SHEPHERD KAPLAN KROCHUK, LLC - Q3 2013 holdings

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$620 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 823 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 100.0% .

All

			Value		Shares		↓ Weighting
GRXRT	Exit	GABELLI HLTHCARE & WELLNESS SHSright 07/17/2013	$0	–	-15,150	-100.0%	0.00%	–
NG	Exit	NOVAGOLD RES INC	$0	–	-2,200	-100.0%	-0.00%	–
GSS	Exit	GOLDEN STAR RES LTD CDAcall	$0	–	-29,000	-100.0%	-0.00%	–
BAA	Exit	BANRO CORP	$0	–	-15,000	-100.0%	-0.00%	–
VGZ	Exit	VISTA GOLD CORP	$0	–	-12,000	-100.0%	-0.00%	–
PESI	Exit	PERMA-FIX ENVIRONMENTAL SVCS	$0	–	-22,711	-100.0%	-0.00%	–
BRD	Exit	BRIGUS GOLD CORP	$0	–	-15,000	-100.0%	-0.00%	–
GSS	Exit	GOLDEN STAR RES LTD CDA	$0	–	-27,000	-100.0%	-0.00%	–
THTI	Exit	THT HEAT TRANSFER TECHNOLOGY	$0	–	-15,000	-100.0%	-0.00%	–
TGD	Exit	TIMMINS GOLD CORP	$0	–	-10,000	-100.0%	-0.00%	–
GPORQ	Exit	GULFPORT ENERGY CORPcall	$0	–	-500	-100.0%	-0.01%	–
VTSS	Exit	VITESSE SEMICONDUCTOR CORPcall	$0	–	-10,000	-100.0%	-0.01%	–
FRO	Exit	FRONTLINE LTDcall	$0	–	-15,000	-100.0%	-0.01%	–
CART	Exit	CAROLINA TR BK LINCOLNTON NC	$0	–	-12,861	-100.0%	-0.01%	–
TELK	Exit	TELIK INC	$0	–	-25,500	-100.0%	-0.01%	–
NOK	Exit	NOKIA CORPcall	$0	–	-10,000	-100.0%	-0.01%	–
IIN	Exit	INTRICON CORP	$0	–	-11,816	-100.0%	-0.01%	–
BRCN	Exit	BURCON NUTRASCIENCE CORP	$0	–	-15,999	-100.0%	-0.01%	–
NG	Exit	NOVAGOLD RES INCcall	$0	–	-22,000	-100.0%	-0.01%	–
QKLS	Exit	QKL STORES INC	$0	–	-13,693	-100.0%	-0.01%	–
MAGS	Exit	MAGAL SECURITY SYS LTDord	$0	–	-16,200	-100.0%	-0.01%	–
NOK	Exit	NOKIA CORPsponsored adr	$0	–	-15,000	-100.0%	-0.01%	–
IDIX	Exit	IDENIX PHARMACEUTICALS INCcall	$0	–	-15,000	-100.0%	-0.01%	–
WFT	Exit	WEATHERFORD INTERNATIONAL LTcall	$0	–	-4,000	-100.0%	-0.01%	–
UWN	Exit	NEVADA GOLD & CASINOS INC	$0	–	-64,120	-100.0%	-0.01%	–
SIGM	Exit	SIGMA DESIGNS INCcall	$0	–	-12,000	-100.0%	-0.01%	–
STRI	Exit	STR HLDGS INC	$0	–	-27,773	-100.0%	-0.01%	–
BALT	Exit	BALTIC TRADING LIMITED	$0	–	-17,000	-100.0%	-0.01%	–
OCLR	Exit	OCLARO INC	$0	–	-62,000	-100.0%	-0.01%	–
GLW	Exit	CORNING INCcall	$0	–	-5,000	-100.0%	-0.01%	–
SPCHA	Exit	SPORT CHALET INCcl a	$0	–	-58,851	-100.0%	-0.01%	–
VICL	Exit	VICAL INC	$0	–	-22,192	-100.0%	-0.01%	–
MWW	Exit	MONSTER WORLDWIDE INC	$0	–	-15,000	-100.0%	-0.02%	–
CRV	Exit	COAST DISTR SYS	$0	–	-21,000	-100.0%	-0.02%	–
SB	Exit	SAFE BULKERS INCcall	$0	–	-15,000	-100.0%	-0.02%	–
LSG	Exit	LAKE SHORE GOLD CORP	$0	–	-256,000	-100.0%	-0.02%	–
AGU	Exit	AGRIUM INCcall	$0	–	-1,000	-100.0%	-0.02%	–
