$866 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 805 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 172.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CWEI | Buy | WILLIAMS CLAYTON ENERGY INC | $64,136,000 | +40.6% | 567,526 | +2.0% | 7.40% | +28.1% |
| CNX | Buy | CONSOL ENERGY INC | $34,414,000 | +7.7% | 861,411 | +2.6% | 3.97% | -1.8% |
| MHRCQ | Buy | MAGNUM HUNTER RES CORP DEL | $33,405,000 | +17.9% | 3,929,982 | +1.4% | 3.86% | +7.4% |
| EQT | Buy | EQT CORP | $24,350,000 | +10.2% | 251,113 | +2.0% | 2.81% | +0.4% |
| RRC | Buy | RANGE RES CORP | $23,733,000 | +0.8% | 286,040 | +2.4% | 2.74% | -8.1% |
| EOG | Buy | EOG RES INC | $21,139,000 | +20.6% | 107,756 | +3.2% | 2.44% | +9.9% |
| GDPMQ | Buy | GOODRICH PETE CORP | $20,937,000 | -0.8% | 1,323,430 | +6.8% | 2.42% | -9.6% |
| COG | Buy | CABOT OIL & GAS CORP | $19,350,000 | -10.4% | 571,135 | +2.5% | 2.23% | -18.4% |
| WLL | Buy | WHITING PETE CORP NEW | $18,907,000 | +13.8% | 272,478 | +1.4% | 2.18% | +3.7% |
| PXD | Buy | PIONEER NAT RES CO | $18,281,000 | +5.6% | 97,688 | +3.9% | 2.11% | -3.7% |
| PVAHQ | Buy | PENN VA CORP | $17,597,000 | +95.8% | 1,006,091 | +5.6% | 2.03% | +78.5% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $16,525,000 | +23.0% | 309,109 | +3.0% | 1.91% | +12.1% |
| SNECQ | Buy | SANCHEZ ENERGY CORP | $15,475,000 | +25.3% | 522,270 | +3.6% | 1.79% | +14.2% |
| EGN | Buy | ENERGEN CORP | $15,464,000 | +16.1% | 191,361 | +1.7% | 1.78% | +5.9% |
| EXXIQ | Buy | ENERGY XXI BERMUDA LTD | $11,340,000 | -10.2% | 481,137 | +3.1% | 1.31% | -18.1% |
| AR | Buy | ANTERO RES CORP | $10,549,000 | +0.1% | 168,515 | +1.5% | 1.22% | -8.8% |
| LPI | Buy | LAREDO PETROLEUM INC | $9,662,000 | -4.2% | 373,618 | +2.6% | 1.12% | -12.7% |
| CIE | Buy | COBALT INTL ENERGY INC | $9,584,000 | +13.8% | 523,154 | +2.2% | 1.11% | +3.8% |
| BTU | Buy | PEABODY ENERGY CORP | $9,551,000 | -14.2% | 584,532 | +2.6% | 1.10% | -21.8% |
| KOG | Buy | KODIAK OIL & GAS CORP | $9,102,000 | +13.1% | 749,721 | +4.4% | 1.05% | +3.0% |
| REN | Buy | RESOLUTE ENERGY CORP | $8,767,000 | -10.5% | 1,217,581 | +12.2% | 1.01% | -18.5% |
| REXX | Buy | REX ENERGY CORPORATION | $8,287,000 | -4.3% | 442,908 | +0.9% | 0.96% | -12.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $8,059,000 | +9.9% | 64,484 | +4.3% | 0.93% | +0.1% |
| XEC | Buy | CIMAREX ENERGY CO | $6,326,000 | +20.3% | 53,113 | +5.9% | 0.73% | +9.6% |
| G | New | GENPACT LIMITED | $5,972,000 | – | 342,794 | +100.0% | 0.69% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $4,769,000 | – | 25,500 | +100.0% | 0.55% | – |
| TPLMQ | Buy | TRIANGLE PETE CORP | $4,763,000 | +2.0% | 578,037 | +3.0% | 0.55% | -6.9% |
| DAR | Buy | DARLING INTL INC | $4,326,000 | +867.8% | 216,100 | +909.0% | 0.50% | +775.4% |
| BBBY | Buy | BED BATH & BEYOND INC | $4,302,000 | +1685.1% | 62,518 | +1983.9% | 0.50% | +1503.2% |
| TGI | Buy | TRIUMPH GROUP INC NEW | $4,043,000 | +212.7% | 62,616 | +268.3% | 0.47% | +184.8% |
| HOSSQ | Buy | HORNBECK OFFSHORE SVCS INC N | $3,582,000 | +459.7% | 85,666 | +559.0% | 0.41% | +409.9% |
