$780 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 785 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 37.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CNX | Sell | CONSOL ENERGY INC | $32,320,000 | -18.9% | 853,681 | -1.3% | 4.14% | -1.9% |
| MHRCQ | Sell | MAGNUM HUNTER RES CORP DEL | $21,885,000 | -32.1% | 3,929,172 | -0.0% | 2.80% | -17.9% |
| EQT | Sell | EQT CORP | $21,651,000 | -19.7% | 236,520 | -6.3% | 2.78% | -2.9% |
| EOG | Sell | EOG RES INC | $20,247,000 | -19.7% | 204,477 | -5.2% | 2.60% | -2.8% |
| PXD | Sell | PIONEER NAT RES CO | $19,222,000 | -15.4% | 97,590 | -1.3% | 2.46% | +2.3% |
| RRC | Sell | RANGE RES CORP | $18,377,000 | -26.3% | 271,012 | -5.5% | 2.36% | -10.9% |
| COG | Sell | CABOT OIL & GAS CORP | $18,205,000 | -7.1% | 556,890 | -2.9% | 2.33% | +12.4% |
| EGN | Sell | ENERGEN CORP | $13,469,000 | -20.8% | 186,451 | -2.6% | 1.73% | -4.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $8,716,000 | +6.8% | 63,095 | -2.2% | 1.12% | +29.1% |
| KOG | Sell | KODIAK OIL & GAS CORP | $8,587,000 | -8.5% | 632,801 | -1.9% | 1.10% | +10.6% |
| LPI | Sell | LAREDO PETROLEUM INC | $8,134,000 | -29.7% | 362,948 | -2.9% | 1.04% | -15.1% |
| AR | Sell | ANTERO RES CORP | $7,686,000 | -21.7% | 140,032 | -6.3% | 0.98% | -5.3% |
| BTU | Sell | PEABODY ENERGY CORP | $7,236,000 | -24.5% | 584,522 | -0.3% | 0.93% | -8.8% |
| CIE | Sell | COBALT INTL ENERGY INC | $6,923,000 | -27.9% | 509,064 | -2.7% | 0.89% | -12.8% |
| REXX | Sell | REX ENERGY CORPORATION | $5,204,000 | -33.7% | 410,720 | -7.3% | 0.67% | -19.7% |
| G | Sell | GENPACT LIMITED | $4,880,000 | -18.0% | 299,000 | -11.9% | 0.62% | -1.0% |
| BBBY | Sell | BED BATH & BEYOND INC | $4,600,000 | -27.1% | 69,877 | -36.5% | 0.59% | -11.8% |
| CVS | Sell | CVS HEALTH CORP | $4,357,000 | -2.5% | 54,751 | -7.7% | 0.56% | +17.7% |
| TGI | Sell | TRIUMPH GROUP INC NEW | $4,077,000 | -14.9% | 62,678 | -8.7% | 0.52% | +3.0% |
| DAR | Sell | DARLING INGREDIENTS INC | $3,764,000 | -12.4% | 205,458 | -0.1% | 0.48% | +5.9% |
| NBL | Sell | NOBLE ENERGY INC | $3,695,000 | -17.8% | 54,051 | -6.9% | 0.47% | -0.6% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $3,521,000 | -3.0% | 61,486 | -3.8% | 0.45% | +17.1% |
| MEOH | Sell | METHANEX CORP | $3,395,000 | +5.1% | 50,823 | -2.8% | 0.44% | +27.2% |
| ESL | Sell | ESTERLINE TECHNOLOGIES CORP | $3,019,000 | -4.6% | 27,134 | -1.3% | 0.39% | +15.2% |
| CPRT | Sell | COPART INC | $3,009,000 | -13.8% | 96,082 | -1.0% | 0.39% | +4.3% |
| TROX | Sell | TRONOX LTD | $2,761,000 | -22.8% | 106,000 | -20.3% | 0.35% | -6.6% |
| HSP | Sell | HOSPIRA INC | $2,754,000 | -13.6% | 52,941 | -14.7% | 0.35% | +4.4% |
| HOSSQ | Sell | HORNBECK OFFSHORE SVCS INC N | $2,730,000 | -39.2% | 83,401 | -12.9% | 0.35% | -26.5% |
| BERY | Sell | BERRY PLASTICS GROUP INC | $2,599,000 | -5.3% | 102,985 | -3.2% | 0.33% | +14.4% |
| MSFT | Sell | MICROSOFT CORP | $2,561,000 | -12.7% | 55,241 | -21.5% | 0.33% | +5.5% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $2,369,000 | -28.9% | 81,612 | -6.2% | 0.30% | -13.9% |
| LKQ | Sell | LKQ CORP | $2,366,000 | -14.8% | 89,000 | -14.4% | 0.30% | +3.1% |
| ACI | Sell | ARCH COAL INC | $2,199,000 | -43.0% | 1,037,230 | -1.9% | 0.28% | -31.1% |
