBAL HLDGS INCcall | $2,811,000 | – | 43,000 | +100.0% | 0.03% | – |
| YY | Buy | YY INC | $2,840,000 | +240.1% | 32,731 | +127.3% | 0.03% | +181.8% |
| ESV | Buy | ENSCO PLCput | $2,804,000 | +17.4% | 469,700 | +1.5% | 0.03% | +3.3% |
| HON | New | HONEYWELL INTL INC | $2,792,000 | – | 19,703 | +100.0% | 0.03% | – |
| USO | Buy | UNITED STATES OIL FUND LPcall | $2,715,000 | +1651.6% | 260,400 | +1487.8% | 0.03% | +1400.0% |
| PEP | Buy | PEPSICO INC | $2,749,000 | +90.5% | 24,674 | +97.4% | 0.03% | +66.7% |
| STLD | New | STEEL DYNAMICS INC | $2,728,000 | – | 79,162 | +100.0% | 0.03% | – |
| IFN | Buy | INDIA FD INC | $2,673,000 | +85.1% | 99,813 | +86.3% | 0.03% | +66.7% |
| WBC | New | WABCO HLDGS INC | $2,664,000 | – | 18,000 | +100.0% | 0.03% | – |
| MMM | Buy | 3M CO | $2,716,000 | +161.2% | 12,943 | +158.9% | 0.03% | +130.8% |
| OSPRU | New | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $2,750,000 | – | 276,750 | +100.0% | 0.03% | – |
| UVXY | New | PROSHARES TR IIput | $2,739,000 | – | 133,000 | +100.0% | 0.03% | – |
| KBE | Buy | SPDR SERIES TRUSTput | $2,750,000 | +26.4% | 61,000 | +22.0% | 0.03% | +7.1% |
| WBS | New | WEBSTER FINL CORP CONNcall | $2,627,000 | – | 50,000 | +100.0% | 0.03% | – |
| ADI | New | ANALOG DEVICES INC | $2,585,000 | – | 30,000 | +100.0% | 0.03% | – |
| DRH | Buy | DIAMONDROCK HOSPITALITY CO | $2,586,000 | +140.6% | 236,172 | +140.5% | 0.03% | +107.1% |
| MSFT | New | MICROSOFT CORP | $2,517,000 | – | 33,793 | +100.0% | 0.03% | – |
| KO | Buy | COCA COLA CO | $2,485,000 | +27.6% | 55,210 | +27.2% | 0.03% | +12.0% |
| CAT | New | CATERPILLAR INC DEL | $2,494,000 | – | 20,000 | +100.0% | 0.03% | – |
| D | Buy | DOMINION ENERGY INCcall | $2,538,000 | +65.7% | 33,000 | +65.0% | 0.03% | +47.4% |
| KBE | New | SPDR SERIES TRUSTcall | $2,511,000 | – | 55,700 | +100.0% | 0.03% | – |
| SFM | New | SPROUTS FMRS MKT INCcall | $2,396,000 | – | 127,700 | +100.0% | 0.03% | – |
| New | PTC THERAPEUTICS INCnote 3.000% 8/1 | $2,456,000 | – | 3,000,000 | +100.0% | 0.03% | – | |
| RH | Buy | RHput | $2,461,000 | +49.1% | 35,000 | +36.7% | 0.03% | +28.6% |
| THW | New | TEKLA WORLD HEALTHCARE FD | $2,459,000 | – | 168,922 | +100.0% | 0.03% | – |
| GLBL | Buy | TERRAFORM GLOBAL INCcl a | $2,432,000 | +23.8% | 512,177 | +31.7% | 0.03% | +8.0% |
| BIDU | New | BAIDU INCcall | $2,476,000 | – | 10,000 | +100.0% | 0.03% | – |
| BP | Buy | BP PLCsponsored adr | $2,463,000 | +52.8% | 64,091 | +37.7% | 0.03% | +35.0% |
| ETSY | Buy | ETSY INCcall | $2,464,000 | +21.7% | 146,000 | +8.1% | 0.03% | +3.8% |
| BG | Buy | BUNGE LIMITED | $2,430,000 | +7047.1% | 34,997 | +7362.0% | 0.03% | – |
| BBBY | Buy | BED BATH & BEYOND INC | $2,347,000 | +4.4% | 100,000 | +35.1% | 0.03% | -10.3% |
| COG | Buy | CABOT OIL & GAS CORP | $2,335,000 | +18.6% | 87,313 | +11.2% | 0.03% | +4.0% |
| EXEL | Buy | EXELIXIS INCput | $2,389,000 | +7.8% | 98,600 | +9.6% | 0.03% | -7.1% |
| CUNB | Buy | CU BANCORP CALIF | $2,371,000 | +41.5% | 61,169 | +31.9% | 0.03% | +23.8% |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $2,364,000 | – | 43,800 | +100.0% | 0.03% | – |
| HST | Buy | HOST HOTELS & RESORTS INC | $2,227,000 | +113.3% | 120,459 | +110.7% | 0.02% | +92.3% |
| PG | New | PROCTER AND GAMBLE COput | $2,274,000 | – | 25,000 | +100.0% | 0.02% | – |
| WPRT | New | WESTPORT FUEL SYSTEMS INC | $2,264,000 | – | 692,511 | +100.0% | 0.02% | – |
| FTI | New | TECHNIPFMC PLC | $2,233,000 | – | 80,000 | +100.0% | 0.02% | – |
| PANW | Buy | PALO ALTO NETWORKS INC | $2,225,000 | +10.2% | 15,445 | +2.3% | 0.02% | -3.8% |
| ATVI | New | ACTIVISION BLIZZARD INC | $2,186,000 | – | 33,899 | +100.0% | 0.02% | – |
| AVA | New | AVISTA CORP | $2,192,000 | – | 42,347 | +100.0% | 0.02% | – |
| XLP | New | SELECT SECTOR SPDR TRput | $2,159,000 | – | 40,000 | +100.0% | 0.02% | – |
| WAB | Buy | WABTEC CORP | $2,191,000 | -4.2% | 28,930 | +15.7% | 0.02% | -17.2% |
| XPO | New | XPO LOGISTICS INC | $2,122,000 | – | 31,311 | +100.0% | 0.02% | – |
| BKR | New | BAKER HUGHES A GE COcl a | $2,197,000 | – | 60,000 | +100.0% | 0.02% | – |
| ANH | New | ANWORTH MORTGAGE ASSET CP | $2,032,000 | – | 338,236 | +100.0% | 0.02% | – |
| LITE | New | LUMENTUM HLDGS INCcall | $2,038,000 | – | 37,500 | +100.0% | 0.02% | – |
| WRLSU | New | PENSARE ACQUISITION CORPunit 07/27/2022 | $2,066,000 | – | 200,000 | +100.0% | 0.02% | – |
| XRT | New | SPDR SERIES TRUSTcall | $2,042,000 | – | 48,900 | +100.0% | 0.02% | – |
| SGMS | New | SCIENTIFIC GAMES CORPput | $2,063,000 | – | 45,000 | +100.0% | 0.02% | – |
| DATA | Buy | TABLEAU SOFTWARE INCcl a | $2,009,000 | +51.9% | 26,838 | +24.2% | 0.02% | +29.4% |
| ULTA | New | ULTA BEAUTY INC | $2,009,000 | – | 8,889 | +100.0% | 0.02% | – |
| SLCA | Buy | U S SILICA HLDGS INCcall | $1,957,000 | +6212.9% | 63,000 | +6900.0% | 0.02% | – |
| AMLP | New | ALPS ETF TRcall | $1,963,000 | – | 175,000 | +100.0% | 0.02% | – |
| LOW | New | LOWES COS INC | $1,995,000 | – | 24,965 | +100.0% | 0.02% | – |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC | $2,016,000 | +90.0% | 22,464 | +63.4% | 0.02% | +69.2% |
| FANG | New | DIAMONDBACK ENERGY INC | $1,959,000 | – | 20,000 | +100.0% | 0.02% | – |
| EOG | New | EOG RES INC | $1,979,000 | – | 20,467 | +100.0% | 0.02% | – |
| TWTR | Buy | TWITTER INCput | $1,963,000 | +65.5% | 116,400 | +75.3% | 0.02% | +46.7% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $1,903,000 | – | 82,745 | +100.0% | 0.02% | – |
| V | Buy | VISA INC | $1,908,000 | +270.5% | 18,132 | +229.7% | 0.02% | +200.0% |
| AAL | New | AMERICAN AIRLS GROUP INC | $1,866,000 | – | 39,300 | +100.0% | 0.02% | – |
| SGRY | New | SURGERY PARTNERS INC | $1,798,000 | – | 173,770 | +100.0% | 0.02% | – |
| FTV | Buy | FORTIVE CORP | $1,769,000 | +16.4% | 25,000 | +4.2% | 0.02% | +5.3% |
| OCN | Buy | OCWEN FINL CORP | $1,822,000 | +52.2% | 529,718 | +19.0% | 0.02% | +33.3% |
| JOF | Buy | JAPAN SMALLER CAPTLZTN FD IN | $1,840,000 | +24.7% | 146,642 | +14.1% | 0.02% | +5.3% |
| PNR | New | PENTAIR PLC | $1,766,000 | – | 26,000 | +100.0% | 0.02% | – |
