SHEPHERD KAPLAN KROCHUK, LLC - Q3 2013 holdings

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$620 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 823 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 51.1% .

All

			Value		Shares		↓ Weighting
PXD	Sell	PIONEER NAT RES CO	$7,485,000	-21.1%	39,645	-39.5%	1.21%	-35.5%
TROX	Sell	TRONOX LTD	$3,891,000	+13.4%	159,000	-6.6%	0.63%	-7.2%
MEOH	Sell	METHANEX CORP	$3,439,000	+13.8%	67,056	-5.0%	0.56%	-6.9%
ANRZQ	Sell	ALPHA NATURAL RESOURCES INC	$3,406,000	+13.5%	571,438	-0.3%	0.55%	-7.1%
TRIB	Sell	TRINITY BIOTECH PLCspon adr new	$3,394,000	+21.3%	156,000	-6.0%	0.55%	-0.7%
TMO	Sell	THERMO FISHER SCIENTIFIC INC	$3,059,000	+7.9%	33,202	-0.9%	0.49%	-11.6%
UCTT	Sell	ULTRA CLEAN HLDGS INC	$2,970,000	+6.7%	429,926	-6.6%	0.48%	-12.8%
KAR	Sell	KAR AUCTION SVCS INC	$2,764,000	+6.5%	98,000	-13.7%	0.45%	-12.9%
ESL	Sell	ESTERLINE TECHNOLOGIES CORP	$2,752,000	+6.3%	34,446	-3.8%	0.44%	-13.1%
MX	Sell	MAGNACHIP SEMICONDUCTOR CORP	$2,605,000	+4.5%	121,000	-11.4%	0.42%	-14.6%
AEM	Sell	AGNICO EAGLE MINES LTD	$2,591,000	-16.1%	97,886	-12.7%	0.42%	-31.5%
CVU	Sell	CPI AEROSTRUCTURES INC	$2,369,000	+4.0%	204,453	-2.6%	0.38%	-14.9%
CYS	Sell	CYS INVTS INC	$2,301,000	-28.4%	283,000	-18.9%	0.37%	-41.5%
SFE	Sell	SAFEGUARD SCIENTIFICS INC	$2,042,000	-4.1%	130,104	-2.0%	0.33%	-21.4%
SCHN	Sell	SCHNITZER STL INDScl a	$1,928,000	+8.4%	70,097	-7.9%	0.31%	-11.4%
BLT	Sell	BLOUNT INTL INC NEW	$1,929,000	+2.1%	159,309	-0.3%	0.31%	-16.6%
CSTM	Sell	CONSTELLIUM HOLDCO B Vcl a	$1,895,000	-1.3%	97,704	-17.8%	0.31%	-19.3%
WU	Sell	WESTERN UN CO	$1,714,000	+7.8%	91,887	-1.1%	0.28%	-11.8%
EPAC	Sell	ACTUANT CORPcl a new	$1,698,000	+10.7%	43,713	-6.0%	0.27%	-9.6%
OASPQ	Sell	OASIS PETE INC NEW	$1,617,000	-41.3%	32,906	-53.5%	0.26%	-51.9%
STNG	Sell	SCORPIO TANKERS INC	$1,604,000	-40.4%	164,361	-45.1%	0.26%	-51.2%
CRRTQ	Sell	CARBO CERAMICS INC	$1,586,000	-16.6%	16,000	-43.3%	0.26%	-31.7%
NTUS	Sell	NATUS MEDICAL INC DEL	$1,588,000	-7.7%	112,000	-11.1%	0.26%	-24.5%
HES	Sell	HESS CORP	$1,569,000	+9.8%	20,287	-5.6%	0.25%	-10.3%
NP	Sell	NEENAH PAPER INC	$1,550,000	+22.0%	39,437	-1.4%	0.25%	-0.4%
ATI	Sell	ALLEGHENY TECHNOLOGIES INC	$1,455,000	-6.5%	47,648	-19.4%	0.24%	-23.5%
ACRX	Sell	ACELRX PHARMACEUTICALS INC	$1,441,000	-17.5%	133,670	-29.0%	0.23%	-32.3%
TWIN	Sell	TWIN DISC INC	$1,359,000	-1.1%	52,000	-10.3%	0.22%	-19.2%
MSA	Sell	MINE SAFETY APPLIANCES CO	$1,311,000	+8.3%	25,410	-2.3%	0.21%	-11.3%
AEIS	Sell	ADVANCED ENERGY INDS	$1,289,000	-6.3%	73,600	-6.8%	0.21%	-23.2%
GLW	Sell	CORNING INC	$1,224,000	-2.2%	83,886	-4.7%	0.20%	-19.8%
ISSI	Sell	INTEGRATED SILICON SOLUTION	$1,198,000	-4.2%	110,000	-3.5%	0.19%	-21.9%
COL	Sell	ROCKWELL COLLINS INC	$1,166,000	-0.4%	17,179	-7.0%	0.19%	-18.6%
COGO	Sell	COGO GROUP INC	$1,117,000	+0.6%	483,616	-11.5%	0.18%	-17.8%
