$240 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 178 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 48.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPTL | Buy | SPDR SER TRportfolio ln tsr | $25,878,000 | +15.2% | 553,669 | +15.6% | 10.77% | +7.2% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $21,533,000 | +31.5% | 64,300 | +21.1% | 8.96% | +22.4% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmortg-back sec | $16,748,000 | +140.0% | 308,599 | +140.4% | 6.97% | +123.3% |
| ANGL | Buy | VANECK VECTORS ETF TRfallen angel hg | $8,900,000 | +27.1% | 299,266 | +22.6% | 3.70% | +18.3% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $8,595,000 | +31.0% | 164,691 | +25.8% | 3.58% | +21.9% |
| SPLV | Buy | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $8,427,000 | +12.9% | 157,108 | +4.6% | 3.51% | +5.1% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $6,527,000 | +316.3% | 443,086 | +299.0% | 2.72% | +287.4% |
| AAPL | Buy | APPLE INC | $6,234,000 | +2.5% | 53,826 | +223.0% | 2.59% | -4.6% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $6,003,000 | +23.1% | 87,869 | +17.7% | 2.50% | +14.5% |
| GIGB | New | GOLDMAN SACHS ETF TRaccess invt gr | $4,900,000 | – | 88,829 | +100.0% | 2.04% | – |
| GEM | Buy | GOLDMAN SACHS ETF TRactivebeta eme | $3,828,000 | +10.2% | 116,741 | +1.8% | 1.59% | +2.5% |
| SPGI | Buy | S&P GLOBAL INC | $2,779,000 | +9.7% | 7,707 | +0.2% | 1.16% | +2.0% |
| ET | Buy | ENERGY TRANSFER LP | $2,631,000 | -13.7% | 485,344 | +13.4% | 1.10% | -19.7% |
| MSFT | Buy | MICROSOFT CORP | $2,276,000 | +11.8% | 10,819 | +8.2% | 0.95% | +4.1% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,240,000 | +22.2% | 2,809 | +0.3% | 0.52% | +13.7% |
| SII | New | SPROTT INC | $1,229,000 | – | 36,000 | +100.0% | 0.51% | – |
| VOO | Buy | VANGUARD INDEX FDS | $1,029,000 | +8.9% | 3,346 | +0.4% | 0.43% | +1.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $939,000 | +6.1% | 3,012 | +0.4% | 0.39% | -1.3% |
| VLO | Buy | VALERO ENERGY CORP | $935,000 | -20.0% | 21,595 | +8.7% | 0.39% | -25.6% |
| FB | Buy | FACEBOOK INCcl a | $785,000 | +16.1% | 2,998 | +0.8% | 0.33% | +8.3% |
| KO | Buy | COCA COLA CO | $746,000 | +11.3% | 15,109 | +0.7% | 0.31% | +3.3% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $651,000 | +13.6% | 3,693 | +5.7% | 0.27% | +5.9% |
| GLD | Buy | SPDR GOLD TR | $643,000 | +54.2% | 3,630 | +45.8% | 0.27% | +43.3% |
| C | Buy | CITIGROUP INC | $621,000 | -13.1% | 14,400 | +2.9% | 0.26% | -19.4% |
| SSPY | Buy | SYNTAX ETF TRstratifd lrg cap | $564,000 | +13.9% | 11,643 | +7.5% | 0.24% | +6.3% |
| V | Buy | VISA INC | $550,000 | +42.5% | 2,753 | +37.6% | 0.23% | +32.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $521,000 | +23.5% | 3,497 | +16.6% | 0.22% | +14.8% |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $515,000 | +178.4% | 45,680 | +171.1% | 0.21% | +157.8% |
| NAK | Buy | NORTHERN DYNASTY MINERALS LT | $457,000 | -29.0% | 465,800 | +3.5% | 0.19% | -34.0% |
| TRV | Buy | TRAVELERS COMPANIES INC | $454,000 | -0.4% | 4,200 | +5.0% | 0.19% | -7.4% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $445,000 | +15.3% | 5,140 | +15.2% | 0.18% | +6.9% |
| DLN | Buy | WISDOMTREE TRus largecap divd | $429,000 | +4.6% | 4,425 | +0.3% | 0.18% | -2.2% |
