$2.4 Billion is the total value of WHITEBOX ADVISORS LLC's 79 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 64.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | SPDR S&P 500 ETF TRput | $996,364,000 | -32.2% | 4,606,400 | -34.4% | 41.56% | +6.8% | |
| Sell | WHITING PETE CORP NEWdbcv 1.250% 6/0 | $50,331,000 | +0.3% | 52,428,000 | -6.7% | 2.10% | +58.2% | |
| Sell | SPDR S&P 500 ETF TRcall | $43,260,000 | -94.2% | 200,000 | -94.4% | 1.80% | -90.8% | |
| Sell | COBALT INTL ENERGY INCnote 2.625%12/0 | $29,358,000 | +25.1% | 57,707,000 | -7.8% | 1.22% | +97.3% | |
| Sell | TESLA MTRS INCnote 1.500% 6/0 | $21,752,000 | -64.7% | 13,500,000 | -63.0% | 0.91% | -44.4% | |
| TWO | Sell | TWO HBRS INVT CORP | $20,814,000 | -49.7% | 2,440,082 | -49.5% | 0.87% | -20.7% |
| Sell | WHITING PETE CORP NEWnote 5.750% 3/1 | $14,387,000 | -21.9% | 14,036,400 | -28.0% | 0.60% | +23.2% | |
| AGN | Sell | ALLERGAN PLC | $11,216,000 | -4.6% | 48,699 | -4.2% | 0.47% | +50.5% |
| Sell | COWEN GROUP INC NEWnote 3.000% 3/1 | $10,622,000 | -26.0% | 11,000,000 | -31.2% | 0.44% | +16.6% | |
| ALLY | Sell | ALLY FINL INC | $9,687,000 | -36.3% | 497,550 | -44.1% | 0.40% | +0.5% |
| AGNC | Sell | AMERICAN CAPITAL AGENCY CORP | $5,863,000 | -37.3% | 300,072 | -36.3% | 0.24% | -0.8% |
| Sell | ENERNOC INCdbcv 2.250% 8/1 | $2,980,000 | -7.0% | 4,250,000 | -5.6% | 0.12% | +45.9% | |
| CBD | Sell | COMPANHIA BRASILEIRA DEdist spn adr pfd cl a | $1,575,000 | -33.0% | 96,068 | -40.6% | 0.07% | +6.5% |
| ODP | Sell | OFFICE DEPOT INC | $1,020,000 | -91.6% | 285,592 | -92.2% | 0.04% | -86.7% |
| OCN | Sell | OCWEN FINL CORP | $943,000 | +54.6% | 256,849 | -28.0% | 0.04% | +143.8% |
| GOL | Sell | GOL LINHAS AEREAS INTLG S Aspon adr pfd new | $778,000 | -47.9% | 41,014 | -70.9% | 0.03% | -17.9% |
| SGM | Exit | STONEGATE MTG CORP | $0 | – | -20,146 | -100.0% | -0.00% | – |
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -122,736 | -100.0% | -0.01% | – |
| USATP | Exit | USA TECHNOLOGIES INCconv pfd ser a | $0 | – | -15,493 | -100.0% | -0.01% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -120,200 | -100.0% | -0.04% | – |
| C | Exit | CITIGROUP INC | $0 | – | -38,636 | -100.0% | -0.04% | – |
| Exit | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $0 | – | -3,910,000 | -100.0% | -0.06% | – | |
| Exit | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $0 | – | -5,000,000 | -100.0% | -0.08% | – | |
| Exit | MYLAN N Vcall | $0 | – | -70,000 | -100.0% | -0.08% | – | |
| Exit | JINKOSOLAR HLDG CO LTDdebt 4.000% 2/0 | $0 | – | -3,600,000 | -100.0% | -0.09% | – | |
| Exit | ADVANCED MICRO DEVICES INCcall | $0 | – | -750,000 | -100.0% | -0.10% | – | |
| CY | Exit | CYPRESS SEMICONDUCTOR CORP | $0 | – | -368,750 | -100.0% | -0.10% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -1,176,120 | -100.0% | -0.11% | – |
| Exit | IMPERIAL HLDGS INCnote 8.500% 2/1 | $0 | – | -6,300,000 | -100.0% | -0.14% | – | |
| Exit | CLIFFS NAT RES INCcall | $0 | – | -1,000,000 | -100.0% | -0.15% | – | |
| Exit | LAYNE CHRISTENSEN COnote 8.000% 5/0 | $0 | – | -5,700,000 | -100.0% | -0.15% | – | |
| NSM | Exit | NATIONSTAR MTG HLDGS INC | $0 | – | -544,146 | -100.0% | -0.16% | – |
| HUM | Exit | HUMANA INC | $0 | – | -35,007 | -100.0% | -0.17% | – |
| Exit | ISHARES TRcall | $0 | – | -200,000 | -100.0% | -0.18% | – | |
| Exit | CONOCOPHILLIPSput | $0 | – | -200,000 | -100.0% | -0.23% | – | |
| AMTG | Exit | APOLLO RESIDENTIAL MTG INC | $0 | – | -696,165 | -100.0% | -0.25% | – |
| Exit | NVIDIA CORPnote 1.000%12/0 | $0 | – | -4,850,000 | -100.0% | -0.30% | – | |
| Exit | VERISIGN INCsdcv 3.250% 8/1 | $0 | – | -4,850,000 | -100.0% | -0.32% | – | |
| Exit | CORSICANTO LTDnote 3.500% 1/1 | $0 | – | -18,370,000 | -100.0% | -0.49% | – | |
| Exit | ISHARES TRput | $0 | – | -750,000 | -100.0% | -0.68% | – | |
| Exit | XILINX INCnote 2.625% 6/1 | $0 | – | -25,344,000 | -100.0% | -1.08% | – | |
| EMC | Exit | E M C CORP MASS | $0 | – | -1,914,856 | -100.0% | -1.38% | – |
| Exit | ISHARES TRcall | $0 | – | -500,000 | -100.0% | -1.52% | – | |
| Exit | POWERSHARES QQQ TRUSTput | $0 | – | -850,000 | -100.0% | -2.42% | – | |
| Exit | ISHARES TRput | $0 | – | -1,100,000 | -100.0% | -3.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.