MTRN	Sell	MATERION CORP	$1,055,000	-3.8%	32,900	-18.8%	0.17%	-21.3%
CRM	Sell	SALESFORCE COM INCput	$1,038,000	+13.3%	20,000	-16.7%	0.17%	-7.2%
COP	Sell	CONOCOPHILLIPS	$991,000	-0.2%	14,257	-13.2%	0.16%	-18.4%
SLB	Sell	SCHLUMBERGER LTD	$922,000	+6.3%	10,435	-13.7%	0.15%	-12.9%
AGI	Sell	ALAMOS GOLD INC	$902,000	+21.1%	58,102	-5.7%	0.15%	-0.7%
EFA	Sell	ISHARESmsci eafe etf	$901,000	-0.8%	14,123	-10.8%	0.14%	-19.0%
AMN	Sell	AMN HEALTHCARE SERVICES INC	$853,000	-9.8%	62,000	-6.1%	0.14%	-26.2%
QCOR	Sell	QUESTCOR PHARMACEUTICALS INC	$783,000	+11.2%	13,500	-12.9%	0.13%	-9.4%
EMN	Sell	EASTMAN CHEM CO	$765,000	+2.5%	9,823	-7.8%	0.12%	-16.3%
SLW	Sell	SILVER WHEATON CORP	$703,000	-17.2%	28,383	-34.2%	0.11%	-32.7%
TNC	Sell	TENNANT CO	$682,000	-3.9%	11,000	-25.2%	0.11%	-21.4%
SEMG	Sell	SEMGROUP CORPcl a	$684,000	-9.3%	12,000	-14.3%	0.11%	-26.2%
NEM	Sell	NEWMONT MINING CORP	$679,000	-8.1%	24,172	-2.0%	0.11%	-24.7%
HURN	Sell	HURON CONSULTING GROUP INC	$657,000	+5.3%	12,500	-7.4%	0.11%	-13.8%
F	Sell	FORD MTR CO DEL	$659,000	+0.8%	39,043	-7.7%	0.11%	-17.8%
MEAS	Sell	MEASUREMENT SPECIALTIES INC	$651,000	+7.6%	12,000	-7.7%	0.10%	-11.8%
MASC	Sell	MATERIAL SCIENCES CORP	$638,000	-6.7%	67,996	-0.0%	0.10%	-23.7%
PIPR	Sell	PIPER JAFFRAY COS	$617,000	-9.1%	18,000	-16.3%	0.10%	-25.4%
R114PS	Sell	CHIPMOS TECH BERMUDA LTD	$611,000	-23.0%	34,000	-17.1%	0.10%	-36.5%
IDTI	Sell	INTEGRATED DEVICE TECHNOLOGY	$565,000	-3.9%	60,000	-19.0%	0.09%	-21.6%
ATK	Sell	ALLIANT TECHSYSTEMS INC	$556,000	+0.7%	5,698	-14.9%	0.09%	-17.4%
BAMM	Sell	BOOKS-A-MILLION INC	$531,000	-16.0%	219,248	-8.4%	0.09%	-31.2%
SPSC	Sell	SPS COMM INC	$488,000	-1.4%	7,300	-18.9%	0.08%	-19.4%
TAHO	Sell	TAHOE RES INC	$484,000	-20.9%	27,000	-37.5%	0.08%	-35.5%
CNTY	Sell	CENTURY CASINOS INC	$472,000	-18.5%	82,387	-50.8%	0.08%	-33.3%
DNRCQ	Sell	DENBURY RES INC	$443,000	-44.6%	24,037	-47.9%	0.07%	-54.4%
XUE	Sell	XUEDA ED GROUPsponsored adr	$414,000	+22.8%	98,000	-5.3%	0.07%	+1.5%
AUQ	Sell	AURICO GOLD INC	$413,000	-51.8%	108,500	-44.6%	0.07%	-60.4%
USA	Sell	LIBERTY ALL STAR EQUITY FDsh ben int	$407,000	-23.6%	75,257	-26.5%	0.07%	-37.1%
SEDN	Sell	SED INTL HLDGS INC	$397,000	-1.0%	193,875	-3.2%	0.06%	-19.0%
AIRT	Sell	AIR T INC	$378,000	-28.1%	33,627	-34.2%	0.06%	-41.3%
MBB	Sell	ISHARESmbs etf	$363,000	-11.0%	3,429	-11.5%	0.06%	-26.2%
SU	Sell	SUNCOR ENERGY INC NEW	$358,000	-16.4%	10,000	-31.0%	0.06%	-31.0%
NUVA	Sell	NUVASIVE INC	$347,000	-15.6%	14,180	-14.4%	0.06%	-30.9%
DY	Sell	DYCOM INDS INC	$336,000	+11.6%	12,000	-7.7%	0.05%	-8.5%
MOC	Sell	COMMAND SEC CORP	$332,000	-17.4%	235,179	-10.5%	0.05%	-31.6%
MITL	Sell	MITEL NETWORKS CORP	$331,000	+24.9%	55,400	-19.6%	0.05%	+1.9%
SIGM	Sell	SIGMA DESIGNS INC	$326,000	+8.7%	58,500	-1.7%	0.05%	-10.2%
QSII	Sell	QUALITY SYS INCcall	$322,000	+4.2%	14,800	-10.3%	0.05%	-14.8%
