$3.67 Billion is the total value of WHITEBOX ADVISORS LLC's 167 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 160.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $721,771,000 | +2707.0% | 3,540,000 | +12253.9% | 19.68% | +1612.9% | |
| New | SPDR S&P 500 ETF TRcall | $611,670,000 | – | 3,000,000 | +100.0% | 16.68% | – | |
| Buy | ISHARES TRput | $196,893,000 | +884.3% | 1,750,000 | +8436.6% | 5.37% | +500.6% | |
| Buy | ISHARES TRcall | $112,510,000 | +3750233.3% | 1,000,000 | +33233.3% | 3.07% | – | |
| Buy | CURRENCYSHARES EURO TRput | $95,760,000 | +5620.4% | 900,000 | +9900.0% | 2.61% | +3381.3% | |
| YHOO | Buy | YAHOO INC | $84,555,000 | +60.7% | 2,542,252 | +39.7% | 2.31% | -2.0% |
| Buy | TELEFLEX INCnote 3.875% 8/0 | $84,383,000 | +51.9% | 39,547,000 | +44.0% | 2.30% | -7.3% | |
| Buy | BANK AMER CORPput | $50,490,000 | +1653.1% | 3,000,000 | +9900.0% | 1.38% | +967.4% | |
| HUM | Buy | HUMANA INC | $44,718,000 | +281.0% | 250,507 | +282.1% | 1.22% | +132.2% |
| Buy | AMERICAN AIRLS GROUP INCcall | $42,350,000 | +5260.8% | 1,000,000 | +9423.8% | 1.16% | +3200.0% | |
| TWC | Buy | TIME WARNER CABLE INC | $39,219,000 | +37.9% | 211,320 | +33.3% | 1.07% | -15.9% |
| BRCM | Buy | BROADCOM CORPcl a | $32,772,000 | +41.6% | 566,800 | +26.0% | 0.89% | -13.5% |
| Buy | ISTAR INCnote 3.000%11/1 | $29,042,000 | +69.6% | 27,000,000 | +80.0% | 0.79% | +3.5% | |
| New | HYCROFT MNG CORPdebt 15.000%10/2 | $28,826,000 | – | 28,825,760 | +100.0% | 0.79% | – | |
| TWO | Buy | TWO HBRS INVT CORP | $25,634,000 | +419.9% | 3,164,718 | +466.1% | 0.70% | +217.7% |
| RYAAY | New | RYANAIR HLDGS PLCsponsored adr ne | $19,706,000 | – | 227,921 | +100.0% | 0.54% | – |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $16,904,000 | +5.1% | 1,210,855 | +10.9% | 0.46% | -35.9% |
| Buy | COWEN GROUP INC NEWnote 3.000% 3/1 | $12,968,000 | +17.9% | 13,500,000 | +28.6% | 0.35% | -28.0% | |
| New | VERISIGN INCsdcv 3.250% 8/1 | $12,419,000 | – | 4,850,000 | +100.0% | 0.34% | – | |
| New | PHOTRONICS INCnote 3.250% 4/0 | $12,150,000 | – | 10,000,000 | +100.0% | 0.33% | – | |
| ASPS | Buy | ALTISOURCE PORTFOLIO SOLNS S | $12,121,000 | +56.2% | 435,852 | +33.9% | 0.33% | -4.6% |
| New | PDL BIOPHARMA INCnote 4.000% 2/0 | $11,782,000 | – | 14,716,000 | +100.0% | 0.32% | – | |
| AGN | New | ALLERGAN PLC | $11,519,000 | – | 36,860 | +100.0% | 0.31% | – |
| Buy | ICONIX BRAND GROUP INCnote 2.500% 6/0 | $10,720,000 | -3.9% | 12,045,000 | +1.6% | 0.29% | -41.4% | |
| Buy | SANDISK CORPnote 1.500% 8/1 | $9,798,000 | +51.8% | 6,248,000 | +20.2% | 0.27% | -7.3% | |
| New | ANADARKO PETE CORPput | $9,716,000 | – | 200,000 | +100.0% | 0.26% | – | |
