$2.54 Billion is the total value of WHITEBOX ADVISORS LLC's 377 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 62.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $91,421,000 | +13.8% | 39,342,000 | +1.3% | 3.60% | +5.2% | |
| ACAS | Buy | AMERICAN CAP LTD | $69,366,000 | +81.7% | 4,536,699 | +87.7% | 2.73% | +68.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $65,889,000 | +42.5% | 336,651 | +36.1% | 2.60% | +31.8% |
| EEM | Buy | ISHARESmsci emg mkt etf | $48,462,000 | +80.0% | 1,121,030 | +70.8% | 1.91% | +66.5% |
| New | GLOBALSTAR INCnote 8.000% 4/0 | $43,829,000 | – | 6,138,035 | +100.0% | 1.73% | – | |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $43,426,000 | +15.8% | 19,728,000 | +41.1% | 1.71% | +7.1% | |
| Buy | ENCORE CAP GROUP INCnote 3.000%11/2 | $39,860,000 | +9.4% | 26,031,000 | +10.6% | 1.57% | +1.2% | |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $37,929,000 | +83.1% | 701,601 | +77.2% | 1.50% | +69.3% |
| Buy | HERCULES TECH GROWTH CAP INCnote 6.000% 4/1 | $35,640,000 | +17.3% | 25,885,000 | +1.2% | 1.40% | +8.5% | |
| New | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $35,066,000 | – | 9,398,000 | +100.0% | 1.38% | – | |
| ALLY | New | ALLY FINL INC | $34,479,000 | – | 1,442,044 | +100.0% | 1.36% | – |
| Buy | CEMEX SAB DE CVnote 3.250% 3/1 | $23,230,000 | +3276.5% | 16,000,000 | +3100.0% | 0.92% | +3058.6% | |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $21,567,000 | +62.5% | 815,382 | +45.0% | 0.85% | +50.2% |
| AMBC | Buy | AMBAC FINL GROUP INC | $21,228,000 | +1.2% | 777,296 | +15.0% | 0.84% | -6.4% |
| NCT | New | NEWCASTLE INVT CORP | $21,220,000 | – | 4,429,967 | +100.0% | 0.84% | – |
| GMWSA | New | GENERAL MTRS CO*w exp 07/10/201 | $20,652,000 | – | 779,013 | +100.0% | 0.81% | – |
| New | ENERSYSnote 3.375% 6/0 | $19,649,000 | – | 11,403,000 | +100.0% | 0.77% | – | |
| GILD | New | GILEAD SCIENCES INC | $19,463,000 | – | 234,747 | +100.0% | 0.77% | – |
| Buy | LIBERTY MEDIA CORPdeb 4.000%11/1 | $19,017,000 | +14.5% | 29,201,000 | +7.4% | 0.75% | +5.9% | |
| MBI | Buy | MBIA INC | $18,620,000 | +139.4% | 1,686,623 | +203.3% | 0.73% | +121.1% |
| GOL | Buy | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $17,049,000 | +19.6% | 3,111,216 | +6.1% | 0.67% | +10.7% |
| AAPL | Buy | APPLE INC | $16,588,000 | +34.1% | 178,500 | +674.5% | 0.65% | +24.1% |
| CELG | Buy | CELGENE CORP | $16,231,000 | +959.5% | 189,000 | +1622.1% | 0.64% | +884.6% |
| Buy | GT ADVANCED TECHNOLOGIES INCnote 3.000%10/0 | $16,161,000 | +75.8% | 6,500,000 | +62.5% | 0.64% | +62.5% | |
| AMGN | New | AMGEN INC | $15,974,000 | – | 134,950 | +100.0% | 0.63% | – |
| BIIB | New | BIOGEN IDEC INC | $15,911,000 | – | 50,460 | +100.0% | 0.63% | – |
| Buy | CASTLE A M & COnote 7.000%12/1 | $15,870,000 | +57.7% | 12,308,000 | +95.1% | 0.62% | +45.7% | |
| New | XPO LOGISTICS INCnote 4.500%10/0 | $15,746,000 | – | 8,463,000 | +100.0% | 0.62% | – | |
| BJRI | Buy | BJS RESTAURANTS INC | $15,576,000 | +59.2% | 446,169 | +49.2% | 0.61% | +47.2% |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $15,326,000 | +39.2% | 665,462 | +46.5% | 0.60% | +28.8% |
