$3.06 Billion is the total value of WHITEBOX ADVISORS LLC's 381 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 72.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | SQUARE INCnote 0.500% 5/1 | $247,543,000 | +1.7% | 84,833,000 | -2.3% | 8.08% | +5.7% | |
| Sell | NOVAVAX INCnote 3.750% 2/0 | $60,762,000 | -10.2% | 36,714,000 | -32.2% | 1.98% | -6.6% | |
| GRFS | Sell | GRIFOLS S Asp adr rep b nvt | $51,952,000 | -9.9% | 3,004,771 | -3.9% | 1.70% | -6.3% |
| MPC | Sell | MARATHON PETE CORP | $51,827,000 | -23.1% | 968,910 | -40.5% | 1.69% | -20.0% |
| BBL | Sell | BHP GROUP PLCsponsored adr | $44,418,000 | -2.9% | 767,683 | -11.0% | 1.45% | +1.0% |
| HYMC | Sell | HYCROFT MINING HOLDING CORP | $41,802,000 | -55.5% | 11,943,317 | -0.1% | 1.36% | -53.7% |
| Sell | BILIBILI INCdebt 1.250% 6/1 | $39,208,000 | +13.2% | 14,545,000 | -9.1% | 1.28% | +17.8% | |
| OAS | Sell | OASIS PETROLEUM INC | $32,144,000 | +49.6% | 541,228 | -6.6% | 1.05% | +55.6% |
| Sell | OMEROS CORPnote 5.250% 2/1 | $16,228,000 | +1.8% | 13,100,000 | -13.2% | 0.53% | +5.8% | |
| Sell | VEONEER INCnote 4.000% 6/0 | $13,827,000 | -29.6% | 10,550,000 | -35.5% | 0.45% | -26.7% | |
| Sell | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $13,063,000 | -56.2% | 10,000,000 | -17.8% | 0.43% | -54.4% | |
| Sell | NABORS INDS INC NEWnote 0.750% 1/1 | $12,732,000 | -38.7% | 17,206,000 | -57.5% | 0.42% | -36.3% | |
| Sell | IQIYI INCnote 4.000%12/1 | $12,396,000 | -39.2% | 12,000,000 | -41.5% | 0.40% | -36.8% | |
| Sell | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $7,715,000 | -56.8% | 9,480,000 | -59.0% | 0.25% | -55.0% | |
| RRD | Sell | DONNELLEY R R & SONS CO | $6,802,000 | +3.2% | 1,675,466 | -42.6% | 0.22% | +7.2% |
| Sell | IQIYI INCnote 2.000% 4/0 | $6,065,000 | -71.9% | 6,571,000 | -73.2% | 0.20% | -70.8% | |
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $5,700,000 | -48.7% | 5,250,000 | -48.8% | 0.19% | -46.7% | |
| Sell | PROS HOLDINGS INCnote 1.000% 5/1 | $5,395,000 | -21.6% | 5,375,000 | -17.3% | 0.18% | -18.5% | |
| AXL | Sell | AMERICAN AXLE & MFG HLDGS IN | $4,576,000 | -33.2% | 473,704 | -42.4% | 0.15% | -30.7% |
| CCO | Sell | CLEAR CHANNEL OUTDOOR HLDGS | $3,613,000 | -31.1% | 2,006,971 | -36.9% | 0.12% | -28.5% |
| OVV | Sell | OVINTIV INC | $2,996,000 | -18.4% | 125,764 | -50.8% | 0.10% | -14.8% |
| THC | Sell | TENET HEALTHCARE CORP | $2,645,000 | -39.4% | 50,872 | -53.5% | 0.09% | -37.2% |
| CSTM | Sell | CONSTELLIUM SE | $2,543,000 | -18.5% | 173,019 | -22.4% | 0.08% | -15.3% |
| Sell | TILRAY INCnote 5.000%10/0 | $1,836,000 | -63.8% | 2,000,000 | -66.8% | 0.06% | -62.3% | |