IAG	Exit	IAMGOLD CORPcall	$0	–	-20,000	-100.0%	-0.02%	–
PDEX	Exit	PRO-DEX INC COLO	$0	–	-46,994	-100.0%	-0.02%	–
XRX	Exit	XEROX CORP	$0	–	-10,000	-100.0%	-0.02%	–
PSDV	Exit	PSIVIDA CORP	$0	–	-23,408	-100.0%	-0.02%	–
ZAZA	Exit	ZAZA ENERGY CORP	$0	–	-76,600	-100.0%	-0.02%	–
MFCB	Exit	MFC INDL LTD	$0	–	-12,000	-100.0%	-0.02%	–
DRCO	Exit	DYNAMICS RESH CORP	$0	–	-17,170	-100.0%	-0.02%	–
RPTP	Exit	RAPTOR PHARMACEUTICAL CORP	$0	–	-11,262	-100.0%	-0.02%	–
SGRP	Exit	SPAR GROUP INC	$0	–	-38,970	-100.0%	-0.02%	–
MXL	Exit	MAXLINEAR INCcl a	$0	–	-15,000	-100.0%	-0.02%	–
DVD	Exit	DOVER MOTORSPORTS INC	$0	–	-51,500	-100.0%	-0.02%	–
4305PS	Exit	ALCATEL-LUCENTsponsored adr	$0	–	-60,000	-100.0%	-0.02%	–
	Exit	WABASH NATL CORPnote 3.375% 5/0	$0	–	-100,000	-100.0%	-0.02%	–
BAC	Exit	BANK OF AMERICA CORPORATIONcall	$0	–	-10,000	-100.0%	-0.02%	–
CMT	Exit	CORE MOLDING TECHNOLOGIES IN	$0	–	-15,300	-100.0%	-0.03%	–
VSRI	Exit	VERSAR INC	$0	–	-33,516	-100.0%	-0.03%	–
SDIX	Exit	STRATEGIC DIAGNOSTICS INC	$0	–	-171,090	-100.0%	-0.03%	–
AAME	Exit	ATLANTIC AMERN CORP	$0	–	-39,417	-100.0%	-0.03%	–
INOC	Exit	INNOTRAC CORP	$0	–	-38,271	-100.0%	-0.03%	–
DVCR	Exit	DIVERSICARE HEALTHCARE SVCS	$0	–	-35,855	-100.0%	-0.03%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-10,000	-100.0%	-0.03%	–
WFC	Exit	WELLS FARGO & CO NEW	$0	–	-4,000	-100.0%	-0.03%	–
RXN	Exit	REXNORD CORP NEW	$0	–	-10,038	-100.0%	-0.03%	–
WFC	Exit	WELLS FARGO & CO NEWput	$0	–	-4,200	-100.0%	-0.03%	–
PLCM	Exit	POLYCOM INC	$0	–	-17,000	-100.0%	-0.04%	–
BBRY	Exit	RESEARCH IN MOTION LTD	$0	–	-16,923	-100.0%	-0.04%	–
ESYS	Exit	ELECSYS CORP	$0	–	-28,533	-100.0%	-0.04%	–
IBCA	Exit	INTERVEST BANCSHARES CORP	$0	–	-29,177	-100.0%	-0.04%	–
SUMR	Exit	SUMMER INFANT INC	$0	–	-64,905	-100.0%	-0.04%	–
BKOR	Exit	OAK RIDGE FINL SVCS INC	$0	–	-48,156	-100.0%	-0.04%	–
RWC	Exit	RELM WIRELESS CORP	$0	–	-65,467	-100.0%	-0.04%	–
ET	Exit	EXACTTARGET INCput	$0	–	-6,000	-100.0%	-0.04%	–
CPIX	Exit	CUMBERLAND PHARMACEUTICALS I	$0	–	-41,500	-100.0%	-0.04%	–
FSL	Exit	FREESCALE SEMICONDUCTOR LTD	$0	–	-16,240	-100.0%	-0.04%	–
ADNC	Exit	AUDIENCE INC	$0	–	-16,399	-100.0%	-0.04%	–
RGLD	Exit	ROYAL GOLD INC	$0	–	-5,149	-100.0%	-0.04%	–
BRCD	Exit	BROCADE COMMUNICATIONS SYS I	$0	–	-38,000	-100.0%	-0.04%	–
SFLY	Exit	SHUTTERFLY INCput	$0	–	-4,000	-100.0%	-0.04%	–
STM	Exit	STMICROELECTRONICS N Vny registry	$0	–	-25,637	-100.0%	-0.04%	–
AHL	Exit	ASPEN INSURANCE HOLDINGS LTD	$0	–	-6,102	-100.0%	-0.04%	–
MRH	Exit	MONTPELIER RE HOLDINGS LTD	$0	–	-9,164	-100.0%	-0.04%	–
