$3.18 Billion is the total value of WHITEBOX ADVISORS LLC's 149 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | ZILLOW GROUP INCnote 0.750% 9/0 | $119,525,000 | – | 40,000,000 | +100.0% | 3.75% | – | |
| New | SEA LTDnote 1.000%12/0 | $110,810,000 | – | 28,000,000 | +100.0% | 3.48% | – | |
| New | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $29,843,000 | – | 12,172,000 | +100.0% | 0.94% | – | |
| New | PINDUODUO INCnote 12/0 | $26,516,000 | – | 21,500,000 | +100.0% | 0.83% | – | |
| New | UNITED STATES STL CORP NEWnote 5.000%11/0 | $26,127,000 | – | 17,475,000 | +100.0% | 0.82% | – | |
| OAS | New | OASIS PETROLEUM INC | $21,485,000 | – | 579,728 | +100.0% | 0.68% | – |
| New | IQIYI INCnote 4.000%12/1 | $20,404,000 | – | 20,500,000 | +100.0% | 0.64% | – | |
| New | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $15,579,000 | – | 8,000,000 | +100.0% | 0.49% | – | |
| New | GRANITE CONSTR INCnote 2.750%11/0 | $13,989,000 | – | 13,000,000 | +100.0% | 0.44% | – | |
| New | CARNIVAL CORPput | $12,996,000 | – | 600,000 | +100.0% | 0.41% | – | |
| New | HUAZHU GROUP LTDnote 0.375%11/0 | $12,559,000 | – | 11,000,000 | +100.0% | 0.39% | – | |
| New | PROS HOLDINGS INCnote 1.000% 5/1 | $6,885,000 | – | 6,500,000 | +100.0% | 0.22% | – | |
| TSIAU | New | TS INNOVATION ACQUISITN CORPunit 99/99/9999 | $6,467,000 | – | 613,600 | +100.0% | 0.20% | – |
| RYAAY | New | RYANAIR HOLDINGS PLCsponsored ads | $6,150,000 | – | 55,922 | +100.0% | 0.19% | – |
| SVOKU | New | SEVEN OAKS ACQUISITION CORPunit 12/18/2025 | $5,175,000 | – | 500,000 | +100.0% | 0.16% | – |
| New | IQIYI INCnote 3.750%12/0 | $5,071,000 | – | 5,000,000 | +100.0% | 0.16% | – | |
| PEB | New | PEBBLEBROOK HOTEL TR | $4,649,000 | – | 247,306 | +100.0% | 0.15% | – |
| DUNEU | New | DUNE ACQUISITION CORPunit 10/29/2027 | $4,080,000 | – | 400,000 | +100.0% | 0.13% | – |
| NEP | New | NEXTERA ENERGY PARTNERS LP | $3,788,000 | – | 56,500 | +100.0% | 0.12% | – |
| MUDSU | New | MUDRICK CAPITAL ACQU CORP IIunit 99/99/9999 | $3,120,000 | – | 300,000 | +100.0% | 0.10% | – |
| VEDL | New | VEDANTA LIMITEDsponsored adr | $3,038,000 | – | 346,000 | +100.0% | 0.10% | – |
| New | LIBERTY MEDIA CORP DELdeb 4.000%11/1 | $2,651,000 | – | 3,466,000 | +100.0% | 0.08% | – | |
| IIACU | New | INVESTINDUSTRIAL ACQUISITIONunit 99/99/9999 | $2,647,000 | – | 257,500 | +100.0% | 0.08% | – |
| EDTXU | New | EDTECHX HOLDINGS ACQU CORP Iunit 08/31/2027 | $2,580,000 | – | 250,000 | +100.0% | 0.08% | – |
| ATCO | New | ATLAS CORPshares | $2,376,000 | – | 219,191 | +100.0% | 0.08% | – |