| COMM | Sell | COMMSCOPE HLDG CO INC | $1,761,000 | -20.4% | 114,650 | -30.5% | 0.06% | -15.9% |
| CNR | Sell | CORNERSTONE BLDG BRANDS INC | $1,676,000 | -17.7% | 119,481 | -45.6% | 0.06% | -14.1% |
| MPWS | Sell | MP MATERIALS CORP*w exp 05/04/202 | $1,451,000 | +4.9% | 60,000 | -33.3% | 0.05% | +9.3% |
| OI | Sell | O-I GLASS INC | $1,379,000 | -54.9% | 93,574 | -63.6% | 0.04% | -53.1% |
| R | Sell | RYDER SYS INC | $1,154,000 | -2.9% | 15,258 | -20.8% | 0.04% | +2.7% |
| DXC | Sell | DXC TECHNOLOGY CO | $1,090,000 | -7.7% | 34,861 | -24.0% | 0.04% | -2.7% |
| TMTSU | Exit | SPARTACUS ACQUISITION CORPunit 10/31/2027 | $0 | – | -21,900 | -100.0% | -0.01% | – |
| RMOWS | Exit | ROMEO POWER INC*w exp 02/21/202 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| IHRT | Exit | IHEARTMEDIA INC | $0 | – | -17,458 | -100.0% | -0.01% | – |
| NEBCU | Exit | NEBULA CARAVEL ACQUISITION Cunit 12/09/2023 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| FTCVU | Exit | FINTECH ACQUISITION CORP Vunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| ACEV | Exit | ACE CONVERGENCE ACQU CORPcl a | $0 | – | -29,394 | -100.0% | -0.01% | – |
| MCMJ | Exit | MERIDA MERGER CORP I | $0 | – | -26,768 | -100.0% | -0.01% | – |
| LGVWWS | Exit | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| CLAU | Exit | COLONNADE ACQUISITION CORPunit 99/99/9999 | $0 | – | -25,000 | -100.0% | -0.01% | – |
| DBDRU | Exit | ROMAN DBDR TECH ACQUISITIONunit 99/99/9999 | $0 | – | -38,400 | -100.0% | -0.01% | – |
| MTACU | Exit | MEDTECH ACQUISITION CORPunit 12/18/2025 | $0 | – | -40,000 | -100.0% | -0.01% | – |
| MRACU | Exit | MARQUEE RAINE ACQUISITION COunit 12/01/2025 | $0 | – | -40,000 | -100.0% | -0.01% | – |
| LCYAU | Exit | LANDCADIA HOLDINGS III INCunit 99/99/9999 | $0 | – | -41,600 | -100.0% | -0.02% | – |
| DMYIU | Exit | DMY TECHNOLOGY GROUP INC IIIunit 99/99/9999 | $0 | – | -43,259 | -100.0% | -0.02% | – |
| HTPAU | Exit | HIGHLAND TRANSCEND PARTNERSunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.02% | – |
| GFXU | Exit | GOLDEN FALCON ACQUISITION COunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.02% | – |
| HIGAU | Exit | H I G ACQUISITION CORPunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.02% | – |
| GHVIU | Exit | GORES HOLDINGS VI INCunit 08/24/2027 | $0 | – | -50,000 | -100.0% | -0.02% | – |
| LOKBU | Exit | LIVE OAK ACQUISITION CORP IIunit 99/99/9999 | $0 | – | -50,000 | -100.0% | -0.02% | – |
| SOAC | Exit | SUSTAINABLE OPPORTNTS ACQ CO | $0 | – | -50,000 | -100.0% | -0.02% | – |
| RSIWS | Exit | RUSH STREET INTERACTIVE INC*w exp 02/21/202 | $0 | – | -80,000 | -100.0% | -0.02% | – |
| BZH | Exit | BEAZER HOMES USA INC | $0 | – | -40,310 | -100.0% | -0.02% | – |
