$780 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 785 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GPORQ | GULFPORT ENERGY CORP | $32,317,000 | -15.0% | 605,184 | 0.0% | 4.14% | +2.8% | |
| DVA | DAVITA HEALTHCARE PARTNERS I | $4,361,000 | +1.1% | 59,620 | 0.0% | 0.56% | +22.3% | |
| FCX | FREEPORT-MCMORAN INCcl b | $2,949,000 | -10.5% | 90,307 | 0.0% | 0.38% | +8.3% | |
| KAR | KAR AUCTION SVCS INC | $2,390,000 | -10.2% | 83,500 | 0.0% | 0.31% | +8.5% | |
| SFE | SAFEGUARD SCIENTIFICS INC | $2,311,000 | -11.5% | 125,618 | 0.0% | 0.30% | +6.9% | |
| FHI | FEDERATED INVS INC PAcl b | $2,233,000 | -5.1% | 76,067 | 0.0% | 0.29% | +14.9% | |
| TRV | TRAVELERS COMPANIES INC | $1,974,000 | -0.2% | 21,016 | 0.0% | 0.25% | +20.5% | |
| APL | ATLAS PIPELINE PARTNERS LPunit l p int | $1,852,000 | +5.9% | 50,800 | 0.0% | 0.24% | +28.1% | |
| UCTT | ULTRA CLEAN HLDGS INC | $1,835,000 | -1.1% | 205,000 | 0.0% | 0.24% | +19.3% | |
| MAG | MAG SILVER CORP | $1,812,000 | -21.3% | 243,500 | 0.0% | 0.23% | -4.9% | |
| SLGN | SILGAN HOLDINGS INC | $1,773,000 | -7.5% | 37,712 | 0.0% | 0.23% | +11.8% | |
| AXP | AMERICAN EXPRESS CO | $1,751,000 | -7.7% | 20,000 | 0.0% | 0.22% | +11.4% | |
| CVU | CPI AEROSTRUCTURES INC | $1,542,000 | -22.3% | 156,605 | 0.0% | 0.20% | -5.7% | |
| NEWP | NEWPORT CORP | $1,506,000 | -4.3% | 85,000 | 0.0% | 0.19% | +15.6% | |
| AIG | AMERICAN INTL GROUP INC | $1,509,000 | -1.0% | 27,939 | 0.0% | 0.19% | +19.1% | |
| GDPMQ | GOODRICH PETE CORPcall | $1,482,000 | -46.3% | 100,000 | 0.0% | 0.19% | -34.9% | |
| FIS | FIDELITY NATL INFORMATION SV | $1,468,000 | +2.9% | 26,070 | 0.0% | 0.19% | +24.5% | |
| ATI | ALLEGHENY TECHNOLOGIES INC | $1,446,000 | -17.7% | 38,986 | 0.0% | 0.18% | -0.5% | |
| ANRZQ | ALPHA NATURAL RESOURCES INC | $1,417,000 | -33.2% | 571,438 | 0.0% | 0.18% | -19.1% | |
| JNJ | JOHNSON & JOHNSON | $1,416,000 | +1.9% | 13,282 | 0.0% | 0.18% | +23.1% | |
| F113PS | COVIDIEN PLC | $1,384,000 | -4.1% | 16,000 | 0.0% | 0.18% | +15.7% | |
| OCIR | OCI RES LP | $1,346,000 | -9.9% | 59,000 | 0.0% | 0.17% | +9.5% | |
| EPAC | ACTUANT CORPcl a new | $1,335,000 | -11.6% | 43,713 | 0.0% | 0.17% | +6.9% | |
| NYCB | NEW YORK CMNTY BANCORP INC | $1,332,000 | -0.7% | 83,964 | 0.0% | 0.17% | +20.4% | |
| CLB | CORE LABORATORIES N V | $1,335,000 | -12.3% | 9,119 | 0.0% | 0.17% | +6.2% | |
| NEBLQ | NOBLE CORP PLC | $1,232,000 | -33.8% | 55,478 | 0.0% | 0.16% | -19.8% | |
| CFX | COLFAX CORP | $1,157,000 | -23.5% | 20,300 | 0.0% | 0.15% | -7.5% | |
| CYS | CYS INVTS INC | $1,112,000 | -8.7% | 135,000 | 0.0% | 0.14% | +10.9% | |
| SLB | SCHLUMBERGER LTD | $1,093,000 | -13.7% | 10,745 | 0.0% | 0.14% | +4.5% | |
| ASH | ASHLAND INC NEW | $1,081,000 | -4.3% | 10,382 | 0.0% | 0.14% | +15.8% | |
| UNH | UNITEDHEALTH GROUP INC | $1,079,000 | +5.5% | 12,509 | 0.0% | 0.14% | +27.8% | |