| BBY | New | BEST BUY INCcall | $1,708,000 | – | 30,000 | +100.0% | 0.02% | – |
| HCP | Buy | HCP INC | $1,734,000 | +71.3% | 62,337 | +96.8% | 0.02% | +46.2% |
| AMAG | Buy | AMAG PHARMACEUTICALS INCput | $1,714,000 | +831.5% | 92,900 | +829.0% | 0.02% | +850.0% |
| LBTYA | New | LIBERTY GLOBAL PLCcall | $1,695,000 | – | 50,000 | +100.0% | 0.02% | – |
| GGP | New | GGP INC | $1,740,000 | – | 83,789 | +100.0% | 0.02% | – |
| GIS | Buy | GENERAL MLS INC | $1,731,000 | +42.7% | 33,449 | +52.7% | 0.02% | +26.7% |
| CLF | New | CLEVELAND CLIFFS INCput | $1,696,000 | – | 237,300 | +100.0% | 0.02% | – |
| KITE | New | KITE PHARMA INCput | $1,582,000 | – | 8,800 | +100.0% | 0.02% | – |
| CONN | Buy | CONNS INC | $1,606,000 | +87.2% | 57,068 | +26.9% | 0.02% | +63.6% |
| HYGS | Buy | HYDROGENICS CORP NEW | $1,586,000 | -12.4% | 194,617 | +8.6% | 0.02% | -21.7% |
| BRX | Buy | BRIXMOR PPTY GROUP INC | $1,624,000 | +55.7% | 86,425 | +48.1% | 0.02% | +38.5% |
| AAPL | Buy | APPLE INC | $1,602,000 | +882.8% | 10,396 | +814.3% | 0.02% | +800.0% |
| MO | New | ALTRIA GROUP INC | $1,529,000 | – | 24,114 | +100.0% | 0.02% | – |
| SHLM | New | SCHULMAN A INC | $1,536,000 | – | 45,000 | +100.0% | 0.02% | – |
| IAC | New | IAC INTERACTIVECORP | $1,579,000 | – | 13,431 | +100.0% | 0.02% | – |
| COFWS | New | CAPITAL ONE FINL CORP*w exp 11/14/201 | $1,510,000 | – | 35,481 | +100.0% | 0.02% | – |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N | $1,572,000 | +1199.2% | 15,871 | +1003.7% | 0.02% | +750.0% |
| NWL | Buy | NEWELL BRANDS INC | $1,514,000 | +435.0% | 35,489 | +571.5% | 0.02% | +325.0% |
| DDR | Buy | DDR CORP | $1,543,000 | +155.9% | 168,512 | +153.2% | 0.02% | +112.5% |
| BACWSB | Buy | BANK AMER CORP*w exp 10/28/201 | $1,554,000 | +6.2% | 1,998,386 | +10.6% | 0.02% | -10.5% |
| UNVR | New | UNIVAR INCput | $1,446,000 | – | 50,000 | +100.0% | 0.02% | – |
| VIPS | Buy | VIPSHOP HLDGS LTDcall | $1,409,000 | -12.8% | 160,300 | +4.7% | 0.02% | -23.8% |
| BWXT | New | BWX TECHNOLOGIES INC | $1,400,000 | – | 25,000 | +100.0% | 0.02% | – |
| WAB | New | WABTEC CORPcall | $1,454,000 | – | 19,200 | +100.0% | 0.02% | – |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $1,485,000 | +164.7% | 1,144 | +155.9% | 0.02% | +128.6% |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $1,448,000 | – | 36,967 | +100.0% | 0.02% | – |
| LHO | New | LASALLE HOTEL PPTYS | $1,436,000 | – | 49,504 | +100.0% | 0.02% | – |
| HCOM | New | HAWAIIAN TELCOM HOLDCO INC | $1,487,000 | – | 49,894 | +100.0% | 0.02% | – |
| HRS | New | HARRIS CORP DEL | $1,437,000 | – | 10,918 | +100.0% | 0.02% | – |
| PDM | Buy | PIEDMONT OFFICE REALTY TR IN | $1,320,000 | +12.9% | 65,477 | +18.0% | 0.02% | 0.0% |
| CYH | Buy | COMMUNITY HEALTH SYS INC NEW | $1,325,000 | -22.9% | 172,560 | +0.0% | 0.02% | -31.8% |
| BRZU | Buy | DIREXION SHS ETF TRput | $1,380,000 | +650.0% | 30,000 | +322.5% | 0.02% | +650.0% |
| DIS | New | DISNEY WALT CO | $1,353,000 | – | 13,736 | +100.0% | 0.02% | – |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $1,349,000 | – | 75,000 | +100.0% | 0.02% | – |
| UAA | Buy | UNDER ARMOUR INCcl a | $1,319,000 | -12.5% | 80,057 | +15.5% | 0.02% | -21.1% |
| GM | New | GENERAL MTRS COcall | $1,328,000 | – | 32,900 | +100.0% | 0.02% | – |
| GPMT | New | GRANITE PT MTG TR INC | $1,309,000 | – | 69,893 | +100.0% | 0.02% | – |
| VXX | New | BARCLAYS BK PLCput | $1,301,000 | – | 33,200 | +100.0% | 0.01% | – |
| RPT | Buy | RAMCO-GERSHENSON PPTYS TR | $1,226,000 | +38.5% | 94,249 | +37.3% | 0.01% | +27.3% |
| RRC | Buy | RANGE RES CORP | $1,304,000 | +392.1% | 66,662 | +480.9% | 0.01% | +366.7% |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $1,282,000 | – | 50,815 | +100.0% | 0.01% | – |
| MTBWS | Buy | M & T BK CORP*w exp 12/23/201 | $1,231,000 | +61.5% | 14,394 | +66.2% | 0.01% | +40.0% |
| CEE | Buy | THE CENTRAL AND EASTERN EU I | $1,270,000 | +170.2% | 51,397 | +139.3% | 0.01% | +133.3% |
| BB | Buy | BLACKBERRY LTDput | $1,276,000 | +805.0% | 114,200 | +704.2% | 0.01% | +600.0% |
| SGYPQ | Buy | SYNERGY PHARMACEUTICALS DELput | $1,297,000 | +295.4% | 447,500 | +506.4% | 0.01% | +250.0% |
| EA | New | ELECTRONIC ARTS INC | $1,269,000 | – | 10,754 | +100.0% | 0.01% | – |
| FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $1,208,000 | +113.8% | 29,300 | +99.3% | 0.01% | +85.7% |
| PE | Buy | PARSLEY ENERGY INCcl a | $1,135,000 | +63.8% | 43,125 | +72.5% | 0.01% | +44.4% |
| COP | Buy | CONOCOPHILLIPS | $1,155,000 | +272.6% | 23,095 | +227.1% | 0.01% | +225.0% |
| MDXG | New | MIMEDX GROUP INCput | $1,188,000 | – | 100,000 | +100.0% | 0.01% | – |
| NKE | Buy | NIKE INCcall | $1,218,000 | +161.4% | 23,500 | +197.5% | 0.01% | +116.7% |
| NRG | Buy | NRG ENERGY INC | $1,202,000 | +4044.8% | 46,982 | +2663.6% | 0.01% | – |
| AA | Buy | ALCOA CORP | $1,165,000 | +114.2% | 25,000 | +50.0% | 0.01% | +85.7% |
| VNO | Buy | VORNADO RLTY TRsh ben int | $1,199,000 | +95.0% | 15,598 | +138.1% | 0.01% | +62.5% |
| ADBE | New | ADOBE SYS INCput | $1,103,000 | – | 7,400 | +100.0% | 0.01% | – |
| GLNG | Buy | GOLAR LNG LTD BERMUDA | $1,047,000 | +12.8% | 46,309 | +10.9% | 0.01% | 0.0% |
| PFF | Buy | ISHARES TRs&p us pfd stk | $1,063,000 | +279.6% | 27,393 | +282.7% | 0.01% | +200.0% |
| WPX | Buy | WPX ENERGY INC | $1,119,000 | +30.6% | 97,363 | +9.6% | 0.01% | +9.1% |
| SDS | New | PROSHARES TRultrashrt s&p500 | $1,071,000 | – | 22,979 | +100.0% | 0.01% | – |
| LJPC | New | LA JOLLA PHARMACEUTICAL CO | $1,124,000 | – | 32,338 | +100.0% | 0.01% | – |
| FUND | Buy | SPROTT FOCUS TR INC | $1,117,000 | +175.1% | 144,569 | +161.9% | 0.01% | +140.0% |
| AVB | New | AVALONBAY CMNTYS INC | $1,059,000 | – | 5,941 | +100.0% | 0.01% | – |
| STRP | New | STRAIGHT PATH COMMUNICATNS Icl b | $1,102,000 | – | 6,100 | +100.0% | 0.01% | – |
| RXN | Buy | REXNORD CORP NEW | $1,099,000 | +359.8% | 43,278 | +321.0% | 0.01% | +300.0% |
| TRTX | New | TPG RE FIN TR INC | $1,126,000 | – | 56,987 | +100.0% | 0.01% | – |
| ACOR | Buy | ACORDA THERAPEUTICS INCput | $1,071,000 | +21320.0% | 45,300 | +15000.0% | 0.01% | – |