| RAACU | Exit | REVOLUTION ACCELERTN ACQU COunit 12/01/2025 | $0 | – | -60,000 | -100.0% | -0.02% | – |
| NIO | Exit | NIO INCspon ads | $0 | – | -14,415 | -100.0% | -0.02% | – |
| ETM | Exit | ENTERCOM COMMUNICATIONS CORPcl a | $0 | – | -279,075 | -100.0% | -0.02% | – |
| MOTVU | Exit | MOTIVE CAPITAL CORPunit 99/99/9999 | $0 | – | -70,000 | -100.0% | -0.02% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -47,500 | -100.0% | -0.02% | – |
| KINZU | Exit | KINS TECHNOLOGY GROUP INCunit 10/14/2025 | $0 | – | -75,000 | -100.0% | -0.02% | – |
| SPFRU | Exit | JAWS SPITFIRE ACQUISITION COunit 99/99/9999 | $0 | – | -70,000 | -100.0% | -0.02% | – |
| SCOAU | Exit | SCION TECH GROWTH Iunit 12/17/2025 | $0 | – | -75,000 | -100.0% | -0.02% | – |
| PTICU | Exit | PROPTECH INVESTMENT CORP IIunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.02% | – |
| SGAMU | Exit | SEAPORT GLOBAL ACQUISITN CORunit 99/99/9999 | $0 | – | -75,000 | -100.0% | -0.02% | – |
| HEC | Exit | HUDSON EXECUTIVE INVT CORP | $0 | – | -80,626 | -100.0% | -0.03% | – |
| GNOGW | Exit | GOLDEN NUGGET ONLINE GAMIN*w exp 05/09/202 | $0 | – | -105,000 | -100.0% | -0.03% | – |
| ALUS | Exit | ALUSSA ENERGY ACQUISITION CO | $0 | – | -99,100 | -100.0% | -0.03% | – |
| ALTUU | Exit | ALTITUDE ACQUISITION CORPunit 11/30/2027 | $0 | – | -100,000 | -100.0% | -0.03% | – |
| TACAU | Exit | TREPONT ACQUISITION CORP Iunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.03% | – |
| VIIAU | Exit | 7GC & CO HOLDINGS INCunit 12/23/2025 | $0 | – | -100,000 | -100.0% | -0.03% | – |
| COOLU | Exit | CORNER GROWTH ACQUISITION COunit 01/01/2027 | $0 | – | -100,000 | -100.0% | -0.03% | – |
| GT | Exit | GOODYEAR TIRE & RUBR CO | $0 | – | -105,356 | -100.0% | -0.04% | – |
| HCARU | Exit | HEALTHCARE SERVICES ACQU CORunit 11/18/2023 | $0 | – | -125,000 | -100.0% | -0.04% | – |
| CFIVU | Exit | CF ACQUISITION CORP IVunit 12/31/2027 | $0 | – | -150,000 | -100.0% | -0.05% | – |
| BOWX | Exit | BOWX ACQUISITION CORPcl a | $0 | – | -158,980 | -100.0% | -0.05% | – |
| TTCFW | Exit | TATTOOED CHEF INC*w exp 10/15/202 | $0 | – | -147,000 | -100.0% | -0.05% | – |
| RMGBU | Exit | RMG ACQUISITION CORP IIunit 12/09/2025 | $0 | – | -150,000 | -100.0% | -0.05% | – |
| KWACU | Exit | KINGSWOOD ACQUISITION CORPunit 99/99/9999 | $0 | – | -162,100 | -100.0% | -0.05% | – |
| CRC | Exit | CALIFORNIA RES CORP | $0 | – | -75,595 | -100.0% | -0.06% | – |
| Exit | PBF ENERGY INCput | $0 | – | -300,000 | -100.0% | -0.07% | – | |
| ATCO | Exit | ATLAS CORPshares | $0 | – | -219,191 | -100.0% | -0.08% | – |
| EDTXU | Exit | EDTECHX HOLDINGS ACQU CORP Iunit 08/31/2027 | $0 | – | -250,000 | -100.0% | -0.08% | – |