| WLTGQ | Buy | WALTER ENERGY INC | $3,360,000 | -49.1% | 444,490 | +12.1% | 0.39% | -53.5% |
| HAL | Buy | HALLIBURTON CO | $3,293,000 | +36.0% | 55,913 | +17.2% | 0.38% | +23.8% |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $3,144,000 | +40.2% | 225,568 | +96.1% | 0.36% | +27.8% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $2,921,000 | +5.1% | 388,648 | +1.9% | 0.34% | -4.3% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $2,906,000 | +22.4% | 96,037 | +6.7% | 0.34% | +11.3% |
| OPK | New | OPKO HEALTH INCput | $2,627,000 | – | 281,900 | +100.0% | 0.30% | – |
| LKQ | New | LKQ CORP | $2,266,000 | – | 86,000 | +100.0% | 0.26% | – |
| HLF | Buy | HERBALIFE LTD | $2,222,000 | -23.1% | 38,808 | +5.7% | 0.26% | -30.1% |
| FI | Buy | FRANKS INTL N V | $2,106,000 | +88.9% | 85,000 | +105.9% | 0.24% | +72.3% |
| SBGI | Buy | SINCLAIR BROADCAST GROUP INCcl a | $2,085,000 | -1.9% | 76,963 | +29.4% | 0.24% | -10.4% |
| NPO | New | ENPRO INDS INC | $1,817,000 | – | 25,000 | +100.0% | 0.21% | – |
| CRM | New | SALESFORCE COM INCput | $1,736,000 | – | 30,400 | +100.0% | 0.20% | – |
| ALB | Buy | ALBEMARLE CORP | $1,645,000 | +69.4% | 24,762 | +61.7% | 0.19% | +54.5% |
| APL | Buy | ATLAS PIPELINE PARTNERS LPunit l p int | $1,541,000 | -1.2% | 48,000 | +7.9% | 0.18% | -10.1% |
| NEBLQ | Buy | NOBLE CORP PLC | $1,489,000 | +7.5% | 45,478 | +23.0% | 0.17% | -1.7% |
| CFX | Buy | COLFAX CORP | $1,448,000 | +13.7% | 20,300 | +1.5% | 0.17% | +3.7% |
| MSA | New | MSA SAFETY INC | $1,311,000 | – | 23,000 | +100.0% | 0.15% | – |
| HNRG | Buy | HALLADOR ENERGY COMPANY | $1,259,000 | +14.5% | 147,203 | +7.9% | 0.14% | +4.3% |
| VIEWF | Buy | VIEWTRAN GROUP INC | $1,248,000 | +12.8% | 531,000 | +11.9% | 0.14% | +2.9% |
| RSPP | New | RSP PERMIAN INC | $1,233,000 | – | 42,663 | +100.0% | 0.14% | – |
| IWM | New | ISHARESput | $1,163,000 | – | 10,000 | +100.0% | 0.13% | – |
| SLW | Buy | SILVER WHEATON CORP | $1,156,000 | +18.3% | 50,936 | +5.3% | 0.13% | +7.3% |
| SLB | Buy | SCHLUMBERGER LTD | $1,137,000 | +31.0% | 11,665 | +21.1% | 0.13% | +19.1% |
| SPR | Buy | SPIRIT AEROSYSTEMS HLDGS INC | $1,127,000 | -10.3% | 40,000 | +8.5% | 0.13% | -18.2% |
| AA | Buy | ALCOA INC | $1,042,000 | +63.3% | 80,923 | +34.9% | 0.12% | +48.1% |
| CARA | New | CARA THERAPEUTICS INC | $990,000 | – | 53,210 | +100.0% | 0.11% | – |
| QCOR | Buy | QUESTCOR PHARMACEUTICALS INC | $963,000 | +31.0% | 14,832 | +9.9% | 0.11% | +19.4% |
| ASPX | New | AUSPEX PHARMACEUTICALS INC | $913,000 | – | 29,681 | +100.0% | 0.10% | – |
| TNA | New | DIREXION SHS ETF TRput | $914,000 | – | 11,700 | +100.0% | 0.10% | – |
| ON | Buy | ON SEMICONDUCTOR CORP | $903,000 | +57.9% | 96,063 | +38.2% | 0.10% | +44.4% |
| TLT | Buy | ISHARES20+ yr tr bd etf | $893,000 | +98.9% | 8,184 | +85.8% | 0.10% | +80.7% |
| QLD | New | PROSHARES TRput | $845,000 | – | 8,500 | +100.0% | 0.10% | – |
| WDAY | New | WORKDAY INCput | $823,000 | – | 9,000 | +100.0% | 0.10% | – |
| IDTI | Buy | INTEGRATED DEVICE TECHNOLOGY | $768,000 | +54.2% | 62,805 | +28.2% | 0.09% | +41.3% |
| AGI | Buy | ALAMOS GOLD INC | $689,000 | +3.6% | 76,313 | +39.2% | 0.08% | -4.8% |