| MHFI | Sell | MCGRAW HILL FINL INC | $2,162,000 | -2.1% | 25,595 | -3.8% | 0.28% | +18.4% |
| CAR | Sell | AVIS BUDGET GROUP | $2,141,000 | -19.7% | 39,000 | -12.7% | 0.27% | -2.8% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $2,067,000 | -5.9% | 149,623 | -2.3% | 0.26% | +13.7% |
| GTE | Sell | GRAN TIERRA ENERGY INC | $2,053,000 | -35.0% | 371,578 | -4.4% | 0.26% | -21.5% |
| OPK | Sell | OPKO HEALTH INCput | $2,008,000 | -20.5% | 235,900 | -17.5% | 0.26% | -4.1% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $1,904,000 | -17.8% | 53,675 | -0.5% | 0.24% | -0.8% |
| WMT | Sell | WAL-MART STORES INC | $1,810,000 | +0.1% | 23,673 | -1.8% | 0.23% | +20.8% |
| PEP | Sell | PEPSICO INC | $1,645,000 | +2.4% | 17,667 | -1.8% | 0.21% | +24.1% |
| BDSI | Sell | BIODELIVERY SCIENCES INTL IN | $1,589,000 | -10.0% | 92,993 | -36.4% | 0.20% | +9.1% |
| HES | Sell | HESS CORP | $1,550,000 | -14.8% | 16,433 | -10.7% | 0.20% | +3.1% |
| KO | Sell | COCA COLA CO | $1,535,000 | -3.6% | 35,990 | -4.3% | 0.20% | +16.6% |
| DEPO | Sell | DEPOMED INC | $1,459,000 | -29.2% | 96,074 | -35.2% | 0.19% | -14.2% |
| HLF | Sell | HERBALIFE LTD | $1,429,000 | -41.2% | 32,662 | -13.3% | 0.18% | -29.1% |
| CSX | Sell | CSX CORP | $1,381,000 | -0.2% | 43,080 | -4.1% | 0.18% | +20.4% |
| GPI | Sell | GROUP 1 AUTOMOTIVE INC | $1,362,000 | -16.0% | 18,734 | -2.6% | 0.18% | +1.7% |
| GLW | Sell | CORNING INC | $1,356,000 | -13.1% | 70,096 | -1.4% | 0.17% | +5.5% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,341,000 | -10.2% | 11,021 | -12.9% | 0.17% | +8.9% |
| NP | Sell | NEENAH PAPER INC | $1,337,000 | -6.8% | 25,000 | -7.4% | 0.17% | +12.5% |
| NTUS | Sell | NATUS MEDICAL INC DEL | $1,298,000 | -11.0% | 44,000 | -24.1% | 0.17% | +7.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,261,000 | -14.9% | 6,400 | -15.4% | 0.16% | +3.2% |
| JOY | Sell | JOY GLOBAL INC | $1,227,000 | -18.7% | 22,495 | -8.2% | 0.16% | -1.9% |
| COL | Sell | ROCKWELL COLLINS INC | $1,212,000 | -0.9% | 15,442 | -1.3% | 0.16% | +19.2% |
| WU | Sell | WESTERN UN CO | $1,187,000 | -12.6% | 74,000 | -5.5% | 0.15% | +5.6% |
| V107SC | Sell | WELLPOINT INC | $1,177,000 | +3.6% | 9,836 | -6.8% | 0.15% | +25.8% |
| SPR | Sell | SPIRIT AEROSYSTEMS HLDGS INC | $1,133,000 | -9.1% | 29,781 | -19.5% | 0.14% | +9.8% |
| BRKS | Sell | BROOKS AUTOMATION INC | $1,120,000 | -6.7% | 106,636 | -4.4% | 0.14% | +13.4% |
| TAM | Sell | TAMINCO CORP | $1,103,000 | -3.7% | 42,252 | -14.2% | 0.14% | +16.5% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $1,084,000 | -47.3% | 5,500 | -47.6% | 0.14% | -36.2% |
| RSPP | Sell | RSP PERMIAN INC | $1,059,000 | -23.5% | 41,443 | -2.9% | 0.14% | -7.5% |
| SCHN | Sell | SCHNITZER STL INDScl a | $1,010,000 | -32.8% | 42,000 | -27.2% | 0.13% | -18.9% |
| PG | Sell | PROCTER & GAMBLE CO | $997,000 | +0.2% | 11,908 | -6.0% | 0.13% | +21.9% |
| MSA | Sell | MSA SAFETY INC | $988,000 | -19.4% | 20,000 | -6.2% | 0.13% | -2.3% |
| COP | Sell | CONOCOPHILLIPS | $959,000 | -19.9% | 12,535 | -10.2% | 0.12% | -3.1% |
| AEIS | Sell | ADVANCED ENERGY INDS | $902,000 | -11.6% | 48,000 | -9.4% | 0.12% | +7.4% |
| IPGP | Sell | IPG PHOTONICS CORP | $881,000 | -10.5% | 12,800 | -10.5% | 0.11% | +8.7% |
| SCSS | Sell | SELECT COMFORT CORP | $816,000 | -6.0% | 39,000 | -7.1% | 0.10% | +14.1% |