| IIACU | Exit | INVESTINDUSTRIAL ACQUISITIONunit 99/99/9999 | $0 | – | -257,500 | -100.0% | -0.08% | – |
| APA | Exit | APACHE CORP | $0 | – | -194,598 | -100.0% | -0.09% | – |
| Exit | HOPE BANCORP INCnote 2.000% 5/1 | $0 | – | -3,235,000 | -100.0% | -0.10% | – | |
| MUDSU | Exit | MUDRICK CAPITAL ACQU CORP IIunit 99/99/9999 | $0 | – | -300,000 | -100.0% | -0.10% | – |
| Exit | INVACARE CORPnote 5.000%11/1 | $0 | – | -3,325,000 | -100.0% | -0.10% | – | |
| NEP | Exit | NEXTERA ENERGY PARTNERS LP | $0 | – | -56,500 | -100.0% | -0.12% | – |
| DUNEU | Exit | DUNE ACQUISITION CORPunit 10/29/2027 | $0 | – | -400,000 | -100.0% | -0.13% | – |
| PEB | Exit | PEBBLEBROOK HOTEL TR | $0 | – | -247,306 | -100.0% | -0.15% | – |
| Exit | IQIYI INCnote 3.750%12/0 | $0 | – | -5,000,000 | -100.0% | -0.16% | – | |
| SVOKU | Exit | SEVEN OAKS ACQUISITION CORPunit 12/18/2025 | $0 | – | -500,000 | -100.0% | -0.16% | – |
| RYAAY | Exit | RYANAIR HOLDINGS PLCsponsored ads | $0 | – | -55,922 | -100.0% | -0.19% | – |
| IAC | Exit | IAC INTERACTIVECORP NEW | $0 | – | -33,884 | -100.0% | -0.20% | – |
| TSIAU | Exit | TS INNOVATION ACQUISITN CORPunit 99/99/9999 | $0 | – | -613,600 | -100.0% | -0.20% | – |
| CTRA | Exit | CONTURA ENERGY INC | $0 | – | -604,082 | -100.0% | -0.22% | – |
| Exit | MACYS INCput | $0 | – | -650,000 | -100.0% | -0.23% | – | |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -8,903,000 | -100.0% | -0.36% | – | |
| Exit | CARNIVAL CORPput | $0 | – | -600,000 | -100.0% | -0.41% | – | |
| Exit | MARATHON PETE CORPcall | $0 | – | -500,000 | -100.0% | -0.65% | – | |
| Exit | TESLA INCnote 2.375% 3/1 | $0 | – | -2,000,000 | -100.0% | -0.68% | – | |
| PCGU | Exit | PG&E CORPunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.77% | – |
| Exit | DEXCOM INCnote 0.750%12/0 | $0 | – | -10,931,000 | -100.0% | -0.78% | – | |
| Exit | PINDUODUO INCnote 12/0 | $0 | – | -21,500,000 | -100.0% | -0.83% | – | |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 99/99/9999 | $0 | – | -575,000 | -100.0% | -0.93% | – |
| Exit | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $0 | – | -34,800,000 | -100.0% | -1.04% | – | |
| Exit | UNITED STATES STL CORP NEWput | $0 | – | -2,200,000 | -100.0% | -1.16% | – | |
| Exit | AMERICAN AIRLS GROUP INCput | $0 | – | -4,000,000 | -100.0% | -1.98% | – | |
| Exit | NIO INCdebt 4.500% 2/0 | $0 | – | -23,000,000 | -100.0% | -3.74% | – | |
| Exit | TESLA INCput | $0 | – | -250,000 | -100.0% | -5.54% | – | |
| Exit | SPDR S&P 500 ETF TRput | $0 | – | -475,000 | -100.0% | -5.58% | – | |
| Exit | TESLA INCnote 2.000% 5/1 | $0 | – | -27,264,000 | -100.0% | -9.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.