$596 Billion is the total value of GEODE CAPITAL MANAGEMENT, LLC's 5274 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CBLAQ | Exit | CBL & ASSOCIATES PROPERTIES | $0 | – | -1,379,616 | -100.0% | 0.00% | – |
| BMYRT | Exit | BRISTOL-MYERS SQUIBB-CVRright 99/99/9999 | $0 | – | -86,193 | -100.0% | 0.00% | – |
| LMNL | Exit | LIMINAL BIOSCIENCES INC | $0 | – | -13,293 | -100.0% | 0.00% | – |
| AMRH | Exit | AMERI HOLDINGS INC | $0 | – | -10,788 | -100.0% | 0.00% | – |
| Exit | VNE 4 06/01/24note 4.000% 6/0 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| CIIC | Exit | CIIG MERGER CORP-CL A | $0 | – | -50,000 | -100.0% | 0.00% | – |
| MNCLW | Exit | MONOCLE ACQUISITION COR-CW24*w exp 12/06/202 | $0 | – | -119,385 | -100.0% | 0.00% | – |
| GXGX | Exit | GX ACQUISITION CORP - CL A | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Exit | CHF SOLUTIONS INC | $0 | – | -139,483 | -100.0% | 0.00% | – | |
| Exit | WMC 6.75 10/01/22note 6.750%10/0 | $0 | – | -60,000 | -100.0% | 0.00% | – | |
| Exit | ENV 1 3/4 06/01/23note 1.750% 6/0 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| HTGM | Exit | HTG MOLECULAR DIAGNOSTICS | $0 | – | -385,645 | -100.0% | 0.00% | – |
| Exit | PRFT 2.375 09/15/23note 2.375% 9/1 | $0 | – | -250,000 | -100.0% | 0.00% | – | |
| BLU | Exit | BELLUS HEALTH INC | $0 | – | -34,556 | -100.0% | 0.00% | – |
| PEI | Exit | PENN REAL ESTATE INVEST TSTsh ben int | $0 | – | -489,387 | -100.0% | 0.00% | – |
| HOLUU | Exit | HOLICITY INCunit 08/05/2025 | $0 | – | -50,000 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETROLEUM INC | $0 | – | -2,503,289 | -100.0% | 0.00% | – |
| APWS | Exit | AMPCO-PITTSBURGH CORP -CW25*w exp 08/01/202 | $0 | – | -51,041 | -100.0% | 0.00% | – |
| ENSV | Exit | ENSERVCO CORP | $0 | – | -98,285 | -100.0% | 0.00% | – |
| DMYTWS | Exit | DMY TECHNOLOGY GROUP -CW27*w exp 02/21/202 | $0 | – | -36,935 | -100.0% | 0.00% | – |
| PRCP | Exit | PERCEPTRON INC | $0 | – | -53,981 | -100.0% | 0.00% | – |
| FRANQ | Exit | FRANCESCAS HOLDINGS CORP | $0 | – | -19,279 | -100.0% | 0.00% | – |
| CARE | Exit | CARTER BANK & TRUST | $0 | – | -356,428 | -100.0% | 0.00% | – |
| WPG | Exit | WASHINGTON PRIME GROUP INC | $0 | – | -2,250,968 | -100.0% | 0.00% | – |
| INSUW | Exit | INSURANCE ACQUISITION -CW24wrt | $0 | – | -15,000 | -100.0% | 0.00% | – |
| TRQ | Exit | TURQUOISE HILL RESOURCES LTD | $0 | – | -189,157 | -100.0% | 0.00% | – |
| BOWXU | Exit | BOWX ACQUISITION CORPunit 08/03/2025 | $0 | – | -50,000 | -100.0% | 0.00% | – |
| Exit | ZOMEDICA PHARMACEUTICALS COR | $0 | – | -1,816,117 | -100.0% | 0.00% | – | |
| DBVT | Exit | DBV TECHNOLOGIES SA-SPON ADRsponsored adr | $0 | – | -30,746 | -100.0% | 0.00% | – |
