SHEPHERD KAPLAN KROCHUK, LLC - Q1 2014 holdings

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$866 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 805 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was - .

All

			Value		Shares		↓ Weighting
G	New	GENPACT LIMITED	$5,972,000	–	342,794	+100.0%	0.69%	–
SPY	New	SPDR S&P 500 ETF TRput	$4,769,000	–	25,500	+100.0%	0.55%	–
OPK	New	OPKO HEALTH INCput	$2,627,000	–	281,900	+100.0%	0.30%	–
LKQ	New	LKQ CORP	$2,266,000	–	86,000	+100.0%	0.26%	–
NPO	New	ENPRO INDS INC	$1,817,000	–	25,000	+100.0%	0.21%	–
CRM	New	SALESFORCE COM INCput	$1,736,000	–	30,400	+100.0%	0.20%	–
MSA	New	MSA SAFETY INC	$1,311,000	–	23,000	+100.0%	0.15%	–
RSPP	New	RSP PERMIAN INC	$1,233,000	–	42,663	+100.0%	0.14%	–
IWM	New	ISHARESput	$1,163,000	–	10,000	+100.0%	0.13%	–
CARA	New	CARA THERAPEUTICS INC	$990,000	–	53,210	+100.0%	0.11%	–
ASPX	New	AUSPEX PHARMACEUTICALS INC	$913,000	–	29,681	+100.0%	0.10%	–
TNA	New	DIREXION SHS ETF TRput	$914,000	–	11,700	+100.0%	0.10%	–
QLD	New	PROSHARES TRput	$845,000	–	8,500	+100.0%	0.10%	–
WDAY	New	WORKDAY INCput	$823,000	–	9,000	+100.0%	0.10%	–
NUS	New	NU SKIN ENTERPRISES INCcl a	$663,000	–	8,000	+100.0%	0.08%	–
ENLC	New	ENLINK MIDSTREAM LLC	$597,000	–	17,600	+100.0%	0.07%	–
UAA	New	UNDER ARMOUR INCput	$573,000	–	5,000	+100.0%	0.07%	–
ARGS	New	ARGOS THERAPEUTICS INC	$568,000	–	56,837	+100.0%	0.07%	–
BGY	New	BLACKROCK INTL GRWTH & INC T	$552,000	–	68,500	+100.0%	0.06%	–
ULTI	New	ULTIMATE SOFTWARE GROUP INCput	$466,000	–	3,400	+100.0%	0.05%	–
ELX	New	EMULEX CORP	$461,000	–	62,405	+100.0%	0.05%	–
DDD	New	3-D SYS CORP DELput	$461,000	–	7,800	+100.0%	0.05%	–
SCTY	New	SOLARCITY CORPput	$438,000	–	7,000	+100.0%	0.05%	–
DPS	New	DR PEPPER SNAPPLE GROUP INCput	$436,000	–	8,000	+100.0%	0.05%	–
TRIP	New	TRIPADVISOR INCput	$408,000	–	4,500	+100.0%	0.05%	–
JBL	New	JABIL CIRCUIT INC	$396,000	–	22,000	+100.0%	0.05%	–
IWC	New	ISHARESput	$387,000	–	5,000	+100.0%	0.04%	–
BWX	New	SPDR SERIES TRUSTbrclys intl etf	$384,000	–	6,468	+100.0%	0.04%	–
EML	New	EASTERN CO	$375,000	–	23,098	+100.0%	0.04%	–
APOL	New	APOLLO ED GROUP INCcl a	$361,000	–	10,549	+100.0%	0.04%	–
THRM	New	GENTHERM INC	$365,000	–	10,515	+100.0%	0.04%	–
LXK	New	LEXMARK INTL NEWcl a	$348,000	–	7,520	+100.0%	0.04%	–
HELE	New	HELEN OF TROY CORP LTD	$346,000	–	5,000	+100.0%	0.04%	–
CNQR	New	CONCUR TECHNOLOGIES INCput	$337,000	–	3,400	+100.0%	0.04%	–
OPHT	New	OPHTHOTECH CORP	$335,000	–	9,391	+100.0%	0.04%	–
SWKS	New	SKYWORKS SOLUTIONS INC	$326,000	–	8,704	+100.0%	0.04%	–
TMNG	New	MANAGEMENT NETWORK GROUP INC	$330,000	–	77,083	+100.0%	0.04%	–
SPNV	New	SUPERIOR ENERGY SVCS INC	$322,000	–	10,480	+100.0%	0.04%	–
HAR	New	HARMAN INTL INDS INC	$318,000	–	2,991	+100.0%	0.04%	–
SSO	New	PROSHARES TRput	$316,000	–	3,000	+100.0%	0.04%	–
AMRI	New	ALBANY MOLECULAR RESH INC	$308,000	–	16,570	+100.0%	0.04%	–
BRCD	New	BROCADE COMMUNICATIONS SYS I	$301,000	–	28,333	+100.0%	0.04%	–