| CSH | Buy | CASH AMER INTL INC | $697,000 | +30.0% | 18,000 | +28.6% | 0.08% | +17.6% |
| BHE | Buy | BENCHMARK ELECTRS INC | $679,000 | +33.7% | 29,995 | +36.3% | 0.08% | +21.9% |
| NUS | New | NU SKIN ENTERPRISES INCcl a | $663,000 | – | 8,000 | +100.0% | 0.08% | – |
| GOLD | Buy | BARRICK GOLD CORP | $613,000 | +3.0% | 34,357 | +1.8% | 0.07% | -5.3% |
| ENLC | New | ENLINK MIDSTREAM LLC | $597,000 | – | 17,600 | +100.0% | 0.07% | – |
| NEM | Buy | NEWMONT MINING CORP | $593,000 | +62.0% | 25,300 | +59.1% | 0.07% | +47.8% |
| RVT | Buy | ROYCE VALUE TR INC | $580,000 | +0.9% | 36,890 | +2.8% | 0.07% | -8.2% |
| UAA | New | UNDER ARMOUR INCput | $573,000 | – | 5,000 | +100.0% | 0.07% | – |
| ARGS | New | ARGOS THERAPEUTICS INC | $568,000 | – | 56,837 | +100.0% | 0.07% | – |
| BGY | New | BLACKROCK INTL GRWTH & INC T | $552,000 | – | 68,500 | +100.0% | 0.06% | – |
| GILD | Buy | GILEAD SCIENCES INC | $556,000 | +71.6% | 7,842 | +82.0% | 0.06% | +56.1% |
| MBB | Buy | ISHARESmbs etf | $519,000 | +46.6% | 4,886 | +44.3% | 0.06% | +33.3% |
| CSC | Buy | COMPUTER SCIENCES CORP | $511,000 | +128.1% | 8,395 | +109.9% | 0.06% | +110.7% |
| AUQ | Buy | AURICO GOLD INC | $515,000 | +20.6% | 118,200 | +1.3% | 0.06% | +9.3% |
| JRCCQ | Buy | JAMES RIVER COAL CO | $501,000 | -40.1% | 668,632 | +7.9% | 0.06% | -45.3% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $473,000 | +5.3% | 80,457 | +6.9% | 0.06% | -3.5% |
| ULTI | New | ULTIMATE SOFTWARE GROUP INCput | $466,000 | – | 3,400 | +100.0% | 0.05% | – |
| ELX | New | EMULEX CORP | $461,000 | – | 62,405 | +100.0% | 0.05% | – |
| DDD | New | 3-D SYS CORP DELput | $461,000 | – | 7,800 | +100.0% | 0.05% | – |
| SCTY | New | SOLARCITY CORPput | $438,000 | – | 7,000 | +100.0% | 0.05% | – |
| SSY | Buy | SUNLINK HEALTH SYSTEMS INC | $434,000 | +85.5% | 278,400 | +4.5% | 0.05% | +66.7% |
| LOV | Buy | SPARK NETWORKS INC | $432,000 | +8.0% | 82,600 | +27.1% | 0.05% | -2.0% |
| DPS | New | DR PEPPER SNAPPLE GROUP INCput | $436,000 | – | 8,000 | +100.0% | 0.05% | – |
| STRN | Buy | SUTRON CORP | $437,000 | +33.2% | 80,457 | +26.1% | 0.05% | +19.0% |
| TRIP | New | TRIPADVISOR INCput | $408,000 | – | 4,500 | +100.0% | 0.05% | – |
| EEI | Buy | ECOLOGY & ENVIRONMENT INCcl a | $395,000 | -4.1% | 41,227 | +10.0% | 0.05% | -11.5% |
| JBL | New | JABIL CIRCUIT INC | $396,000 | – | 22,000 | +100.0% | 0.05% | – |
| SURG | Buy | SYNERGETICS USA INC | $398,000 | +135.5% | 130,458 | +179.2% | 0.05% | +119.0% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $399,000 | +25.1% | 28,530 | +22.1% | 0.05% | +15.0% |
| IWC | New | ISHARESput | $387,000 | – | 5,000 | +100.0% | 0.04% | – |
| NAUH | Buy | NATIONAL AMERN UNIV HLDGS IN | $383,000 | +29.8% | 98,400 | +16.6% | 0.04% | +18.9% |
| BWX | New | SPDR SERIES TRUSTbrclys intl etf | $384,000 | – | 6,468 | +100.0% | 0.04% | – |
| EML | New | EASTERN CO | $375,000 | – | 23,098 | +100.0% | 0.04% | – |
| APOL | New | APOLLO ED GROUP INCcl a | $361,000 | – | 10,549 | +100.0% | 0.04% | – |
| THRM | New | GENTHERM INC | $365,000 | – | 10,515 | +100.0% | 0.04% | – |