| New | CONOCOPHILLIPSput | $9,338,000 | – | 200,000 | +100.0% | 0.26% | – | |
| Buy | SELECT SECTOR SPDR TRcall | $9,083,000 | +29200.0% | 150,000 | +9900.0% | 0.25% | +24700.0% | |
| Buy | CHARTER COMMUNICATIONS INC Dput | $8,862,000 | +331.9% | 48,400 | +9900.0% | 0.24% | +163.0% | |
| AMBC | Buy | AMBAC FINL GROUP INC | $8,731,000 | +6.5% | 619,658 | +9.3% | 0.24% | -35.1% |
| Buy | ENCORE CAP GROUP INCnote 2.875% 3/1 | $8,593,000 | -2.1% | 11,429,000 | +9.6% | 0.23% | -40.3% | |
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $8,262,000 | +216.4% | 666,866 | +212.6% | 0.22% | +92.3% |
| New | NVIDIA CORPnote 1.000%12/0 | $8,078,000 | – | 4,850,000 | +100.0% | 0.22% | – | |
| Buy | GSV CAP CORPnote 5.250% 9/1 | $7,825,000 | +145.8% | 8,500,000 | +142.9% | 0.21% | +50.0% | |
| NSM | Buy | NATIONSTAR MTG HLDGS INC | $7,740,000 | +8.5% | 578,917 | +12.5% | 0.21% | -33.9% |
| Buy | IMPERIAL HLDGS INCnote 8.500% 2/1 | $7,129,000 | +2.7% | 8,500,000 | +30.8% | 0.19% | -37.4% | |
| Buy | ENERNOC INCdbcv 2.250% 8/1 | $6,097,000 | -7.7% | 10,500,000 | +10.5% | 0.17% | -43.7% | |
| HUBB | New | HUBBELL INC | $5,812,000 | – | 57,526 | +100.0% | 0.16% | – |
| AMTG | Buy | APOLLO RESIDENTIAL MTG INC | $5,427,000 | +200.8% | 454,106 | +218.6% | 0.15% | +82.7% |
| Buy | TESLA MTRS INCnote 1.250% 3/0 | $5,333,000 | +126.6% | 5,820,000 | +132.8% | 0.14% | +38.1% | |
| New | TRINA SOLAR LIMITEDnote 4.000%10/1 | $4,828,000 | – | 5,000,000 | +100.0% | 0.13% | – | |
| CVC | New | CABLEVISION SYS CORPcl a ny cablvs | $4,785,000 | – | 150,000 | +100.0% | 0.13% | – |
| CSL | New | CARLISLE COS INC | $4,556,000 | – | 51,365 | +100.0% | 0.12% | – |
| Buy | TETRALOGIC PHARMACEUTICALSc note 8.000% 6/1 | $4,328,000 | +27.0% | 10,804,000 | +66.2% | 0.12% | -22.4% | |
| New | TESARO INCnote 3.000%10/0 | $4,203,000 | – | 2,500,000 | +100.0% | 0.12% | – | |
| CCL | New | CARNIVAL CORPpaired ctf | $4,008,000 | – | 73,561 | +100.0% | 0.11% | – |
| KKD | New | KRISPY KREME DOUGHNUTS INC | $3,976,000 | – | 263,805 | +100.0% | 0.11% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $3,833,000 | +16.3% | 39,902 | +7.7% | 0.10% | -28.6% |
| GIS | New | GENERAL MLS INC | $2,942,000 | – | 51,031 | +100.0% | 0.08% | – |
| PF | New | PINNACLE FOODS INC DEL | $2,887,000 | – | 67,988 | +100.0% | 0.08% | – |
| MWA | New | MUELLER WTR PRODS INC | $2,835,000 | – | 329,652 | +100.0% | 0.08% | – |
| BIIB | New | BIOGEN INC | $2,602,000 | – | 8,492 | +100.0% | 0.07% | – |
| VAR | New | VARIAN MED SYS INC | $2,610,000 | – | 32,296 | +100.0% | 0.07% | – |
| AMGN | New | AMGEN INC | $2,601,000 | – | 16,023 | +100.0% | 0.07% | – |
| ITT | New | ITT CORP NEW | $2,546,000 | – | 70,100 | +100.0% | 0.07% | – |