AAVVF	New	ADVANTAGE OIL & GAS LTD	$302,000	–	61,224	+100.0%	0.04%	–
POST	New	POST HLDGS INC	$299,000	–	5,422	+100.0%	0.04%	–
ANIP	New	ANI PHARMACEUTICALS INC	$304,000	–	9,683	+100.0%	0.04%	–
RAX	New	RACKSPACE HOSTING INCput	$302,000	–	9,200	+100.0%	0.04%	–
HII	New	HUNTINGTON INGALLS INDS INC	$301,000	–	2,947	+100.0%	0.04%	–
TNDM	New	TANDEM DIABETES CARE INC	$302,000	–	13,674	+100.0%	0.04%	–
JNPR	New	JUNIPER NETWORKS INC	$295,000	–	11,443	+100.0%	0.03%	–
MHLD	New	MAIDEN HOLDINGS LTD	$298,000	–	23,914	+100.0%	0.03%	–
MGA	New	MAGNA INTL INC	$295,000	–	3,058	+100.0%	0.03%	–
GLMD	New	GALMED PHARMACEUTICALS LTD	$297,000	–	25,886	+100.0%	0.03%	–
ACHC	New	ACADIA HEALTHCARE COMPANY INput	$293,000	–	6,500	+100.0%	0.03%	–
TSLA	New	TESLA MTRS INCput	$292,000	–	1,400	+100.0%	0.03%	–
GSM	New	GLOBE SPECIALTY METALS INC	$295,000	–	14,154	+100.0%	0.03%	–
TNP	New	TSAKOS ENERGY NAVIGATION LTD	$284,000	–	36,565	+100.0%	0.03%	–
PTEN	New	PATTERSON UTI ENERGY INC	$287,000	–	9,063	+100.0%	0.03%	–
EGLE	New	EAGLE BULK SHIPPING INC	$285,000	–	71,400	+100.0%	0.03%	–
EA	New	ELECTRONIC ARTS INC	$283,000	–	9,769	+100.0%	0.03%	–
SWHC	New	SMITH & WESSON HLDG CORP	$289,000	–	19,765	+100.0%	0.03%	–
CLR	New	CONTINENTAL RESOURCES INC	$283,000	–	2,280	+100.0%	0.03%	–
CXO	New	CONCHO RES INC	$273,000	–	2,230	+100.0%	0.03%	–
DOW	New	DOW CHEM CO	$276,000	–	5,694	+100.0%	0.03%	–
DPS	New	DR PEPPER SNAPPLE GROUP INC	$281,000	–	5,166	+100.0%	0.03%	–
LVLT	New	LEVEL 3 COMMUNICATIONS INC	$273,000	–	6,975	+100.0%	0.03%	–
POL	New	POLYONE CORP	$278,000	–	7,596	+100.0%	0.03%	–
SMT	New	SMART TECHNOLOGIES INCcl a sub vtg s	$275,000	–	57,383	+100.0%	0.03%	–
VLO	New	VALERO ENERGY CORP NEW	$281,000	–	5,283	+100.0%	0.03%	–
WDC	New	WESTERN DIGITAL CORP	$278,000	–	3,028	+100.0%	0.03%	–
DOX	New	AMDOCS LTD	$275,000	–	5,924	+100.0%	0.03%	–
JCOM	New	J2 GLOBAL INC	$268,000	–	5,358	+100.0%	0.03%	–
CVD	New	COVANCE INC	$268,000	–	2,579	+100.0%	0.03%	–
DRC	New	DRESSER-RAND GROUP INC	$267,000	–	4,564	+100.0%	0.03%	–
MU	New	MICRON TECHNOLOGY INC	$270,000	–	11,400	+100.0%	0.03%	–
AXAS	New	ABRAXAS PETE CORP	$269,000	–	67,886	+100.0%	0.03%	–
OSK	New	OSHKOSH CORP	$271,000	–	4,609	+100.0%	0.03%	–
ICLR	New	ICON PLC	$265,000	–	5,554	+100.0%	0.03%	–
LII	New	LENNOX INTL INC	$269,000	–	2,955	+100.0%	0.03%	–
IRF	New	INTERNATIONAL RECTIFIER CORP	$265,000	–	9,680	+100.0%	0.03%	–
RTN	New	RAYTHEON CO	$267,000	–	2,708	+100.0%	0.03%	–
AVA	New	AVISTA CORP	$270,000	–	8,803	+100.0%	0.03%	–
QLGC	New	QLOGIC CORP	$265,000	–	20,780	+100.0%	0.03%	–
AGX	New	ARGAN INC	$267,000	–	8,979	+100.0%	0.03%	–
ANIK	New	ANIKA THERAPEUTICS INC	$258,000	–	6,274	+100.0%	0.03%	–
PBR	New	PETROLEO BRASILEIRO SA PETROcall	$263,000	–	20,000	+100.0%	0.03%	–
ANCX	New	ACCESS NATL CORP	$260,000	–	16,007	+100.0%	0.03%	–
CVE	New	CENOVUS ENERGY INC	$256,000	–	8,860	+100.0%	0.03%	–
WDAY	New	WORKDAY INCcl a	$258,000	–	2,830	+100.0%	0.03%	–
IM	New	INGRAM MICRO INCcl a	$264,000	–	8,953	+100.0%	0.03%	–