| IPOAU | New | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $1,055,000 | – | 100,000 | +100.0% | 0.01% | – |
| VPV | Buy | INVESCO PA VALUE MUN INCOME | $1,036,000 | +18.5% | 84,178 | +18.9% | 0.01% | 0.0% |
| EPAY | New | BOTTOMLINE TECH DEL INCput | $954,000 | – | 30,000 | +100.0% | 0.01% | – |
| INVA | New | INNOVIVA INCput | $986,000 | – | 69,900 | +100.0% | 0.01% | – |
| SSRM | New | SSR MNG INCput | $1,029,000 | – | 97,000 | +100.0% | 0.01% | – |
| CPN | New | CALPINE CORP | $1,036,000 | – | 70,275 | +100.0% | 0.01% | – |
| AAP | New | ADVANCE AUTO PARTS INCcall | $992,000 | – | 10,000 | +100.0% | 0.01% | – |
| RE | New | EVEREST RE GROUP LTD | $982,000 | – | 4,300 | +100.0% | 0.01% | – |
| WHLRD | Buy | WHEELER REAL ESTATE INVT TRpfd cnv ser d | $994,000 | +2060.9% | 43,885 | +2067.2% | 0.01% | +1000.0% |
| SGF | Buy | ABERDEEN SINGAPORE FD INC | $1,001,000 | +1271.2% | 85,998 | +1189.7% | 0.01% | +1000.0% |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $1,007,000 | – | 59,994 | +100.0% | 0.01% | – |
| FSACU | New | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $978,000 | – | 95,000 | +100.0% | 0.01% | – |
| EMR | New | EMERSON ELEC CO | $964,000 | – | 15,355 | +100.0% | 0.01% | – |
| EOG | New | EOG RES INCcall | $967,000 | – | 10,000 | +100.0% | 0.01% | – |
| GRA | New | GRACE W R & CO DEL NEW | $1,010,000 | – | 14,000 | +100.0% | 0.01% | – |
| AMGN | Buy | AMGEN INC | $1,009,000 | +2361.0% | 5,413 | +2155.4% | 0.01% | +1000.0% |
| TWTR | Buy | TWITTER INC | $972,000 | +189.3% | 57,635 | +205.8% | 0.01% | +175.0% |
| KRC | New | KILROY RLTY CORP | $949,000 | – | 13,351 | +100.0% | 0.01% | – |
| BCV | Buy | BANCROFT FUND LTD | $968,000 | +9.4% | 44,264 | +8.4% | 0.01% | 0.0% |
| CROX | New | CROCS INCput | $957,000 | – | 98,700 | +100.0% | 0.01% | – |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $970,000 | +321.7% | 185,568 | +332.6% | 0.01% | +266.7% |
| DAL | Buy | DELTA AIR LINES INC DEL | $992,000 | +3.8% | 20,588 | +15.7% | 0.01% | -8.3% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $959,000 | +3206.9% | 57,773 | +3134.8% | 0.01% | – |
| NXTM | New | NXSTAGE MEDICAL INC | $1,026,000 | – | 37,200 | +100.0% | 0.01% | – |
| DTF | Buy | DTF TAX-FREE INCOME INC | $969,000 | +1264.8% | 67,867 | +1281.1% | 0.01% | +1000.0% |
| EVRI | New | EVERI HLDGS INC | $1,037,000 | – | 136,659 | +100.0% | 0.01% | – |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $1,004,000 | +230.3% | 59,961 | +232.3% | 0.01% | +175.0% |
| FSBK | Buy | FIRST SOUTH BANCORP INC VA | $959,000 | +313.4% | 51,794 | +268.7% | 0.01% | +266.7% |
| XBKS | Buy | XENITH BANKSHARES INC NEW | $987,000 | +342.6% | 30,377 | +322.7% | 0.01% | +266.7% |
| MYL | Buy | MYLAN N V | $903,000 | +21.9% | 28,803 | +50.9% | 0.01% | +11.1% |
| VVR | Buy | INVESCO SR INCOME TR | $919,000 | +319.6% | 204,784 | +324.5% | 0.01% | +233.3% |
| IVZ | Buy | INVESCO LTD | $876,000 | +66.2% | 25,000 | +66.7% | 0.01% | +42.9% |
| LABU | New | DIREXION SHS ETF TRput | $871,000 | – | 10,200 | +100.0% | 0.01% | – |
| HUBB | New | HUBBELL INC | $928,000 | – | 8,000 | +100.0% | 0.01% | – |
| AGC | Buy | ADVENT CLAY CONV SEC INC FD | $878,000 | +920.9% | 140,859 | +914.7% | 0.01% | +900.0% |
| SH | Buy | PROSHARES TRcall | $897,000 | +6800.0% | 27,900 | +6875.0% | 0.01% | – |
| AAL | Buy | AMERICAN AIRLS GROUP INCcall | $892,000 | +792.0% | 18,800 | +840.0% | 0.01% | +900.0% |
| NOW | New | SERVICENOW INC | $924,000 | – | 7,866 | +100.0% | 0.01% | – |
| ACRE | New | ARES COML REAL ESTATE CORP | $898,000 | – | 67,538 | +100.0% | 0.01% | – |
| PRTY | New | PARTY CITY HOLDCO INC | $816,000 | – | 60,245 | +100.0% | 0.01% | – |
| WFC | New | WELLS FARGO CO NEW | $856,000 | – | 15,534 | +100.0% | 0.01% | – |
| JPMWS | New | JPMORGAN CHASE & CO*w exp 10/28/201 | $830,000 | – | 15,371 | +100.0% | 0.01% | – |
| NBW | Buy | NEUBERGER BERMAN CA INT MUN | $792,000 | +75.2% | 56,265 | +76.7% | 0.01% | +50.0% |
| QEP | Buy | QEP RES INC | $801,000 | +2188.6% | 93,500 | +2571.4% | 0.01% | – |
| BAC | Buy | BANK AMER CORP | $804,000 | +367.4% | 31,760 | +345.9% | 0.01% | +350.0% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $772,000 | +217.7% | 90,949 | +222.0% | 0.01% | +200.0% |
| AAT | Buy | AMERICAN ASSETS TR INC | $840,000 | +65.4% | 21,131 | +63.8% | 0.01% | +50.0% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $842,000 | +288.0% | 127,214 | +288.1% | 0.01% | +200.0% |
| NTC | Buy | NUVEEN CONNECTICUT QLTY MUN | $851,000 | +288.6% | 69,744 | +292.9% | 0.01% | +200.0% |
| EFA | New | ISHARES TRmsci eafe etf | $814,000 | – | 11,900 | +100.0% | 0.01% | – |
| IVC | New | INVACARE CORPput | $825,000 | – | 52,400 | +100.0% | 0.01% | – |
| BBY | New | BEST BUY INC | $854,000 | – | 15,000 | +100.0% | 0.01% | – |
| WSO | New | WATSCO INC | $805,000 | – | 5,000 | +100.0% | 0.01% | – |
| MGM | Buy | MGM RESORTS INTERNATIONALput | $814,000 | +25.2% | 25,000 | +20.2% | 0.01% | +12.5% |
| TGT | New | TARGET CORP | $689,000 | – | 11,680 | +100.0% | 0.01% | – |
| VER | New | VEREIT INC | $705,000 | – | 85,098 | +100.0% | 0.01% | – |
| ATI | Buy | ALLEGHENY TECHNOLOGIES INCput | $760,000 | +75900.0% | 31,800 | +31700.0% | 0.01% | – |
| ZNGA | New | ZYNGA INCcall | $756,000 | – | 200,000 | +100.0% | 0.01% | – |
| ABT | New | ABBOTT LABScall | $693,000 | – | 13,000 | +100.0% | 0.01% | – |
| JBGS | New | JBG SMITH PPTYS | $689,000 | – | 20,151 | +100.0% | 0.01% | – |
| KEYW | Buy | KEYW HLDG CORPput | $716,000 | +107.5% | 94,100 | +154.3% | 0.01% | +100.0% |
| DOTAU | New | DRAPER OAKWOOD TECHNOLOGYunit 09/30/2024 | $715,000 | – | 70,000 | +100.0% | 0.01% | – |
| DNRCQ | Buy | DENBURY RES INC | $718,000 | -4.3% | 536,092 | +9.3% | 0.01% | -20.0% |
| IRL | Buy | NEW IRELAND FUND INC | $737,000 | +32.8% | 53,728 | +33.9% | 0.01% | +14.3% |
| ERF | New | ENERPLUS CORP | $748,000 | – | 75,849 | +100.0% | 0.01% | – |
| PH | New | PARKER HANNIFIN CORP | $700,000 | – | 4,000 | +100.0% | 0.01% | – |
| PRTY | New | PARTY CITY HOLDCO INCput | $677,000 | – | 50,000 | +100.0% | 0.01% | – |
