$3.18 Billion is the total value of WHITEBOX ADVISORS LLC's 149 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 41.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | TESLA INCnote 2.000% 5/1 | $309,975,000 | -48.1% | 27,264,000 | -68.5% | 9.73% | -60.7% | |
| Sell | NIO INCdebt 4.500% 2/0 | $119,122,000 | +61.4% | 23,000,000 | -25.8% | 3.74% | +22.3% | |
| HYMC | Sell | HYCROFT MINING HOLDING CORP | $93,833,000 | -7.7% | 11,953,217 | -1.2% | 2.95% | -30.1% |
| Sell | NOVAVAX INCnote 3.750% 2/0 | $67,651,000 | -11.7% | 54,184,000 | -15.4% | 2.12% | -33.1% | |
| MPC | Sell | MARATHON PETE CORP | $67,389,000 | -4.0% | 1,629,319 | -31.9% | 2.12% | -27.3% |
| Sell | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $33,172,000 | -3.1% | 34,800,000 | -6.7% | 1.04% | -26.6% | |
| NEEPRQ | Sell | NEXTERA ENERGY INCunit 99/99/9999 | $29,538,000 | -22.7% | 575,000 | -28.1% | 0.93% | -41.4% |
| Sell | DEXCOM INCnote 0.750%12/0 | $24,853,000 | -64.0% | 10,931,000 | -60.0% | 0.78% | -72.7% | |
| Sell | IQIYI INCnote 2.000% 4/0 | $21,576,000 | -17.3% | 24,487,000 | -11.0% | 0.68% | -37.4% | |
| Sell | SPLUNK INCnote 0.500% 9/1 | $11,615,000 | -39.9% | 8,903,000 | -36.0% | 0.36% | -54.4% | |
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $11,107,000 | -36.7% | 10,250,000 | -36.9% | 0.35% | -52.0% | |
| CTRA | Sell | CONTURA ENERGY INC | $6,868,000 | +12.7% | 604,082 | -27.5% | 0.22% | -14.6% |
| AXL | Sell | AMERICAN AXLE & MFG HLDGS IN | $6,855,000 | -11.4% | 821,945 | -38.7% | 0.22% | -33.0% |
| IAC | Sell | IAC INTERACTIVECORP NEW | $6,416,000 | -54.7% | 33,884 | -71.3% | 0.20% | -65.8% |
| CCO | Sell | CLEAR CHANNEL OUTDOOR HLDGS | $5,247,000 | +21.7% | 3,180,114 | -26.3% | 0.16% | -7.8% |
| Sell | TILRAY INCnote 5.000%10/0 | $5,066,000 | +34.7% | 6,031,000 | -35.8% | 0.16% | +1.9% | |
| THC | Sell | TENET HEALTHCARE CORP | $4,367,000 | -22.4% | 109,372 | -52.3% | 0.14% | -41.2% |
| AMYT | Sell | AMRYT PHARMA PLCsponsored ads | $3,757,000 | +12.5% | 265,346 | -2.3% | 0.12% | -14.5% |
| OVV | Sell | OVINTIV INC | $3,673,000 | +17.5% | 255,764 | -33.3% | 0.12% | -11.5% |
| CSTM | Sell | CONSTELLIUM SE | $3,120,000 | +31.1% | 223,019 | -26.4% | 0.10% | -1.0% |
| OI | Sell | O-I GLASS INC | $3,059,000 | +0.6% | 257,018 | -10.5% | 0.10% | -23.8% |
| Sell | HOPE BANCORP INCnote 2.000% 5/1 | $3,010,000 | -26.2% | 3,235,000 | -35.3% | 0.10% | -43.8% | |
| APA | Sell | APACHE CORP | $2,761,000 | +11.0% | 194,598 | -25.9% | 0.09% | -15.5% |
| COMM | Sell | COMMSCOPE HLDG CO INC | $2,211,000 | +0.3% | 165,021 | -32.7% | 0.07% | -24.2% |
| CNR | Sell | CORNERSTONE BLDG BRANDS INC | $2,037,000 | +4.4% | 219,481 | -10.2% | 0.06% | -21.0% |
| DXC | Sell | DXC TECHNOLOGY CO | $1,181,000 | +0.4% | 45,861 | -30.4% | 0.04% | -24.5% |
| GT | Sell | GOODYEAR TIRE & RUBR CO | $1,149,000 | +9.0% | 105,356 | -23.3% | 0.04% | -18.2% |
| DVN | Sell | DEVON ENERGY CORP NEW | $751,000 | -28.1% | 47,500 | -57.0% | 0.02% | -44.2% |
| ETM | Sell | ENTERCOM COMMUNICATIONS CORPcl a | $689,000 | +47.2% | 279,075 | -3.9% | 0.02% | +15.8% |
| BZH | Sell | BEAZER HOMES USA INC | $611,000 | -78.6% | 40,310 | -81.4% | 0.02% | -83.9% |
| CLAU | Sell | COLONNADE ACQUISITION CORPunit 99/99/9999 | $379,000 | -44.2% | 25,000 | -63.3% | 0.01% | -57.1% |
| TZACW | Exit | TENZING ACQUISITION CORPcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| UTZWS | Exit | UTZ BRANDS INCcall | $0 | – | -30,000 | -100.0% | -0.01% | – |
| SPAQWS | Exit | SPARTAN ENERGY ACQUISITION Ccall | $0 | – | -55,000 | -100.0% | -0.01% | – |
| LCAHW | Exit | LANDCADIA HLDGS II INCcall | $0 | – | -80,000 | -100.0% | -0.02% | – |
| CAR | Exit | AVIS BUDGET GROUP | $0 | – | -16,207 | -100.0% | -0.02% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -17,070 | -100.0% | -0.02% | – |
| BHC | Exit | BAUSCH HEALTH COS INC | $0 | – | -30,315 | -100.0% | -0.02% | – |
| TECK | Exit | TECK RESOURCES LTDcl b | $0 | – | -38,267 | -100.0% | -0.02% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -32,514 | -100.0% | -0.03% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -74,182 | -100.0% | -0.04% | – |
| HYMCW | Exit | HYCROFT MINING HOLDING CORPcall | $0 | – | -913,017 | -100.0% | -0.06% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -180,000 | -100.0% | -0.06% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -108,700 | -100.0% | -0.06% | – |
| FMCIW | Exit | FORUM MERGER II CORPcall | $0 | – | -254,000 | -100.0% | -0.09% | – |
| Exit | GOL EQUITY FINdebt 3.750% 7/1 | $0 | – | -4,000,000 | -100.0% | -0.10% | – | |
| Exit | REALPAGE INCnote 1.500%11/1 | $0 | – | -2,000,000 | -100.0% | -0.12% | – | |
| Exit | AEGERION PHARMACEUTICALS INCnote 5.000% 4/0 | $0 | – | -4,898,060 | -100.0% | -0.24% | – | |
| Exit | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $0 | – | -7,756,000 | -100.0% | -0.30% | – | |
| Exit | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $0 | – | -12,518,000 | -100.0% | -0.47% | – | |
| Exit | INPHI CORPnote 0.750% 9/0 | $0 | – | -8,250,000 | -100.0% | -0.69% | – | |
| Exit | TESLA INCnote 1.250% 3/0 | $0 | – | -3,490,000 | -100.0% | -0.86% | – | |
| Exit | SEA LTDdebt 1.000%12/0 | $0 | – | -17,000,000 | -100.0% | -2.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.