| WSTL | Exit | WESTELL TECHNOLOGIES INC-A | $0 | – | -61,856 | -100.0% | 0.00% | – |
| XNET | Exit | XUNLEI LTD-ADRsponsored adr | $0 | – | -24,032 | -100.0% | 0.00% | – |
| HUD | Exit | HUDSON LTD-CLASS A | $0 | – | -261,296 | -100.0% | 0.00% | – |
| GRIF | Exit | GRIFFIN INDUSTRIAL REALTY IN | $0 | – | -34,847 | -100.0% | 0.00% | – |
| MGEN | Exit | MIRAGEN THERAPEUTICS INC | $0 | – | -263,370 | -100.0% | 0.00% | – |
| SWIR | Exit | SIERRA WIRELESS INC | $0 | – | -18,794 | -100.0% | 0.00% | – |
| PECK | Exit | PECK CO HOLDINGS INC/THE | $0 | – | -12,108 | -100.0% | 0.00% | – |
| INWK | Exit | INNERWORKINGS INC | $0 | – | -49,958 | -100.0% | 0.00% | – |
| BSAC | Exit | BANCO SANTANDER-CHILE-ADR | $0 | – | -10,992 | -100.0% | 0.00% | – |
| HPR | Exit | HIGHPOINT RESOURCES CORP | $0 | – | -885,377 | -100.0% | 0.00% | – |
| GMHI | Exit | GORES METROPOULOS INC-CL A | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NTRP | Exit | NEUROTROPE INC | $0 | – | -37,235 | -100.0% | 0.00% | – |
| OBSV | Exit | OBSEVA SA | $0 | – | -34,218 | -100.0% | 0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORP | $0 | – | -2,422,144 | -100.0% | 0.00% | – |
| Exit | INTEC PHARMA LTD | $0 | – | -27,156 | -100.0% | 0.00% | – | |
| CSU | Exit | CAPITAL SENIOR LIVING CORP | $0 | – | -213,172 | -100.0% | 0.00% | – |
| TTNP | Exit | TITAN PHARMACEUTICALS INC | $0 | – | -516,163 | -100.0% | 0.00% | – |
| TAT | Exit | TRANSATLANTIC PETROLEUM LTD | $0 | – | -97,946 | -100.0% | 0.00% | – |
| Exit | LITE 0.25 03/15/24note 0.250% 3/1 | $0 | – | -1,500,000 | -100.0% | 0.00% | – | |
| Exit | W 1 08/15/26note 1.000% 8/1 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| CHL | Exit | CHINA MOBILE LTD-SPON ADRsponsored adr | $0 | – | -6,677 | -100.0% | 0.00% | – |
| NCNA | Exit | NUCANA PLC-ADRsponsored adr | $0 | – | -28,806 | -100.0% | 0.00% | – |
| GMOLQ | Exit | GENERAL MOLY INC | $0 | – | -267,745 | -100.0% | 0.00% | – |
| MDLY | Exit | MEDLEY MANAGEMENT INC - A | $0 | – | -32,708 | -100.0% | 0.00% | – |
| Exit | CORR 5.875 08/15/25note 5.875% 8/1 | $0 | – | -600,000 | -100.0% | 0.00% | – | |
| NVUS | Exit | NOVUS THERAPEUTICS INC | $0 | – | -12,775 | -100.0% | 0.00% | – |
| ACOR | Exit | ACORDA THERAPEUTICS INC | $0 | – | -362,581 | -100.0% | 0.00% | – |
| Exit | KREF 6.125 05/15/23note 6.125% 5/1 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| MNKKQ | Exit | MALLINCKRODT PLC | $0 | – | -1,232,495 | -100.0% | 0.00% | – |
| Exit | MICRO FOCUS INTL-SPN ADRspon adr new | $0 | – | -12,129 | -100.0% | 0.00% | – | |
| SBPH | Exit | SPRING BANK PHARMACEUTICALS | $0 | – | -77,334 | -100.0% | 0.00% | – |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -673,648 | -100.0% | 0.00% | – |