| FSLR | New | FIRST SOLAR INCcall | $688,000 | – | 15,000 | +100.0% | 0.01% | – |
| SPLV | Buy | POWERSHARES ETF TR IIs&p500 low vol | $750,000 | +742.7% | 16,400 | +720.0% | 0.01% | +700.0% |
| RDFN | New | REDFIN CORP | $752,000 | – | 30,000 | +100.0% | 0.01% | – |
| INDUU | New | INDUSTREA ACQUISITION CORPunit 07/21/2024 | $758,000 | – | 75,000 | +100.0% | 0.01% | – |
| LUMN | New | CENTURYLINK INCcall | $693,000 | – | 36,700 | +100.0% | 0.01% | – |
| SVA | Buy | SINOVAC BIOTECH LTD | $699,000 | +31.4% | 99,212 | +25.8% | 0.01% | +14.3% |
| BTT | New | BLACKROCK MUN 2030 TAR TERM | $711,000 | – | 31,384 | +100.0% | 0.01% | – |
| URI | New | UNITED RENTALS INC | $723,000 | – | 5,214 | +100.0% | 0.01% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $708,000 | – | 48,445 | +100.0% | 0.01% | – |
| UNVR | New | UNIVAR INC | $760,000 | – | 26,298 | +100.0% | 0.01% | – |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $620,000 | +222.9% | 52,633 | +217.8% | 0.01% | +250.0% |
| PEP | New | PEPSICO INCput | $646,000 | – | 5,800 | +100.0% | 0.01% | – |
| CISNWS | Buy | CISION LTD*w exp 06/22/202 | $608,000 | +4966.7% | 206,504 | +3654.6% | 0.01% | – |
| SEE | Buy | SEALED AIR CORP NEW | $640,000 | +78.8% | 15,000 | +87.5% | 0.01% | +40.0% |
| POT | New | POTASH CORP SASK INC | $627,000 | – | 32,617 | +100.0% | 0.01% | – |
| SRPT | New | SAREPTA THERAPEUTICS INCcall | $598,000 | – | 13,200 | +100.0% | 0.01% | – |
| SBRA | New | SABRA HEALTH CARE REIT INC | $626,000 | – | 28,570 | +100.0% | 0.01% | – |
| ENDP | Buy | ENDO INTL PLC | $632,000 | -0.9% | 73,798 | +29.0% | 0.01% | -12.5% |
| PFG | New | PRINCIPAL FINL GROUP INC | $643,000 | – | 10,000 | +100.0% | 0.01% | – |
| BKMU | New | BANK MUTUAL CORP NEW | $596,000 | – | 58,777 | +100.0% | 0.01% | – |
| NPV | Buy | NUVEEN VIRGINIA QLTY MUNCPL | $603,000 | +131.9% | 45,895 | +132.8% | 0.01% | +133.3% |
| LBTYA | New | LIBERTY GLOBAL PLC | $604,000 | – | 17,829 | +100.0% | 0.01% | – |
| ECA | New | ENCANA CORPput | $589,000 | – | 50,000 | +100.0% | 0.01% | – |
| REV | New | REVLON INCput | $613,000 | – | 25,000 | +100.0% | 0.01% | – |
| DLR | New | DIGITAL RLTY TR INC | $653,000 | – | 5,525 | +100.0% | 0.01% | – |
| EQC | New | EQUITY COMWLTH | $620,000 | – | 20,417 | +100.0% | 0.01% | – |
| W | Buy | WAYFAIR INCput | $674,000 | +702.4% | 10,000 | +809.1% | 0.01% | +600.0% |
| FNTE | Buy | FINTECH ACQUISITION CORP II | $661,000 | +82.6% | 67,500 | +82.4% | 0.01% | +40.0% |
| CICU | New | CAPITOL INVT CORP IVunit 99/99/9999 | $506,000 | – | 50,000 | +100.0% | 0.01% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $514,000 | +32.1% | 13,374 | +33.7% | 0.01% | +20.0% |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $581,000 | – | 43,856 | +100.0% | 0.01% | – |
| MDSO | New | MEDIDATA SOLUTIONS INC | $528,000 | – | 6,774 | +100.0% | 0.01% | – |
| TWX | Buy | TIME WARNER INC | $521,000 | +68.6% | 5,094 | +65.4% | 0.01% | +50.0% |
| MELI | New | MERCADOLIBRE INCcall | $517,000 | – | 2,000 | +100.0% | 0.01% | – |
| OSUR | New | ORASURE TECHNOLOGIES INC | $563,000 | – | 25,063 | +100.0% | 0.01% | – |
| EDR | Buy | EDUCATION RLTY TR INC | $507,000 | -1.9% | 14,115 | +5.7% | 0.01% | -14.3% |
| GNCIQ | Buy | GNC HLDGS INCput | $550,000 | +180.6% | 62,300 | +167.4% | 0.01% | +200.0% |
| BIIB | New | BIOGEN INC | $579,000 | – | 1,850 | +100.0% | 0.01% | – |
| KALA | New | KALA PHARMACEUTICALS INC | $571,000 | – | 25,000 | +100.0% | 0.01% | – |
| CMTA | New | CLEMENTIA PHARMACEUTICALS IN | $506,000 | – | 30,000 | +100.0% | 0.01% | – |
| WELL | Buy | WELLTOWER INC | $525,000 | +12.9% | 7,474 | +20.2% | 0.01% | 0.0% |
| HCA | New | HCA HEALTHCARE INCcall | $517,000 | – | 6,500 | +100.0% | 0.01% | – |
| FTRCQ | New | FRONTIER COMMUNICATIONS CORP | $585,000 | – | 49,675 | +100.0% | 0.01% | – |
| AF | Buy | ASTORIA FINL CORP | $575,000 | +23.4% | 26,751 | +15.5% | 0.01% | 0.0% |
| IRWD | Buy | IRONWOOD PHARMACEUTICALS INCput | $569,000 | +7.0% | 36,100 | +28.0% | 0.01% | -14.3% |
| LAQ | New | ABERDEEN LATIN AMER EQTY FD | $504,000 | – | 18,454 | +100.0% | 0.01% | – |
| TLT | New | ISHARES TR20 yr tr bd etf | $524,000 | – | 4,203 | +100.0% | 0.01% | – |
| DHR | New | DANAHER CORP DELcall | $523,000 | – | 6,100 | +100.0% | 0.01% | – |
| CHTR | Buy | CHARTER COMMUNICATIONS INC Ncl a | $525,000 | +35.7% | 1,445 | +25.7% | 0.01% | +20.0% |
| RGLD | New | ROYAL GOLD INC | $537,000 | – | 6,247 | +100.0% | 0.01% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $539,000 | – | 36,405 | +100.0% | 0.01% | – |
| RIG | Buy | TRANSOCEAN LTDcall | $577,000 | +3506.2% | 53,700 | +2585.0% | 0.01% | – |
| WFCWS | Buy | WELLS FARGO CO NEW*w exp 10/28/201 | $550,000 | +8.3% | 25,542 | +11.5% | 0.01% | 0.0% |
| MDXG | New | MIMEDX GROUP INC | $519,000 | – | 43,760 | +100.0% | 0.01% | – |
| NMY | New | NUVEEN MARYLAND QLT MUN INC | $439,000 | – | 34,232 | +100.0% | 0.01% | – |
| IO | Buy | ION GEOPHYSICAL CORPput | $408,000 | +177.6% | 43,000 | +26.5% | 0.01% | +150.0% |
| EARN | New | ELLINGTON RESIDENTIAL MTG RE | $466,000 | – | 32,121 | +100.0% | 0.01% | – |
| ECPG | New | ENCORE CAP GROUP INC | $443,000 | – | 10,000 | +100.0% | 0.01% | – |
| CAR | New | AVIS BUDGET GROUP | $472,000 | – | 12,406 | +100.0% | 0.01% | – |
| GHY | Buy | PRUDENTIAL GLB SHT DUR HG YL | $457,000 | +77.1% | 30,673 | +76.1% | 0.01% | +66.7% |
| PDLI | Buy | PDL BIOPHARMA INCput | $410,000 | +477.5% | 121,000 | +315.8% | 0.01% | +400.0% |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCcall | $482,000 | – | 21,600 | +100.0% | 0.01% | – |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $480,000 | +336.4% | 34,026 | +328.8% | 0.01% | +400.0% |
| EHI | Buy | WESTERN ASSET GLB HI INCOME | $408,000 | +70.7% | 39,708 | +66.9% | 0.01% | +66.7% |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $467,000 | +3492.3% | 34,040 | +3304.0% | 0.01% | – |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $466,000 | +112.8% | 64,663 | +111.5% | 0.01% | +66.7% |
| SQQQ | New | PROSHARES TRultrapro short q | $477,000 | – | 17,800 | +100.0% | 0.01% | – |
