$61.9 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 133 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 135.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $5,696,000 | -17.3% | 22,100 | +3.3% | 9.20% | +76.9% |
| VOO | Buy | VANGUARD INDEX FDS | $822,000 | -19.5% | 3,472 | +0.6% | 1.33% | +72.2% |
| GBIL | Buy | GOLDMAN SACHS ETF TRacces treasury | $563,000 | +7.4% | 5,590 | +6.9% | 0.91% | +129.8% |
| ET | New | ENERGY TRANSFER LP | $560,000 | – | 121,719 | +100.0% | 0.90% | – |
| STMP | New | STAMPS COM INC | $520,000 | – | 4,000 | +100.0% | 0.84% | – |
| VGSH | New | VANGUARD SCOTTSDALE FDSshort term treas | $441,000 | – | 7,070 | +100.0% | 0.71% | – |
| SCHO | New | SCHWAB STRATEGIC TRsht tm us tres | $440,000 | – | 8,500 | +100.0% | 0.71% | – |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $376,000 | -9.0% | 2,918 | +15.5% | 0.61% | +94.6% |
| GLD | Buy | SPDR GOLD TRUST | $369,000 | +37.7% | 2,492 | +32.8% | 0.60% | +195.0% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $368,000 | -27.4% | 24,840 | +7.4% | 0.60% | +55.4% |
| EQAL | Buy | INVESCO EXCHANGE-TRADED FD Trusel 1000 eql | $350,000 | -29.0% | 14,425 | +0.0% | 0.56% | +51.9% |
| SHY | New | ISHARES TR1 3 yr treas bd | $347,000 | – | 4,000 | +100.0% | 0.56% | – |
| CVE | Buy | CENOVUS ENERGY INCcall | $319,000 | -74.8% | 157,800 | +26.5% | 0.52% | -46.1% |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $305,000 | – | 17,130 | +100.0% | 0.49% | – |
| HQL | Buy | TEKLA LIFE SCIENCES INVSsh ben int | $277,000 | -4.8% | 18,520 | +11.1% | 0.45% | +103.6% |
| ASA | New | ASA GOLD AND PRECIOUS MTLS L | $250,000 | – | 24,245 | +100.0% | 0.40% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $239,000 | -24.8% | 2,071 | +7.9% | 0.39% | +60.8% |
| GF | New | NEW GERMANY FD INC | $214,000 | – | 18,390 | +100.0% | 0.35% | – |
| KAR | New | KAR AUCTION SVCS INC | $196,000 | – | 16,315 | +100.0% | 0.32% | – |
| AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $190,000 | +31.9% | 36,680 | +93.5% | 0.31% | +181.7% |
| NAK | New | NORTHERN DYNASTY MINERALS LT | $173,000 | – | 450,000 | +100.0% | 0.28% | – |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $163,000 | – | 14,970 | +100.0% | 0.26% | – |
| VOD | New | VODAFONE GROUP PLC NEWsponsored adr | $153,000 | – | 11,100 | +100.0% | 0.25% | – |
| KMI | New | KINDER MORGAN INC DEL | $150,000 | – | 10,775 | +100.0% | 0.24% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $145,000 | – | 10,162 | +100.0% | 0.23% | – |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $122,000 | -15.3% | 12,680 | +14.1% | 0.20% | +80.7% |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $84,000 | – | 10,950 | +100.0% | 0.14% | – |
| VET | New | VERMILION ENERGY INC | $72,000 | – | 23,200 | +100.0% | 0.12% | – |
| NGD | New | NEW GOLD INC CDAcall | $51,000 | – | 100,000 | +100.0% | 0.08% | – |
| JMP | New | JMP GROUP LLC | $38,000 | – | 16,000 | +100.0% | 0.06% | – |
| TACT | Buy | TRANSACT TECHNOLOGIES INC | $37,000 | -66.4% | 12,000 | +20.0% | 0.06% | -27.7% |
| ERF | Buy | ENERPLUS CORP | $31,000 | -42.6% | 21,000 | +176.3% | 0.05% | +22.0% |
| CNTY | New | CENTURY CASINOS INC | $25,000 | – | 10,500 | +100.0% | 0.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.