LGL	Sell	LGL GROUP INC	$316,000	-27.5%	52,824	-20.8%	0.05%	-40.7%
TTGT	Sell	TECHTARGET INC	$318,000	-21.5%	63,800	-29.5%	0.05%	-36.2%
IAG	Sell	IAMGOLD CORP	$307,000	+7.0%	64,723	-2.3%	0.05%	-12.3%
ARC	Sell	ARC DOCUMENT SOLUTIONS INC	$305,000	-15.7%	66,334	-26.6%	0.05%	-31.0%
AUY	Sell	YAMANA GOLD INC	$290,000	-7.1%	27,838	-15.2%	0.05%	-24.2%
MUR	Sell	MURPHY OIL CORP	$292,000	-10.4%	4,857	-9.3%	0.05%	-26.6%
ANAC	Sell	ANACOR PHARMACEUTICALS INC	$294,000	+42.7%	27,711	-24.7%	0.05%	+14.6%
SMIT	Sell	SCHMITT INDS INC ORE	$282,000	-15.3%	111,833	-0.9%	0.05%	-30.3%
ELTK	Sell	ELTEK LTDord	$278,000	-1.4%	213,756	-15.1%	0.04%	-19.6%
MSTX	Sell	MAST THERAPEUTICS INC	$265,000	-31.0%	602,776	-32.6%	0.04%	-43.4%
NSYS	Sell	NORTECH SYS INC	$259,000	+36.3%	54,294	-5.2%	0.04%	+13.5%
EMC	Sell	E M C CORP MASS	$256,000	-12.0%	10,000	-18.8%	0.04%	-28.1%
TSYS	Sell	TELECOMMUNICATION SYS INCcl a	$254,000	-15.6%	103,528	-20.0%	0.04%	-30.5%
TLFA	Sell	TANDY LEATHER FACTORY INC	$252,000	-27.0%	31,995	-27.9%	0.04%	-39.7%
BSX	Sell	BOSTON SCIENTIFIC CORP	$235,000	+1.3%	20,000	-20.0%	0.04%	-17.4%
FSBK	Sell	FIRST SOUTH BANCORP INC VA	$235,000	-45.3%	37,427	-43.6%	0.04%	-55.3%
PBY	Sell	PEP BOYS MANNY MOE & JACK	$234,000	-6.8%	18,783	-13.3%	0.04%	-24.0%
STRN	Sell	SUTRON CORP	$236,000	-30.2%	47,204	-20.3%	0.04%	-43.3%
SYNC	Sell	SYNACOR INC	$235,000	-24.2%	91,000	-9.0%	0.04%	-37.7%
PGTI	Sell	PGT INC	$217,000	-54.2%	21,841	-60.1%	0.04%	-62.8%
N	Sell	NETSUITE INCput	$216,000	-66.4%	2,000	-71.4%	0.04%	-72.4%
ETV	Sell	EATON VANCE TX MNG BY WRT OP	$208,000	-49.1%	15,890	-49.3%	0.03%	-58.0%
EVC	Sell	ENTRAVISION COMMUNICATIONS Ccl a	$202,000	-52.6%	34,308	-50.5%	0.03%	-60.7%
WY	Sell	WEYERHAEUSER CO	$200,000	-9.9%	7,000	-10.3%	0.03%	-27.3%
NGD	Sell	NEW GOLD INC CDA	$196,000	-10.9%	32,853	-4.3%	0.03%	-25.6%
MGPI	Sell	MGP INGREDIENTS INC NEW	$197,000	-32.3%	37,670	-22.8%	0.03%	-43.9%
VPG	Sell	VISHAY PRECISION GROUP INC	$196,000	-28.2%	13,500	-25.0%	0.03%	-40.7%
QCCO	Sell	QC HLDGS INC	$189,000	-36.1%	81,439	-21.6%	0.03%	-46.6%
COTY	Sell	COTY INC	$190,000	-69.9%	11,775	-68.0%	0.03%	-75.2%
ESEA	Sell	EUROSEAS LTD	$195,000	+31.8%	128,856	-9.7%	0.03%	+6.9%
AXTI	Sell	AXT INC	$188,000	-26.8%	80,500	-15.3%	0.03%	-41.2%
DRRX	Sell	DURECT CORP	$188,000	+3.3%	140,100	-19.1%	0.03%	-16.7%
INFU	Sell	INFUSYSTEM HLDGS INC	$186,000	-27.3%	145,000	-15.7%	0.03%	-41.2%
SMMF	Sell	SUMMIT FINANCIAL GROUP INC	$178,000	-19.8%	20,586	-23.4%	0.03%	-34.1%
SU	Sell	SUNCOR ENERGY INC NEWcall	$179,000	+1.1%	5,000	-16.7%	0.03%	-17.1%
ALSK	Sell	ALASKA COMMUNICATIONS SYS GR	$175,000	-16.7%	68,125	-45.1%	0.03%	-31.7%
HIL	Sell	HILL INTERNATIONAL INC	$164,000	-8.9%	49,800	-24.1%	0.03%	-27.8%
SVBI	Sell	SEVERN BANCORP ANNAPOLIS MD	$164,000	-24.1%	31,385	-32.3%	0.03%	-39.5%
GENC	Sell	GENCOR INDS INC	$164,000	-4.1%	19,097	-20.7%	0.03%	-23.5%