| ITT | Sell | ITT CORP NEW | $808,000 | -14.4% | 17,980 | -8.4% | 0.10% | +4.0% |
| AEO | Sell | AMERICAN EAGLE OUTFITTERS NE | $734,000 | +9.1% | 50,500 | -15.8% | 0.09% | +32.4% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $689,000 | -54.7% | 14,000 | -50.0% | 0.09% | -45.3% |
| UAA | Sell | UNDER ARMOUR INCput | $684,000 | +4.6% | 9,900 | -10.0% | 0.09% | +27.5% |
| TWIN | Sell | TWIN DISC INC | $660,000 | -38.8% | 24,496 | -24.9% | 0.08% | -25.4% |
| CRAI | Sell | CRA INTL INC | $663,000 | -34.0% | 26,090 | -40.1% | 0.08% | -19.8% |
| BHP | Sell | BHP BILLITON LTDsponsored adr | $654,000 | -56.8% | 11,100 | -49.8% | 0.08% | -47.5% |
| ESIO | Sell | ELECTRO SCIENTIFIC INDS | $646,000 | -41.1% | 95,163 | -40.9% | 0.08% | -28.4% |
| ISSI | Sell | INTEGRATED SILICON SOLUTION | $632,000 | -20.5% | 46,000 | -14.5% | 0.08% | -3.6% |
| SCTY | Sell | SOLARCITY CORPput | $560,000 | -45.3% | 9,400 | -35.2% | 0.07% | -33.9% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $559,000 | -16.9% | 5,113 | -9.7% | 0.07% | +1.4% |
| BHE | Sell | BENCHMARK ELECTRS INC | $552,000 | -24.8% | 24,858 | -13.7% | 0.07% | -9.0% |
| TITN | Sell | TITAN MACHY INC | $527,000 | -36.0% | 40,503 | -19.0% | 0.07% | -21.8% |
| MTRN | Sell | MATERION CORP | $496,000 | -29.4% | 16,200 | -14.7% | 0.06% | -14.7% |
| AA | Sell | ALCOA INC | $483,000 | -60.7% | 30,000 | -63.6% | 0.06% | -52.3% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $486,000 | +11.0% | 8,374 | -10.4% | 0.06% | +34.8% |
| AAPL | Sell | APPLE INC | $475,000 | +6.0% | 4,722 | -2.0% | 0.06% | +29.8% |
| TNDM | Sell | TANDEM DIABETES CARE INC | $469,000 | -29.7% | 34,955 | -14.8% | 0.06% | -15.5% |
| PSX | Sell | PHILLIPS 66 | $461,000 | -2.9% | 5,674 | -4.0% | 0.06% | +18.0% |
| VDSI | Sell | VASCO DATA SEC INTL INC | $440,000 | +45.2% | 23,396 | -10.5% | 0.06% | +75.0% |
| EFA | Sell | ISHARES TRmsci eafe etf | $438,000 | -45.0% | 6,830 | -41.4% | 0.06% | -33.3% |
| THRM | Sell | GENTHERM INC | $428,000 | -14.7% | 10,115 | -10.4% | 0.06% | +3.8% |
| IIVI | Sell | II VI INC | $412,000 | -28.7% | 35,000 | -12.5% | 0.05% | -13.1% |
| HPQ | Sell | HEWLETT PACKARD CO | $410,000 | -25.2% | 11,568 | -28.8% | 0.05% | -8.6% |
| EML | Sell | EASTERN CO | $402,000 | -12.4% | 25,214 | -15.1% | 0.05% | +6.1% |
| MU | Sell | MICRON TECHNOLOGY INC | $409,000 | +1.5% | 11,929 | -2.5% | 0.05% | +20.9% |
| IDTI | Sell | INTEGRATED DEVICE TECHNOLOGY | $382,000 | -51.9% | 23,982 | -53.3% | 0.05% | -41.7% |
| EA | Sell | ELECTRONIC ARTS INC | $335,000 | -10.9% | 9,401 | -10.3% | 0.04% | +7.5% |
| OCC | Sell | OPTICAL CABLE CORP | $332,000 | +0.9% | 73,250 | -10.9% | 0.04% | +22.9% |
| GPRE | Sell | GREEN PLAINS INC | $334,000 | +2.1% | 8,926 | -10.3% | 0.04% | +22.9% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $329,000 | +6.5% | 3,224 | -10.4% | 0.04% | +27.3% |
| SIGM | Sell | SIGMA DESIGNS INC | $330,000 | -20.7% | 76,648 | -15.7% | 0.04% | -4.5% |
| GLMD | Sell | GALMED PHARMACEUTICALS LTD | $321,000 | -36.3% | 37,380 | -27.8% | 0.04% | -22.6% |
| MNKKQ | Sell | MALLINCKRODT PUB LTD CO | $314,000 | +1.0% | 3,484 | -10.4% | 0.04% | +21.2% |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $316,000 | -2.5% | 4,530 | -10.4% | 0.04% | +17.6% |