| AMTD | TD AMERITRADE HLDG CORP | $1,068,000 | +6.5% | 32,000 | 0.0% | 0.14% | +29.2% | |
| SAH | SONIC AUTOMOTIVE INCcl a | $1,055,000 | -8.1% | 43,021 | 0.0% | 0.14% | +10.7% | |
| SWY | SAFEWAY INC | $1,046,000 | -0.1% | 30,500 | 0.0% | 0.13% | +20.7% | |
| WBC | WABCO HLDGS INC | $1,001,000 | -14.8% | 11,000 | 0.0% | 0.13% | +2.4% | |
| JQC | NUVEEN CR STRATEGIES INCM FD | $959,000 | -4.6% | 107,370 | 0.0% | 0.12% | +15.0% | |
| VIEWF | VIEWTRAN GROUP INC | $932,000 | -7.6% | 515,000 | 0.0% | 0.12% | +11.2% | |
| OLN | OLIN CORP | $919,000 | -6.1% | 36,376 | 0.0% | 0.12% | +13.5% | |
| VALE | VALE S Aadr | $817,000 | -16.8% | 74,200 | 0.0% | 0.10% | +1.0% | |
| EMN | EASTMAN CHEM CO | $795,000 | -7.3% | 9,823 | 0.0% | 0.10% | +12.1% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $776,000 | -0.5% | 7,660 | 0.0% | 0.10% | +19.3% | |
| XOM | EXXON MOBIL CORP | $742,000 | -6.7% | 7,894 | 0.0% | 0.10% | +13.1% | |
| ENLC | ENLINK MIDSTREAM LLC | $727,000 | -0.8% | 17,600 | 0.0% | 0.09% | +19.2% | |
| TILE | INTERFACE INC | $726,000 | -14.3% | 45,000 | 0.0% | 0.09% | +3.3% | |
| USAC | USA COMPRESSION PARTNERS LP | $644,000 | -5.4% | 26,500 | 0.0% | 0.08% | +15.3% | |
| CE | CELANESE CORP DEL | $644,000 | -8.9% | 11,000 | 0.0% | 0.08% | +10.7% | |
| MFA | MFA FINL INC | $642,000 | -5.3% | 82,610 | 0.0% | 0.08% | +13.9% | |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $610,000 | -2.2% | 74,330 | 0.0% | 0.08% | +18.2% | |
| SPNV | SUPERIOR ENERGY SVCS INC | $556,000 | -9.0% | 16,900 | 0.0% | 0.07% | +9.2% | |
| BOE | BLACKROCK GLOBAL OPP EQTY TR | $557,000 | -6.2% | 39,470 | 0.0% | 0.07% | +12.7% | |
| TAHO | TAHOE RES INC | $548,000 | -22.6% | 27,000 | 0.0% | 0.07% | -6.7% | |
| BGY | BLACKROCK INTL GRWTH & INC T | $546,000 | -8.7% | 72,550 | 0.0% | 0.07% | +11.1% | |
| RVT | ROYCE VALUE TR INC | $535,000 | -9.3% | 36,890 | 0.0% | 0.07% | +9.5% | |
| MHK | MOHAWK INDS INC | $534,000 | -2.6% | 3,963 | 0.0% | 0.07% | +17.2% | |
| FAF | FIRST AMERN FINL CORP | $529,000 | -2.4% | 19,500 | 0.0% | 0.07% | +19.3% | |
| F | FORD MTR CO DEL | $533,000 | -14.2% | 36,043 | 0.0% | 0.07% | +3.0% | |
| FMC | F M C CORP | $522,000 | -19.6% | 9,123 | 0.0% | 0.07% | -2.9% | |
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $515,000 | -3.0% | 88,357 | 0.0% | 0.07% | +17.9% | |
| ETY | EATON VANCE TX MGD DIV EQ IN | $509,000 | -2.5% | 44,600 | 0.0% | 0.06% | +18.2% | |
| MD | MEDNAX INC | $508,000 | -5.6% | 9,260 | 0.0% | 0.06% | +14.0% | |
| HSC | HARSCO CORP | $493,000 | -19.4% | 23,000 | 0.0% | 0.06% | -3.1% | |
| OMN | OMNOVA SOLUTIONS INC | $473,000 | -40.9% | 88,000 | 0.0% | 0.06% | -28.2% | |
| IPI | INTREPID POTASH INC | $464,000 | -7.8% | 30,000 | 0.0% | 0.06% | +11.3% | |
| CXO | CONCHO RES INC | $451,000 | -13.3% | 3,600 | 0.0% | 0.06% | +5.5% | |
| JBL | JABIL CIRCUIT INC | $444,000 | -3.5% | 22,000 | 0.0% | 0.06% | +16.3% | |