| A309PS | New | DIRECTV | $15,187,000 | – | 178,650 | +100.0% | 0.60% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $14,719,000 | – | 94,200 | +100.0% | 0.58% | – |
| GM | Buy | GENERAL MTRS CO | $14,306,000 | +57.1% | 394,101 | +48.9% | 0.56% | +45.4% |
| NNI | Buy | NELNET INCcl a | $14,057,000 | +125.7% | 339,292 | +122.8% | 0.55% | +108.3% |
| ANGI | Buy | ANGIES LIST INC | $13,071,000 | +57.3% | 1,094,683 | +60.4% | 0.52% | +45.5% |
| PRISB | Buy | PROMOTORA DE INFORMACIONES Sadr cl b conv | $12,879,000 | -25.5% | 5,050,417 | +2.2% | 0.51% | -31.1% |
| INTC | Buy | INTEL CORP | $12,468,000 | +131.7% | 403,479 | +93.6% | 0.49% | +114.4% |
| PIR | Buy | PIER 1 IMPORTS INC | $12,008,000 | +137.2% | 779,209 | +190.6% | 0.47% | +119.0% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $11,880,000 | +16.1% | 145,325 | +16.4% | 0.47% | +7.3% |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $11,870,000 | +130.7% | 23,740,492 | +43.1% | 0.47% | +113.7% |
| SGM | Buy | STONEGATE MTG CORP | $11,008,000 | +2.5% | 789,094 | +9.2% | 0.43% | -5.2% |
| ORCL | Buy | ORACLE CORP | $10,901,000 | +45.4% | 268,954 | +46.7% | 0.43% | +34.4% |
| EBAY | Buy | EBAY INC | $10,554,000 | +14.0% | 210,836 | +25.8% | 0.42% | +5.3% |
| FURX | New | FURIEX PHARMACEUTICALS INC | $10,108,000 | – | 95,200 | +100.0% | 0.40% | – |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $10,030,000 | – | 100,200 | +100.0% | 0.40% | – |
| WHR | New | WHIRLPOOL CORP | $9,950,000 | – | 71,470 | +100.0% | 0.39% | – |
| F113PS | New | COVIDIEN PLC | $9,920,000 | – | 110,000 | +100.0% | 0.39% | – |
| New | SEACOR HOLDINGS INCnote 2.500%12/1 | $9,130,000 | – | 8,000,000 | +100.0% | 0.36% | – | |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING IN | $8,927,000 | +57.7% | 179,872 | +54.9% | 0.35% | +46.1% |
| Buy | SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $8,528,000 | +8.2% | 6,640,000 | +12.7% | 0.34% | 0.0% | |
| GTE | Buy | GRAN TIERRA ENERGY INC | $8,474,000 | +23.0% | 1,043,572 | +13.3% | 0.33% | +13.6% |
| VLO | Buy | VALERO ENERGY CORP NEW | $8,381,000 | +15.3% | 167,293 | +22.2% | 0.33% | +6.5% |
| PBF | New | PBF ENERGY INCcl a | $8,123,000 | – | 304,787 | +100.0% | 0.32% | – |
| ECPG | Buy | ENCORE CAP GROUP INC | $8,084,000 | +55.0% | 177,979 | +56.0% | 0.32% | +43.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $8,019,000 | +109.5% | 163,881 | +103.7% | 0.32% | +93.9% |
| MPAA | Buy | MOTORCAR PTS AMER INC | $7,892,000 | +11.5% | 324,046 | +21.6% | 0.31% | +3.0% |
| OCN | Buy | OCWEN FINL CORP | $7,842,000 | +57.7% | 211,386 | +66.5% | 0.31% | +45.8% |
| RJETQ | Buy | REPUBLIC AWYS HLDGS INC | $7,737,000 | +585.3% | 713,723 | +478.0% | 0.30% | +535.4% |
| SCSS | Buy | SELECT COMFORT CORP | $7,629,000 | +68.9% | 369,243 | +47.8% | 0.30% | +56.8% |
| LUK | Buy | LEUCADIA NATL CORP | $7,646,000 | +11.1% | 291,626 | +18.7% | 0.30% | +2.7% |