| BOTA | Buy | BIOTA PHARMACEUTIALS INC | $366,000 | +73.5% | 59,911 | +19.1% | 0.04% | +55.6% |
| APPY | Buy | VENAXIS INC | $366,000 | +28.4% | 139,000 | +4.5% | 0.04% | +16.7% |
| CRAI | Buy | CRA INTL INC | $352,000 | +54.4% | 16,000 | +39.1% | 0.04% | +41.4% |
| LXK | New | LEXMARK INTL NEWcl a | $348,000 | – | 7,520 | +100.0% | 0.04% | – |
| OCC | Buy | OPTICAL CABLE CORP | $344,000 | +84.0% | 89,250 | +75.2% | 0.04% | +66.7% |
| HELE | New | HELEN OF TROY CORP LTD | $346,000 | – | 5,000 | +100.0% | 0.04% | – |
| USEG | Buy | U S ENERGY CORP WYO | $337,000 | +274.4% | 70,847 | +195.2% | 0.04% | +254.5% |
| CNQR | New | CONCUR TECHNOLOGIES INCput | $337,000 | – | 3,400 | +100.0% | 0.04% | – |
| OPHT | New | OPHTHOTECH CORP | $335,000 | – | 9,391 | +100.0% | 0.04% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $326,000 | – | 8,704 | +100.0% | 0.04% | – |
| TMNG | New | MANAGEMENT NETWORK GROUP INC | $330,000 | – | 77,083 | +100.0% | 0.04% | – |
| ARCI | Buy | APPLIANCE RECYCLING CTRS AME | $321,000 | +35.4% | 105,904 | +28.3% | 0.04% | +23.3% |
| SPNV | New | SUPERIOR ENERGY SVCS INC | $322,000 | – | 10,480 | +100.0% | 0.04% | – |
| HAR | New | HARMAN INTL INDS INC | $318,000 | – | 2,991 | +100.0% | 0.04% | – |
| AUXL | Buy | AUXILIUM PHARMACEUTICALS INC | $316,000 | +38.0% | 11,623 | +5.0% | 0.04% | +24.1% |
| SSO | New | PROSHARES TRput | $316,000 | – | 3,000 | +100.0% | 0.04% | – |
| AMRI | New | ALBANY MOLECULAR RESH INC | $308,000 | – | 16,570 | +100.0% | 0.04% | – |
| ALSK | Buy | ALASKA COMMUNICATIONS SYS GR | $302,000 | +7.5% | 156,625 | +18.1% | 0.04% | -2.8% |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $301,000 | – | 28,333 | +100.0% | 0.04% | – |
| AAVVF | New | ADVANTAGE OIL & GAS LTD | $302,000 | – | 61,224 | +100.0% | 0.04% | – |
| POST | New | POST HLDGS INC | $299,000 | – | 5,422 | +100.0% | 0.04% | – |
| ANIP | New | ANI PHARMACEUTICALS INC | $304,000 | – | 9,683 | +100.0% | 0.04% | – |
| AXTI | Buy | AXT INC COM | $303,000 | +28.9% | 137,500 | +52.8% | 0.04% | +16.7% |
| RAX | New | RACKSPACE HOSTING INCput | $302,000 | – | 9,200 | +100.0% | 0.04% | – |
| HII | New | HUNTINGTON INGALLS INDS INC | $301,000 | – | 2,947 | +100.0% | 0.04% | – |
| TNDM | New | TANDEM DIABETES CARE INC | $302,000 | – | 13,674 | +100.0% | 0.04% | – |
| SMIT | Buy | SCHMITT INDS INC ORE | $297,000 | +33.8% | 100,833 | +16.1% | 0.03% | +21.4% |
| JNPR | New | JUNIPER NETWORKS INC | $295,000 | – | 11,443 | +100.0% | 0.03% | – |
| MHLD | New | MAIDEN HOLDINGS LTD | $298,000 | – | 23,914 | +100.0% | 0.03% | – |
| MGA | New | MAGNA INTL INC | $295,000 | – | 3,058 | +100.0% | 0.03% | – |
| ELTK | Buy | ELTEK LTDord | $296,000 | -4.8% | 132,756 | +2.3% | 0.03% | -12.8% |
| GLMD | New | GALMED PHARMACEUTICALS LTD | $297,000 | – | 25,886 | +100.0% | 0.03% | – |
| ACHC | New | ACADIA HEALTHCARE COMPANY INput | $293,000 | – | 6,500 | +100.0% | 0.03% | – |
| TSLA | New | TESLA MTRS INCput | $292,000 | – | 1,400 | +100.0% | 0.03% | – |
| GSM | New | GLOBE SPECIALTY METALS INC | $295,000 | – | 14,154 | +100.0% | 0.03% | – |
| TNP | New | TSAKOS ENERGY NAVIGATION LTD | $284,000 | – | 36,565 | +100.0% | 0.03% | – |
