This page lists the SEC filings reported by PIPER SANDLER COMPANIES.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2008-02-06 | BARCLAYS GLOBAL INVESTORS NA /CA/ | PIPER JAFFRAY COMPANIES | 350,127 | 2.0% | EDGAR |
| SC 13G/A | 2007-02-14 | PRICE T ROWE ASSOCIATES INC /MD/ | PIPER JAFFRAY COMPANIES | 1,172,865 | 6.3% | EDGAR |
| SC 13G/A | 2007-02-13 | BlackRock Inc. | PIPER JAFFRAY COMPANIES | 1,921,145 | 10.3% | EDGAR |
| SC 13G/A | 2007-02-09 | DIMENSIONAL FUND ADVISORS INC | PIPER JAFFRAY COMPANIES | 1,020,772 | 5.5% | EDGAR |
| SC 13G/A | 2007-02-02 | DIMENSIONAL FUND ADVISORS INC | PIPER JAFFRAY COMPANIES | 1,020,772 | 5.5% | EDGAR |
| SC 13G | 2007-01-23 | BARCLAYS GLOBAL INVESTORS NA /CA/ | PIPER JAFFRAY COMPANIES | 441,560 | 2.4% | EDGAR |
| SC 13G/A | 2006-10-10 | PNC FINANCIAL SERVICES GROUP INC | PIPER JAFFRAY COMPANIES | - | - | EDGAR |
| SC 13G | 2006-10-10 | BlackRock Inc. | PIPER JAFFRAY COMPANIES | 2,515,035 | 12.1% | EDGAR |
| SC 13G | 2006-05-10 | PNC FINANCIAL SERVICES GROUP INC | PIPER JAFFRAY COMPANIES | 2,122,939 | 10.2% | EDGAR |
| SC 13G/A | 2006-02-14 | PRICE T ROWE ASSOCIATES INC /MD/ | PIPER JAFFRAY COMPANIES | 1,598,465 | 8.0% | EDGAR |
| SC 13G/A | 2006-02-13 | TCW GROUP INC | PIPER JAFFRAY COMPANIES | 167,055 | 0.8% | EDGAR |
| SC 13G | 2006-02-10 | BARCLAYS PLC | PIPER JAFFRAY COMPANIES | 166,884 | 0.7% | EDGAR |
| SC 13G | 2006-02-09 | DIMENSIONAL FUND ADVISORS INC | PIPER JAFFRAY COMPANIES | 1,183,809 | 6.0% | EDGAR |
| SC 13G | 2006-01-26 | BARCLAYS GLOBAL INVESTORS NA /CA/ | PIPER JAFFRAY COMPANIES | 554,980 | 2.8% | EDGAR |
| SC 13G | 2005-02-14 | PRICE T ROWE ASSOCIATES INC /MD/ | PIPER JAFFRAY COMPANIES | 1,377,578 | 6.9% | EDGAR |
| SC 13G | 2005-02-14 | TCW GROUP INC | PIPER JAFFRAY COMPANIES | 1,151,028 | 5.8% | EDGAR |
| SC 13G | 2005-02-14 | BARCLAYS GLOBAL INVESTORS NA /CA/ | PIPER JAFFRAY COMPANIES | 437,321 | 2.2% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.