$654 Million is the total value of FALCON POINT CAPITAL, LLC's 106 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| InContact Inc. 2.5% due 4/2/20cvbond | $2,399,000 | +0.3% | 2,000,000 | 0.0% | 0.37% | -11.1% | ||
| Calamp Corp. 1.625% due 5/15/2cvbond | $2,345,000 | +1.1% | 2,500,000 | 0.0% | 0.36% | -10.5% | ||
| ServiceSource International, Icvbond | $2,159,000 | +8.3% | 2,250,000 | 0.0% | 0.33% | -4.1% | ||
| Proofpoint Inc. 0.75% due 6/15cvbond | $2,098,000 | +11.7% | 1,750,000 | 0.0% | 0.32% | -0.9% | ||
| TANNL | TravelCenters of America 8%prd | $1,789,000 | +1.7% | 70,000 | 0.0% | 0.27% | -9.9% | |
| Pros Holding Inc 2% due 12/1/2cvbond | $1,747,000 | +9.3% | 1,790,000 | 0.0% | 0.27% | -3.3% | ||
| NYCBPRU | NY Community Cap Trust V 6%cvpfd | $1,740,000 | -1.5% | 35,000 | 0.0% | 0.27% | -12.8% | |
| Hercules II 6/30/29 6.5%cvbond | $1,592,000 | +8.4% | 1,769,000 | 0.0% | 0.24% | -4.3% | ||
| Fireeye Inc. 1.625% due 6/1/20cvbond | $1,347,000 | +1.8% | 1,500,000 | 0.0% | 0.21% | -9.6% | ||
| AFFT | AmTrust Financial Services 7.5prd | $1,334,000 | +3.0% | 50,000 | 0.0% | 0.20% | -8.9% | |
| AATRL | AMG Capital 5.15%cvpfd | $1,287,000 | -5.8% | 25,000 | 0.0% | 0.20% | -16.5% | |
| TYFDL | Tyson Foods Inc 4.75%cvpfd | $1,156,000 | +4.3% | 15,000 | 0.0% | 0.18% | -7.3% | |
| WTFCM | Wintrust Financial Group 6.5%prd | $1,108,000 | -2.6% | 40,000 | 0.0% | 0.17% | -14.2% | |
| Aegerion Pharmaceuticals 2% ducvbond | $937,000 | +9.6% | 1,500,000 | 0.0% | 0.14% | -3.4% | ||
| SKIS | Peak Resorts Inc | $655,000 | +6.3% | 135,000 | 0.0% | 0.10% | -5.7% | |
| PTQEP | PetroQuest Energy 6.875%cvpfd | $640,000 | +128.6% | 40,000 | 0.0% | 0.10% | +104.2% | |
| PPX | PPL Corp. 5.9%prd | $521,000 | -3.2% | 20,000 | 0.0% | 0.08% | -14.0% | |
| TBT | Proshares Ultrashort Barclays | $482,000 | +8.6% | 14,000 | 0.0% | 0.07% | -3.9% | |
| USBPRNCL | US Bancorp 6% Series Gprd | $256,000 | -1.9% | 10,000 | 0.0% | 0.04% | -13.3% | |
| FLIR | Flir Systems | $229,000 | +6.5% | 6,957 | 0.0% | 0.04% | -5.4% | |
| FTR | Frontier Communications Corp | $46,000 | -19.3% | 11,515 | 0.0% | 0.01% | -30.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Proofpoint, Inc. | 29 | Q2 2020 | 3.2% |
| Jack In The Box Inc. | 29 | Q2 2020 | 3.3% |
| Perficient Inc. | 29 | Q2 2020 | 2.9% |
| Medical Properties Trust Inc. | 29 | Q2 2020 | 2.4% |
| AMG Capital 5.15% | 29 | Q2 2020 | 1.7% |
| Maximus, Inc. | 28 | Q2 2020 | 2.6% |
| Carriage Services Inc. | 28 | Q1 2020 | 1.2% |
| NY Community Cap Trust V 6% | 26 | Q2 2020 | 2.0% |
| Pzena Investment Management, I | 26 | Q1 2020 | 1.2% |
| WageWorks, Inc. | 25 | Q2 2019 | 3.6% |
View FALCON POINT CAPITAL, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| SeaSpine Holdings Corp | January 28, 2020 | 88,409 | 0.5% |
| CalAmp Corp. | January 26, 2018 | 1,251,263 | 3.5% |
| INVENTURE FOODS, INC. | January 26, 2018 | ? | ? |
View FALCON POINT CAPITAL, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-01-29 |
| 13F-HR | 2020-10-22 |
| 13F-HR | 2020-07-21 |
| 13F-HR | 2020-04-22 |
| SC 13G | 2020-01-28 |
| 13F-HR | 2020-01-23 |
| 13F-HR | 2019-11-13 |
| 13F-HR | 2019-07-15 |
| 13F-HR | 2019-05-08 |
| 13F-HR | 2019-01-31 |
View FALCON POINT CAPITAL, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.