NBR	New	NABORS INDUSTRIES LTD	$264,000	–	10,734	+100.0%	0.03%	–
OXGN	New	OXIGENE INC	$260,000	–	69,800	+100.0%	0.03%	–
LMT	New	LOCKHEED MARTIN CORP	$264,000	–	1,616	+100.0%	0.03%	–
WYNN	New	WYNN RESORTS LTD	$260,000	–	1,171	+100.0%	0.03%	–
QQQ	New	POWERSHARES QQQ TRUSTput	$263,000	–	3,000	+100.0%	0.03%	–
PBI	New	PITNEY BOWES INC	$264,000	–	10,146	+100.0%	0.03%	–
KFRC	New	KFORCE INC	$263,000	–	12,362	+100.0%	0.03%	–
EBIX	New	EBIX INC	$258,000	–	15,093	+100.0%	0.03%	–
NOV	New	NATIONAL OILWELL VARCO INC	$264,000	–	3,390	+100.0%	0.03%	–
SONS	New	SONUS NETWORKS INC	$263,000	–	77,929	+100.0%	0.03%	–
FSL	New	FREESCALE SEMICONDUCTOR LTD	$263,000	–	10,800	+100.0%	0.03%	–
HRS	New	HARRIS CORP DEL	$264,000	–	3,609	+100.0%	0.03%	–
ICFI	New	ICF INTL INC	$260,000	–	6,537	+100.0%	0.03%	–
STRZA	New	STARZ	$261,000	–	8,090	+100.0%	0.03%	–
USNA	New	USANA HEALTH SCIENCES INC	$258,000	–	3,425	+100.0%	0.03%	–
REV	New	REVLON INCcl a new	$251,000	–	9,809	+100.0%	0.03%	–
CLDN	New	CELLADON CORP	$245,000	–	20,525	+100.0%	0.03%	–
PTC	New	PTC INC	$244,000	–	6,872	+100.0%	0.03%	–
SSRI	New	SILVER STD RES INC	$241,000	–	24,268	+100.0%	0.03%	–
CPG	New	CRESCENT PT ENERGY CORP	$245,000	–	6,718	+100.0%	0.03%	–
AZPN	New	ASPEN TECHNOLOGY INC	$240,000	–	5,665	+100.0%	0.03%	–
OTEX	New	OPEN TEXT CORP	$241,000	–	5,042	+100.0%	0.03%	–
ROSG	New	ROSETTA GENOMICS LTD	$237,000	–	47,500	+100.0%	0.03%	–
IBB	New	ISHARESput	$236,000	–	1,000	+100.0%	0.03%	–
BCEI	New	BONANZA CREEK ENERGY INC	$233,000	–	5,250	+100.0%	0.03%	–
ZIOP	New	ZIOPHARM ONCOLOGY INC	$222,000	–	48,384	+100.0%	0.03%	–
BLUE	New	BLUEBIRD BIO INC	$224,000	–	9,847	+100.0%	0.03%	–
VRTX	New	VERTEX PHARMACEUTICALS INC	$227,000	–	3,216	+100.0%	0.03%	–
RGEN	New	REPLIGEN CORP	$226,000	–	17,513	+100.0%	0.03%	–
RH	New	RESTORATION HARDWARE HLDGS Iput	$221,000	–	3,000	+100.0%	0.03%	–
ALXN	New	ALEXION PHARMACEUTICALS INC	$225,000	–	1,479	+100.0%	0.03%	–
NXST	New	NEXSTAR BROADCASTING GROUP Icl a	$225,000	–	6,000	+100.0%	0.03%	–
DATA	New	TABLEAU SOFTWARE INCput	$228,000	–	3,000	+100.0%	0.03%	–
EXK	New	ENDEAVOUR SILVER CORP	$224,000	–	51,896	+100.0%	0.03%	–
ACI	New	ARCH COAL INCcall	$212,000	–	44,000	+100.0%	0.02%	–
SYK	New	STRYKER CORP	$204,000	–	2,499	+100.0%	0.02%	–
EMC	New	E M C CORP MASS	$205,000	–	7,483	+100.0%	0.02%	–
RENT	New	RENTRAK CORPput	$211,000	–	3,500	+100.0%	0.02%	–
SUPN	New	SUPERNUS PHARMACEUTICALS INC	$195,000	–	21,772	+100.0%	0.02%	–
PPLT	New	ETFS PLATINUM TRsh ben int	$202,000	–	1,460	+100.0%	0.02%	–
ESIO	New	ELECTRO SCIENTIFIC INDS	$200,000	–	20,300	+100.0%	0.02%	–
QCOR	New	QUESTCOR PHARMACEUTICALS INCput	$195,000	–	3,000	+100.0%	0.02%	–
CUI	New	CUI GLOBAL INCput	$198,000	–	18,000	+100.0%	0.02%	–
GRPN	New	GROUPON INCput	$196,000	–	25,000	+100.0%	0.02%	–
TNK	New	TEEKAY TANKERS LTDcl a	$189,000	–	53,249	+100.0%	0.02%	–
MCPIQ	New	MOLYCORP INC DEL	$188,000	–	40,000	+100.0%	0.02%	–
ARQL	New	ARQULE INC	$185,000	–	90,300	+100.0%	0.02%	–