| New | HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $7,230,000 | – | 4,000,000 | +100.0% | 0.28% | – | |
| V107SC | Buy | WELLPOINT INC | $7,081,000 | +42.0% | 65,798 | +31.3% | 0.28% | +31.0% |
| MDT | Buy | MEDTRONIC INC | $7,024,000 | +115.3% | 110,167 | +107.8% | 0.28% | +99.3% |
| JGW | New | JGWPT HLDGS INCcl a | $6,556,000 | – | 582,269 | +100.0% | 0.26% | – |
| LRCX | Buy | LAM RESEARCH CORP | $6,440,000 | +37.3% | 95,301 | +11.7% | 0.25% | +27.0% |
| DESTQ | Buy | DESTINATION MATERNITY CORP | $6,330,000 | +33.4% | 277,992 | +60.5% | 0.25% | +23.3% |
| MSFT | Buy | MICROSOFT CORP | $6,256,000 | +16.6% | 150,016 | +14.6% | 0.25% | +7.9% |
| ABC | New | AMERISOURCEBERGEN CORP | $6,169,000 | – | 84,900 | +100.0% | 0.24% | – |
| VRNG | Buy | VRINGO INC | $6,173,000 | +201.4% | 1,805,006 | +205.8% | 0.24% | +179.3% |
| CR | Buy | CRANE CO | $5,801,000 | +69.3% | 78,008 | +62.0% | 0.23% | +56.8% |
| KKR | New | KKR & CO L P DEL | $5,684,000 | – | 233,633 | +100.0% | 0.22% | – |
| RASF | Buy | RAIT FINANCIAL TRUST | $5,554,000 | +43.6% | 671,629 | +47.5% | 0.22% | +32.7% |
| FLR | Buy | FLUOR CORP NEW | $5,558,000 | +31.3% | 72,271 | +32.7% | 0.22% | +21.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,196,000 | +57.7% | 49,668 | +48.1% | 0.20% | +46.4% |
| VG | Buy | VONAGE HLDGS CORP | $5,152,000 | +65.4% | 1,373,865 | +88.3% | 0.20% | +52.6% |
| ANWWQ | Buy | AEGEAN MARINE PETROLEUM NETW | $5,128,000 | +65.7% | 508,236 | +61.9% | 0.20% | +53.0% |
| PEP | Buy | PEPSICO INC | $5,130,000 | +25.6% | 57,424 | +17.4% | 0.20% | +16.1% |
| EZPW | Buy | EZCORP INCcl a non vtg | $5,063,000 | +89.9% | 438,374 | +77.4% | 0.20% | +75.4% |
| KAR | Buy | KAR AUCTION SVCS INC | $4,946,000 | +91.3% | 155,198 | +82.2% | 0.20% | +77.3% |
| Buy | SPDR S&P 500 ETF TRcall | $4,899,000 | +384.1% | 9,500 | +171.4% | 0.19% | +348.8% | |
| 9207PS | Buy | ROCK-TENN COcl a | $4,779,000 | +11.3% | 45,257 | +11.3% | 0.19% | +2.7% |
| QCOM | New | QUALCOMM INC | $4,749,000 | – | 59,963 | +100.0% | 0.19% | – |
| WW | Buy | WEIGHT WATCHERS INTL INC NEW | $4,755,000 | +41.8% | 235,767 | +44.4% | 0.19% | +30.8% |
| GS | New | GOLDMAN SACHS GROUP INC | $4,504,000 | – | 26,900 | +100.0% | 0.18% | – |
| PLUS | New | EPLUS INC | $4,414,000 | – | 75,844 | +100.0% | 0.17% | – |
| YUM | Buy | YUM BRANDS INC | $4,355,000 | +112.3% | 53,635 | +97.2% | 0.17% | +97.7% |
| ENT | Buy | GLOBAL EAGLE ENTMT INC | $4,313,000 | +217.4% | 347,803 | +303.9% | 0.17% | +193.1% |
| HUBB | Buy | HUBBELL INCcl b | $4,297,000 | +54.5% | 34,890 | +50.4% | 0.17% | +42.0% |
| EMR | Buy | EMERSON ELEC CO | $4,297,000 | +74.5% | 64,754 | +75.6% | 0.17% | +61.0% |
| HTLD | Buy | HEARTLAND EXPRESS INC | $4,054,000 | +51.3% | 189,993 | +60.9% | 0.16% | +40.4% |
| DHR | Buy | DANAHER CORP DEL | $4,046,000 | +70.8% | 51,385 | +62.7% | 0.16% | +57.4% |
| PTRY | Buy | PANTRY INC | $4,018,000 | +39.9% | 248,031 | +32.4% | 0.16% | +29.5% |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $3,977,000 | +22.4% | 57,854 | +20.8% | 0.16% | +12.9% |
| BID | Buy | SOTHEBYS | $3,945,000 | -1.8% | 93,943 | +1.8% | 0.16% | -9.4% |