| RVT | Buy | ROYCE VALUE TR INC | $426,000 | +10.1% | 33,730 | +9.4% | 0.18% | +2.3% |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $413,000 | – | 73,400 | +100.0% | 0.17% | – |
| KRNY | Buy | KEARNY FINL CORP MD | $410,000 | +6.8% | 56,800 | +20.9% | 0.17% | -0.6% |
| NOG | New | NORTHERN OIL AND GAS INC MNcall | $408,000 | – | 71,000 | +100.0% | 0.17% | – |
| PSX | Buy | PHILLIPS 66 | $407,000 | +13.1% | 7,850 | +57.0% | 0.17% | +5.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $398,000 | +23.6% | 2,339 | +13.8% | 0.17% | +15.3% |
| AMGN | Buy | AMGEN INC | $366,000 | +19.2% | 1,438 | +10.6% | 0.15% | +10.9% |
| KMI | Buy | KINDER MORGAN INC DEL | $357,000 | -7.0% | 28,926 | +14.2% | 0.15% | -13.4% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $350,000 | +1.2% | 22,173 | +16.6% | 0.15% | -5.8% |
| BWG | New | BRANDYWINEGBL GBL INCM OPP | $343,000 | – | 29,820 | +100.0% | 0.14% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $333,000 | – | 32,963 | +100.0% | 0.14% | – |
| GRA | New | GRACE W R & CO DEL NEW | $326,000 | – | 8,100 | +100.0% | 0.14% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $297,000 | – | 18,840 | +100.0% | 0.12% | – |
| IAA | New | IAA INC | $292,000 | – | 5,600 | +100.0% | 0.12% | – |
| WAB | New | WABTEC | $278,000 | – | 4,500 | +100.0% | 0.12% | – |
| IJK | Buy | ISHARES TRs&p mc 400gr etf | $266,000 | +6.8% | 1,114 | +0.1% | 0.11% | 0.0% |
| IVV | New | ISHARES TRcore s&p500 etf | $261,000 | – | 777 | +100.0% | 0.11% | – |
| JHI | New | HANCOCK JOHN INVS TR | $263,000 | – | 16,620 | +100.0% | 0.11% | – |
| BTZ | New | BLACKROCK CR ALLOCATION INCO | $240,000 | – | 16,870 | +100.0% | 0.10% | – |
| BDSI | Buy | BIODELIVERY SCIENCES INTL IN | $236,000 | +7.3% | 63,400 | +25.8% | 0.10% | 0.0% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $232,000 | -19.4% | 7,736 | +1.8% | 0.10% | -24.8% |
| HONE | Buy | HARBORONE BANCORP INC NEW | $224,000 | +4.7% | 27,800 | +11.2% | 0.09% | -3.1% |
| XOM | New | EXXON MOBIL CORP | $216,000 | – | 6,299 | +100.0% | 0.09% | – |
| NGD | Buy | NEW GOLD INC CDAcall | $213,000 | +30.7% | 125,000 | +3.3% | 0.09% | +21.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $212,000 | +27.7% | 633 | +17.7% | 0.09% | +18.9% |
| BP | Buy | BP PLCsponsored adr | $210,000 | -16.7% | 12,000 | +11.1% | 0.09% | -23.0% |
| GAM | New | GENERAL AMERN INVS INC | $210,000 | – | 6,190 | +100.0% | 0.09% | – |
| ARCH | New | ARCH RESOURCES INCcl a | $204,000 | – | 4,800 | +100.0% | 0.08% | – |
| GPM | New | GUGGENHEIM ENHANCED EQUITY I | $162,000 | – | 29,690 | +100.0% | 0.07% | – |
| VET | Buy | VERMILION ENERGY INC | $154,000 | -32.2% | 65,800 | +29.3% | 0.06% | -37.3% |
| SILV | New | SILVERCREST METALS INC | $144,000 | – | 17,000 | +100.0% | 0.06% | – |
| PDLB | New | PDL CMNTY BANCORP | $133,000 | – | 15,033 | +100.0% | 0.06% | – |
| VREX | New | VAREX IMAGING CORP | $127,000 | – | 10,000 | +100.0% | 0.05% | – |
| FREE | New | WHOLE EARTH BRANDS INC | $108,000 | – | 13,000 | +100.0% | 0.04% | – |
| CVE | Buy | CENOVUS ENERGY INC | $87,000 | -6.5% | 22,400 | +12.0% | 0.04% | -14.3% |
| ERF | Buy | ENERPLUS CORP | $60,000 | -26.8% | 32,200 | +10.7% | 0.02% | -32.4% |
| HYMCW | New | HYCROFT MINING HOLDING CORP*w exp 02/12/202 | $16,000 | – | 10,200 | +100.0% | 0.01% | – |
| NOG | New | NORTHERN OIL AND GAS INC MN | $1,000 | – | 210 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.