| URI | Sell | UNITED RENTALS INC | $309,000 | -5.2% | 2,788 | -10.4% | 0.04% | +14.3% |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N | $302,000 | 0.0% | 2,777 | -10.4% | 0.04% | +21.9% |
| ERS | Sell | EMPIRE RES INC DEL | $302,000 | -20.5% | 56,780 | -38.2% | 0.04% | -2.5% |
| GOLD | Sell | BARRICK GOLD CORP | $307,000 | -34.5% | 20,960 | -18.1% | 0.04% | -22.0% |
| AAVVF | Sell | ADVANTAGE OIL & GAS LTD | $300,000 | -32.1% | 58,906 | -10.4% | 0.04% | -19.1% |
| HELE | Sell | HELEN OF TROY CORP LTD | $289,000 | -14.7% | 5,500 | -1.8% | 0.04% | +2.8% |
| PSEM | Sell | PERICOM SEMICONDUCTOR CORP | $292,000 | -3.3% | 29,992 | -10.4% | 0.04% | +15.6% |
| AMN | Sell | AMN HEALTHCARE SERVICES INC | $290,000 | -51.9% | 18,500 | -62.2% | 0.04% | -42.2% |
| OVTI | Sell | OMNIVISION TECHNOLOGIES INC | $291,000 | +7.8% | 10,998 | -10.5% | 0.04% | +27.6% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $290,000 | -7.3% | 4,245 | -10.4% | 0.04% | +12.1% |
| AIRT | Sell | AIR T INC | $282,000 | -17.1% | 21,654 | -17.2% | 0.04% | 0.0% |
| AAIC | Sell | ARLINGTON ASSET INVT CORPcl a new | $282,000 | -7.5% | 11,113 | -0.4% | 0.04% | +12.5% |
| DIS | Sell | DISNEY WALT CO | $282,000 | -7.2% | 3,174 | -10.4% | 0.04% | +12.5% |
| EXPR | Sell | EXPRESS INC | $279,000 | -27.2% | 17,900 | -20.4% | 0.04% | -12.2% |
| HAR | Sell | HARMAN INTL INDS INC | $282,000 | -18.0% | 2,878 | -10.3% | 0.04% | 0.0% |
| LMT | Sell | LOCKHEED MARTIN CORP | $284,000 | +1.8% | 1,555 | -10.3% | 0.04% | +20.0% |
| MGA | Sell | MAGNA INTL INC | $279,000 | -21.2% | 2,943 | -10.3% | 0.04% | -5.3% |
| PTEN | Sell | PATTERSON UTI ENERGY INC | $283,000 | -16.8% | 8,718 | -10.4% | 0.04% | 0.0% |
| STRA | Sell | STRAYER ED INC | $275,000 | +1.9% | 4,590 | -10.6% | 0.04% | +20.7% |
| BRCM | Sell | BROADCOM CORPcl a | $275,000 | -2.8% | 6,812 | -10.5% | 0.04% | +16.7% |
| SU | Sell | SUNCOR ENERGY INC NEW | $271,000 | -53.5% | 7,500 | -45.2% | 0.04% | -43.5% |
| BAMM | Sell | BOOKS-A-MILLION INC | $273,000 | -25.8% | 163,353 | -3.2% | 0.04% | -10.3% |
| CVC | Sell | CABLEVISION SYS CORPcl a ny cablvs | $266,000 | -11.0% | 15,199 | -10.3% | 0.03% | +6.2% |
| SANM | Sell | SANMINA CORPORATION | $267,000 | -18.1% | 12,821 | -10.4% | 0.03% | -2.9% |
| JCS | Sell | COMMUNICATIONS SYS INC | $265,000 | -15.1% | 23,736 | -5.4% | 0.03% | +3.0% |
| EEFT | Sell | EURONET WORLDWIDE INC | $263,000 | -11.1% | 5,500 | -10.5% | 0.03% | +9.7% |
| DATA | Sell | TABLEAU SOFTWARE INCput | $254,000 | -20.9% | 3,500 | -22.2% | 0.03% | -2.9% |
| TGC | Sell | TENGASCO INC | $259,000 | +2.4% | 550,679 | -3.8% | 0.03% | +22.2% |
| PTC | Sell | PTC INC | $254,000 | -14.8% | 6,881 | -10.5% | 0.03% | +3.1% |
| RLOGQ | Sell | RAND LOGISTICS INC | $256,000 | -17.9% | 44,800 | -13.8% | 0.03% | 0.0% |
| VSCP | Sell | VIRTUALSCOPICS INC | $254,000 | -4.5% | 56,055 | -1.4% | 0.03% | +17.9% |
| AFSI | Sell | AMTRUST FINL SVCS INC | $246,000 | -14.6% | 6,166 | -10.5% | 0.03% | +3.2% |
| AMKR | Sell | AMKOR TECHNOLOGY INC | $249,000 | -32.3% | 29,525 | -10.4% | 0.03% | -17.9% |
| AHL | Sell | ASPEN INSURANCE HOLDINGS LTD | $245,000 | -15.5% | 5,717 | -10.4% | 0.03% | 0.0% |
| CUDA | Sell | BARRACUDA NETWORKS INC | $243,000 | -25.7% | 9,468 | -10.4% | 0.03% | -11.4% |