| HTY | Buy | HANCOCK JOHN INV TRUSTtax adv glb sh | $430,000 | +604.9% | 46,839 | +632.4% | 0.01% | +400.0% |
| SHO | New | SUNSTONE HOTEL INVS INC NEW | $454,000 | – | 28,265 | +100.0% | 0.01% | – |
| AMRS | Buy | AMYRIS INC | $323,000 | +19.2% | 100,940 | +18.1% | 0.00% | +33.3% |
| ERH | Buy | WELLS FARGO UTILITIES AND HIwf utilities inc | $334,000 | +2469.2% | 25,948 | +2380.7% | 0.00% | – |
| TXT | New | TEXTRON INC | $352,000 | – | 6,546 | +100.0% | 0.00% | – |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $382,000 | – | 24,315 | +100.0% | 0.00% | – |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $379,000 | +35.4% | 74,063 | +33.7% | 0.00% | 0.0% |
| TLI | New | WESTERN ASSET CORPORATE LN F | $354,000 | – | 32,604 | +100.0% | 0.00% | – |
| WLBAQ | New | WESTMORELAND COAL COput | $338,000 | – | 132,900 | +100.0% | 0.00% | – |
| ASBWS | Buy | ASSOCIATED BANC CORP*w exp 11/21/201 | $333,000 | -13.5% | 67,573 | +3.5% | 0.00% | -20.0% |
| EXEL | Buy | EXELIXIS INC | $376,000 | +35.3% | 15,528 | +37.2% | 0.00% | 0.0% |
| ORCL | New | ORACLE CORPput | $377,000 | – | 7,800 | +100.0% | 0.00% | – |
| AVP | Buy | AVON PRODS INC | $362,000 | -2.4% | 155,435 | +58.8% | 0.00% | -20.0% |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $331,000 | – | 29,749 | +100.0% | 0.00% | – |
| CRF | New | CORNERSTONE TOTAL RTRN FD IN | $365,000 | – | 24,994 | +100.0% | 0.00% | – |
| EURN | New | EURONAV NV ANTWERPEN | $324,000 | – | 40,000 | +100.0% | 0.00% | – |
| SRUNU | Buy | SILVER RUN ACQUISITIONunit 99/99/9999 | $332,000 | +29.7% | 31,000 | +29.2% | 0.00% | +33.3% |
| CFCOW | Buy | CF CORP*w exp 05/25/202 | $321,000 | +19.8% | 152,603 | +22.1% | 0.00% | +33.3% |
| DESP | New | DESPEGAR COM CORP | $320,000 | – | 10,000 | +100.0% | 0.00% | – |
| SAFM | Buy | SANDERSON FARMS INC | $329,000 | +186.1% | 2,038 | +103.8% | 0.00% | +300.0% |
| PG | Buy | PROCTER AND GAMBLE CO | $349,000 | +87.6% | 3,840 | +79.3% | 0.00% | +100.0% |
| ENDP | Buy | ENDO INTL PLCput | $376,000 | -22.3% | 43,900 | +1.2% | 0.00% | -33.3% |
| WFTIQ | Buy | WEATHERFORD INTL PLCcall | $392,000 | +31.5% | 85,800 | +11.1% | 0.00% | 0.0% |
| JD | New | JD COM INCcall | $336,000 | – | 8,800 | +100.0% | 0.00% | – |
| ROIC | New | RETAIL OPPORTUNITY INVTS COR | $398,000 | – | 20,948 | +100.0% | 0.00% | – |
| HLIT | Buy | HARMONIC INCput | $286,000 | +65.3% | 93,800 | +184.2% | 0.00% | +50.0% |
| NUAN | New | NUANCE COMMUNICATIONS INCput | $259,000 | – | 16,500 | +100.0% | 0.00% | – |
| NCNA | New | NUCANA PLCsponsored adr | $275,000 | – | 15,000 | +100.0% | 0.00% | – |
| LOR | New | LAZARD WORLD DIVID & INCOME | $305,000 | – | 27,031 | +100.0% | 0.00% | – |
| PYPL | New | PAYPAL HLDGS INC | $282,000 | – | 4,419 | +100.0% | 0.00% | – |
| DYN | New | DYNEGY INC NEW DEL | $265,000 | – | 27,104 | +100.0% | 0.00% | – |
| STK | New | COLUMBIA SELIGM PREM TECH GR | $248,000 | – | 11,136 | +100.0% | 0.00% | – |
| QLD | New | PROSHARES TRput | $263,000 | – | 4,100 | +100.0% | 0.00% | – |
| PCF | Buy | PUTMAN HIGH INCOME SEC FUND | $247,000 | – | 27,684 | +138320.0% | 0.00% | – |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $301,000 | +19.0% | 6,718 | +9.6% | 0.00% | 0.0% |
| INDU | New | INDUSTREA ACQUISITION CORPcl a | $244,000 | – | 25,000 | +100.0% | 0.00% | – |
| REG | Buy | REGENCY CTRS CORP | $303,000 | +332.9% | 4,899 | +333.2% | 0.00% | +200.0% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $267,000 | – | 16,512 | +100.0% | 0.00% | – |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INCput | $291,000 | – | 20,700 | +20600.0% | 0.00% | – |
| S | Buy | SPRINT CORP | $226,000 | +24.9% | 29,055 | +31.2% | 0.00% | +50.0% |
| SNBC | New | SUN BANCORP INC | $263,000 | – | 10,607 | +100.0% | 0.00% | – |
| EIP | Buy | EATON VANCE PA MUN BD FD | $228,000 | +171.4% | 17,683 | +170.8% | 0.00% | +200.0% |
| TSLF | Buy | THL CR SR LN FD | $235,000 | +3257.1% | 13,428 | +2897.3% | 0.00% | – |
| TGI | New | TRIUMPH GROUP INC NEWput | $294,000 | – | 9,900 | +100.0% | 0.00% | – |
| UDR | New | UDR INC | $305,000 | – | 8,033 | +100.0% | 0.00% | – |
| EDZ | Buy | DIREXION SHS ETF TRcall | $238,000 | +133.3% | 21,300 | +200.0% | 0.00% | +200.0% |
| KTF | New | DEUTSCHE MUN INCOME | $311,000 | – | 24,478 | +100.0% | 0.00% | – |
| KSM | New | DEUTSCHE STRATEGIC MUN INCOM | $283,000 | – | 23,259 | +100.0% | 0.00% | – |
| JDST | Buy | DIREXION SHS ETF TRdly jr gold 3x | $294,000 | +444.4% | 5,225 | +514.7% | 0.00% | +200.0% |
| MS | New | MORGAN STANLEY | $270,000 | – | 5,621 | +100.0% | 0.00% | – |
| MTW | Buy | MANITOWOC INCput | $297,000 | +162.8% | 33,000 | +74.6% | 0.00% | +200.0% |
| DYNWSA | Buy | DYNEGY INC NEW DEL*w exp 02/02/202 | $153,000 | +12.5% | 641,546 | +3.0% | 0.00% | 0.0% |
| EQR | Buy | EQUITY RESIDENTIALsh ben int | $160,000 | +46.8% | 2,431 | +46.8% | 0.00% | +100.0% |
| EXPE | New | EXPEDIA INC DEL | $153,000 | – | 1,068 | +100.0% | 0.00% | – |
| TBT | New | PROSHARES TR | $194,000 | – | 5,471 | +100.0% | 0.00% | – |
| CVS | Buy | CVS HEALTH CORPput | $187,000 | +23.0% | 2,300 | +21.1% | 0.00% | 0.0% |
| FGB | Buy | FIRST TRUST SPECIALTY FINANC | $223,000 | +1211.8% | 32,615 | +1241.1% | 0.00% | – |
| NMS | New | NUVEEN MINESOTA QLT MUN INC | $225,000 | – | 14,785 | +100.0% | 0.00% | – |
| DHG | Buy | DEUTSCHE HIGH INCOME OPPORT | $200,000 | +334.8% | 13,236 | +326.1% | 0.00% | +100.0% |
| NJV | Buy | NUVEEN NEW JERSEY MUN VALUE | $214,000 | +37.2% | 14,377 | +35.4% | 0.00% | 0.0% |
| NTRI | New | NUTRI SYS INC NEW | $165,000 | – | 2,956 | +100.0% | 0.00% | – |
| NSL | New | NUVEEN SR INCOME FD | $194,000 | – | 29,121 | +100.0% | 0.00% | – |
| IIM | New | INVESCO VALUE MUN INCOME TR | $192,000 | – | 12,837 | +100.0% | 0.00% | – |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $163,000 | – | 7,287 | +100.0% | 0.00% | – |
| BZM | Buy | BLACKROCK MD MUNICIPAL BOND | $153,000 | +705.3% | 10,849 | +703.6% | 0.00% | – |
| SHOO | New | MADDEN STEVEN LTD | $163,000 | – | 3,780 | +100.0% | 0.00% | – |
| HTA | New | HEALTHCARE TR AMER INCcl a new | $178,000 | – | 5,994 | +100.0% | 0.00% | – |