| HSY | Buy | HERSHEY CO | $3,721,000 | +163.0% | 38,212 | +182.0% | 0.15% | +145.0% |
| New | ICONIX BRAND GROUP INCnote 2.500% 6/0 | $3,616,000 | – | 2,500,000 | +100.0% | 0.14% | – | |
| BWLD | New | BUFFALO WILD WINGS INC | $3,505,000 | – | 21,150 | +100.0% | 0.14% | – |
| PERI | Buy | PERION NETWORK LTD | $3,506,000 | +33.2% | 347,178 | +45.8% | 0.14% | +23.2% |
| SBUX | Buy | STARBUCKS CORP | $3,488,000 | +31.1% | 45,075 | +24.3% | 0.14% | +21.2% |
| DLTR | Buy | DOLLAR TREE INC | $3,417,000 | +53.4% | 62,746 | +46.9% | 0.14% | +42.1% |
| LNC | Buy | LINCOLN NATL CORP IND | $3,393,000 | +106.5% | 65,959 | +103.4% | 0.13% | +91.4% |
| SYKE | Buy | SYKES ENTERPRISES INC | $3,312,000 | +117.6% | 152,418 | +98.9% | 0.13% | +101.5% |
| MET | Buy | METLIFE INC | $3,289,000 | +10.4% | 59,193 | +4.9% | 0.13% | +2.4% |
| VAR | New | VARIAN MED SYS INC | $3,264,000 | – | 39,261 | +100.0% | 0.13% | – |
| GEO | New | GEO GROUP INC | $3,247,000 | – | 90,865 | +100.0% | 0.13% | – |
| KBH | Buy | KB HOME | $3,192,000 | +72.2% | 170,863 | +56.6% | 0.13% | +59.5% |
| OIBR | New | OI S.A.spn adr rep pfd | $3,205,000 | – | 3,735,237 | +100.0% | 0.13% | – |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $3,177,000 | +220.9% | 221,534 | +221.0% | 0.12% | +197.6% |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $3,159,000 | +51.9% | 157,575 | +42.0% | 0.12% | +40.4% |
| CTAS | Buy | CINTAS CORP | $3,112,000 | +107.9% | 48,982 | +95.1% | 0.12% | +92.2% |
| VTNR | Buy | VERTEX ENERGY INC | $3,111,000 | +301.9% | 320,382 | +167.1% | 0.12% | +272.7% |
| BXE | Buy | BELLATRIX EXPLORATION LTD | $3,091,000 | +302.0% | 355,624 | +289.9% | 0.12% | +269.7% |
| BEAV | Buy | B/E AEROSPACE INC | $3,088,000 | +184.6% | 33,382 | +167.1% | 0.12% | +165.2% |
| UEPS | New | NET 1 UEPS TECHNOLOGIES INC | $3,089,000 | – | 271,426 | +100.0% | 0.12% | – |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $2,953,000 | +74.8% | 244,256 | +80.5% | 0.12% | +61.1% |
| CL | Buy | COLGATE PALMOLIVE CO | $2,927,000 | +49.0% | 42,936 | +41.8% | 0.12% | +36.9% |
| STCK | Buy | STOCK BLDG SUPPLY HLDGS INC | $2,894,000 | +47.0% | 146,657 | +51.4% | 0.11% | +35.7% |
| REGI | Buy | RENEWABLE ENERGY GROUP INC | $2,881,000 | +1575.0% | 251,150 | +1655.2% | 0.11% | +1528.6% |
| Buy | SPDR S&P 500 ETF TRput | $2,820,000 | +171.4% | 21,354 | +152.2% | 0.11% | +152.3% | |
| SUPN | Buy | SUPERNUS PHARMACEUTICALS INC | $2,784,000 | +50.5% | 254,244 | +22.9% | 0.11% | +39.2% |
| MPO | Buy | MIDSTATES PETE CO INC | $2,759,000 | +79.2% | 381,561 | +32.8% | 0.11% | +65.2% |
| QTM | Buy | QUANTUM CORP | $2,777,000 | +49.5% | 2,275,962 | +49.4% | 0.11% | +38.0% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $2,757,000 | +38.8% | 23,882 | +40.4% | 0.11% | +28.2% |
| THOR | New | THORATEC CORP | $2,749,000 | – | 78,861 | +100.0% | 0.11% | – |
| ICAD | Buy | ICAD INC | $2,691,000 | +71.4% | 419,764 | +144.9% | 0.11% | +58.2% |
| AHT | Buy | ASHFORD HOSPITALITY TR INC | $2,699,000 | +162.0% | 233,924 | +156.0% | 0.11% | +140.9% |