| CRUS | Sell | CIRRUS LOGIC INC | $237,000 | -17.7% | 11,356 | -10.4% | 0.03% | -3.2% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $236,000 | -4.8% | 1,423 | -10.3% | 0.03% | +15.4% |
| CMP | Sell | COMPASS MINERALS INTL INC | $227,000 | -59.5% | 2,695 | -54.0% | 0.03% | -50.8% |
| ARGS | Sell | ARGOS THERAPEUTICS INC | $228,000 | -14.6% | 22,704 | -31.8% | 0.03% | +3.6% |
| MOC | Sell | COMMAND SEC CORP | $228,000 | -2.1% | 115,188 | -10.9% | 0.03% | +16.0% |
| MAN | Sell | MANPOWERGROUP INC | $225,000 | -26.0% | 3,208 | -10.4% | 0.03% | -9.4% |
| INTX | Sell | INTERSECTIONS INC | $221,000 | -44.2% | 57,508 | -28.5% | 0.03% | -33.3% |
| LOV | Sell | SPARK NETWORKS INC | $218,000 | -33.7% | 47,000 | -19.0% | 0.03% | -20.0% |
| SMMF | Sell | SUMMIT FINANCIAL GROUP INC | $214,000 | -13.7% | 20,882 | -10.3% | 0.03% | +3.8% |
| NOW | Sell | SERVICENOW INCput | $206,000 | -33.5% | 3,500 | -30.0% | 0.03% | -21.2% |
| APPY | Sell | VENAXIS INC | $205,000 | -33.9% | 123,200 | -11.4% | 0.03% | -21.2% |
| TRR | Sell | TRC COS INC | $190,000 | -3.1% | 29,094 | -7.6% | 0.02% | +14.3% |
| LINC | Sell | LINCOLN EDL SVCS CORP | $179,000 | -53.1% | 63,573 | -25.3% | 0.02% | -42.5% |
| OBCI | Sell | OCEAN BIO CHEM INC | $168,000 | -11.6% | 40,990 | -33.4% | 0.02% | +10.0% |
| ELX | Sell | EMULEX CORP | $163,000 | -20.5% | 32,928 | -8.5% | 0.02% | -4.5% |
| LUNA | Sell | LUNA INNOVATIONS | $146,000 | -4.6% | 104,768 | -6.3% | 0.02% | +18.8% |
| ATEC | Sell | ALPHATEC HOLDINGS INC | $147,000 | -18.8% | 86,700 | -22.1% | 0.02% | 0.0% |
| CRVP | Sell | CRYSTAL ROCK HLDGS INC | $143,000 | -20.1% | 201,717 | -8.5% | 0.02% | -5.3% |
| SSRI | Sell | SILVER STD RES INC | $142,000 | -37.2% | 23,349 | -10.4% | 0.02% | -25.0% |
| ESEA | Sell | EUROSEAS LTD | $135,000 | -16.7% | 120,719 | -13.4% | 0.02% | 0.0% |
| TRNS | Sell | TRANSCAT INC | $125,000 | -30.9% | 13,649 | -22.7% | 0.02% | -15.8% |
| ELTK | Sell | ELTEK LTDord | $122,000 | -27.8% | 78,364 | -29.9% | 0.02% | -11.1% |
| ACRE | Sell | ARES COML REAL ESTATE CORP | $117,000 | -22.0% | 10,000 | -17.4% | 0.02% | -6.2% |
| TSRI | Sell | TSR INC | $117,000 | +2.6% | 36,796 | -3.9% | 0.02% | +25.0% |
| BIOD | Sell | BIODEL INC | $109,000 | -28.8% | 65,225 | -7.8% | 0.01% | -12.5% |
| DCIX | Sell | DIANA CONTAINERSHIPS INC | $102,000 | -32.0% | 45,249 | -23.7% | 0.01% | -18.8% |
| OPXA | Sell | OPEXA THERAPEUTICS INC | $99,000 | -48.7% | 99,800 | -14.2% | 0.01% | -35.0% |
| TRT | Sell | TRIO TECH INTL | $95,000 | +3.3% | 24,532 | -7.9% | 0.01% | +20.0% |
| OXGN | Sell | OXIGENE INC | $94,000 | -48.1% | 43,600 | -37.5% | 0.01% | -36.8% |
| TSYS | Sell | TELECOMMUNICATION SYS INCcl a | $92,000 | -24.6% | 33,128 | -10.8% | 0.01% | -7.7% |
| INOD | Sell | INNODATA INC | $87,000 | -61.3% | 28,443 | -59.3% | 0.01% | -54.2% |
| ONE | Sell | HIGHER ONE HLDGS INCcall | $74,000 | -64.8% | 30,000 | -45.5% | 0.01% | -59.1% |
| PRTS | Sell | U.S. AUTO PARTS NETWORK INC | $72,000 | -51.7% | 25,442 | -38.3% | 0.01% | -43.8% |
| JVA | Sell | COFFEE HLDGS INC | $68,000 | -61.1% | 12,359 | -50.1% | 0.01% | -52.6% |
| DRRX | Sell | DURECT CORP | $71,000 | -39.8% | 47,978 | -25.7% | 0.01% | -30.8% |
| DLHC | Sell | DLH HLDGS CORP | $67,000 | -10.7% | 34,644 | -12.4% | 0.01% | +12.5% |