| PTEN | New | PATTERSON UTI ENERGY INC | $287,000 | – | 9,063 | +100.0% | 0.03% | – |
| SVT | Buy | SERVOTRONICS INC | $285,000 | +36.4% | 36,803 | +42.6% | 0.03% | +26.9% |
| EGLE | New | EAGLE BULK SHIPPING INC | $285,000 | – | 71,400 | +100.0% | 0.03% | – |
| EA | New | ELECTRONIC ARTS INC | $283,000 | – | 9,769 | +100.0% | 0.03% | – |
| SWHC | New | SMITH & WESSON HLDG CORP | $289,000 | – | 19,765 | +100.0% | 0.03% | – |
| CLR | New | CONTINENTAL RESOURCES INC | $283,000 | – | 2,280 | +100.0% | 0.03% | – |
| ERS | Buy | EMPIRE RES INC DEL | $274,000 | +45.0% | 66,900 | +26.5% | 0.03% | +33.3% |
| AWX | Buy | AVALON HLDGS CORPcl a | $279,000 | +11.6% | 53,556 | +11.4% | 0.03% | 0.0% |
| CXO | New | CONCHO RES INC | $273,000 | – | 2,230 | +100.0% | 0.03% | – |
| DOW | New | DOW CHEM CO | $276,000 | – | 5,694 | +100.0% | 0.03% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $281,000 | – | 5,166 | +100.0% | 0.03% | – |
| LVLT | New | LEVEL 3 COMMUNICATIONS INC | $273,000 | – | 6,975 | +100.0% | 0.03% | – |
| POL | New | POLYONE CORP | $278,000 | – | 7,596 | +100.0% | 0.03% | – |
| SMT | New | SMART TECHNOLOGIES INCcl a sub vtg s | $275,000 | – | 57,383 | +100.0% | 0.03% | – |
| VLO | New | VALERO ENERGY CORP NEW | $281,000 | – | 5,283 | +100.0% | 0.03% | – |
| WDC | New | WESTERN DIGITAL CORP | $278,000 | – | 3,028 | +100.0% | 0.03% | – |
| DOX | New | AMDOCS LTD | $275,000 | – | 5,924 | +100.0% | 0.03% | – |
| JCOM | New | J2 GLOBAL INC | $268,000 | – | 5,358 | +100.0% | 0.03% | – |
| CVD | New | COVANCE INC | $268,000 | – | 2,579 | +100.0% | 0.03% | – |
| DRC | New | DRESSER-RAND GROUP INC | $267,000 | – | 4,564 | +100.0% | 0.03% | – |
| MU | New | MICRON TECHNOLOGY INC | $270,000 | – | 11,400 | +100.0% | 0.03% | – |
| AXAS | New | ABRAXAS PETE CORP | $269,000 | – | 67,886 | +100.0% | 0.03% | – |
| OSK | New | OSHKOSH CORP | $271,000 | – | 4,609 | +100.0% | 0.03% | – |
| ICLR | New | ICON PLC | $265,000 | – | 5,554 | +100.0% | 0.03% | – |
| LII | New | LENNOX INTL INC | $269,000 | – | 2,955 | +100.0% | 0.03% | – |
| IRF | New | INTERNATIONAL RECTIFIER CORP | $265,000 | – | 9,680 | +100.0% | 0.03% | – |
| RTN | New | RAYTHEON CO | $267,000 | – | 2,708 | +100.0% | 0.03% | – |
| AVA | New | AVISTA CORP | $270,000 | – | 8,803 | +100.0% | 0.03% | – |
| QLGC | New | QLOGIC CORP | $265,000 | – | 20,780 | +100.0% | 0.03% | – |
| AGX | New | ARGAN INC | $267,000 | – | 8,979 | +100.0% | 0.03% | – |
| ANIK | New | ANIKA THERAPEUTICS INC | $258,000 | – | 6,274 | +100.0% | 0.03% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROcall | $263,000 | – | 20,000 | +100.0% | 0.03% | – |
| ANCX | New | ACCESS NATL CORP | $260,000 | – | 16,007 | +100.0% | 0.03% | – |
| CVE | New | CENOVUS ENERGY INC | $256,000 | – | 8,860 | +100.0% | 0.03% | – |
| WDAY | New | WORKDAY INCcl a | $258,000 | – | 2,830 | +100.0% | 0.03% | – |
| IM | New | INGRAM MICRO INCcl a | $264,000 | – | 8,953 | +100.0% | 0.03% | – |
| NBR | New | NABORS INDUSTRIES LTD | $264,000 | – | 10,734 | +100.0% | 0.03% | – |
| OXGN | New | OXIGENE INC | $260,000 | – | 69,800 | +100.0% | 0.03% | – |