| BLJ | Buy | BLACKROCK NJ MUNICIPAL BOND | $170,000 | +80.9% | 11,452 | +80.7% | 0.00% | +100.0% |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $200,000 | – | 153 | +100.0% | 0.00% | – |
| DLX | New | DELUXE CORP | $179,000 | – | 2,466 | +100.0% | 0.00% | – |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $186,000 | +16.2% | 23,738 | +15.7% | 0.00% | 0.0% |
| SUI | Buy | SUN CMNTYS INC | $221,000 | +33.9% | 2,591 | +37.5% | 0.00% | 0.0% |
| AGFSW | Buy | AGROFRESH SOLUTIONS*w exp 07/31/202 | $162,000 | +8.0% | 295,108 | +82.6% | 0.00% | 0.0% |
| EVO | Buy | EATON VANCE OH MUNI INCOME Tsh ben int | $199,000 | +101.0% | 14,676 | +104.9% | 0.00% | +100.0% |
| EDD | New | MORGAN STANLEY EM MKTS DM DE | $170,000 | – | 21,267 | +100.0% | 0.00% | – |
| HYD | New | VANECK VECTORS ETF TRhigh yld mun etf | $168,000 | – | 5,370 | +100.0% | 0.00% | – |
| INFN | New | INFINERA CORPORATION | $221,000 | – | 24,938 | +100.0% | 0.00% | – |
| ICB | Buy | MORGAN STANLEY TRUSTS | $224,000 | +135.8% | 12,261 | +134.7% | 0.00% | +100.0% |
| USB | Buy | US BANCORP DEL | $163,000 | +96.4% | 3,048 | +90.5% | 0.00% | +100.0% |
| GSHT | Buy | GORES HLDGS II INC | $199,000 | +99.0% | 20,000 | +100.0% | 0.00% | +100.0% |
| FXA | Buy | CURRENCYSHARES AUSTRALIAN DLaustralian dol | $136,000 | +1842.9% | 1,739 | +1639.0% | 0.00% | – |
| DUST | New | DIREXION SHS ETF TRdaily gold miner | $196,000 | – | 7,590 | +100.0% | 0.00% | – |
| PCLN | New | PRICELINE GRP INCcall | $183,000 | – | 100 | +100.0% | 0.00% | – |
| APC | New | ANADARKO PETE CORPcall | $146,000 | – | 3,000 | +100.0% | 0.00% | – |
| SNAP | Buy | SNAP INCcl a | $160,000 | +357.1% | 11,019 | +445.8% | 0.00% | – |
| HRL | New | HORMEL FOODS CORP | $163,000 | – | 5,086 | +100.0% | 0.00% | – |
| VIPS | New | VIPSHOP HLDGS LTDsponsored adr | $213,000 | – | 24,273 | +100.0% | 0.00% | – |
| RMBS | New | RAMBUS INC DEL | $204,000 | – | 15,328 | +100.0% | 0.00% | – |
| GATX | New | GATX CORP | $176,000 | – | 2,868 | +100.0% | 0.00% | – |
| EWA | New | ISHARES INCmsci aust etf | $215,000 | – | 9,600 | +100.0% | 0.00% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $159,000 | – | 3,323 | +100.0% | 0.00% | – |
| GPRO | Buy | GOPRO INCcl a | $220,000 | +5400.0% | 20,000 | +3396.5% | 0.00% | – |
| WWW | New | WOLVERINE WORLD WIDE INC | $142,000 | – | 4,927 | +100.0% | 0.00% | – |
| LKQ | New | LKQ CORP | $165,000 | – | 4,595 | +100.0% | 0.00% | – |
| CLF | New | CLEVELAND CLIFFS INC | $149,000 | – | 20,949 | +100.0% | 0.00% | – |
| CMAWS | Buy | COMERICA INC*w exp 11/14/201 | $145,000 | +10.7% | 3,094 | +3.8% | 0.00% | 0.0% |
| CELG | New | CELGENE CORPput | $218,000 | – | 1,500 | +100.0% | 0.00% | – |
| OLLI | New | OLLIES BARGAIN OUTLT HLDGS I | $171,000 | – | 3,706 | +100.0% | 0.00% | – |
| MMV | Buy | EATON VANCE MA MUNI INCOME Tsh ben int | $165,000 | +101.2% | 12,342 | +103.7% | 0.00% | +100.0% |
| SNECQ | Buy | SANCHEZ ENERGY CORP | $194,000 | +18.3% | 40,344 | +75.8% | 0.00% | 0.0% |
| COH | New | COACH INC | $152,000 | – | 3,770 | +100.0% | 0.00% | – |
| ECA | New | ENCANA CORP | $154,000 | – | 13,089 | +100.0% | 0.00% | – |
| HBI | New | HANESBRANDS INC | $202,000 | – | 8,210 | +100.0% | 0.00% | – |
| FPT | New | FEDERATED PREM INTR MUN INC | $167,000 | – | 12,316 | +100.0% | 0.00% | – |
| QLD | New | PROSHARES TR | $192,000 | – | 3,000 | +100.0% | 0.00% | – |
| TGNA | New | TEGNA INC | $108,000 | – | 8,170 | +100.0% | 0.00% | – |
| NUO | Buy | NUVEEN OHIO QLTY MUN INCOME | $58,000 | +205.3% | 3,877 | +192.2% | 0.00% | – |
| NUM | Buy | NUVEEN MICHIGAN QLT MUN INC | $57,000 | +1.8% | 4,227 | +2.6% | 0.00% | 0.0% |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $99,000 | +80.0% | 7,364 | +76.0% | 0.00% | 0.0% |
| NPN | New | NUVEEN PA MUN VALUE FD | $67,000 | – | 4,401 | +100.0% | 0.00% | – |
| MNST | New | MONSTER BEVERAGE CORP NEW | $119,000 | – | 2,160 | +100.0% | 0.00% | – |
| EEA | New | EUROPEAN EQUITY FUND | $51,000 | – | 5,366 | +100.0% | 0.00% | – |
| DLTR | New | DOLLAR TREE INC | $125,000 | – | 1,450 | +100.0% | 0.00% | – |
| FAZ | Buy | DIREXION SHS ETF TRdaily finl bear | $72,000 | +500.0% | 4,939 | +568.3% | 0.00% | – |
| NUAN | New | NUANCE COMMUNICATIONS INC | $51,000 | – | 3,303 | +100.0% | 0.00% | – |
| SFUN | Buy | FANG HLDGS LTDadr | $47,000 | +422.2% | 11,693 | +349.7% | 0.00% | – |
| NVAX | Buy | NOVAVAX INCput | $81,000 | +636.4% | 71,100 | +633.0% | 0.00% | – |
| LXP | Buy | LEXINGTON REALTY TRUST | $78,000 | +358.8% | 7,672 | +341.4% | 0.00% | – |
| DSKE | Buy | DASEKE INC | $46,000 | +228.6% | 3,600 | +179.3% | 0.00% | – |
| LPX | New | LOUISIANA PAC CORP | $129,000 | – | 4,771 | +100.0% | 0.00% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $87,000 | – | 1,139 | +100.0% | 0.00% | – |
| DECK | New | DECKERS OUTDOOR CORP | $93,000 | – | 1,363 | +100.0% | 0.00% | – |
| MSFG | New | MAINSOURCE FINANCIAL GP INC | $63,000 | – | 1,783 | +100.0% | 0.00% | – |
| WAB | New | WABTEC CORPput | $113,000 | – | 1,500 | +100.0% | 0.00% | – |
| MAB | Buy | EATON VANCE MASS MUN BD FD | $93,000 | – | 6,818 | +61881.8% | 0.00% | – |
| CRUS | New | CIRRUS LOGIC INC | $104,000 | – | 1,967 | +100.0% | 0.00% | – |
| CBB | New | CINCINNATI BELL INC NEWput | $99,000 | – | 5,000 | +100.0% | 0.00% | – |
| EMI | New | EATON VANCE MI MUNI INCOME Tsh ben int | $123,000 | – | 9,357 | +100.0% | 0.00% | – |
| ROKU | New | ROKU INC | $132,000 | – | 5,000 | +100.0% | 0.00% | – |
| GF | New | NEW GERMANY FD INC | $65,000 | – | 3,508 | +100.0% | 0.00% | – |
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $125,000 | – | 3,375 | +100.0% | 0.00% | – |
| JAKK | Buy | JAKKS PAC INCput | $57,000 | -23.0% | 19,000 | +2.2% | 0.00% | 0.0% |
| CRI | New | CARTER INC | $81,000 | – | 822 | +100.0% | 0.00% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $64,000 | – | 544 | +100.0% | 0.00% | – |
| CPB | New | CAMPBELL SOUP CO | $96,000 | – | 2,069 | +100.0% | 0.00% | – |
| ABCO | New | ADVISORY BRD CO | $53,000 | – | 1,000 | +100.0% | 0.00% | – |
