$2.4 Billion is the total value of WHITEBOX ADVISORS LLC's 79 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HUTCHINSON TECHNOLOGY INCnote 8.500%10/3 | $49,350,000 | +18.0% | 37,500,000 | 0.0% | 2.06% | +85.9% | ||
| MTGE | AMERICAN CAP MTG INVT CORP | $36,793,000 | +8.9% | 2,140,385 | 0.0% | 1.54% | +71.7% | |
| YAHOO INCput | $32,325,000 | +14.7% | 750,000 | 0.0% | 1.35% | +80.9% | ||
| ENCORE CAP GROUP INCnote 3.000%11/2 | $30,468,000 | +1.1% | 30,776,000 | 0.0% | 1.27% | +59.5% | ||
| PDL BIOPHARMA INCnote 4.000% 2/0 | $26,933,000 | +2.5% | 27,730,000 | 0.0% | 1.12% | +61.6% | ||
| GOGO INCnote 3.750% 3/0 | $25,558,000 | +13.7% | 33,740,000 | 0.0% | 1.07% | +79.2% | ||
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $25,312,000 | +7.5% | 30,450,000 | 0.0% | 1.06% | +69.5% | ||
| SPDR SERIES TRUSTput | $16,970,000 | +1.2% | 500,000 | 0.0% | 0.71% | +59.5% | ||
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $14,145,000 | +6.9% | 22,907,000 | 0.0% | 0.59% | +68.6% | ||
| JAZZ US HLDGS INCnote 8.000%12/3 | $14,008,000 | +11.6% | 8,779,000 | 0.0% | 0.58% | +75.9% | ||
| GREEN PLAINS INCnote 3.250%10/0 | $11,080,000 | +24.1% | 8,000,000 | 0.0% | 0.46% | +95.8% | ||
| AMERICAN AIRLS GROUP INCcall | $9,153,000 | +29.3% | 250,000 | 0.0% | 0.38% | +104.3% | ||
| GSV CAP CORPnote 5.250% 9/1 | $7,596,000 | +1.2% | 8,245,000 | 0.0% | 0.32% | +60.1% | ||
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $7,426,000 | +2.5% | 7,316,000 | 0.0% | 0.31% | +61.5% | ||
| GAMING & LEISURE PPTYS INCput | $7,359,000 | -3.0% | 220,000 | 0.0% | 0.31% | +52.7% | ||
| MGM RESORTS INTERNATIONALput | $5,206,000 | +15.0% | 200,000 | 0.0% | 0.22% | +80.8% | ||
| NIHD | NII HLDGS INC | $5,136,000 | +4.7% | 1,542,257 | 0.0% | 0.21% | +64.6% | |
| TESLA MTRS INCput | $5,101,000 | -3.9% | 25,000 | 0.0% | 0.21% | +52.1% | ||
| TRINA SOLAR LIMITEDnote 4.000%10/1 | $4,672,000 | +9.6% | 5,000,000 | 0.0% | 0.20% | +72.6% | ||
| GCVRZ | SANOFIright 12/31/2020 | $4,315,000 | +11.2% | 16,160,449 | 0.0% | 0.18% | +74.8% | |
| AMBC | AMBAC FINL GROUP INC | $2,272,000 | +11.7% | 123,546 | 0.0% | 0.10% | +75.9% | |
| BOYD GAMING CORPput | $2,176,000 | +7.5% | 110,000 | 0.0% | 0.09% | +68.5% | ||
| ABBOTT LABSput | $2,115,000 | +7.6% | 50,000 | 0.0% | 0.09% | +69.2% | ||
| TETRALOGIC PHARMACEUTICALSc note 8.000% 6/1 | $696,000 | -57.4% | 10,804,000 | 0.0% | 0.03% | -32.6% | ||
| RVP | RETRACTABLE TECHNOLOGIES INC | $453,000 | +5.3% | 170,801 | 0.0% | 0.02% | +72.7% | |
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $420,000 | +18.0% | 47,701 | 0.0% | 0.02% | +100.0% | |
| GOGO | GOGO INC | $311,000 | +31.8% | 28,146 | 0.0% | 0.01% | +116.7% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.