| ADUS | Buy | ADDUS HOMECARE CORP | $2,695,000 | +61.7% | 119,864 | +65.7% | 0.11% | +49.3% |
| IDTI | New | INTEGRATED DEVICE TECHNOLOGY | $2,619,000 | – | 169,394 | +100.0% | 0.10% | – |
| TA | Buy | TRAVELCENTERS OF AMERICA LLC | $2,554,000 | +83.9% | 287,594 | +68.8% | 0.10% | +71.2% |
| CONE | Buy | CYRUSONE INC | $2,541,000 | +61.6% | 102,039 | +35.2% | 0.10% | +49.3% |
| GVA | Buy | GRANITE CONSTR INC | $2,488,000 | +27.1% | 69,143 | +41.1% | 0.10% | +18.1% |
| CYH | New | COMMUNITY HEALTH SYS INC NEW | $2,485,000 | – | 54,764 | +100.0% | 0.10% | – |
| EXPE | New | EXPEDIA INC DEL | $2,487,000 | – | 31,583 | +100.0% | 0.10% | – |
| ZHNE | Buy | ZHONE TECHNOLOGIES INC NEW | $2,460,000 | +18.8% | 793,609 | +61.8% | 0.10% | +10.2% |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $2,467,000 | – | 50,448 | +100.0% | 0.10% | – |
| SKH | New | SKILLED HEALTHCARE GROUP INCcl a | $2,467,000 | – | 392,272 | +100.0% | 0.10% | – |
| HCI | Buy | HCI GROUP INC | $2,434,000 | +70.4% | 59,951 | +52.8% | 0.10% | +57.4% |
| PDCO | Buy | PATTERSON COMPANIES INC | $2,409,000 | -0.0% | 60,971 | +5.7% | 0.10% | -7.8% |
| AGM | Buy | FEDERAL AGRIC MTG CORPcl c | $2,422,000 | +107.0% | 77,926 | +121.4% | 0.10% | +90.0% |
| NCFT | Buy | NORCRAFT COS INC | $2,397,000 | +33.2% | 167,484 | +57.6% | 0.09% | +22.1% |
| OFG | Buy | OFG BANCORP | $2,360,000 | +107.9% | 128,207 | +94.3% | 0.09% | +93.8% |
| CTRX | Buy | CATAMARAN CORP | $2,317,000 | +41.2% | 52,461 | +43.1% | 0.09% | +30.0% |
| SYK | Buy | STRYKER CORP | $2,302,000 | +10.9% | 27,302 | +7.2% | 0.09% | +3.4% |
| JAZZ | New | JAZZ PHARMACEUTICALS PLC | $2,273,000 | – | 15,462 | +100.0% | 0.09% | – |
| AER | Buy | AERCAP HOLDINGS NV | $2,294,000 | +55.3% | 50,094 | +43.1% | 0.09% | +42.9% |
| LKQ | Buy | LKQ CORP | $2,267,000 | +42.2% | 84,941 | +40.4% | 0.09% | +30.9% |
| EBF | Buy | ENNIS INC | $2,212,000 | +24.9% | 144,970 | +35.7% | 0.09% | +16.0% |
| CAB | Buy | CABELAS INC | $2,174,000 | +33.8% | 34,832 | +40.5% | 0.09% | +24.6% |
| BBOX | New | BLACK BOX CORP DEL | $2,148,000 | – | 91,629 | +100.0% | 0.08% | – |
| ABCB | Buy | AMERIS BANCORP | $2,159,000 | +115.5% | 100,126 | +132.9% | 0.08% | +97.7% |
| PRISY | New | PROMOTORA DE INFORMACIONES S | $2,168,000 | – | 1,153,064 | +100.0% | 0.08% | – |
| POWR | Buy | POWERSECURE INTL INC | $2,127,000 | +49.2% | 218,391 | +259.1% | 0.08% | +37.7% |
| GNRC | New | GENERAC HLDGS INC | $2,133,000 | – | 43,773 | +100.0% | 0.08% | – |
| MWA | New | MUELLER WTR PRODS INC | $2,076,000 | – | 240,287 | +100.0% | 0.08% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $2,053,000 | +55.5% | 325,945 | +59.8% | 0.08% | +44.6% |
| XRM | Buy | XERIUM TECHNOLOGIES INC | $2,057,000 | +32.1% | 147,347 | +51.9% | 0.08% | +22.7% |
| Buy | SELECT SECTOR SPDR TRput | $2,064,000 | +115.0% | 12,000 | +20.0% | 0.08% | +97.6% | |
| CPSS | Buy | CONSUMER PORTFOLIO SVCS INC | $2,025,000 | +133.0% | 265,801 | +109.2% | 0.08% | +116.2% |