| ARQL | Sell | ARQULE INC | $60,000 | -45.9% | 53,890 | -25.0% | 0.01% | -33.3% |
| WTSLQ | Sell | WET SEAL INCcl a | $66,000 | -64.1% | 126,041 | -37.8% | 0.01% | -57.9% |
| AVEO | Sell | AVEO PHARMACEUTICALS INC | $48,000 | -45.5% | 43,000 | -10.4% | 0.01% | -33.3% |
| CPAH | Sell | COUNTERPATH CORP | $29,000 | -68.5% | 29,684 | -65.4% | 0.00% | -60.0% |
| DDE | Sell | DOVER DOWNS GAMING & ENTMT I | $35,000 | -39.7% | 35,838 | -15.4% | 0.00% | -33.3% |
| ATNY | Sell | API TECHNOLOGIES CORP | $29,000 | -76.6% | 12,332 | -72.7% | 0.00% | -69.2% |
| SARA | Sell | SARATOGA RES INC TEX | $31,000 | -69.6% | 26,293 | -54.7% | 0.00% | -63.6% |
| SYNC | Sell | SYNACOR INC | $22,000 | -68.6% | 11,350 | -58.3% | 0.00% | -57.1% |
| PVAHQ | Sell | PENN VA CORPcall | $13,000 | -69.0% | 1,000 | -60.0% | 0.00% | -50.0% |
| FSTO | Sell | FOREST OIL CORP | $18,000 | -92.6% | 15,524 | -85.5% | 0.00% | -92.3% |
| MEA | Exit | METALICO INC | $0 | – | -10,417 | -100.0% | -0.00% | – |
| FORD | Exit | FORWARD INDS INC N Y | $0 | – | -18,000 | -100.0% | -0.00% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORPcall | $0 | – | -1,000 | -100.0% | -0.00% | – |
| EDMC | Exit | EDUCATION MGMT CORP NEW | $0 | – | -18,000 | -100.0% | -0.00% | – |
| EDUC | Exit | EDUCATIONAL DEV CORP | $0 | – | -11,500 | -100.0% | -0.01% | – |
| NTZ | Exit | NATUZZI S P Aadr | $0 | – | -16,540 | -100.0% | -0.01% | – |
| MHRCQ | Exit | MAGNUM HUNTER RES CORP DELcall | $0 | – | -6,000 | -100.0% | -0.01% | – |
| QSII | Exit | QUALITY SYS INC | $0 | – | -3,000 | -100.0% | -0.01% | – |
| EGLE | Exit | EAGLE BULK SHIPPING INC | $0 | – | -16,706 | -100.0% | -0.01% | – |
| IESC | Exit | INTEGRATED ELECTRICAL SVC | $0 | – | -10,403 | -100.0% | -0.01% | – |
| HUSA | Exit | HOUSTON AMERN ENERGY CORP | $0 | – | -143,500 | -100.0% | -0.01% | – |
| ONTY | Exit | ONCOTHYREON INC | $0 | – | -20,500 | -100.0% | -0.01% | – |
| AROPQ | Exit | AEROPOSTALEcall | $0 | – | -20,000 | -100.0% | -0.01% | – |
| ANTH | Exit | ANTHERA PHARMACEUTICALS INC | $0 | – | -21,500 | -100.0% | -0.01% | – |
| ONP | Exit | ORIENT PAPER INC | $0 | – | -36,000 | -100.0% | -0.01% | – |
| CVO | Exit | CENVEO INC | $0 | – | -20,800 | -100.0% | -0.01% | – |
| AVNW | Exit | AVIAT NETWORKS INC | $0 | – | -64,763 | -100.0% | -0.01% | – |
| STS | Exit | SUPREME INDS INCcl a | $0 | – | -13,003 | -100.0% | -0.01% | – |
| GURE | Exit | GULF RESOURCES INC | $0 | – | -49,600 | -100.0% | -0.01% | – |
| ALCSQ | Exit | ALCO STORES INC | $0 | – | -15,350 | -100.0% | -0.01% | – |
| T101SC | Exit | AMERICAN STRATEGIC INCOME II | $0 | – | -15,800 | -100.0% | -0.01% | – |
| EPAX | Exit | AMBASSADORS GROUP INC | $0 | – | -27,323 | -100.0% | -0.01% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -14,610 | -100.0% | -0.01% | – |
| 0295SC | Exit | AMERICAN SELECT PORTFOLIO IN | $0 | – | -13,020 | -100.0% | -0.02% | – |
| ZAGG | Exit | ZAGG INC | $0 | – | -27,400 | -100.0% | -0.02% | – |
| VCON | Exit | VICON INDS INC | $0 | – | -58,829 | -100.0% | -0.02% | – |
| EOI | Exit | EATON VANCE ENHANCED EQ INC | $0 | – | -11,850 | -100.0% | -0.02% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -37,800 | -100.0% | -0.02% | – |
| CENTA | Exit | CENTRAL GARDEN & PET COcl a non-vtg | $0 | – | -18,600 | -100.0% | -0.02% | – |