| NCSM | Exit | NCS MULTISTAGE HOLDINGS INC | $0 | – | -146,230 | -100.0% | 0.00% | – |
| THBR | Exit | THUNDER BRIDGE ACQUISITION-A | $0 | – | -15,000 | -100.0% | 0.00% | – |
| AYTU | Exit | AYTU BIOSCIENCE INC | $0 | – | -656,787 | -100.0% | 0.00% | – |
| ISIG | Exit | INSIGNIA SYSTEMS INC | $0 | – | -40,657 | -100.0% | 0.00% | – |
| AMCIW | Exit | AMCI ACQUISITION CORP-CW23*w exp 05/20/202 | $0 | – | -12,346 | -100.0% | 0.00% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE -A | $0 | – | -12,500 | -100.0% | 0.00% | – |
| DFPHW | Exit | DFP HEALTHCARE ACQUISIT-CW22*w exp 03/31/202 | $0 | – | -12,500 | -100.0% | 0.00% | – |
| ADRO | Exit | ADURO BIOTECH INC | $0 | – | -902,953 | -100.0% | 0.00% | – |
| LATN | Exit | UNION ACQUISITION CORP II | $0 | – | -21,178 | -100.0% | 0.00% | – |
| MR | Exit | MONTAGE RESOURCES CORP | $0 | – | -322,937 | -100.0% | 0.00% | – |
| OSB | Exit | NORBORD INC | $0 | – | -11,889 | -100.0% | 0.00% | – |
| ATCXW | Exit | ATLAS TECHNICAL CONSULTANTS - 21*w exp 11/26/202 | $0 | – | -48,800 | -100.0% | 0.00% | – |
| TEUM | Exit | PARETEUM CORP | $0 | – | -1,359,774 | -100.0% | 0.00% | – |
| WINSF | Exit | WINS FINANCE HOLDINGS INC | $0 | – | -11,268 | -100.0% | 0.00% | – |
| REXN | Exit | REXAHN PHARMACEUTICALS INC | $0 | – | -26,579 | -100.0% | 0.00% | – |
| WYY | Exit | WIDEPOINT CORP | $0 | – | -340,820 | -100.0% | 0.00% | – |
| IFRX | Exit | INFLARX NV | $0 | – | -14,516 | -100.0% | 0.00% | – |
| HTBX | Exit | HEAT BIOLOGICS INC | $0 | – | -936,259 | -100.0% | 0.00% | – |
| DXLG | Exit | DESTINATION XL GROUP INC | $0 | – | -250,764 | -100.0% | 0.00% | – |
| FTOCU | Exit | FTAC OLYMPUS ACQUISITION CORunit 08/24/2025 | $0 | – | -50,000 | -100.0% | 0.00% | – |
| ONDK | Exit | ON DECK CAPITAL INC | $0 | – | -386,621 | -100.0% | 0.00% | – |
| Exit | ECPG 4.5 09/01/23note 4.500% 9/0 | $0 | – | -900,000 | -100.0% | 0.00% | – | |
| UXIN | Exit | UXIN LTD - ADRads | $0 | – | -114,867 | -100.0% | 0.00% | – |
| CPLP | Exit | CAPITAL PRODUCT PARTNERS LPpartnershp units | $0 | – | -12,420 | -100.0% | 0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HOLDINGS INC | $0 | – | -1,012,324 | -100.0% | 0.00% | – |
| UN | Exit | UNILEVER N V -NY SHARES | $0 | – | -25,389 | -100.0% | 0.00% | – |
| GV | Exit | GOLDFIELD CORP | $0 | – | -147,672 | -100.0% | 0.00% | – |
| HCFT | Exit | HUNT COMPANIES FINANCE TRUST | $0 | – | -97,862 | -100.0% | 0.00% | – |
| YRCW | Exit | YRC WORLDWIDE INC | $0 | – | -346,598 | -100.0% | 0.00% | – |
| ETACU | Exit | E.MERGE TECHNOLOGY ACQUISITIunit 07/30/2025 | $0 | – | -50,000 | -100.0% | 0.00% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES IN | $0 | – | -639,089 | -100.0% | 0.00% | – |