XL	Exit	XL GROUP PLC	$0	–	-7,513	-100.0%	-0.04%	–
TASR	Exit	TASER INTL INC	$0	–	-26,777	-100.0%	-0.04%	–
IDCC	Exit	INTERDIGITAL INC	$0	–	-5,258	-100.0%	-0.05%	–
THG	Exit	HANOVER INS GROUP INC	$0	–	-4,800	-100.0%	-0.05%	–
BEAT	Exit	CARDIONET INC	$0	–	-39,571	-100.0%	-0.05%	–
AAPL	Exit	APPLE INC	$0	–	-600	-100.0%	-0.05%	–
VSH	Exit	VISHAY INTERTECHNOLOGY INC	$0	–	-17,364	-100.0%	-0.05%	–
AL	Exit	AIR LEASE CORPcl a	$0	–	-8,850	-100.0%	-0.05%	–
SWK	Exit	STANLEY BLACK & DECKER INC	$0	–	-3,125	-100.0%	-0.05%	–
NM	Exit	NAVIOS MARITIME HOLDINGS INC	$0	–	-44,169	-100.0%	-0.05%	–
MPO	Exit	MIDSTATES PETE CO INC	$0	–	-45,593	-100.0%	-0.05%	–
BKT	Exit	BLACKROCK INCOME TR INC	$0	–	-36,590	-100.0%	-0.05%	–
BDX	Exit	BECTON DICKINSON & CO	$0	–	-2,503	-100.0%	-0.05%	–
PL	Exit	PROTECTIVE LIFE CORP	$0	–	-6,424	-100.0%	-0.05%	–
APO	Exit	APOLLO GLOBAL MGMT LLC	$0	–	-10,292	-100.0%	-0.05%	–
ENH	Exit	ENDURANCE SPECIALTY HLDGS LT	$0	–	-4,864	-100.0%	-0.05%	–
ISRG	Exit	INTUITIVE SURGICAL INCput	$0	–	-500	-100.0%	-0.05%	–
XRM	Exit	XERIUM TECHNOLOGIES INC	$0	–	-24,646	-100.0%	-0.05%	–
GSIT	Exit	GSI TECHNOLOGY	$0	–	-40,000	-100.0%	-0.05%	–
AIZ	Exit	ASSURANT INC	$0	–	-5,013	-100.0%	-0.05%	–
SLI	Exit	S L INDS INC	$0	–	-10,288	-100.0%	-0.05%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-1,699	-100.0%	-0.05%	–
WPO	Exit	WASHINGTON POST COcl b	$0	–	-537	-100.0%	-0.05%	–
AMCX	Exit	AMC NETWORKS INCcl a	$0	–	-3,976	-100.0%	-0.05%	–
GDOT	Exit	GREEN DOT CORPcl a	$0	–	-13,232	-100.0%	-0.05%	–
LMOS	Exit	LUMOS NETWORKS CORP	$0	–	-15,375	-100.0%	-0.05%	–
RUTH	Exit	RUTHS HOSPITALITY GROUP INC	$0	–	-22,251	-100.0%	-0.05%	–
MCS	Exit	MARCUS CORP	$0	–	-21,082	-100.0%	-0.05%	–
SRI	Exit	STONERIDGE INC	$0	–	-23,249	-100.0%	-0.05%	–
AXS	Exit	AXIS CAPITAL HOLDINGS LTD	$0	–	-5,850	-100.0%	-0.05%	–
SGY	Exit	STONE ENERGY CORP	$0	–	-12,285	-100.0%	-0.05%	–
DSPG	Exit	DSP GROUP INC	$0	–	-33,201	-100.0%	-0.05%	–
HIG	Exit	HARTFORD FINL SVCS GROUP INC	$0	–	-8,931	-100.0%	-0.05%	–
TGT	Exit	TARGET CORP	$0	–	-4,000	-100.0%	-0.05%	–
PEGA	Exit	PEGASYSTEMS INC	$0	–	-8,209	-100.0%	-0.05%	–
RPXC	Exit	RPX CORP	$0	–	-16,657	-100.0%	-0.06%	–
CTS	Exit	CTS CORP	$0	–	-20,579	-100.0%	-0.06%	–
DXJ	Exit	WISDOMTREE TRUSTjapn hedge eqt	$0	–	-6,192	-100.0%	-0.06%	–
GBX	Exit	GREENBRIER COS INC	$0	–	-11,681	-100.0%	-0.06%	–
IIIN	Exit	INSTEEL INDUSTRIES INC	$0	–	-16,166	-100.0%	-0.06%	–
AFG	Exit	AMERICAN FINL GROUP INC OHIO	$0	–	-5,810	-100.0%	-0.06%	–
SHEN	Exit	SHENANDOAH TELECOMMUNICATION	$0	–	-17,022	-100.0%	-0.06%	–