| AXR | Exit | AMREP CORP NEW | $0 | – | -29,688 | -100.0% | -0.02% | – |
| LMIA | Exit | LMI AEROSPACE INC | $0 | – | -14,600 | -100.0% | -0.02% | – |
| QSII | Exit | QUALITY SYS INCcall | $0 | – | -12,000 | -100.0% | -0.02% | – |
| PERY | Exit | ELLIS PERRY INTL INC | $0 | – | -11,500 | -100.0% | -0.02% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -9,160 | -100.0% | -0.02% | – |
| TDW | Exit | TIDEWATER INC | $0 | – | -3,598 | -100.0% | -0.02% | – |
| VLP | Exit | VALERO ENERGY PARTNERS LP | $0 | – | -4,000 | -100.0% | -0.02% | – |
| KMT | Exit | KENNAMETAL INC | $0 | – | -4,509 | -100.0% | -0.02% | – |
| MDC | Exit | M D C HLDGS INC | $0 | – | -6,835 | -100.0% | -0.02% | – |
| PPLT | Exit | ETFS PLATINUM TRsh ben int | $0 | – | -1,460 | -100.0% | -0.02% | – |
| MEAS | Exit | MEASUREMENT SPECIALTIES INC | $0 | – | -2,500 | -100.0% | -0.02% | – |
| CII | Exit | BLACKROCK ENH CAP & INC FD I | $0 | – | -15,090 | -100.0% | -0.02% | – |
| DXPE | Exit | DXP ENTERPRISES INC NEW | $0 | – | -3,000 | -100.0% | -0.02% | – |
| SDY | Exit | SPDR SERIES TRUSTs&p divid etf | $0 | – | -3,100 | -100.0% | -0.02% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -2,000 | -100.0% | -0.02% | – |
| TNK | Exit | TEEKAY TANKERS LTDcl a | $0 | – | -57,172 | -100.0% | -0.03% | – |
| CYNO | Exit | CYNOSURE INCcl a | $0 | – | -12,878 | -100.0% | -0.03% | – |
| DV | Exit | DEVRY ED GROUP INC | $0 | – | -6,498 | -100.0% | -0.03% | – |
| KLIC | Exit | KULICKE & SOFFA INDS INC | $0 | – | -19,543 | -100.0% | -0.03% | – |
| KFRC | Exit | KFORCE INC | $0 | – | -13,266 | -100.0% | -0.03% | – |
| IDT | Exit | IDT CORPcl b new | $0 | – | -16,236 | -100.0% | -0.03% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -5,672 | -100.0% | -0.03% | – |
| LII | Exit | LENNOX INTL INC | $0 | – | -3,171 | -100.0% | -0.03% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -34,814 | -100.0% | -0.03% | – |
| MOD | Exit | MODINE MFG CO | $0 | – | -18,191 | -100.0% | -0.03% | – |
| POST | Exit | POST HLDGS INC | $0 | – | -5,687 | -100.0% | -0.03% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -8,116 | -100.0% | -0.03% | – |
| SLH | Exit | SOLERA HOLDINGS INC | $0 | – | -4,366 | -100.0% | -0.03% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -3,873 | -100.0% | -0.03% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -4,663 | -100.0% | -0.03% | – |
| ANIK | Exit | ANIKA THERAPEUTICS INC | $0 | – | -6,379 | -100.0% | -0.03% | – |
| UIHC | Exit | UNITED INS HLDGS CORP | $0 | – | -16,730 | -100.0% | -0.03% | – |
| RE | Exit | EVEREST RE GROUP LTD | $0 | – | -1,796 | -100.0% | -0.03% | – |
| IRF | Exit | INTERNATIONAL RECTIFIER CORP | $0 | – | -10,392 | -100.0% | -0.03% | – |
| RNR | Exit | RENAISSANCERE HOLDINGS LTD | $0 | – | -2,808 | -100.0% | -0.03% | – |
| LIOX | Exit | LIONBRIDGE TECHNOLOGIES INC | $0 | – | -50,500 | -100.0% | -0.03% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -3,165 | -100.0% | -0.03% | – |
| PRE | Exit | PARTNERRE LTD | $0 | – | -2,749 | -100.0% | -0.03% | – |
| MUSA | Exit | MURPHY USA INC | $0 | – | -6,109 | -100.0% | -0.03% | – |
| NOA | Exit | NORTH AMERN ENERGY PARTNERS | $0 | – | -38,210 | -100.0% | -0.03% | – |
| UPLMQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -10,369 | -100.0% | -0.03% | – |