TFCO	Sell	TUFCO TECHNOLOGIES INC	$156,000	-25.0%	31,354	-11.8%	0.02%	-39.0%
ACI	Sell	ARCH COAL INCcall	$148,000	-37.8%	36,000	-42.9%	0.02%	-48.9%
STS	Sell	SUPREME INDS INCcl a	$142,000	-22.0%	22,306	-38.6%	0.02%	-36.1%
NECB	Sell	NORTHEAST CMNTY BANCORP INC	$143,000	-23.5%	21,138	-28.7%	0.02%	-37.8%
NTZ	Sell	NATUZZI S P Aadr	$143,000	-34.1%	79,287	-20.5%	0.02%	-46.5%
ESCA	Sell	ESCALADE INC	$134,000	-9.5%	15,585	-34.8%	0.02%	-24.1%
WSCI	Sell	WSI INDS INC	$134,000	-15.7%	20,674	-31.5%	0.02%	-29.0%
GPIC	Sell	GAMING PARTNERS INTL CORP	$138,000	-16.9%	16,958	-19.1%	0.02%	-33.3%
ENG	Sell	ENGLOBAL CORP	$129,000	-27.9%	132,800	-29.5%	0.02%	-40.0%
RSHCQ	Sell	RADIOSHACK CORP	$131,000	-3.7%	38,500	-10.5%	0.02%	-22.2%
BTN	Sell	BALLANTYNE STRONG INC	$125,000	-30.9%	29,347	-31.5%	0.02%	-44.4%
LACO	Sell	LAKES ENTMNT INC	$123,000	-30.5%	29,798	-40.8%	0.02%	-42.9%
KGC	Sell	KINROSS GOLD CORP	$122,000	-9.6%	24,206	-8.3%	0.02%	-25.9%
SBBX	Sell	SUSSEX BANCORP	$117,000	-15.8%	17,699	-22.0%	0.02%	-29.6%
ELX	Sell	EMULEX CORPcall	$116,000	-46.0%	15,000	-54.5%	0.02%	-54.8%
ASRV	Sell	AMERISERV FINL INC	$117,000	-18.8%	37,087	-29.5%	0.02%	-32.1%
TTHI	Sell	TRANSITION THERAPEUTICS INC	$113,000	-25.7%	27,561	-41.4%	0.02%	-40.0%
IVAC	Sell	INTEVAC INC	$113,000	-32.3%	19,373	-34.0%	0.02%	-45.5%
GURE	Sell	GULF RESOURCES INC	$106,000	+41.3%	62,000	-4.6%	0.02%	+13.3%
VCON	Sell	VICON INDS INC	$100,000	-39.0%	38,795	-38.7%	0.02%	-50.0%
CAMT	Sell	CAMTEK LTDord	$99,000	-37.7%	58,308	-12.1%	0.02%	-48.4%
MAMS	Sell	MAM SOFTWARE GROUP INC	$99,000	-28.8%	24,650	-15.8%	0.02%	-40.7%
RBYCF	Sell	RUBICON MINERALS CORP	$94,000	-45.0%	75,000	-43.9%	0.02%	-55.9%
DDE	Sell	DOVER DOWNS GAMING & ENTMT I	$81,000	-27.7%	59,838	-17.4%	0.01%	-40.9%
ORBT	Sell	ORBIT INTL CORP	$75,000	-14.8%	22,105	-15.3%	0.01%	-29.4%
TCPTF	Sell	THOMPSON CREEK METALS CO INCcall	$72,000	-52.6%	20,000	-60.0%	0.01%	-60.0%
TRT	Sell	TRIO TECH INTL	$60,000	-38.8%	18,532	-47.0%	0.01%	-47.4%
BIOD	Sell	BIODEL INC	$56,000	-38.5%	17,725	-18.4%	0.01%	-50.0%
AUY	Sell	YAMANA GOLD INCcall	$52,000	-45.3%	5,000	-50.0%	0.01%	-57.9%
TPLMQ	Sell	TRIANGLE PETE CORPcall	$49,000	0.0%	5,000	-28.6%	0.01%	-20.0%
IDSA	Sell	INDUSTRIAL SVCS AMER INC FLA	$46,000	-60.7%	25,577	-44.5%	0.01%	-69.6%
NTS	Sell	NTS INC NEV	$39,000	-29.1%	25,000	-28.6%	0.01%	-45.5%
NGD	Sell	NEW GOLD INC CDAcall	$36,000	-34.5%	6,000	-29.4%	0.01%	-45.5%
NTN	Sell	NTN BUZZTIME INC	$35,000	-64.6%	102,000	-57.9%	0.01%	-70.0%
ANVGQ	Sell	ALLIED NEVADA GOLD CORP	$29,000	-93.5%	6,900	-90.0%	0.01%	-94.3%
RVM	Sell	REVETT MINERALS INC	$28,000	-12.5%	25,012	-49.5%	0.01%	-16.7%
HPJ	Sell	HIGHPOWER INTL INC	$24,000	0.0%	15,799	-22.2%	0.00%	-20.0%
MDWCQ	Sell	MIDWAY GOLD CORP	$17,000	-39.3%	18,000	-40.0%	0.00%	-50.0%
KOG	Sell	KODIAK OIL & GAS CORPcall	$18,000	-33.3%	1,500	-50.0%	0.00%	-40.0%
DNN	Sell	DENISON MINES CORP	$11,000	-35.3%	10,000	-28.6%	0.00%	-33.3%