| HCACW | Exit | HENNESSY CAPITAL ACQUIS-CW25*w exp 09/05/202 | $0 | – | -90,000 | -100.0% | 0.00% | – |
| TRNEWS | Exit | TRINE ACQUISITION CORP-CW24*w exp 03/31/202 | $0 | – | -84,490 | -100.0% | 0.00% | – |
| Exit | NABRIVA THERAPEUTICS PLC | $0 | – | -62,669 | -100.0% | 0.00% | – | |
| JILL | Exit | J. JILL INC | $0 | – | -96,659 | -100.0% | 0.00% | – |
| GEC | Exit | GREAT ELM CAPITAL GROUP INC | $0 | – | -183,487 | -100.0% | 0.00% | – |
| EYPT | Exit | EYEPOINT PHARMACEUTICALS INC | $0 | – | -519,797 | -100.0% | 0.00% | – |
| FENG | Exit | PHOENIX NEW MEDIA LTD -ADRsponsored ads | $0 | – | -14,811 | -100.0% | 0.00% | – |
| HSDT | Exit | HELIUS MEDICAL TECHNOLOGIES | $0 | – | -132,054 | -100.0% | 0.00% | – |
| PIH | Exit | 1347 PROPERTY INSURANCE HOLD | $0 | – | -10,076 | -100.0% | 0.00% | – |
| CTRA | Exit | CONTURA ENERGY INC | $0 | – | -143,451 | -100.0% | 0.00% | – |
| LFC | Exit | CHINA LIFE INSURANCE CO-ADRspon adr rep h | $0 | – | -12,081 | -100.0% | 0.00% | – |
| UMRX | Exit | UNUM THERAPEUTICS INC | $0 | – | -98,621 | -100.0% | 0.00% | – |
| HUSN | Exit | HUDSON CAPITAL INC | $0 | – | -11,616 | -100.0% | 0.00% | – |
| ORTX | Exit | ORCHARD THERAPEUTICS PLCads | $0 | – | -34,009 | -100.0% | 0.00% | – |
| AXGT | Exit | AXOVANT GENE THERAPIES LTD | $0 | – | -23,058 | -100.0% | 0.00% | – |
| CHPM | Exit | CHP MERGER CORP-CLASS A | $0 | – | -15,000 | -100.0% | 0.00% | – |
| TANH | Exit | TANTECH HOLDINGS LTD | $0 | – | -31,503 | -100.0% | 0.00% | – |
| TLT | Exit | ISHARES 20 YEAR TREASURY BO20 yr tr bd etf | $0 | – | -1,805 | -100.0% | 0.00% | – |
| CIICW | Exit | CIIG MERGER CORP -CW26*w exp 12/31/202 | $0 | – | -25,000 | -100.0% | 0.00% | – |
| FREE | Exit | WHOLE EARTH BRANDS INC | $0 | – | -15,000 | -100.0% | 0.00% | – |
| BKYI | Exit | BIO-KEY INTERNATIONAL INC | $0 | – | -92,256 | -100.0% | 0.00% | – |
| PTI | Exit | PROTEOSTASIS THERAPEUTICS IN | $0 | – | -330,586 | -100.0% | 0.00% | – |
| YTRA | Exit | YATRA ONLINE INC | $0 | – | -56,191 | -100.0% | 0.00% | – |
| YGYI | Exit | YOUNGEVITY INTERNATIONAL INC | $0 | – | -74,079 | -100.0% | 0.00% | – |
| PHX | Exit | PANHANDLE OIL AND GAS INC-Acl a | $0 | – | -120,641 | -100.0% | 0.00% | – |
| CETV | Exit | CENTRAL EUROPEAN MEDIA ENT-A | $0 | – | -1,453,644 | -100.0% | -0.00% | – |
| TRWH | Exit | TWIN RIVER WORLDWIDE HOLDING | $0 | – | -257,240 | -100.0% | -0.00% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -494,234 | -100.0% | -0.00% | – |
| BSTC | Exit | BIOSPECIFICS TECHNOLOGIES | $0 | – | -98,647 | -100.0% | -0.00% | – |