GV	New	GOLDFIELD CORP	$169,000	–	76,000	+100.0%	0.02%	–
ELSE	New	ELECTRO-SENSORS INC	$177,000	–	44,800	+100.0%	0.02%	–
RGLD	New	ROYAL GOLD INCput	$169,000	–	2,700	+100.0%	0.02%	–
PCYG	New	PARK CITY GROUP INCput	$154,000	–	17,000	+100.0%	0.02%	–
PERY	New	ELLIS PERRY INTL INC	$158,000	–	11,500	+100.0%	0.02%	–
GURE	New	GULF RESOURCES INC	$150,000	–	62,000	+100.0%	0.02%	–
RDN	New	RADIAN GROUP INCput	$150,000	–	10,000	+100.0%	0.02%	–
JOF	New	JAPAN SMALLER CAPTLZTN FD IN	$145,000	–	16,510	+100.0%	0.02%	–
CPAH	New	COUNTERPATH CORP	$143,000	–	95,060	+100.0%	0.02%	–
CLNE	New	CLEAN ENERGY FUELS CORPput	$140,000	–	15,700	+100.0%	0.02%	–
	New	WABASH NATL CORPnote 3.375% 5/0	$140,000	–	100,000	+100.0%	0.02%	–
ATEA	New	ASTEA INTL INC	$141,000	–	48,702	+100.0%	0.02%	–
SARA	New	SARATOGA RES INC TEX	$134,000	–	99,000	+100.0%	0.02%	–
ELX	New	EMULEX CORPcall	$119,000	–	16,100	+100.0%	0.01%	–
JBL	New	JABIL CIRCUIT INCput	$117,000	–	6,500	+100.0%	0.01%	–
VDSI	New	VASCO DATA SEC INTL INC	$109,000	–	14,500	+100.0%	0.01%	–
GSS	New	GOLDEN STAR RES LTD CDA	$100,000	–	166,200	+100.0%	0.01%	–
SU	New	SUNCOR ENERGY INC NEWcall	$105,000	–	3,000	+100.0%	0.01%	–
SFYWQ	New	SWIFT ENERGY COcall	$108,000	–	10,000	+100.0%	0.01%	–
TRR	New	TRC COS INC	$103,000	–	15,482	+100.0%	0.01%	–
AWP	New	ALPINE GLOBAL PREMIER PPTYS	$108,000	–	15,335	+100.0%	0.01%	–
TSPT	New	TRANSCEPT PHARMACEUTICALS IN	$95,000	–	31,000	+100.0%	0.01%	–
HUSA	New	HOUSTON AMERN ENERGY CORP	$91,000	–	165,000	+100.0%	0.01%	–
ONTY	New	ONCOTHYREON INC	$99,000	–	33,000	+100.0%	0.01%	–
ZAGG	New	ZAGG INC	$92,000	–	20,000	+100.0%	0.01%	–
ANTH	New	ANTHERA PHARMACEUTICALS INC	$87,000	–	26,000	+100.0%	0.01%	–
AVEO	New	AVEO PHARMACEUTICALS INC	$85,000	–	57,000	+100.0%	0.01%	–
NURO	New	NEUROMETRIX INC	$68,000	–	29,000	+100.0%	0.01%	–
ASUR	New	ASURE SOFTWARE INC	$73,000	–	11,000	+100.0%	0.01%	–
PVAHQ	New	PENN VA CORPcall	$72,000	–	4,100	+100.0%	0.01%	–
BTU	New	PEABODY ENERGY CORPcall	$65,000	–	4,000	+100.0%	0.01%	–
FSTO	New	FOREST OIL CORP	$71,000	–	37,000	+100.0%	0.01%	–
FREE	New	FREESEAS INC	$73,000	–	44,500	+100.0%	0.01%	–
DARA	New	DARA BIOSCIENCES INC	$60,000	–	21,599	+100.0%	0.01%	–
RGLD	New	ROYAL GOLD INC	$63,000	–	1,000	+100.0%	0.01%	–
FSTO	New	FOREST OIL CORPcall	$57,000	–	30,000	+100.0%	0.01%	–
GMANQ	New	GORDMANS STORES INCcall	$55,000	–	10,000	+100.0%	0.01%	–
TCPTF	New	THOMPSON CREEK METALS CO INCcall	$44,000	–	20,000	+100.0%	0.01%	–
AUY	New	YAMANA GOLD INCcall	$44,000	–	5,000	+100.0%	0.01%	–
TRQ	New	TURQUOISE HILL RES LTDcall	$33,000	–	10,000	+100.0%	0.00%	–
COBR	New	COBRA ELECTRS CORP	$36,000	–	10,827	+100.0%	0.00%	–
GOLD	New	BARRICK GOLD CORPcall	$27,000	–	1,500	+100.0%	0.00%	–
TEUFF	New	BOX SHIPS INCORPORATED	$29,000	–	12,000	+100.0%	0.00%	–
KOG	New	KODIAK OIL & GAS CORPcall	$18,000	–	1,500	+100.0%	0.00%	–
CUI	New	CUI GLOBAL INC	$11,000	–	1,000	+100.0%	0.00%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-05-15