| LMT | New | LOCKHEED MARTIN CORP | $264,000 | – | 1,616 | +100.0% | 0.03% | – |
| WYNN | New | WYNN RESORTS LTD | $260,000 | – | 1,171 | +100.0% | 0.03% | – |
| QQQ | New | POWERSHARES QQQ TRUSTput | $263,000 | – | 3,000 | +100.0% | 0.03% | – |
| PBI | New | PITNEY BOWES INC | $264,000 | – | 10,146 | +100.0% | 0.03% | – |
| KFRC | New | KFORCE INC | $263,000 | – | 12,362 | +100.0% | 0.03% | – |
| EBIX | New | EBIX INC | $258,000 | – | 15,093 | +100.0% | 0.03% | – |
| NOV | New | NATIONAL OILWELL VARCO INC | $264,000 | – | 3,390 | +100.0% | 0.03% | – |
| SONS | New | SONUS NETWORKS INC | $263,000 | – | 77,929 | +100.0% | 0.03% | – |
| FSL | New | FREESCALE SEMICONDUCTOR LTD | $263,000 | – | 10,800 | +100.0% | 0.03% | – |
| HRS | New | HARRIS CORP DEL | $264,000 | – | 3,609 | +100.0% | 0.03% | – |
| ICFI | New | ICF INTL INC | $260,000 | – | 6,537 | +100.0% | 0.03% | – |
| STRZA | New | STARZ | $261,000 | – | 8,090 | +100.0% | 0.03% | – |
| USNA | New | USANA HEALTH SCIENCES INC | $258,000 | – | 3,425 | +100.0% | 0.03% | – |
| REV | New | REVLON INCcl a new | $251,000 | – | 9,809 | +100.0% | 0.03% | – |
| INOD | Buy | INNODATA INC | $248,000 | +66.4% | 85,301 | +40.3% | 0.03% | +52.6% |
| CLDN | New | CELLADON CORP | $245,000 | – | 20,525 | +100.0% | 0.03% | – |
| PTC | New | PTC INC | $244,000 | – | 6,872 | +100.0% | 0.03% | – |
| SSRI | New | SILVER STD RES INC | $241,000 | – | 24,268 | +100.0% | 0.03% | – |
| CPG | New | CRESCENT PT ENERGY CORP | $245,000 | – | 6,718 | +100.0% | 0.03% | – |
| AZPN | New | ASPEN TECHNOLOGY INC | $240,000 | – | 5,665 | +100.0% | 0.03% | – |
| OTEX | New | OPEN TEXT CORP | $241,000 | – | 5,042 | +100.0% | 0.03% | – |
| ROSG | New | ROSETTA GENOMICS LTD | $237,000 | – | 47,500 | +100.0% | 0.03% | – |
| IBB | New | ISHARESput | $236,000 | – | 1,000 | +100.0% | 0.03% | – |
| BCEI | New | BONANZA CREEK ENERGY INC | $233,000 | – | 5,250 | +100.0% | 0.03% | – |
| ENG | Buy | ENGLOBAL CORP | $238,000 | +33.7% | 152,300 | +19.6% | 0.03% | +17.4% |
| ZIOP | New | ZIOPHARM ONCOLOGY INC | $222,000 | – | 48,384 | +100.0% | 0.03% | – |
| BLUE | New | BLUEBIRD BIO INC | $224,000 | – | 9,847 | +100.0% | 0.03% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $227,000 | – | 3,216 | +100.0% | 0.03% | – |
| RGEN | New | REPLIGEN CORP | $226,000 | – | 17,513 | +100.0% | 0.03% | – |
| RH | New | RESTORATION HARDWARE HLDGS Iput | $221,000 | – | 3,000 | +100.0% | 0.03% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $225,000 | – | 1,479 | +100.0% | 0.03% | – |
| NXST | New | NEXSTAR BROADCASTING GROUP Icl a | $225,000 | – | 6,000 | +100.0% | 0.03% | – |
| TGC | Buy | TENGASCO INC | $229,000 | +169.4% | 450,000 | +105.5% | 0.03% | +136.4% |
| DATA | New | TABLEAU SOFTWARE INCput | $228,000 | – | 3,000 | +100.0% | 0.03% | – |
| EXK | New | ENDEAVOUR SILVER CORP | $224,000 | – | 51,896 | +100.0% | 0.03% | – |
| WTSLQ | Buy | WET SEAL INCcl a | $218,000 | -10.7% | 165,220 | +85.0% | 0.02% | -19.4% |
| ACI | New | ARCH COAL INCcall | $212,000 | – | 44,000 | +100.0% | 0.02% | – |
| SYK | New | STRYKER CORP | $204,000 | – | 2,499 | +100.0% | 0.02% | – |
