$3.62 Billion is the total value of WHITEBOX ADVISORS LLC's 771 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 152.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAL | New | AMERICAN AIRLS GROUP INCput | $127,836,000 | – | 10,050,000 | +100.0% | 3.54% | – |
| Buy | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $127,243,294 | -8.4% | 86,179,000 | +4.9% | 3.52% | -8.8% | |
| SPY | New | SPDR S&P 500 ETF TRput | $114,729,000 | – | 300,000 | +100.0% | 3.17% | – |
| Buy | AMERICAN AIRLINES GROUP INCnote 6.500% 7/0 | $109,594,920 | +9.2% | 103,980,000 | +4.5% | 3.03% | +8.8% | |
| CAT | New | CATERPILLAR INCput | $95,824,000 | – | 400,000 | +100.0% | 2.65% | – |
| DE | New | DEERE & COput | $85,752,000 | – | 200,000 | +100.0% | 2.37% | – |
| HON | New | HONEYWELL INTL INCput | $85,720,000 | – | 400,000 | +100.0% | 2.37% | – |
| Buy | ZILLOW GROUP INCnote 1.375% 9/0 | $76,859,153 | +12.3% | 76,287,000 | +7.8% | 2.12% | +11.8% | |
| LBRDK | Buy | LIBERTY BROADBAND CORP | $76,124,248 | +147.3% | 998,089 | +139.3% | 2.10% | +146.2% |
| RCL | New | ROYAL CARIBBEAN GROUPput | $69,202,000 | – | 1,400,000 | +100.0% | 1.91% | – |
| Buy | WIX COM LTDnote 7/0 | $65,117,895 | +9.4% | 67,042,000 | +8.4% | 1.80% | +9.0% | |
| GPOR | Buy | GULFPORT ENERGY CORP | $52,217,019 | -15.4% | 709,085 | +1.4% | 1.44% | -15.8% |
| SMH | New | VANECK ETF TRUSTput | $50,735,000 | – | 250,000 | +100.0% | 1.40% | – |
| New | ARRAY TECHNOLOGIES INCnote 1.000%12/0 | $43,861,975 | – | 43,150,000 | +100.0% | 1.21% | – | |
| Buy | TRIPLE FLAG PRECIOUS METAL | $40,772,806 | +9.7% | 2,963,140 | +0.8% | 1.13% | +9.1% | |
| Buy | NOVAVAX INCnote 3.750% 2/0 | $39,343,714 | +16.1% | 39,665,000 | +14.4% | 1.09% | +15.6% | |
| AAPL | New | APPLE INCput | $38,979,000 | – | 300,000 | +100.0% | 1.08% | – |
| CCL | New | CARNIVAL CORPput | $36,270,000 | – | 4,500,000 | +100.0% | 1.00% | – |
| Buy | BILL COM HLDGS INCnote 12/0 | $33,842,886 | +2.6% | 33,082,000 | +10.0% | 0.94% | +2.2% | |
| Buy | ON SEMICONDUCTOR CORPnote 5/0 | $33,125,000 | +79.5% | 25,000,000 | +78.6% | 0.92% | +78.6% | |
| BYND | New | BEYOND MEAT INCput | $30,282,600 | – | 2,460,000 | +100.0% | 0.84% | – |
| Buy | MICROSTRATEGY INCnote 2/1 | $29,395,040 | -15.8% | 80,800,000 | +3.2% | 0.81% | -16.2% | |
| UAL | New | UNITED AIRLS HLDGS INCput | $29,029,000 | – | 770,000 | +100.0% | 0.80% | – |
| Buy | DRAFTKINGS INC NEWnote 3/1 | $24,276,125 | +131.5% | 39,250,000 | +141.5% | 0.67% | +130.6% | |
| ITW | New | ILLINOIS TOOL WKS INCput | $22,030,000 | – | 100,000 | +100.0% | 0.61% | – |
| HEIA | Buy | HEICO CORP NEWcl a | $22,002,183 | +64.3% | 183,581 | +57.2% | 0.61% | +63.4% |
| Buy | INFINERA CORPdebt 3.750% 8/0 | $21,069,800 | +47.0% | 17,000,000 | +17.2% | 0.58% | +46.5% | |
| New | NCL CORP LTDnote 1.125% 2/1 | $20,414,910 | – | 30,075,000 | +100.0% | 0.56% | – | |
| DISH | New | DISH NETWORK CORPORATIONput | $19,656,000 | – | 1,400,000 | +100.0% | 0.54% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $19,601,776 | – | 256,065 | +100.0% | 0.54% | – |
| New | MARATHON DIGITAL HOLDINGS INnote 1.000%12/0 | $17,959,348 | – | 80,478,000 | +100.0% | 0.50% | – | |
| IAC | New | IAC INC | $17,854,972 | – | 402,139 | +100.0% | 0.49% | – |