| ARRY | New | ARRAY BIOPHARMA INCcall | $123,000 | – | 10,000 | +100.0% | 0.00% | – |
| DBC | Buy | POWERSHARES DB CMDTY IDX TRAunit ben int | $91,000 | – | 5,965 | +33038.9% | 0.00% | – |
| INGR | New | INGREDION INC | $75,000 | – | 623 | +100.0% | 0.00% | – |
| HBI | New | HANESBRANDS INCcall | $59,000 | – | 2,400 | +100.0% | 0.00% | – |
| AMAT | New | APPLIED MATLS INC | $132,000 | – | 2,535 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEWput | $110,000 | – | 50,000 | +100.0% | 0.00% | – |
| ELGX | New | ENDOLOGIX INC | $56,000 | – | 12,578 | +100.0% | 0.00% | – |
| KLAC | New | KLA-TENCOR CORP | $104,000 | – | 989 | +100.0% | 0.00% | – |
| XLP | New | SELECT SECTOR SPDR TRcall | $53,000 | – | 1,000 | +100.0% | 0.00% | – |
| PZC | New | PIMCO CALIF MUN INCOME FD II | $133,000 | – | 12,285 | +100.0% | 0.00% | – |
| UNFI | New | UNITED NAT FOODS INC | $71,000 | – | 1,730 | +100.0% | 0.00% | – |
| EVP | Buy | EATON VANCE PA MUNI INCOME Tsh ben int | $70,000 | +2233.3% | 5,739 | +1693.4% | 0.00% | – |
| SAM | New | BOSTON BEER INCcl a | $83,000 | – | 532 | +100.0% | 0.00% | – |
| STZ | New | CONSTELLATION BRANDS INCcl a | $55,000 | – | 280 | +100.0% | 0.00% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $104,000 | – | 1,030 | +100.0% | 0.00% | – |
| NEFF | New | NEFF CORP | $46,000 | – | 1,874 | +100.0% | 0.00% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $62,000 | – | 3,873 | +100.0% | 0.00% | – |
| PSTB | New | PARK STERLING CORP | $134,000 | – | 10,864 | +100.0% | 0.00% | – |
| EPC | New | EDGEWELL PERS CARE CO | $90,000 | – | 1,249 | +100.0% | 0.00% | – |
| STMP | Buy | STAMPS COM INC | $126,000 | +63.6% | 622 | +24.4% | 0.00% | 0.0% |
| ETV | New | EATON VANCE TX MNG BY WRT OP | $62,000 | – | 4,052 | +100.0% | 0.00% | – |
| SFR | New | STARWOOD WAYPOINT HOMES | $112,000 | – | 3,100 | +100.0% | 0.00% | – |
| CROX | New | CROCS INC | $50,000 | – | 5,161 | +100.0% | 0.00% | – |
| SGYWS | New | STONE ENERGY CORP*w exp 02/28/202 | $94,000 | – | 21,162 | +100.0% | 0.00% | – |
| ALRPRB | New | ALERE INCpfd cnv ser b | $101,000 | – | 254 | +100.0% | 0.00% | – |
| XRX | New | XEROX CORP | $73,000 | – | 2,199 | +100.0% | 0.00% | – |
| AREPRD | New | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $120,000 | – | 3,300 | +100.0% | 0.00% | – |
| WYNN | New | WYNN RESORTS LTD | $129,000 | – | 867 | +100.0% | 0.00% | – |
| TCFWS | Buy | TCF FINL CORP*w exp 11/14/201 | $90,000 | +28.6% | 50,316 | +0.7% | 0.00% | 0.0% |
| ASH | New | ASHLAND GLOBAL HLDGS INC | $51,000 | – | 782 | +100.0% | 0.00% | – |
| TTMI | New | TTM TECHNOLOGIES INCput | $79,000 | – | 5,200 | +100.0% | 0.00% | – |
| BIG | New | BIG LOTS INC | $46,000 | – | 870 | +100.0% | 0.00% | – |
| INTU | New | INTUIT | $58,000 | – | 410 | +100.0% | 0.00% | – |
| OCN | New | OCWEN FINL CORPput | $46,000 | – | 13,400 | +100.0% | 0.00% | – |
| LRCX | New | LAM RESEARCH CORP | $132,000 | – | 715 | +100.0% | 0.00% | – |
| LW | New | LAMB WESTON HLDGS INC | $101,000 | – | 2,159 | +100.0% | 0.00% | – |
| OASPQ | New | OASIS PETE INC NEW | $135,000 | – | 14,912 | +100.0% | 0.00% | – |
| FIV | New | FIRST TR SR FLOATING RATE 20 | $38,000 | – | 3,998 | +100.0% | 0.00% | – |
| FEN | New | FIRST TR ENERGY INCOME & GRW | $2,000 | – | 101 | +100.0% | 0.00% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $41,000 | – | 1,263 | +100.0% | 0.00% | – |
| TWNK | New | HOSTESS BRANDS INCcl a | $19,000 | – | 1,444 | +100.0% | 0.00% | – |
| INDUW | New | INDUSTREA ACQUISITION CORP*w exp 08/01/202 | $10,000 | – | 25,000 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEW | $32,000 | – | 14,621 | +100.0% | 0.00% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS INcall | $23,000 | – | 400 | +100.0% | 0.00% | – |
| IRWD | New | IRONWOOD PHARMACEUTICALS INCcall | $22,000 | – | 1,400 | +100.0% | 0.00% | – |
| EPP | New | ISHARES INCmsci pac jp etf | $13,000 | – | 300 | +100.0% | 0.00% | – |
| DVY | New | ISHARES TRselect divid etf | $19,000 | – | 213 | +100.0% | 0.00% | – |
| AGG | Buy | ISHARES TRcore us aggbd et | $16,000 | +300.0% | 153 | +282.5% | 0.00% | – |
| EVN | New | EATON VANCE MUNI INCOME TRUSsh ben int | $32,000 | – | 2,492 | +100.0% | 0.00% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $45,000 | – | 400 | +100.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $44,000 | – | 2,849 | +100.0% | 0.00% | – |
| GSG | Buy | ISHARES S&P GSCI COMMODITY Iunit ben int | $45,000 | – | 3,087 | +51350.0% | 0.00% | – |
| KODKWS | New | EASTMAN KODAK CO*w exp 09/03/201 | $0 | – | 312 | +100.0% | 0.00% | – |
| WYIGW | Buy | JM GLOBAL HLDG CO*w exp 07/09/202 | $1,000 | – | 5,281 | +428.1% | 0.00% | – |
| GRF | New | EAGLE CAP GROWTH FD INC | $24,000 | – | 3,064 | +100.0% | 0.00% | – |
| KREF | New | KKR REAL ESTATE FIN TR INC | $23,000 | – | 1,133 | +100.0% | 0.00% | – |
| KL | New | KIRKLAND LAKE GOLD LTD | $38,000 | – | 2,954 | +100.0% | 0.00% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $4,000 | – | 53 | +100.0% | 0.00% | – |
| DPZ | New | DOMINOS PIZZA INC | $5,000 | – | 28 | +100.0% | 0.00% | – |
| LANC | New | LANCASTER COLONY CORP | $10,000 | – | 86 | +100.0% | 0.00% | – |
| MNKD | New | MANNKIND CORP | $0 | – | 9 | +100.0% | 0.00% | – |
| MDP | New | MEREDITH CORP | $27,000 | – | 488 | +100.0% | 0.00% | – |
| ERY | New | DIREXION SHS ETF TRdly enerbr3x new | $45,000 | – | 4,200 | +100.0% | 0.00% | – |
| VMM | New | DELAWARE INV MN MUN INC FD I | $29,000 | – | 2,040 | +100.0% | 0.00% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $3,000 | – | 311 | +100.0% | 0.00% | – |
| NYT | New | NEW YORK TIMES COcl a | $26,000 | – | 1,376 | +100.0% | 0.00% | – |
| NLNK | New | NEWLINK GENETICS CORP | $0 | – | 8 | +100.0% | 0.00% | – |
| NEXTW | New | NEXTDECADE CORP*w exp 07/23/202 | $26,000 | – | 28,231 | +100.0% | 0.00% | – |
| PLAY | New | DAVE & BUSTERS ENTMT INC | $13,000 | – | 265 | +100.0% | 0.00% | – |
| DSKEW | New | DASEKE INC*w exp 02/27/202 | $15,000 | – | 9,329 | +100.0% | 0.00% | – |
| DAR | New | DARLING INGREDIENTS INC | $4,000 | – | 248 | +100.0% | 0.00% | – |