Signatures

The EDGAR filing(s) were signed by:

/s/ Timothy A. Krochuk — Managing member

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BERKSHIRE HATHAWAY INC DEL	42	Q3 2023	7.8%
AMGEN INC	41	Q2 2023	1.1%
PIONEER NAT RES CO	39	Q4 2022	6.5%
DAVITA INC	39	Q4 2022	4.1%
AGNICO EAGLE MINES LTD	39	Q1 2023	0.9%
COPART INC	38	Q3 2022	4.5%
AMERICAN EXPRESS CO	38	Q3 2022	1.8%
MICROSOFT CORP	38	Q3 2022	2.5%
THERMO FISHER SCIENTIFIC INC	38	Q3 2022	1.4%
UNITEDHEALTH GROUP INC	38	Q3 2022	1.3%

View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

SHEPHERD KAPLAN KROCHUK, LLC Q1 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Wayside Technology Group, Inc.	April 20, 2020	?	?
Energy Services of America CORP	February 13, 2018	314,504	2.2%
ESCALON MEDICAL CORP	February 13, 2018	310,171	4.1%
CLAYTON WILLIAMS ENERGY INC /DE	February 10, 2017	273,710	1.6%
Electromed, Inc.	February 16, 2016	353,470	4.3%
SUNLINK HEALTH SYSTEMS INC	February 16, 2016	252,673	2.7%
IEH CORPORATION	February 17, 2015	111,473	4.8%
DEWEY ELECTRONICS CORP	February 13, 2014	28,304	2.1%
Matador Resources Co^{Sold out}	February 13, 2014	0	0.0%
SED INTERNATIONAL HOLDINGS INC	February 13, 2014	117,275	2.3%

View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-09
13F-HR	2022-08-12
13F-HR	2022-05-06
13F-HR	2022-02-14

View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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