| MDCA | Buy | MDC PARTNERS INCcl a sub vtg | $1,995,000 | +137.2% | 92,826 | +151.8% | 0.08% | +119.4% |
| FLY | Buy | FLY LEASING LTDsponsored adr | $1,990,000 | +274.8% | 137,305 | +287.6% | 0.08% | +239.1% |
| CVD | New | COVANCE INC | $1,933,000 | – | 22,591 | +100.0% | 0.08% | – |
| EXTR | Buy | EXTREME NETWORKS INC | $1,889,000 | +19.3% | 425,537 | +55.9% | 0.07% | +10.4% |
| ATML | Buy | ATMEL CORP | $1,874,000 | +35.4% | 199,956 | +20.8% | 0.07% | +25.4% |
| TTEC | Buy | TELETECH HOLDINGS INC | $1,870,000 | +84.8% | 64,499 | +56.3% | 0.07% | +72.1% |
| GOOGL | Buy | GOOGLE INCcl a | $1,868,000 | -21.0% | 3,195 | +50.6% | 0.07% | -26.7% |
| MEI | Buy | METHODE ELECTRS INC | $1,842,000 | +150.3% | 48,201 | +100.8% | 0.07% | +135.5% |
| XCRA | New | XCERRA CORP | $1,826,000 | – | 200,622 | +100.0% | 0.07% | – |
| BLDR | Buy | BUILDERS FIRSTSOURCE INC | $1,835,000 | +79.0% | 245,306 | +117.7% | 0.07% | +63.6% |
| ANF | New | ABERCROMBIE & FITCH COcl a | $1,793,000 | – | 41,456 | +100.0% | 0.07% | – |
| FIVE | New | FIVE BELOW INC | $1,795,000 | – | 44,967 | +100.0% | 0.07% | – |
| NTK | Buy | NORTEK INC | $1,785,000 | +66.7% | 19,890 | +52.7% | 0.07% | +52.2% |
| QLIK | Buy | QLIK TECHNOLOGIES INC | $1,788,000 | +79.3% | 79,051 | +110.8% | 0.07% | +66.7% |
| AZPN | Buy | ASPEN TECHNOLOGY INC | $1,742,000 | +32.7% | 37,539 | +21.1% | 0.07% | +23.2% |
| MRC | Buy | MRC GLOBAL INC | $1,751,000 | +29.5% | 61,877 | +23.4% | 0.07% | +19.0% |
| SB | Buy | SAFE BULKERS INC | $1,746,000 | +170.7% | 178,897 | +164.2% | 0.07% | +155.6% |
| JBSS | New | SANFILIPPO JOHN B & SON INC | $1,747,000 | – | 65,994 | +100.0% | 0.07% | – |
| SFE | Buy | SAFEGUARD SCIENTIFICS INC | $1,755,000 | +43.6% | 84,401 | +53.3% | 0.07% | +32.7% |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $1,743,000 | – | 49,852 | +100.0% | 0.07% | – |
| BGC | Buy | GENERAL CABLE CORP DEL NEW | $1,720,000 | +44.4% | 67,048 | +44.2% | 0.07% | +33.3% |
| TSYS | Buy | TELECOMMUNICATION SYS INCcl a | $1,716,000 | +125.5% | 521,431 | +57.6% | 0.07% | +112.5% |
| CMLS | Buy | CUMULUS MEDIA INCcl a | $1,720,000 | +66.2% | 260,962 | +74.6% | 0.07% | +54.5% |
| TBI | Buy | TRUEBLUE INC | $1,718,000 | +22.4% | 62,310 | +29.8% | 0.07% | +13.3% |
| FTNT | Buy | FORTINET INC | $1,714,000 | +73.0% | 68,201 | +51.6% | 0.07% | +61.9% |
| IPGP | Buy | IPG PHOTONICS CORP | $1,672,000 | +371.0% | 24,298 | +386.0% | 0.07% | +340.0% |
| SVU | New | SUPERVALU INC | $1,643,000 | – | 199,827 | +100.0% | 0.06% | – |
| INT | Buy | WORLD FUEL SVCS CORP | $1,634,000 | +29.6% | 33,181 | +16.0% | 0.06% | +18.5% |
| DRYS | New | DRYSHIPS INC | $1,590,000 | – | 493,892 | +100.0% | 0.06% | – |
| SCS | New | STEELCASE INCcl a | $1,553,000 | – | 102,628 | +100.0% | 0.06% | – |
| MDXG | Buy | MIMEDX GROUP INC | $1,549,000 | +82.9% | 218,484 | +58.1% | 0.06% | +69.4% |
| SRI | Buy | STONERIDGE INC | $1,535,000 | +56.8% | 143,225 | +64.3% | 0.06% | +42.9% |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a | $1,527,000 | – | 110,419 | +100.0% | 0.06% | – |
| JCI | New | JOHNSON CTLS INC | $1,498,000 | – | 30,000 | +100.0% | 0.06% | – |