| MRH | Exit | MONTPELIER RE HOLDINGS LTD | $0 | – | -9,657 | -100.0% | -0.03% | – |
| SDOCQ | Exit | SANDRIDGE ENERGY INC | $0 | – | -43,650 | -100.0% | -0.03% | – |
| AAON | Exit | AAON INC | $0 | – | -9,367 | -100.0% | -0.03% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -6,111 | -100.0% | -0.03% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -8,485 | -100.0% | -0.03% | – |
| SEMG | Exit | SEMGROUP CORPcl a | $0 | – | -4,000 | -100.0% | -0.03% | – |
| IQNT | Exit | INTELIQUENT INC | $0 | – | -23,050 | -100.0% | -0.03% | – |
| REV | Exit | REVLON INCcl a new | $0 | – | -10,526 | -100.0% | -0.03% | – |
| SYA | Exit | SYMETRA FINL CORP | $0 | – | -13,932 | -100.0% | -0.03% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -10,238 | -100.0% | -0.03% | – |
| PDS | Exit | PRECISION DRILLING CORP | $0 | – | -23,263 | -100.0% | -0.04% | – |
| SHLM | Exit | SCHULMAN A INC | $0 | – | -8,517 | -100.0% | -0.04% | – |
| TAP | Exit | MOLSON COORS BREWING COcl b | $0 | – | -4,397 | -100.0% | -0.04% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -7,486 | -100.0% | -0.04% | – |
| POL | Exit | POLYONE CORP | $0 | – | -8,152 | -100.0% | -0.04% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -11,520 | -100.0% | -0.04% | – |
| AFFX | Exit | AFFYMETRIX INC | $0 | – | -38,160 | -100.0% | -0.04% | – |
| BOTA | Exit | BIOTA PHARMACEUTIALS INC | $0 | – | -119,822 | -100.0% | -0.04% | – |
| LQDT | Exit | LIQUIDITY SERVICES INC | $0 | – | -22,500 | -100.0% | -0.04% | – |
| VSEC | Exit | VSE CORP | $0 | – | -5,433 | -100.0% | -0.04% | – |
| NFX | Exit | NEWFIELD EXPL CO | $0 | – | -8,545 | -100.0% | -0.04% | – |
| LXK | Exit | LEXMARK INTL NEWcl a | $0 | – | -8,073 | -100.0% | -0.04% | – |
| LAYN | Exit | LAYNE CHRISTENSEN CO | $0 | – | -29,000 | -100.0% | -0.04% | – |
| ARII | Exit | AMERICAN RAILCAR INDS INC | $0 | – | -5,700 | -100.0% | -0.04% | – |
| EMB | Exit | ISHARESjp mor em mk etf | $0 | – | -3,481 | -100.0% | -0.04% | – |
| ECA | Exit | ENCANA CORP | $0 | – | -17,048 | -100.0% | -0.04% | – |
| RGEN | Exit | REPLIGEN CORP | $0 | – | -18,797 | -100.0% | -0.04% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -72,863 | -100.0% | -0.05% | – |
| CNQ | Exit | CANADIAN NAT RES LTD | $0 | – | -10,156 | -100.0% | -0.05% | – |
| GLOP | Exit | GASLOG PARTNERS LPunit ltd ptnrp | $0 | – | -13,550 | -100.0% | -0.05% | – |
| CSC | Exit | COMPUTER SCIENCES CORP | $0 | – | -7,716 | -100.0% | -0.05% | – |
| GNCIQ | Exit | GNC HLDGS INC | $0 | – | -15,000 | -100.0% | -0.05% | – |
| BWA | Exit | BORGWARNER INC | $0 | – | -8,095 | -100.0% | -0.06% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcl a | $0 | – | -17,000 | -100.0% | -0.06% | – |
| BGC | Exit | GENERAL CABLE CORP DEL NEW | $0 | – | -21,700 | -100.0% | -0.06% | – |
| TRN | Exit | TRINITY INDS INC | $0 | – | -16,936 | -100.0% | -0.08% | – |
| ITMN | Exit | INTERMUNE INC | $0 | – | -16,970 | -100.0% | -0.08% | – |
| COH | Exit | COACH INC | $0 | – | -24,000 | -100.0% | -0.09% | – |
| STNG | Exit | SCORPIO TANKERS INC | $0 | – | -92,154 | -100.0% | -0.10% | – |
| HNRG | Exit | HALLADOR ENERGY COMPANY | $0 | – | -147,203 | -100.0% | -0.15% | – |
| MCRS | Exit | MICROS SYS INC | $0 | – | -30,500 | -100.0% | -0.22% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.