| EXG | EATON VANCE TAX MNGD GBL DV | $430,000 | -3.2% | 42,850 | 0.0% | 0.06% | +17.0% | |
| R114PS | CHIPMOS TECH BERMUDA LTD | $430,000 | -6.1% | 19,000 | 0.0% | 0.06% | +12.2% | |
| CSH | CASH AMER INTL INC | $412,000 | -1.4% | 9,400 | 0.0% | 0.05% | +20.5% | |
| TRIP | TRIPADVISOR INCput | $411,000 | -16.0% | 4,500 | 0.0% | 0.05% | +1.9% | |
| LGI | LAZARD GLB TTL RET&INCM FD I | $417,000 | -6.7% | 24,035 | 0.0% | 0.05% | +12.8% | |
| BCEI | BONANZA CREEK ENERGY INC | $408,000 | -0.5% | 7,162 | 0.0% | 0.05% | +20.9% | |
| VNQ | VANGUARD INDEX FDSreit etf | $396,000 | -3.9% | 5,510 | 0.0% | 0.05% | +15.9% | |
| OI | OWENS ILL INC | $398,000 | -24.9% | 15,287 | 0.0% | 0.05% | -8.9% | |
| OIS | OIL STS INTL INC | $387,000 | -3.5% | 6,250 | 0.0% | 0.05% | +19.0% | |
| CPG | CRESCENT PT ENERGY CORP | $391,000 | -18.7% | 10,838 | 0.0% | 0.05% | -2.0% | |
| DRC | DRESSER-RAND GROUP INC | $375,000 | +28.9% | 4,564 | 0.0% | 0.05% | +54.8% | |
| EFR | EATON VANCE SR FLTNG RTE TR | $350,000 | -3.0% | 24,340 | 0.0% | 0.04% | +18.4% | |
| PLOW | DOUGLAS DYNAMICS INC | $352,000 | +10.7% | 18,036 | 0.0% | 0.04% | +32.4% | |
| BAX | BAXTER INTL INC | $354,000 | -0.8% | 4,936 | 0.0% | 0.04% | +18.4% | |
| ULTI | ULTIMATE SOFTWARE GROUP INCput | $340,000 | +2.4% | 2,400 | 0.0% | 0.04% | +25.7% | |
| NIE | ALLIANZGI EQUITY & CONV INCO | $332,000 | -1.5% | 16,690 | 0.0% | 0.04% | +19.4% | |
| DNRCQ | DENBURY RES INC | $328,000 | -18.6% | 21,807 | 0.0% | 0.04% | -2.3% | |
| FFA | FIRST TR ENHANCED EQTY INC F | $331,000 | -1.2% | 23,170 | 0.0% | 0.04% | +16.7% | |
| QQQ | POWERSHARES QQQ TRUSTput | $296,000 | +5.0% | 3,000 | 0.0% | 0.04% | +26.7% | |
| SPSC | SPS COMM INC | $292,000 | -15.9% | 5,500 | 0.0% | 0.04% | 0.0% | |
| NRO | NEUBERGER BERMAN RE ES SEC F | $286,000 | -3.4% | 59,250 | 0.0% | 0.04% | +19.4% | |
| JGV | NUVEEN GLOBAL EQUITY INCOME | $282,000 | -9.3% | 21,120 | 0.0% | 0.04% | +9.1% | |
| FRA | BLACKROCK FLOAT RATE OME STR | $257,000 | -4.1% | 18,314 | 0.0% | 0.03% | +17.9% | |
| MTS | MONTGOMERY STR INCOME SECS I | $253,000 | -2.3% | 15,530 | 0.0% | 0.03% | +18.5% | |
| NXST | NEXSTAR BROADCASTING GROUP Icl a | $243,000 | -21.6% | 6,000 | 0.0% | 0.03% | -6.1% | |
| AUQ | AURICO GOLD INC | $245,000 | -18.1% | 70,012 | 0.0% | 0.03% | -3.1% | |
| JGT | NUVEEN DIVER CURRENCY OPPOR | $236,000 | -5.2% | 22,160 | 0.0% | 0.03% | +15.4% | |
| ENB | ENBRIDGE INC | $229,000 | +0.9% | 4,790 | 0.0% | 0.03% | +20.8% | |
| TWI | TITAN INTL INC ILL | $216,000 | -29.9% | 18,300 | 0.0% | 0.03% | -15.2% | |
| EDD | MORGAN STANLEY EM MKTS DM DE | $220,000 | -11.3% | 18,590 | 0.0% | 0.03% | +7.7% | |
| RMT | ROYCE MICRO-CAP TR INC | $206,000 | -6.8% | 17,540 | 0.0% | 0.03% | +13.0% | |
| CEMI | CHEMBIO DIAGNOSTICS INC | $202,000 | +8.6% | 54,256 | 0.0% | 0.03% | +30.0% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $200,000 | -3.8% | 20,200 | 0.0% | 0.03% | +18.2% | |