| TFM | New | FRESH MKT INC | $1,450,000 | – | 43,321 | +100.0% | 0.06% | – |
| TRK | Buy | SPEEDWAY MOTORSPORTS INC | $1,415,000 | +42.9% | 77,539 | +46.6% | 0.06% | +33.3% |
| PLPM | Buy | PLANET PAYMENT INC | $1,415,000 | +56.4% | 498,148 | +50.8% | 0.06% | +43.6% |
| DLNG | Buy | DYNAGAS LNG PARTNERS LP | $1,397,000 | +435.2% | 57,610 | +379.1% | 0.06% | +400.0% |
| PPBI | New | PACIFIC PREMIER BANCORP | $1,384,000 | – | 98,202 | +100.0% | 0.06% | – |
| OMN | Buy | OMNOVA SOLUTIONS INC | $1,371,000 | +18.8% | 150,830 | +35.7% | 0.05% | +10.2% |
| WLBAQ | New | WESTMORELAND COAL CO | $1,369,000 | – | 37,737 | +100.0% | 0.05% | – |
| ZAGG | New | ZAGG INC | $1,343,000 | – | 247,261 | +100.0% | 0.05% | – |
| SILC | New | SILICOM LTDord | $1,238,000 | – | 29,507 | +100.0% | 0.05% | – |
| VOYA | New | VOYA FINL INC | $1,244,000 | – | 34,238 | +100.0% | 0.05% | – |
| UFS | Buy | DOMTAR CORP | $1,131,000 | -23.7% | 26,406 | +100.0% | 0.04% | -28.6% |
| TEAR | Buy | TEARLAB CORP | $1,091,000 | -10.2% | 224,057 | +24.7% | 0.04% | -17.3% |
| HEAR | New | TURTLE BEACH CORP | $1,091,000 | – | 118,088 | +100.0% | 0.04% | – |
| CKP | New | CHECKPOINT SYS INC | $1,062,000 | – | 75,914 | +100.0% | 0.04% | – |
| USPH | Buy | U S PHYSICAL THERAPY INC | $1,065,000 | +70.1% | 31,148 | +72.1% | 0.04% | +55.6% |
| STNR | Buy | STEINER LEISURE LTDord | $1,065,000 | +60.2% | 24,600 | +71.1% | 0.04% | +50.0% |
| 3101SC | Buy | COMMONWEALTH REIT | $1,023,000 | +23.6% | 38,866 | +23.4% | 0.04% | +14.3% |
| ACXM | Buy | ACXIOM CORP | $1,025,000 | -0.2% | 47,236 | +58.2% | 0.04% | -9.1% |
| NLST | Buy | NETLIST INC | $983,000 | +30.2% | 762,348 | +91.8% | 0.04% | +21.9% |
| FFKT | New | FARMERS CAP BK CORP | $982,000 | – | 43,492 | +100.0% | 0.04% | – |
| ETH | Buy | ETHAN ALLEN INTERIORS INC | $997,000 | +93.6% | 40,314 | +99.2% | 0.04% | +77.3% |
| CFFI | New | C & F FINL CORP | $961,000 | – | 26,691 | +100.0% | 0.04% | – |
| SKX | New | SKECHERS U S A INCcl a | $940,000 | – | 20,562 | +100.0% | 0.04% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $931,000 | – | 19,825 | +100.0% | 0.04% | – |
| UCTT | New | ULTRA CLEAN HLDGS INC | $900,000 | – | 99,501 | +100.0% | 0.04% | – |
| CZZ | Buy | COSAN LTD | $888,000 | +135.5% | 65,495 | +97.9% | 0.04% | +118.8% |
| LGND | New | LIGAND PHARMACEUTICALS INC | $818,000 | – | 13,134 | +100.0% | 0.03% | – |
| TITN | Buy | TITAN MACHY INC | $803,000 | +60.3% | 48,780 | +52.5% | 0.03% | +52.4% |
| APPY | New | VENAXIS INC | $802,000 | – | 359,493 | +100.0% | 0.03% | – |
| HOFT | New | HOOKER FURNITURE CORP | $775,000 | – | 48,020 | +100.0% | 0.03% | – |
| New | SPDR GOLD TRUSTcall | $745,000 | – | 1,000 | +100.0% | 0.03% | – | |
| TISUQ | Buy | ORCHIDS PAPER PRODS CO DEL | $744,000 | +55.3% | 23,211 | +48.2% | 0.03% | +45.0% |
| HIMX | Buy | HIMAX TECHNOLOGIES INCsponsored adr | $745,000 | +49.6% | 108,673 | +151.3% | 0.03% | +38.1% |
| MTSN | New | MATTSON TECHNOLOGY INC | $738,000 | – | 337,100 | +100.0% | 0.03% | – |