GRXRT	Exit	GABELLI HLTHCARE & WELLNESS SHSright 07/17/2013	$0	–	-15,150	-100.0%	0.00%	–
NG	Exit	NOVAGOLD RES INC	$0	–	-2,200	-100.0%	-0.00%	–
GSS	Exit	GOLDEN STAR RES LTD CDAcall	$0	–	-29,000	-100.0%	-0.00%	–
BAA	Exit	BANRO CORP	$0	–	-15,000	-100.0%	-0.00%	–
VGZ	Exit	VISTA GOLD CORP	$0	–	-12,000	-100.0%	-0.00%	–
PESI	Exit	PERMA-FIX ENVIRONMENTAL SVCS	$0	–	-22,711	-100.0%	-0.00%	–
BRD	Exit	BRIGUS GOLD CORP	$0	–	-15,000	-100.0%	-0.00%	–
GSS	Exit	GOLDEN STAR RES LTD CDA	$0	–	-27,000	-100.0%	-0.00%	–
THTI	Exit	THT HEAT TRANSFER TECHNOLOGY	$0	–	-15,000	-100.0%	-0.00%	–
TGD	Exit	TIMMINS GOLD CORP	$0	–	-10,000	-100.0%	-0.00%	–
GPORQ	Exit	GULFPORT ENERGY CORPcall	$0	–	-500	-100.0%	-0.01%	–
VTSS	Exit	VITESSE SEMICONDUCTOR CORPcall	$0	–	-10,000	-100.0%	-0.01%	–
FRO	Exit	FRONTLINE LTDcall	$0	–	-15,000	-100.0%	-0.01%	–
CART	Exit	CAROLINA TR BK LINCOLNTON NC	$0	–	-12,861	-100.0%	-0.01%	–
TELK	Exit	TELIK INC	$0	–	-25,500	-100.0%	-0.01%	–
NOK	Exit	NOKIA CORPcall	$0	–	-10,000	-100.0%	-0.01%	–
IIN	Exit	INTRICON CORP	$0	–	-11,816	-100.0%	-0.01%	–
BRCN	Exit	BURCON NUTRASCIENCE CORP	$0	–	-15,999	-100.0%	-0.01%	–
NG	Exit	NOVAGOLD RES INCcall	$0	–	-22,000	-100.0%	-0.01%	–
QKLS	Exit	QKL STORES INC	$0	–	-13,693	-100.0%	-0.01%	–
MAGS	Exit	MAGAL SECURITY SYS LTDord	$0	–	-16,200	-100.0%	-0.01%	–
NOK	Exit	NOKIA CORPsponsored adr	$0	–	-15,000	-100.0%	-0.01%	–
IDIX	Exit	IDENIX PHARMACEUTICALS INCcall	$0	–	-15,000	-100.0%	-0.01%	–
WFT	Exit	WEATHERFORD INTERNATIONAL LTcall	$0	–	-4,000	-100.0%	-0.01%	–
UWN	Exit	NEVADA GOLD & CASINOS INC	$0	–	-64,120	-100.0%	-0.01%	–
SIGM	Exit	SIGMA DESIGNS INCcall	$0	–	-12,000	-100.0%	-0.01%	–
STRI	Exit	STR HLDGS INC	$0	–	-27,773	-100.0%	-0.01%	–
BALT	Exit	BALTIC TRADING LIMITED	$0	–	-17,000	-100.0%	-0.01%	–
OCLR	Exit	OCLARO INC	$0	–	-62,000	-100.0%	-0.01%	–
GLW	Exit	CORNING INCcall	$0	–	-5,000	-100.0%	-0.01%	–
SPCHA	Exit	SPORT CHALET INCcl a	$0	–	-58,851	-100.0%	-0.01%	–
VICL	Exit	VICAL INC	$0	–	-22,192	-100.0%	-0.01%	–
MWW	Exit	MONSTER WORLDWIDE INC	$0	–	-15,000	-100.0%	-0.02%	–
CRV	Exit	COAST DISTR SYS	$0	–	-21,000	-100.0%	-0.02%	–
SB	Exit	SAFE BULKERS INCcall	$0	–	-15,000	-100.0%	-0.02%	–
LSG	Exit	LAKE SHORE GOLD CORP	$0	–	-256,000	-100.0%	-0.02%	–
AGU	Exit	AGRIUM INCcall	$0	–	-1,000	-100.0%	-0.02%	–
IAG	Exit	IAMGOLD CORPcall	$0	–	-20,000	-100.0%	-0.02%	–
PDEX	Exit	PRO-DEX INC COLO	$0	–	-46,994	-100.0%	-0.02%	–
XRX	Exit	XEROX CORP	$0	–	-10,000	-100.0%	-0.02%	–
PSDV	Exit	PSIVIDA CORP	$0	–	-23,408	-100.0%	-0.02%	–
ZAZA	Exit	ZAZA ENERGY CORP	$0	–	-76,600	-100.0%	-0.02%	–
MFCB	Exit	MFC INDL LTD	$0	–	-12,000	-100.0%	-0.02%	–
DRCO	Exit	DYNAMICS RESH CORP	$0	–	-17,170	-100.0%	-0.02%	–
RPTP	Exit	RAPTOR PHARMACEUTICAL CORP	$0	–	-11,262	-100.0%	-0.02%	–
SGRP	Exit	SPAR GROUP INC	$0	–	-38,970	-100.0%	-0.02%	–