| RBAC | New | REDBALL ACQUISITION CORP | $2,178,000 | – | 200,000 | +100.0% | 0.07% | – |
| New | PBF ENERGY INCput | $2,130,000 | – | 300,000 | +100.0% | 0.07% | – | |
| CRC | New | CALIFORNIA RES CORP | $1,783,000 | – | 75,595 | +100.0% | 0.06% | – |
| KWACU | New | KINGSWOOD ACQUISITION CORPunit 99/99/9999 | $1,686,000 | – | 162,100 | +100.0% | 0.05% | – |
| TTCFW | New | TATTOOED CHEF INC*w exp 10/15/202 | $1,673,000 | – | 147,000 | +100.0% | 0.05% | – |
| RMGBU | New | RMG ACQUISITION CORP IIunit 12/09/2025 | $1,673,000 | – | 150,000 | +100.0% | 0.05% | – |
| BOWX | New | BOWX ACQUISITION CORPcl a | $1,631,000 | – | 158,980 | +100.0% | 0.05% | – |
| CFIVU | New | CF ACQUISITION CORP IVunit 12/31/2027 | $1,544,000 | – | 150,000 | +100.0% | 0.05% | – |
| MPWS | New | MP MATERIALS CORP*w exp 05/04/202 | $1,383,000 | – | 90,000 | +100.0% | 0.04% | – |
| HYMCW | New | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $1,296,000 | – | 913,017 | +100.0% | 0.04% | – |
| HCARU | New | HEALTHCARE SERVICES ACQU CORunit 11/18/2023 | $1,278,000 | – | 125,000 | +100.0% | 0.04% | – |
| TACAU | New | TREPONT ACQUISITION CORP Iunit 99/99/9999 | $1,037,000 | – | 100,000 | +100.0% | 0.03% | – |
| VIIAU | New | 7GC & CO HOLDINGS INCunit 12/23/2025 | $1,055,000 | – | 100,000 | +100.0% | 0.03% | – |
| BTAQ | New | BURGUNDY TECHNOLOGY ACQU CORcl a | $1,041,000 | – | 100,000 | +100.0% | 0.03% | – |
| CRHC | New | COHN ROBBINS HOLDINGS CORP | $1,041,000 | – | 100,000 | +100.0% | 0.03% | – |
| COOLU | New | CORNER GROWTH ACQUISITION COunit 01/01/2027 | $1,045,000 | – | 100,000 | +100.0% | 0.03% | – |
| ALTUU | New | ALTITUDE ACQUISITION CORPunit 11/30/2027 | $1,035,000 | – | 100,000 | +100.0% | 0.03% | – |
| ALUS | New | ALUSSA ENERGY ACQUISITION CO | $997,000 | – | 99,100 | +100.0% | 0.03% | – |
| GNOGW | New | GOLDEN NUGGET ONLINE GAMIN*w exp 05/09/202 | $945,000 | – | 105,000 | +100.0% | 0.03% | – |
| HEC | New | HUDSON EXECUTIVE INVT CORP | $872,000 | – | 80,626 | +100.0% | 0.03% | – |
| SGAMU | New | SEAPORT GLOBAL ACQUISITN CORunit 99/99/9999 | $784,000 | – | 75,000 | +100.0% | 0.02% | – |
| PTICU | New | PROPTECH INVESTMENT CORP IIunit 99/99/9999 | $806,000 | – | 75,000 | +100.0% | 0.02% | – |
| SPFRU | New | JAWS SPITFIRE ACQUISITION COunit 99/99/9999 | $774,000 | – | 70,000 | +100.0% | 0.02% | – |
| SGAM | New | SEAPORT GLOBAL ACQUISITN COR | $756,000 | – | 75,000 | +100.0% | 0.02% | – |
| CYH | New | COMMUNITY HEALTH SYS INC NEW | $774,000 | – | 104,184 | +100.0% | 0.02% | – |
| SCOAU | New | SCION TECH GROWTH Iunit 12/17/2025 | $776,000 | – | 75,000 | +100.0% | 0.02% | – |