| NATR | NATURES SUNSHINE PRODUCTS IN | $193,000 | -12.7% | 13,000 | 0.0% | 0.02% | +8.7% | |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $188,000 | -3.6% | 29,320 | 0.0% | 0.02% | +14.3% | |
| ICCC | IMMUCELL CORP | $171,000 | +12.5% | 34,467 | 0.0% | 0.02% | +37.5% | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $170,000 | -5.0% | 17,570 | 0.0% | 0.02% | +15.8% | |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $160,000 | +2.6% | 16,510 | 0.0% | 0.02% | +23.5% | |
| AUY | YAMANA GOLD INC | $167,000 | -27.1% | 27,838 | 0.0% | 0.02% | -12.5% | |
| GTI | GRAFTECH INTL LTD | $151,000 | -56.2% | 33,000 | 0.0% | 0.02% | -48.6% | |
| ROSG | ROSETTA GENOMICS LTD | $151,000 | -18.4% | 43,000 | 0.0% | 0.02% | -5.0% | |
| LCM | ADVENT CLAYMORE ENH GRW & IN | $135,000 | -7.5% | 14,200 | 0.0% | 0.02% | +13.3% | |
| BXMX | NUVEEN EQUITY PREM INCOME FD | $134,000 | -2.9% | 10,490 | 0.0% | 0.02% | +13.3% | |
| AGC | ADVENT CLAY CONV SEC INC FD | $133,000 | -11.3% | 19,630 | 0.0% | 0.02% | +6.2% | |
| WABASH NATL CORPnote 3.375% 5/0 | $132,000 | -5.7% | 100,000 | 0.0% | 0.02% | +13.3% | ||
| JBL | JABIL CIRCUIT INCput | $131,000 | -3.7% | 6,500 | 0.0% | 0.02% | +21.4% | |
| BIF | BOULDER GROWTH & INCOME FD I | $126,000 | +4.1% | 14,260 | 0.0% | 0.02% | +23.1% | |
| SYPR | SYPRIS SOLUTIONS INC | $117,000 | -41.2% | 35,575 | 0.0% | 0.02% | -28.6% | |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $106,000 | -7.8% | 15,438 | 0.0% | 0.01% | +16.7% | |
| LGL | LGL GROUP INC | $85,000 | -27.4% | 22,658 | 0.0% | 0.01% | -8.3% | |
| SU | SUNCOR ENERGY INC NEWcall | $72,000 | -15.3% | 2,000 | 0.0% | 0.01% | 0.0% | |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $70,000 | -2.8% | 13,920 | 0.0% | 0.01% | +12.5% | |
| TRQ | TURQUOISE HILL RES LTDcall | $56,000 | +12.0% | 15,000 | 0.0% | 0.01% | +40.0% | |
| AMD | ADVANCED MICRO DEVICES INCput | $51,000 | -19.0% | 15,000 | 0.0% | 0.01% | 0.0% | |
| DYSL | DYNASIL CORP AMER | $50,000 | -10.7% | 32,000 | 0.0% | 0.01% | 0.0% | |
| TCPTF | THOMPSON CREEK METALS CO INCcall | $44,000 | -25.4% | 20,000 | 0.0% | 0.01% | 0.0% | |
| GTE | GRAN TIERRA ENERGY INCcall | $33,000 | -32.7% | 6,000 | 0.0% | 0.00% | -20.0% | |
| AUY | YAMANA GOLD INCcall | $30,000 | -26.8% | 5,000 | 0.0% | 0.00% | 0.0% | |
| GOLD | BARRICK GOLD CORPcall | $22,000 | -18.5% | 1,500 | 0.0% | 0.00% | 0.0% | |
| BTU | PEABODY ENERGY CORPcall | $25,000 | -24.2% | 2,000 | 0.0% | 0.00% | 0.0% | |
| TWER | TOWERSTREAM CORP | $20,000 | -23.1% | 13,533 | 0.0% | 0.00% | 0.0% | |
| LGLPW | LGL GROUP INC*w exp 08/06/201 | $10,000 | -16.7% | 333,490 | 0.0% | 0.00% | 0.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 45 | Q2 2024 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-30 |
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.