| STJ | New | ST JUDE MED INC | $2,476,000 | – | 40,077 | +100.0% | 0.07% | – |
| ABBV | New | ABBVIE INC | $2,462,000 | – | 41,567 | +100.0% | 0.07% | – |
| MRK | New | MERCK & CO INC NEW | $2,453,000 | – | 46,448 | +100.0% | 0.07% | – |
| CAKE | New | CHEESECAKE FACTORY INC | $2,419,000 | – | 52,466 | +100.0% | 0.07% | – |
| LH | New | LABORATORY CORP AMER HLDGS | $2,325,000 | – | 18,805 | +100.0% | 0.06% | – |
| MJN | New | MEAD JOHNSON NUTRITION CO | $2,261,000 | – | 28,638 | +100.0% | 0.06% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $2,234,000 | – | 2,871 | +100.0% | 0.06% | – |
| GVA | New | GRANITE CONSTR INC | $2,130,000 | – | 49,647 | +100.0% | 0.06% | – |
| SRCL | New | STERICYCLE INC | $2,077,000 | – | 17,221 | +100.0% | 0.06% | – |
| BLDR | Buy | BUILDERS FIRSTSOURCE INC | $2,041,000 | +925.6% | 184,212 | +1071.8% | 0.06% | +522.2% |
| CSTE | New | CAESARSTONE SDOT-YAM LTD | $2,026,000 | – | 46,745 | +100.0% | 0.06% | – |
| FIS | New | FIDELITY NATL INFORMATION SV | $1,982,000 | – | 32,700 | +100.0% | 0.05% | – |
| HIBB | New | HIBBETT SPORTS INC | $1,920,000 | – | 63,493 | +100.0% | 0.05% | – |
| LOCO | New | EL POLLO LOCO HLDGS INC | $1,859,000 | – | 147,202 | +100.0% | 0.05% | – |
| GNTX | New | GENTEX CORP | $1,865,000 | – | 116,502 | +100.0% | 0.05% | – |
| CR | New | CRANE CO | $1,845,000 | – | 38,573 | +100.0% | 0.05% | – |
| ECHO | New | ECHO GLOBAL LOGISTICS INC | $1,713,000 | – | 84,034 | +100.0% | 0.05% | – |
| YUM | New | YUM BRANDS INC | $1,702,000 | – | 23,304 | +100.0% | 0.05% | – |
| FIVE | New | FIVE BELOW INC | $1,677,000 | – | 52,244 | +100.0% | 0.05% | – |
| GOGO | Buy | GOGO INC | $1,456,000 | +48.0% | 81,776 | +26.9% | 0.04% | -9.1% |
| ANGO | New | ANGIODYNAMICS INC | $1,384,000 | – | 113,998 | +100.0% | 0.04% | – |
| PGEM | New | PLY GEM HLDGS INC | $1,331,000 | – | 106,149 | +100.0% | 0.04% | – |
| MTRX | New | MATRIX SVC CO | $1,269,000 | – | 61,797 | +100.0% | 0.04% | – |
| LOW | New | LOWES COS INC | $1,201,000 | – | 15,800 | +100.0% | 0.03% | – |
| SKX | New | SKECHERS U S A INCcl a | $1,196,000 | – | 39,591 | +100.0% | 0.03% | – |
| ADUS | New | ADDUS HOMECARE CORP | $1,113,000 | – | 47,810 | +100.0% | 0.03% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $1,014,000 | – | 75,415 | +100.0% | 0.03% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $768,000 | – | 10,662 | +100.0% | 0.02% | – |
| New | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $664,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| CHK | New | CHESAPEAKE ENERGY CORP | $563,000 | – | 125,000 | +100.0% | 0.02% | – |
| OIBRC | New | OI S.A.spn adr new | $326,000 | – | 534,174 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.