| Buy | ARTIVION INCnote 4.250% 7/0 | $16,724,400 | +28.6% | 19,250,000 | +35.1% | 0.46% | +28.0% | |
| FSR | New | FISKER INCput | $16,483,271 | – | 2,267,300 | +100.0% | 0.46% | – |
| W | New | WAYFAIR INCput | $16,445,000 | – | 500,000 | +100.0% | 0.46% | – |
| New | PROSHARES TRput | $15,645,000 | – | 1,500,000 | +100.0% | 0.43% | – | |
| New | TRANSOCEAN INCdeb 4.625% 9/3 | $15,652,617 | – | 10,342,000 | +100.0% | 0.43% | – | |
| Buy | DATADOG INCnote 0.125% 6/1 | $15,277,500 | -1.0% | 14,000,000 | +7.7% | 0.42% | -1.6% | |
| Buy | BEYOND MEAT INCnote 3/1 | $14,174,325 | +19.7% | 56,025,000 | +40.9% | 0.39% | +19.1% | |
| Buy | VAREX IMAGING CORPnote 4.000% 6/0 | $13,448,820 | +17.6% | 11,550,000 | +20.9% | 0.37% | +17.0% | |
| Buy | BAUSCH PLUS LOMB CORP | $11,888,043 | +38.0% | 766,476 | +36.5% | 0.33% | +37.7% | |
| RIG | New | TRANSOCEAN LTDput | $11,400,000 | – | 2,500,000 | +100.0% | 0.32% | – |
| RACE | New | FERRARI N Vput | $10,711,000 | – | 50,000 | +100.0% | 0.30% | – |
| MU | New | MICRON TECHNOLOGY INCput | $9,996,000 | – | 200,000 | +100.0% | 0.28% | – |
| New | BILIBILI INCnote 0.500%12/0 | $9,851,940 | – | 13,404,000 | +100.0% | 0.27% | – | |
| New | NORWEGIAN CRUISE LINE HLDG Lput | $9,180,000 | – | 750,000 | +100.0% | 0.25% | – | |
| Buy | REALOGY GRP LLC/REALOGY COnote 0.250% 6/1 | $9,135,930 | +40.4% | 13,070,000 | +40.2% | 0.25% | +39.8% | |
| TRIP | New | TRIPADVISOR INCput | $8,990,000 | – | 500,000 | +100.0% | 0.25% | – |
| LBRDA | Buy | LIBERTY BROADBAND CORP | $8,961,753 | +1810.8% | 118,151 | +1781.1% | 0.25% | +1807.7% |
| New | VERITONE INCnote 1.750%11/1 | $8,404,875 | – | 13,950,000 | +100.0% | 0.23% | – | |
| Buy | UPSTART HLDGS INCnote 0.250% 8/1 | $8,327,025 | +18.5% | 15,861,000 | +24.5% | 0.23% | +17.9% | |
| New | LUCID GROUP INCput | $8,196,000 | – | 1,200,000 | +100.0% | 0.23% | – | |
| THC | Buy | TENET HEALTHCARE CORP | $8,033,664 | +144.0% | 164,658 | +158.0% | 0.22% | +144.0% |
| NUE | New | NUCOR CORPput | $6,590,500 | – | 50,000 | +100.0% | 0.18% | – |
| Buy | TWO HARBORS INVENTMENT CORPOnote 6.250% 1/1 | $6,484,197 | +56.8% | 7,600,000 | +52.0% | 0.18% | +55.7% | |
| CUK | Buy | CARNIVAL PLCadr | $6,444,325 | +187.2% | 896,290 | +147.3% | 0.18% | +187.1% |
| NVDA | New | NVIDIA CORPORATIONput | $5,845,600 | – | 40,000 | +100.0% | 0.16% | – |
| New | BROOKDALE SR LIVING INCunit 11/15/2023 | $5,307,600 | – | 120,000 | +100.0% | 0.15% | – | |
| AXL | Buy | AMERICAN AXLE & MFG HLDGS IN | $4,842,402 | +46.1% | 619,233 | +27.6% | 0.13% | +45.7% |
| New | LIBERTY MEDIA CORP DELdeb 3.750% 2/1 | $4,780,400 | – | 14,060,000 | +100.0% | 0.13% | – | |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $4,577,711 | +41.5% | 451,006 | +40.7% | 0.13% | +41.1% |
| Buy | GOSSAMER BIO INCnote 5.000% 6/0 | $4,460,274 | -51.7% | 14,004,000 | +55.5% | 0.12% | -52.0% | |
| GM | Buy | GENERAL MTRS CO | $4,092,945 | +7.5% | 121,669 | +2.5% | 0.11% | +6.6% |
| UPST | New | UPSTART HLDGS INCput | $3,966,000 | – | 300,000 | +100.0% | 0.11% | – |
| BHC | Buy | BAUSCH HEALTH COS INC | $3,614,140 | +5.1% | 575,500 | +15.3% | 0.10% | +5.3% |
| LUV | New | SOUTHWEST AIRLS CO | $3,393,936 | – | 100,800 | +100.0% | 0.09% | – |