KMB	Exit	KIMBERLY CLARK CORP	$0	–	-3,000	-100.0%	-0.06%	–
ACN	Exit	ACCENTURE PLC IRELAND	$0	–	-4,006	-100.0%	-0.06%	–
DWSN	Exit	DAWSON GEOPHYSICAL CO	$0	–	-7,876	-100.0%	-0.06%	–
UBNT	Exit	UBIQUITI NETWORKS INC	$0	–	-16,811	-100.0%	-0.06%	–
TESO	Exit	TESCO CORP	$0	–	-23,000	-100.0%	-0.06%	–
ANGI	Exit	ANGIES LIST INCput	$0	–	-11,500	-100.0%	-0.06%	–
JCOM	Exit	J2 GLOBAL INC	$0	–	-7,487	-100.0%	-0.06%	–
ESINQ	Exit	ITT EDUCATIONAL SERVICES INC	$0	–	-12,991	-100.0%	-0.06%	–
HAIN	Exit	HAIN CELESTIAL GROUP INCput	$0	–	-5,000	-100.0%	-0.06%	–
TAO	Exit	CLAYMORE EXCHANGE TRD FD TRgugg chn rl est	$0	–	-16,254	-100.0%	-0.06%	–
AHC	Exit	A H BELO CORP	$0	–	-48,000	-100.0%	-0.06%	–
LCI	Exit	LANNET INC	$0	–	-27,907	-100.0%	-0.07%	–
TIP	Exit	ISHARES TRbarclys tips bd	$0	–	-3,078	-100.0%	-0.07%	–
SCIF	Exit	MARKET VECTORS ETF TRindia small cp	$0	–	-50,426	-100.0%	-0.07%	–
SMP	Exit	STANDARD MTR PRODS INC	$0	–	-10,715	-100.0%	-0.07%	–
EQIX	Exit	EQUINIX INCput	$0	–	-2,000	-100.0%	-0.07%	–
PRSC	Exit	PROVIDENCE SVC CORP	$0	–	-13,058	-100.0%	-0.08%	–
EET	Exit	PROSHARES TRmsci emrg etf	$0	–	-5,951	-100.0%	-0.08%	–
ACG	Exit	ALLIANCEBERNSTEIN INCOME FUN	$0	–	-54,370	-100.0%	-0.08%	–
LQD	Exit	ISHARES TRiboxx inv cpbd	$0	–	-3,662	-100.0%	-0.08%	–
WFT	Exit	WEATHERFORD INTERNATIONAL LT	$0	–	-30,647	-100.0%	-0.08%	–
DRN	Exit	DIREXION SHS ETF TRput	$0	–	-9,700	-100.0%	-0.08%	–
FFCH	Exit	FIRST FINL HLDGS INC	$0	–	-20,879	-100.0%	-0.09%	–
SBAC	Exit	SBA COMMUNICATIONS CORPput	$0	–	-6,000	-100.0%	-0.09%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-8,415	-100.0%	-0.09%	–
HW	Exit	HEADWATERS INC	$0	–	-50,928	-100.0%	-0.09%	–
BTZ	Exit	BLACKROCK CR ALLCTN INC TR	$0	–	-38,913	-100.0%	-0.10%	–
GDXJ	Exit	MARKET VECTORS ETF TRjr gold miners e	$0	–	-56,800	-100.0%	-0.10%	–
EMB	Exit	ISHARES TRjpmorgan usd	$0	–	-5,025	-100.0%	-0.11%	–
PSA	Exit	PUBLIC STORAGEput	$0	–	-4,000	-100.0%	-0.12%	–
IQNT	Exit	NEUTRAL TANDEM INC	$0	–	-134,443	-100.0%	-0.15%	–
SFYWQ	Exit	SWIFT ENERGY CO	$0	–	-65,620	-100.0%	-0.16%	–
MCEP	Exit	MID CON ENERGY PARTNERS LP	$0	–	-38,341	-100.0%	-0.17%	–
TSRX	Exit	TRIUS THERAPEUTICS INC	$0	–	-138,811	-100.0%	-0.22%	–
LNG	Exit	CHENIERE ENERGY INC	$0	–	-74,100	-100.0%	-0.41%	–
GDI	Exit	GARDNER DENVER INC	$0	–	-49,553	-100.0%	-0.74%	–
ROSE	Exit	ROSETTA RESOURCES INC	$0	–	-123,173	-100.0%	-1.03%	–
MTDR	Exit	MATADOR RES CO	$0	–	-500,000	-100.0%	-1.18%	–
BCEI	Exit	BONANZA CREEK ENERGY INC	$0	–	-205,025	-100.0%	-1.43%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-11-14