| KINZU | New | KINS TECHNOLOGY GROUP INCunit 10/14/2025 | $772,000 | – | 75,000 | +100.0% | 0.02% | – |
| MOTVU | New | MOTIVE CAPITAL CORPunit 99/99/9999 | $738,000 | – | 70,000 | +100.0% | 0.02% | – |
| NIO | New | NIO INCspon ads | $703,000 | – | 14,415 | +100.0% | 0.02% | – |
| RAACU | New | REVOLUTION ACCELERTN ACQU COunit 12/01/2025 | $625,000 | – | 60,000 | +100.0% | 0.02% | – |
| RSIWS | New | RUSH STREET INTERACTIVE INC*w exp 02/21/202 | $613,000 | – | 80,000 | +100.0% | 0.02% | – |
| IPOF | New | SOCIAL CAPITAL HEDOSOPHA HLD | $615,000 | – | 50,000 | +100.0% | 0.02% | – |
| LOKBU | New | LIVE OAK ACQUISITION CORP IIunit 99/99/9999 | $543,000 | – | 50,000 | +100.0% | 0.02% | – |
| GHVIU | New | GORES HOLDINGS VI INCunit 08/24/2027 | $530,000 | – | 50,000 | +100.0% | 0.02% | – |
| SOAC | New | SUSTAINABLE OPPORTNTS ACQ CO | $538,000 | – | 50,000 | +100.0% | 0.02% | – |
| GFXU | New | GOLDEN FALCON ACQUISITION COunit 99/99/9999 | $520,000 | – | 50,000 | +100.0% | 0.02% | – |
| HTPAU | New | HIGHLAND TRANSCEND PARTNERSunit 99/99/9999 | $525,000 | – | 50,000 | +100.0% | 0.02% | – |
| HIGAU | New | H I G ACQUISITION CORPunit 99/99/9999 | $522,000 | – | 50,000 | +100.0% | 0.02% | – |
| LCYAU | New | LANDCADIA HOLDINGS III INCunit 99/99/9999 | $465,000 | – | 41,600 | +100.0% | 0.02% | – |
| DMYIU | New | DMY TECHNOLOGY GROUP INC IIIunit 99/99/9999 | $493,000 | – | 43,259 | +100.0% | 0.02% | – |
| MRACU | New | MARQUEE RAINE ACQUISITION COunit 12/01/2025 | $433,000 | – | 40,000 | +100.0% | 0.01% | – |
| DBDRU | New | ROMAN DBDR TECH ACQUISITIONunit 99/99/9999 | $399,000 | – | 38,400 | +100.0% | 0.01% | – |
| MTACU | New | MEDTECH ACQUISITION CORPunit 12/18/2025 | $420,000 | – | 40,000 | +100.0% | 0.01% | – |
| LGVWWS | New | LONGVIEW ACQUISITION CORP*w exp 05/27/202 | $330,000 | – | 50,000 | +100.0% | 0.01% | – |
| ACEV | New | ACE CONVERGENCE ACQU CORPcl a | $300,000 | – | 29,394 | +100.0% | 0.01% | – |
| MCMJ | New | MERIDA MERGER CORP I | $273,000 | – | 26,768 | +100.0% | 0.01% | – |
| FTCVU | New | FINTECH ACQUISITION CORP Vunit 99/99/9999 | $268,000 | – | 25,000 | +100.0% | 0.01% | – |
| MFA | New | MFA FINL INC | $260,000 | – | 66,954 | +100.0% | 0.01% | – |
| NEBCU | New | NEBULA CARAVEL ACQUISITION Cunit 12/09/2023 | $270,000 | – | 25,000 | +100.0% | 0.01% | – |
| TMTSU | New | SPARTACUS ACQUISITION CORPunit 10/31/2027 | $232,000 | – | 21,900 | +100.0% | 0.01% | – |
| RMOWS | New | ROMEO POWER INC*w exp 02/21/202 | $233,000 | – | 25,000 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.