| NAAC | New | NORTH ATLANTIC ACQUISITN COR | $3,043,110 | – | 301,000 | +100.0% | 0.08% | – |
| MSTR | New | MICROSTRATEGY INCput | $2,972,970 | – | 21,000 | +100.0% | 0.08% | – |
| HTZZW | Buy | HERTZ GLOBAL HLDGS INC*w exp 06/30/205 | $2,920,787 | +71.1% | 391,789 | +104.3% | 0.08% | +72.3% |
| New | SEADRILL 2021 LTD | $2,611,200 | – | 80,000 | +100.0% | 0.07% | – | |
| MBI | Buy | MBIA INC | $2,315,274 | +57.1% | 180,177 | +12.5% | 0.06% | +56.1% |
| PSEC | New | PROSPECT CAP CORPput | $2,173,890 | – | 311,000 | +100.0% | 0.06% | – |
| New | BANDWIDTH INCnote 0.500% 4/0 | $2,176,650 | – | 3,500,000 | +100.0% | 0.06% | – | |
| Buy | LIBERTY MEDIA CORP DELdeb 4.000%11/1 | $1,998,610 | +28.9% | 5,966,000 | +72.1% | 0.06% | +27.9% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $1,767,408 | +186.0% | 53,786 | +144.2% | 0.05% | +188.2% |
| ATUS | Buy | ALTICE USA INCcl a | $1,633,782 | +45.6% | 355,170 | +84.5% | 0.04% | +45.2% |
| JWN | Buy | NORDSTROM INC | $1,549,440 | +7.7% | 96,000 | +11.6% | 0.04% | +7.5% |
| KSS | Buy | KOHLS CORP | $1,256,693 | +2.4% | 49,770 | +2.1% | 0.04% | +2.9% |
| New | WARNER BROS DISCOVERY INC | $1,236,154 | – | 130,396 | +100.0% | 0.03% | – | |
| BIOT | New | BIOTECH ACQUISITION COMPANY | $1,161,489 | – | 115,000 | +100.0% | 0.03% | – |
| RDFN | New | REDFIN CORPcall | $1,060,000 | – | 250,000 | +100.0% | 0.03% | – |
| BBBY | New | BED BATH & BEYOND INCput | $1,004,000 | – | 400,000 | +100.0% | 0.03% | – |
| MERC | Buy | MERCER INTL INC | $865,865 | +12.9% | 74,387 | +19.2% | 0.02% | +14.3% |
| New | SYLVAMO CORP | $842,259 | – | 17,334 | +100.0% | 0.02% | – | |
| NEP | New | NEXTERA ENERGY PARTNERS LP | $686,882 | – | 9,800 | +100.0% | 0.02% | – |
| CCO | Buy | CLEAR CHANNEL OUTDOOR HLDGS | $618,998 | -1.0% | 589,522 | +29.2% | 0.02% | 0.0% |
| New | PONO CAP TWO INC | $357,000 | – | 35,000 | +100.0% | 0.01% | – | |
| New | MOBIV ACQUISITION CORP | $359,800 | – | 35,000 | +100.0% | 0.01% | – | |
| IHRT | Buy | IHEARTMEDIA INC | $186,015 | +0.0% | 30,345 | +19.7% | 0.01% | 0.0% |
| REED | New | REEDS INC | $72,934 | – | 1,044,900 | +100.0% | 0.00% | – |
| New | MARIADB PLC*w exp 12/16/202 | $23,880 | – | 66,666 | +100.0% | 0.00% | – | |
| New | SATIXFY COMMUNICATIONS LTD*w exp 99/99/999 | $21,000 | – | 75,000 | +100.0% | 0.00% | – | |
| New | LANVIN GROUP HOLDINGS LIMITE*w exp 99/99/999 | $6,872 | – | 22,908 | +100.0% | 0.00% | – | |
| New | NWTN INC*w exp 12/31/202 | $14,470 | – | 50,000 | +100.0% | 0.00% | – | |
| New | MOBIV ACQUISITION CORP*w exp 07/31/202 | $2,100 | – | 35,000 | +100.0% | 0.00% | – | |
| New | PONO CAP TWO INC*w exp 07/31/202 | $1,929 | – | 35,000 | +100.0% | 0.00% | – | |
| New | QUALTEK SERVICES INC*w exp 02/14/202 | $473 | – | 11,500 | +100.0% | 0.00% | – | |
| New | PROSOMNUS INC*w exp 04/20/202 | $3,537 | – | 45,000 | +100.0% | 0.00% | – | |
| TWNDWS | New | TAILWIND ACQUISITION CORP*w exp 09/07/202 | $94 | – | 23,000 | +100.0% | 0.00% | – |
| New | GETAROUND INC*w exp 03/09/202 | $800 | – | 17,498 | +100.0% | 0.00% | – | |
| New | ECARX HOLDINGS INC*w exp 12/20/202 | $3,384 | – | 34,500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.