MXL	Exit	MAXLINEAR INCcl a	$0	–	-15,000	-100.0%	-0.02%	–
DVD	Exit	DOVER MOTORSPORTS INC	$0	–	-51,500	-100.0%	-0.02%	–
4305PS	Exit	ALCATEL-LUCENTsponsored adr	$0	–	-60,000	-100.0%	-0.02%	–
	Exit	WABASH NATL CORPnote 3.375% 5/0	$0	–	-100,000	-100.0%	-0.02%	–
BAC	Exit	BANK OF AMERICA CORPORATIONcall	$0	–	-10,000	-100.0%	-0.02%	–
CMT	Exit	CORE MOLDING TECHNOLOGIES IN	$0	–	-15,300	-100.0%	-0.03%	–
VSRI	Exit	VERSAR INC	$0	–	-33,516	-100.0%	-0.03%	–
SDIX	Exit	STRATEGIC DIAGNOSTICS INC	$0	–	-171,090	-100.0%	-0.03%	–
AAME	Exit	ATLANTIC AMERN CORP	$0	–	-39,417	-100.0%	-0.03%	–
INOC	Exit	INNOTRAC CORP	$0	–	-38,271	-100.0%	-0.03%	–
DVCR	Exit	DIVERSICARE HEALTHCARE SVCS	$0	–	-35,855	-100.0%	-0.03%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-10,000	-100.0%	-0.03%	–
WFC	Exit	WELLS FARGO & CO NEW	$0	–	-4,000	-100.0%	-0.03%	–
RXN	Exit	REXNORD CORP NEW	$0	–	-10,038	-100.0%	-0.03%	–
WFC	Exit	WELLS FARGO & CO NEWput	$0	–	-4,200	-100.0%	-0.03%	–
PLCM	Exit	POLYCOM INC	$0	–	-17,000	-100.0%	-0.04%	–
BBRY	Exit	RESEARCH IN MOTION LTD	$0	–	-16,923	-100.0%	-0.04%	–
ESYS	Exit	ELECSYS CORP	$0	–	-28,533	-100.0%	-0.04%	–
IBCA	Exit	INTERVEST BANCSHARES CORP	$0	–	-29,177	-100.0%	-0.04%	–
SUMR	Exit	SUMMER INFANT INC	$0	–	-64,905	-100.0%	-0.04%	–
BKOR	Exit	OAK RIDGE FINL SVCS INC	$0	–	-48,156	-100.0%	-0.04%	–
RWC	Exit	RELM WIRELESS CORP	$0	–	-65,467	-100.0%	-0.04%	–
ET	Exit	EXACTTARGET INCput	$0	–	-6,000	-100.0%	-0.04%	–
CPIX	Exit	CUMBERLAND PHARMACEUTICALS I	$0	–	-41,500	-100.0%	-0.04%	–
FSL	Exit	FREESCALE SEMICONDUCTOR LTD	$0	–	-16,240	-100.0%	-0.04%	–
ADNC	Exit	AUDIENCE INC	$0	–	-16,399	-100.0%	-0.04%	–
RGLD	Exit	ROYAL GOLD INC	$0	–	-5,149	-100.0%	-0.04%	–
BRCD	Exit	BROCADE COMMUNICATIONS SYS I	$0	–	-38,000	-100.0%	-0.04%	–
SFLY	Exit	SHUTTERFLY INCput	$0	–	-4,000	-100.0%	-0.04%	–
STM	Exit	STMICROELECTRONICS N Vny registry	$0	–	-25,637	-100.0%	-0.04%	–
AHL	Exit	ASPEN INSURANCE HOLDINGS LTD	$0	–	-6,102	-100.0%	-0.04%	–
MRH	Exit	MONTPELIER RE HOLDINGS LTD	$0	–	-9,164	-100.0%	-0.04%	–
XL	Exit	XL GROUP PLC	$0	–	-7,513	-100.0%	-0.04%	–
TASR	Exit	TASER INTL INC	$0	–	-26,777	-100.0%	-0.04%	–
IDCC	Exit	INTERDIGITAL INC	$0	–	-5,258	-100.0%	-0.05%	–
THG	Exit	HANOVER INS GROUP INC	$0	–	-4,800	-100.0%	-0.05%	–
BEAT	Exit	CARDIONET INC	$0	–	-39,571	-100.0%	-0.05%	–
AAPL	Exit	APPLE INC	$0	–	-600	-100.0%	-0.05%	–
VSH	Exit	VISHAY INTERTECHNOLOGY INC	$0	–	-17,364	-100.0%	-0.05%	–
AL	Exit	AIR LEASE CORPcl a	$0	–	-8,850	-100.0%	-0.05%	–
SWK	Exit	STANLEY BLACK & DECKER INC	$0	–	-3,125	-100.0%	-0.05%	–
NM	Exit	NAVIOS MARITIME HOLDINGS INC	$0	–	-44,169	-100.0%	-0.05%	–
MPO	Exit	MIDSTATES PETE CO INC	$0	–	-45,593	-100.0%	-0.05%	–
BKT	Exit	BLACKROCK INCOME TR INC	$0	–	-36,590	-100.0%	-0.05%	–
BDX	Exit	BECTON DICKINSON & CO	$0	–	-2,503	-100.0%	-0.05%	–
PL	Exit	PROTECTIVE LIFE CORP	$0	–	-6,424	-100.0%	-0.05%	–