| GOOG | New | GOOGLE INCcl c | $697,000 | – | 1,211 | +100.0% | 0.03% | – |
| IG | New | IGI LABS INC | $651,000 | – | 122,685 | +100.0% | 0.03% | – |
| MFRI | Buy | MFRI INC | $657,000 | +19.9% | 57,543 | +43.0% | 0.03% | +13.0% |
| USATP | Buy | USA TECHNOLOGIES INCconv pfd ser a | $668,000 | +2.3% | 38,830 | +2.6% | 0.03% | -7.1% |
| SMA | New | SYMMETRY MED INC | $627,000 | – | 70,810 | +100.0% | 0.02% | – |
| CRDA | Buy | CRAWFORD & COcl a | $591,000 | +47.0% | 72,933 | +69.6% | 0.02% | +35.3% |
| CLRO | New | CLEARONE INC | $553,000 | – | 56,215 | +100.0% | 0.02% | – |
| CHTP | New | CHELSEA THERAPEUTICS INTL LT | $555,000 | – | 2,777,092 | +100.0% | 0.02% | – |
| NEWT | Buy | NEWTEK BUSINESS SVCS INC | $543,000 | +12.2% | 198,097 | +17.9% | 0.02% | 0.0% |
| New | AMERICAN CAP LTDcall | $531,000 | – | 9,000 | +100.0% | 0.02% | – | |
| New | SPDR GOLD TRUSTput | $465,000 | – | 1,000 | +100.0% | 0.02% | – | |
| CIE | Buy | COBALT INTL ENERGY INC | $402,000 | +68.9% | 21,885 | +68.3% | 0.02% | +60.0% |
| NMBL | New | NIMBLE STORAGE INC | $344,000 | – | 11,200 | +100.0% | 0.01% | – |
| BB | New | BLACKBERRY LTD | $325,000 | – | 31,700 | +100.0% | 0.01% | – |
| SRCL | New | STERICYCLE INC | $296,000 | – | 2,500 | +100.0% | 0.01% | – |
| PEG | New | PUBLIC SVC ENTERPRISE GROUP | $314,000 | – | 7,700 | +100.0% | 0.01% | – |
| PB | New | PROSPERITY BANCSHARES INC | $307,000 | – | 4,900 | +100.0% | 0.01% | – |
| SO | New | SOUTHERN CO | $304,000 | – | 6,700 | +100.0% | 0.01% | – |
| MOV | New | MOVADO GROUP INC | $310,000 | – | 7,437 | +100.0% | 0.01% | – |
| LECO | New | LINCOLN ELEC HLDGS INC | $293,000 | – | 4,200 | +100.0% | 0.01% | – |
| LB | New | L BRANDS INC | $293,000 | – | 5,000 | +100.0% | 0.01% | – |
| HTGC | New | HERCULES TECH GROWTH CAP INC | $305,000 | – | 18,900 | +100.0% | 0.01% | – |
| GURE | Buy | GULF RESOURCES INC | $295,000 | +27.2% | 137,677 | +43.8% | 0.01% | +20.0% |
| WYY | New | WIDEPOINT CORP | $314,000 | – | 178,663 | +100.0% | 0.01% | – |
| WEC | New | WISCONSIN ENERGY CORP | $305,000 | – | 6,500 | +100.0% | 0.01% | – |
| DLR | New | DIGITAL RLTY TR INC | $297,000 | – | 5,100 | +100.0% | 0.01% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $293,000 | – | 4,300 | +100.0% | 0.01% | – |
| BRKR | New | BRUKER CORP | $306,000 | – | 12,600 | +100.0% | 0.01% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $301,000 | – | 6,200 | +100.0% | 0.01% | – |
| AIQ | New | ALLIANCE HEALTHCARE SRVCS IN | $317,000 | – | 11,728 | +100.0% | 0.01% | – |
| NDSN | New | NORDSON CORP | $289,000 | – | 3,600 | +100.0% | 0.01% | – |
| HIIQ | New | HEALTH INS INNOVATIONS INC | $252,000 | – | 20,419 | +100.0% | 0.01% | – |
| FNBCQ | New | FIRST NBC BK HLDG CO | $221,000 | – | 6,600 | +100.0% | 0.01% | – |
| BLT | New | BLOUNT INTL INC NEW | $202,000 | – | 14,300 | +100.0% | 0.01% | – |
| WHZT | New | WHITING USA TR IItr unit | $130,000 | – | 10,200 | +100.0% | 0.01% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
- Whitebox Credit Arbitrage Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.