| LTRE | Buy | LEARNING TREE INTL INC | $206,000 | +21.2% | 66,995 | +23.4% | 0.02% | +9.1% |
| EMC | New | E M C CORP MASS | $205,000 | – | 7,483 | +100.0% | 0.02% | – |
| RENT | New | RENTRAK CORPput | $211,000 | – | 3,500 | +100.0% | 0.02% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $195,000 | – | 21,772 | +100.0% | 0.02% | – |
| PPLT | New | ETFS PLATINUM TRsh ben int | $202,000 | – | 1,460 | +100.0% | 0.02% | – |
| ESIO | New | ELECTRO SCIENTIFIC INDS | $200,000 | – | 20,300 | +100.0% | 0.02% | – |
| QCOR | New | QUESTCOR PHARMACEUTICALS INCput | $195,000 | – | 3,000 | +100.0% | 0.02% | – |
| CUI | New | CUI GLOBAL INCput | $198,000 | – | 18,000 | +100.0% | 0.02% | – |
| GRPN | New | GROUPON INCput | $196,000 | – | 25,000 | +100.0% | 0.02% | – |
| TNK | New | TEEKAY TANKERS LTDcl a | $189,000 | – | 53,249 | +100.0% | 0.02% | – |
| OBCI | Buy | OCEAN BIO CHEM INC | $189,000 | +32.2% | 61,565 | +6.8% | 0.02% | +22.2% |
| MCPIQ | New | MOLYCORP INC DEL | $188,000 | – | 40,000 | +100.0% | 0.02% | – |
| VSCP | Buy | VIRTUALSCOPICS INC | $184,000 | +145.3% | 44,323 | +103.3% | 0.02% | +133.3% |
| ALCSQ | Buy | ALCO STORES INC | $184,000 | +55.9% | 18,000 | +44.0% | 0.02% | +40.0% |
| OPXA | Buy | OPEXA THERAPEUTICS INC | $182,000 | +32.8% | 97,500 | +29.1% | 0.02% | +23.5% |
| ARQL | New | ARQULE INC | $185,000 | – | 90,300 | +100.0% | 0.02% | – |
| GV | New | GOLDFIELD CORP | $169,000 | – | 76,000 | +100.0% | 0.02% | – |
| ELSE | New | ELECTRO-SENSORS INC | $177,000 | – | 44,800 | +100.0% | 0.02% | – |
| RGLD | New | ROYAL GOLD INCput | $169,000 | – | 2,700 | +100.0% | 0.02% | – |
| ATNY | Buy | API TECHNOLOGIES CORP | $158,000 | +9.0% | 53,932 | +27.1% | 0.02% | 0.0% |
| LINC | Buy | LINCOLN EDL SVCS CORP | $155,000 | +47.6% | 41,000 | +95.2% | 0.02% | +38.5% |
| PCYG | New | PARK CITY GROUP INCput | $154,000 | – | 17,000 | +100.0% | 0.02% | – |
| PERY | New | ELLIS PERRY INTL INC | $158,000 | – | 11,500 | +100.0% | 0.02% | – |
| IO | Buy | ION GEOPHYSICAL CORP | $159,000 | +30.3% | 37,800 | +2.2% | 0.02% | +20.0% |
| GURE | New | GULF RESOURCES INC | $150,000 | – | 62,000 | +100.0% | 0.02% | – |
| RDN | New | RADIAN GROUP INCput | $150,000 | – | 10,000 | +100.0% | 0.02% | – |
| JOF | New | JAPAN SMALLER CAPTLZTN FD IN | $145,000 | – | 16,510 | +100.0% | 0.02% | – |
| CPAH | New | COUNTERPATH CORP | $143,000 | – | 95,060 | +100.0% | 0.02% | – |
| KGC | Buy | KINROSS GOLD CORP | $150,000 | +41.5% | 36,206 | +49.6% | 0.02% | +30.8% |
| CLNE | New | CLEAN ENERGY FUELS CORPput | $140,000 | – | 15,700 | +100.0% | 0.02% | – |
| New | WABASH NATL CORPnote 3.375% 5/0 | $140,000 | – | 100,000 | +100.0% | 0.02% | – | |
| ATEA | New | ASTEA INTL INC | $141,000 | – | 48,702 | +100.0% | 0.02% | – |
| SARA | New | SARATOGA RES INC TEX | $134,000 | – | 99,000 | +100.0% | 0.02% | – |
| TSRI | Buy | TSR INC | $129,000 | +108.1% | 38,296 | +106.9% | 0.02% | +87.5% |
| ELX | New | EMULEX CORPcall | $119,000 | – | 16,100 | +100.0% | 0.01% | – |
| JBL | New | JABIL CIRCUIT INCput | $117,000 | – | 6,500 | +100.0% | 0.01% | – |