| NMI | New | NUVEEN MUN INCOME FD INC | $24,000 | – | 2,125 | +100.0% | 0.00% | – |
| NRK | New | NUVEEN NEW YORK AMT QLT MUNI | $21,000 | – | 1,621 | +100.0% | 0.00% | – |
| DXC | New | DXC TECHNOLOGY CO | $0 | – | 1 | +100.0% | 0.00% | – |
| NYV | New | NUVEEN NEW YORK MUN VALUE FD | $39,000 | – | 2,651 | +100.0% | 0.00% | – |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $32,000 | – | 1,894 | +100.0% | 0.00% | – |
| OMC | New | OMNICOM GROUP INC | $1,000 | – | 23 | +100.0% | 0.00% | – |
| OREXQ | Buy | OREXIGEN THERAPEUTICS INC | $22,000 | +175.0% | 10,674 | +281.2% | 0.00% | – |
| PENN | New | PENN NATL GAMING INC | $30,000 | – | 1,300 | +100.0% | 0.00% | – |
| JCPNQ | New | PENNEY J C INC | $36,000 | – | 9,687 | +100.0% | 0.00% | – |
| WRLSW | New | PENSARE ACQUISITION CORP*w exp 07/27/202 | $25,000 | – | 50,000 | +100.0% | 0.00% | – |
| PETS | New | PETMED EXPRESS INC | $33,000 | – | 1,000 | +100.0% | 0.00% | – |
| PMC | New | PHARMERICA CORP | $45,000 | – | 1,565 | +100.0% | 0.00% | – |
| CXRXF | New | CONCORDIA INTERNATIONAL CORP | $0 | – | 343 | +100.0% | 0.00% | – |
| CAG | New | CONAGRA BRANDS INC | $13,000 | – | 412 | +100.0% | 0.00% | – |
| CL | New | COLGATE PALMOLIVE CO | $25,000 | – | 349 | +100.0% | 0.00% | – |
| UWM | New | PROSHARES TRput | $6,000 | – | 100 | +100.0% | 0.00% | – |
| UVXY | New | PROSHARES TR IIultra vix short | $3,000 | – | 175 | +100.0% | 0.00% | – |
| CLX | New | CLOROX CO DEL | $10,000 | – | 79 | +100.0% | 0.00% | – |
| RLJE | New | RLJ ENTMT INC | $8,000 | – | 2,400 | +100.0% | 0.00% | – |
| CHD | New | CHURCH & DWIGHT INC | $8,000 | – | 174 | +100.0% | 0.00% | – |
| CVX | New | CHEVRON CORP NEW | $43,000 | – | 371 | +100.0% | 0.00% | – |
| CAKE | New | CHEESECAKE FACTORY INC | $11,000 | – | 273 | +100.0% | 0.00% | – |
| CWB | New | SPDR SERIES TRUSTblmbrg brc cnvrt | $2,000 | – | 41 | +100.0% | 0.00% | – |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $5,000 | – | 100 | +100.0% | 0.00% | – |
| CIT | Buy | CIT GROUP INC | $29,000 | +222.2% | 604 | +194.6% | 0.00% | – |
| CKH | New | SEACOR HOLDINGS INCput | $9,000 | – | 200 | +100.0% | 0.00% | – |
| BFB | New | BROWN FORMAN CORPcl b | $28,000 | – | 526 | +100.0% | 0.00% | – |
| SMPLW | New | SIMPLY GOOD FOODS CO*w exp 07/07/202 | $29,000 | – | 12,247 | +100.0% | 0.00% | – |
| SJM | New | SMUCKER J M CO | $37,000 | – | 358 | +100.0% | 0.00% | – |
| MHE | New | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $12,000 | – | 916 | +100.0% | 0.00% | – |
| SPA | New | SPARTON CORP | $29,000 | – | 1,268 | +100.0% | 0.00% | – |
| BSL | New | BLACKSTONE GSO FLTING RTE FU | $28,000 | – | 1,622 | +100.0% | 0.00% | – |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $28,000 | – | 2,400 | +4900.0% | 0.00% | – |
| SPWR | Buy | SUNPOWER CORP | $45,000 | +2.3% | 6,290 | +30.9% | 0.00% | -100.0% |
| BDC | New | BELDEN INC | $8,000 | – | 111 | +100.0% | 0.00% | – |
| TLGT | Buy | TELIGENT INC NEWput | $38,000 | +72.7% | 5,800 | +132.0% | 0.00% | – |
| BHACR | Buy | BARINGTON HILCO ACQUISITIONright 02/13/2017 | $8,000 | -20.0% | 32,575 | +19.9% | 0.00% | – |
| RATE | New | BANKRATE INC DEL | $26,000 | – | 1,922 | +100.0% | 0.00% | – |
| TXRH | New | TEXAS ROADHOUSE INC | $12,000 | – | 249 | +100.0% | 0.00% | – |
| TGI | New | TRIUMPH GROUP INC NEW | $28,000 | – | 942 | +100.0% | 0.00% | – |
| FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $24,000 | – | 943 | +100.0% | 0.00% | – |
| BGS | New | B & G FOODS INC NEW | $39,000 | – | 1,253 | +100.0% | 0.00% | – |
| AVP | New | AVON PRODS INCput | $8,000 | – | 3,800 | +100.0% | 0.00% | – |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $16,000 | +300.0% | 207 | +276.4% | 0.00% | – |
| APA | New | APACHE CORP | $18,000 | – | 402 | +100.0% | 0.00% | – |
| VIAB | New | VIACOM INC NEWcl b | $30,000 | – | 1,113 | +100.0% | 0.00% | – |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $17,000 | – | 336 | +100.0% | 0.00% | – |
| AMH | New | AMERICAN HOMES 4 RENTcl a | $18,000 | – | 867 | +100.0% | 0.00% | – |
| WEA | New | WESTERN ASSET PREMIER BD FD | $2,000 | – | 200 | +100.0% | 0.00% | – |
| WLBAQ | New | WESTMORELAND COAL COcall | $28,000 | – | 11,300 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEUSER CO | $15,000 | – | 465 | +100.0% | 0.00% | – |
| CNACW | New | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $4,000 | – | 20,000 | +100.0% | 0.00% | – |
| ADXS | New | ADVAXIS INC | $9,000 | – | 2,389 | +100.0% | 0.00% | – |
| ARAY | New | ACCURAY INCput | $22,000 | – | 5,500 | +100.0% | 0.00% | – |
| FLDM | New | FLUIDIGM CORP DEL | $0 | – | 129 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TESLA MTRS INC | 42 | Q3 2023 | 6.5% |
| TESLA MTRS INC | 42 | Q3 2023 | 0.9% |
| HERBALIFE NUTRITION LTD | 42 | Q3 2023 | 0.6% |
| QUEST DIAGNOSTICS INC | 42 | Q3 2023 | 0.0% |
| NETFLIX INC | 41 | Q3 2023 | 0.4% |
| CONOCOPHILLIPS | 40 | Q3 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 7.3% |
| SPDR GOLD TRUST | 39 | Q3 2023 | 0.2% |
| MICRON TECHNOLOGY INC | 38 | Q3 2023 | 0.6% |
| TEVA PHARMACEUTICAL INDS LTD | 38 | Q3 2023 | 0.1% |
View WOLVERINE ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Sagaliam Acquisition Corp | February 02, 2023 | 67,000 | 7.0% |
| A. M. Castle & Co. | March 31, 2020 | 14,690,912 | 17.3% |
| CAPSTEAD MORTGAGE CORPSold out | February 13, 2020 | 0 | 0.0% |
| OptimizeRx Corp | June 07, 2019 | 688,296 | 5.0% |
| BARFRESH FOOD GROUP INC. | April 03, 2019 | 6,000,000 | 4.5% |
| EZCORP INC | February 21, 2019 | 1,982,900 | 3.6% |
| JAKKS PACIFIC INCSold out | February 13, 2019 | 0 | 0.0% |
| MAGNACHIP SEMICONDUCTOR Corp | February 13, 2019 | 1,453,664 | 4.1% |
| RLJ ENTERTAINMENT, INC. | October 18, 2018 | ? | ? |
| OptimizeRx Corp | June 20, 2018 | 755,821 | 6.5% |
View WOLVERINE ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-25 |
| 4/A | 2024-04-24 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| 4 | 2024-04-03 |
| SC 13G/A | 2024-03-21 |
| SC 13G/A | 2024-03-05 |
| SC 13G/A | 2024-03-01 |
| SC 13G/A | 2024-03-01 |
View WOLVERINE ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.