APO	Exit	APOLLO GLOBAL MGMT LLC	$0	–	-10,292	-100.0%	-0.05%	–
ENH	Exit	ENDURANCE SPECIALTY HLDGS LT	$0	–	-4,864	-100.0%	-0.05%	–
ISRG	Exit	INTUITIVE SURGICAL INCput	$0	–	-500	-100.0%	-0.05%	–
XRM	Exit	XERIUM TECHNOLOGIES INC	$0	–	-24,646	-100.0%	-0.05%	–
GSIT	Exit	GSI TECHNOLOGY	$0	–	-40,000	-100.0%	-0.05%	–
AIZ	Exit	ASSURANT INC	$0	–	-5,013	-100.0%	-0.05%	–
SLI	Exit	S L INDS INC	$0	–	-10,288	-100.0%	-0.05%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-1,699	-100.0%	-0.05%	–
WPO	Exit	WASHINGTON POST COcl b	$0	–	-537	-100.0%	-0.05%	–
AMCX	Exit	AMC NETWORKS INCcl a	$0	–	-3,976	-100.0%	-0.05%	–
GDOT	Exit	GREEN DOT CORPcl a	$0	–	-13,232	-100.0%	-0.05%	–
LMOS	Exit	LUMOS NETWORKS CORP	$0	–	-15,375	-100.0%	-0.05%	–
RUTH	Exit	RUTHS HOSPITALITY GROUP INC	$0	–	-22,251	-100.0%	-0.05%	–
MCS	Exit	MARCUS CORP	$0	–	-21,082	-100.0%	-0.05%	–
SRI	Exit	STONERIDGE INC	$0	–	-23,249	-100.0%	-0.05%	–
AXS	Exit	AXIS CAPITAL HOLDINGS LTD	$0	–	-5,850	-100.0%	-0.05%	–
SGY	Exit	STONE ENERGY CORP	$0	–	-12,285	-100.0%	-0.05%	–
DSPG	Exit	DSP GROUP INC	$0	–	-33,201	-100.0%	-0.05%	–
HIG	Exit	HARTFORD FINL SVCS GROUP INC	$0	–	-8,931	-100.0%	-0.05%	–
TGT	Exit	TARGET CORP	$0	–	-4,000	-100.0%	-0.05%	–
PEGA	Exit	PEGASYSTEMS INC	$0	–	-8,209	-100.0%	-0.05%	–
RPXC	Exit	RPX CORP	$0	–	-16,657	-100.0%	-0.06%	–
CTS	Exit	CTS CORP	$0	–	-20,579	-100.0%	-0.06%	–
DXJ	Exit	WISDOMTREE TRUSTjapn hedge eqt	$0	–	-6,192	-100.0%	-0.06%	–
GBX	Exit	GREENBRIER COS INC	$0	–	-11,681	-100.0%	-0.06%	–
IIIN	Exit	INSTEEL INDUSTRIES INC	$0	–	-16,166	-100.0%	-0.06%	–
AFG	Exit	AMERICAN FINL GROUP INC OHIO	$0	–	-5,810	-100.0%	-0.06%	–
SHEN	Exit	SHENANDOAH TELECOMMUNICATION	$0	–	-17,022	-100.0%	-0.06%	–
KMB	Exit	KIMBERLY CLARK CORP	$0	–	-3,000	-100.0%	-0.06%	–
ACN	Exit	ACCENTURE PLC IRELAND	$0	–	-4,006	-100.0%	-0.06%	–
DWSN	Exit	DAWSON GEOPHYSICAL CO	$0	–	-7,876	-100.0%	-0.06%	–
UBNT	Exit	UBIQUITI NETWORKS INC	$0	–	-16,811	-100.0%	-0.06%	–
TESO	Exit	TESCO CORP	$0	–	-23,000	-100.0%	-0.06%	–
ANGI	Exit	ANGIES LIST INCput	$0	–	-11,500	-100.0%	-0.06%	–
JCOM	Exit	J2 GLOBAL INC	$0	–	-7,487	-100.0%	-0.06%	–
ESINQ	Exit	ITT EDUCATIONAL SERVICES INC	$0	–	-12,991	-100.0%	-0.06%	–
HAIN	Exit	HAIN CELESTIAL GROUP INCput	$0	–	-5,000	-100.0%	-0.06%	–
TAO	Exit	CLAYMORE EXCHANGE TRD FD TRgugg chn rl est	$0	–	-16,254	-100.0%	-0.06%	–
AHC	Exit	A H BELO CORP	$0	–	-48,000	-100.0%	-0.06%	–
LCI	Exit	LANNET INC	$0	–	-27,907	-100.0%	-0.07%	–
TIP	Exit	ISHARES TRbarclys tips bd	$0	–	-3,078	-100.0%	-0.07%	–
SCIF	Exit	MARKET VECTORS ETF TRindia small cp	$0	–	-50,426	-100.0%	-0.07%	–
SMP	Exit	STANDARD MTR PRODS INC	$0	–	-10,715	-100.0%	-0.07%	–
EQIX	Exit	EQUINIX INCput	$0	–	-2,000	-100.0%	-0.07%	–
PRSC	Exit	PROVIDENCE SVC CORP	$0	–	-13,058	-100.0%	-0.08%	–
EET	Exit	PROSHARES TRmsci emrg etf	$0	–	-5,951	-100.0%	-0.08%	–
ACG	Exit	ALLIANCEBERNSTEIN INCOME FUN	$0	–	-54,370	-100.0%	-0.08%	–