| VDSI | New | VASCO DATA SEC INTL INC | $109,000 | – | 14,500 | +100.0% | 0.01% | – |
| GSS | New | GOLDEN STAR RES LTD CDA | $100,000 | – | 166,200 | +100.0% | 0.01% | – |
| SU | New | SUNCOR ENERGY INC NEWcall | $105,000 | – | 3,000 | +100.0% | 0.01% | – |
| SFYWQ | New | SWIFT ENERGY COcall | $108,000 | – | 10,000 | +100.0% | 0.01% | – |
| TRR | New | TRC COS INC | $103,000 | – | 15,482 | +100.0% | 0.01% | – |
| GVP | Buy | GSE SYS INC | $106,000 | +221.2% | 61,133 | +196.3% | 0.01% | +200.0% |
| AWP | New | ALPINE GLOBAL PREMIER PPTYS | $108,000 | – | 15,335 | +100.0% | 0.01% | – |
| TSPT | New | TRANSCEPT PHARMACEUTICALS IN | $95,000 | – | 31,000 | +100.0% | 0.01% | – |
| HUSA | New | HOUSTON AMERN ENERGY CORP | $91,000 | – | 165,000 | +100.0% | 0.01% | – |
| ONTY | New | ONCOTHYREON INC | $99,000 | – | 33,000 | +100.0% | 0.01% | – |
| ZAGG | New | ZAGG INC | $92,000 | – | 20,000 | +100.0% | 0.01% | – |
| ANTH | New | ANTHERA PHARMACEUTICALS INC | $87,000 | – | 26,000 | +100.0% | 0.01% | – |
| INTX | Buy | INTERSECTIONS INC COM | $86,000 | -12.2% | 14,600 | +15.9% | 0.01% | -16.7% |
| AVEO | New | AVEO PHARMACEUTICALS INC | $85,000 | – | 57,000 | +100.0% | 0.01% | – |
| TRT | Buy | TRIO TECH INTL | $75,000 | +21.0% | 23,432 | +26.4% | 0.01% | +12.5% |
| NURO | New | NEUROMETRIX INC | $68,000 | – | 29,000 | +100.0% | 0.01% | – |
| ASUR | New | ASURE SOFTWARE INC | $73,000 | – | 11,000 | +100.0% | 0.01% | – |
| PVAHQ | New | PENN VA CORPcall | $72,000 | – | 4,100 | +100.0% | 0.01% | – |
| BTU | New | PEABODY ENERGY CORPcall | $65,000 | – | 4,000 | +100.0% | 0.01% | – |
| API | Buy | ADVANCED PHOTONIX INCcl a | $72,000 | 0.0% | 114,500 | +9.6% | 0.01% | -11.1% |
| FSTO | New | FOREST OIL CORP | $71,000 | – | 37,000 | +100.0% | 0.01% | – |
| FREE | New | FREESEAS INC | $73,000 | – | 44,500 | +100.0% | 0.01% | – |
| DARA | New | DARA BIOSCIENCES INC | $60,000 | – | 21,599 | +100.0% | 0.01% | – |
| RGLD | New | ROYAL GOLD INC | $63,000 | – | 1,000 | +100.0% | 0.01% | – |
| FSTO | New | FOREST OIL CORPcall | $57,000 | – | 30,000 | +100.0% | 0.01% | – |
| AVNW | Buy | AVIAT NETWORKS INC | $57,000 | -3.4% | 36,000 | +38.5% | 0.01% | 0.0% |
| GMANQ | New | GORDMANS STORES INCcall | $55,000 | – | 10,000 | +100.0% | 0.01% | – |
| DYSL | Buy | DYNASIL CORP AMER | $56,000 | +300.0% | 32,000 | +166.7% | 0.01% | +200.0% |
| TCPTF | New | THOMPSON CREEK METALS CO INCcall | $44,000 | – | 20,000 | +100.0% | 0.01% | – |
| FORD | Buy | FORWARD INDS INC N Y | $47,000 | +80.8% | 24,000 | +45.5% | 0.01% | +66.7% |
| AUY | New | YAMANA GOLD INCcall | $44,000 | – | 5,000 | +100.0% | 0.01% | – |
| TRQ | New | TURQUOISE HILL RES LTDcall | $33,000 | – | 10,000 | +100.0% | 0.00% | – |
| COBR | New | COBRA ELECTRS CORP | $36,000 | – | 10,827 | +100.0% | 0.00% | – |
| GOLD | New | BARRICK GOLD CORPcall | $27,000 | – | 1,500 | +100.0% | 0.00% | – |
| TEUFF | New | BOX SHIPS INCORPORATED | $29,000 | – | 12,000 | +100.0% | 0.00% | – |
| KOG | New | KODIAK OIL & GAS CORPcall | $18,000 | – | 1,500 | +100.0% | 0.00% | – |
| CUI | New | CUI GLOBAL INC | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.