Signatures

The EDGAR filing(s) were signed by:

/s/ Timothy A. Krochuk — Managing member

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BERKSHIRE HATHAWAY INC DEL	42	Q3 2023	7.8%
AMGEN INC	41	Q2 2023	1.1%
PIONEER NAT RES CO	39	Q4 2022	6.5%
DAVITA INC	39	Q4 2022	4.1%
AGNICO EAGLE MINES LTD	39	Q1 2023	0.9%
COPART INC	38	Q3 2022	4.5%
AMERICAN EXPRESS CO	38	Q3 2022	1.8%
MICROSOFT CORP	38	Q3 2022	2.5%
THERMO FISHER SCIENTIFIC INC	38	Q3 2022	1.4%
UNITEDHEALTH GROUP INC	38	Q3 2022	1.3%

View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

SHEPHERD KAPLAN KROCHUK, LLC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Wayside Technology Group, Inc.	April 20, 2020	?	?
Energy Services of America CORP	February 13, 2018	314,504	2.2%
ESCALON MEDICAL CORP	February 13, 2018	310,171	4.1%
CLAYTON WILLIAMS ENERGY INC /DE	February 10, 2017	273,710	1.6%
Electromed, Inc.	February 16, 2016	353,470	4.3%
SUNLINK HEALTH SYSTEMS INC	February 16, 2016	252,673	2.7%
IEH CORPORATION	February 17, 2015	111,473	4.8%
DEWEY ELECTRONICS CORP	February 13, 2014	28,304	2.1%
Matador Resources Co^{Sold out}	February 13, 2014	0	0.0%
SED INTERNATIONAL HOLDINGS INC	February 13, 2014	117,275	2.3%

View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-09
13F-HR	2022-08-12
13F-HR	2022-05-06
13F-HR	2022-02-14

View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (619522000.0 != 619514000.0)

Export SHEPHERD KAPLAN KROCHUK, LLC's holdings