LQD	Exit	ISHARES TRiboxx inv cpbd	$0	–	-3,662	-100.0%	-0.08%	–
WFT	Exit	WEATHERFORD INTERNATIONAL LT	$0	–	-30,647	-100.0%	-0.08%	–
DRN	Exit	DIREXION SHS ETF TRput	$0	–	-9,700	-100.0%	-0.08%	–
FFCH	Exit	FIRST FINL HLDGS INC	$0	–	-20,879	-100.0%	-0.09%	–
SBAC	Exit	SBA COMMUNICATIONS CORPput	$0	–	-6,000	-100.0%	-0.09%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-8,415	-100.0%	-0.09%	–
HW	Exit	HEADWATERS INC	$0	–	-50,928	-100.0%	-0.09%	–
BTZ	Exit	BLACKROCK CR ALLCTN INC TR	$0	–	-38,913	-100.0%	-0.10%	–
GDXJ	Exit	MARKET VECTORS ETF TRjr gold miners e	$0	–	-56,800	-100.0%	-0.10%	–
EMB	Exit	ISHARES TRjpmorgan usd	$0	–	-5,025	-100.0%	-0.11%	–
PSA	Exit	PUBLIC STORAGEput	$0	–	-4,000	-100.0%	-0.12%	–
IQNT	Exit	NEUTRAL TANDEM INC	$0	–	-134,443	-100.0%	-0.15%	–
SFYWQ	Exit	SWIFT ENERGY CO	$0	–	-65,620	-100.0%	-0.16%	–
MCEP	Exit	MID CON ENERGY PARTNERS LP	$0	–	-38,341	-100.0%	-0.17%	–
TSRX	Exit	TRIUS THERAPEUTICS INC	$0	–	-138,811	-100.0%	-0.22%	–
LNG	Exit	CHENIERE ENERGY INC	$0	–	-74,100	-100.0%	-0.41%	–
GDI	Exit	GARDNER DENVER INC	$0	–	-49,553	-100.0%	-0.74%	–
ROSE	Exit	ROSETTA RESOURCES INC	$0	–	-123,173	-100.0%	-1.03%	–
MTDR	Exit	MATADOR RES CO	$0	–	-500,000	-100.0%	-1.18%	–
BCEI	Exit	BONANZA CREEK ENERGY INC	$0	–	-205,025	-100.0%	-1.43%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-11-14

Signatures

The EDGAR filing(s) were signed by:

/s/ Timothy A. Krochuk — Managing member

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
BERKSHIRE HATHAWAY INC DEL	42	Q3 2023	7.8%
AMGEN INC	41	Q2 2023	1.1%
PIONEER NAT RES CO	39	Q4 2022	6.5%
DAVITA INC	39	Q4 2022	4.1%
AGNICO EAGLE MINES LTD	39	Q1 2023	0.9%
COPART INC	38	Q3 2022	4.5%
AMERICAN EXPRESS CO	38	Q3 2022	1.8%
MICROSOFT CORP	38	Q3 2022	2.5%
THERMO FISHER SCIENTIFIC INC	38	Q3 2022	1.4%
UNITEDHEALTH GROUP INC	38	Q3 2022	1.3%

View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

SHEPHERD KAPLAN KROCHUK, LLC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Wayside Technology Group, Inc.	April 20, 2020	?	?
Energy Services of America CORP	February 13, 2018	314,504	2.2%
ESCALON MEDICAL CORP	February 13, 2018	310,171	4.1%
CLAYTON WILLIAMS ENERGY INC /DE	February 10, 2017	273,710	1.6%
Electromed, Inc.	February 16, 2016	353,470	4.3%
SUNLINK HEALTH SYSTEMS INC	February 16, 2016	252,673	2.7%
IEH CORPORATION	February 17, 2015	111,473	4.8%
DEWEY ELECTRONICS CORP	February 13, 2014	28,304	2.1%
Matador Resources Co^{Sold out}	February 13, 2014	0	0.0%
SED INTERNATIONAL HOLDINGS INC	February 13, 2014	117,275	2.3%

View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-11
13F-HR	2023-02-14
13F-HR	2022-11-09
13F-HR	2022-08-12
13F-HR	2022-05-06
13F-HR	2022-02-14

View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (619522000.0 != 619514000.0)

Export SHEPHERD KAPLAN KROCHUK, LLC's holdings