| Exit | CHGG 0.25 05/15/23note 0.250% 5/1 | $0 | – | -1,400,000 | -100.0% | -0.00% | – | |
| AKCA | Exit | AKCEA THERAPEUTICS INC | $0 | – | -317,000 | -100.0% | -0.00% | – |
| JCAP | Exit | JERNIGAN CAPITAL INC | $0 | – | -373,568 | -100.0% | -0.00% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -1,767,680 | -100.0% | -0.00% | – |
| CTO | Exit | CTO REALTY GROWTH INC | $0 | – | -72,596 | -100.0% | -0.00% | – |
| DLPH | Exit | DELPHI TECHNOLOGIES PLC | $0 | – | -647,404 | -100.0% | -0.00% | – |
| Exit | TSLA 2.375 03/15/22note 2.375% 3/1 | $0 | – | -1,500,000 | -100.0% | -0.00% | – | |
| MOBL | Exit | MOBILEIRON INC | $0 | – | -1,718,164 | -100.0% | -0.00% | – |
| GLT | Exit | GLATFELTER | $0 | – | -623,919 | -100.0% | -0.00% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -338,798 | -100.0% | -0.00% | – |
| LRN | Exit | K12 INC | $0 | – | -576,724 | -100.0% | -0.00% | – |
| IRET | Exit | INVESTORS REAL ESTATE TRUSTsh ben int | $0 | – | -237,503 | -100.0% | -0.00% | – |
| RTRX | Exit | RETROPHIN INC | $0 | – | -728,424 | -100.0% | -0.00% | – |
| WPX | Exit | WPX ENERGY INC | $0 | – | -4,425,606 | -100.0% | -0.00% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INC | $0 | – | -689,447 | -100.0% | -0.01% | – |
| ADSW | Exit | ADVANCED DISPOSAL SERVICES I | $0 | – | -1,094,169 | -100.0% | -0.01% | – |
| VSLR | Exit | VIVINT SOLAR INC | $0 | – | -671,219 | -100.0% | -0.01% | – |
| TCO | Exit | TAUBMAN CENTERS INC | $0 | – | -929,533 | -100.0% | -0.01% | – |
| BMCH | Exit | BMC STOCK HOLDINGS INC | $0 | – | -992,735 | -100.0% | -0.01% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INC | $0 | – | -910,419 | -100.0% | -0.01% | – |
| SERV | Exit | SERVICEMASTER GLOBAL HOLDING | $0 | – | -1,418,866 | -100.0% | -0.01% | – |
| WMGI | Exit | WRIGHT MEDICAL GROUP NV | $0 | – | -1,968,434 | -100.0% | -0.01% | – |
| NOV | Exit | NATIONAL OILWELL VARCO INC | $0 | – | -6,523,107 | -100.0% | -0.01% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -8,441,837 | -100.0% | -0.01% | – |
| DNKN | Exit | DUNKIN' BRANDS GROUP INC | $0 | – | -1,017,604 | -100.0% | -0.02% | – |
| HDS | Exit | HD SUPPLY HOLDINGS INC | $0 | – | -2,004,915 | -100.0% | -0.02% | – |
| GLIBA | Exit | GCI LIBERTY INC - CLASS A | $0 | – | -1,149,409 | -100.0% | -0.02% | – |
| LVGO | Exit | LIVONGO HEALTH INC | $0 | – | -698,289 | -100.0% | -0.02% | – |
| VER | Exit | VEREIT INC | $0 | – | -16,376,626 | -100.0% | -0.02% | – |
| MYOK | Exit | MYOKARDIA INC | $0 | – | -774,288 | -100.0% | -0.02% | – |
| AIV | Exit | APARTMENT INVT & MGMT CO -Acl a | $0 | – | -3,250,687 | -100.0% | -0.02% | – |
| MYL | Exit | MYLAN NV | $0 | – | -10,183,697 | -100.0% | -0.03% | – |
| AMTD | Exit | TD AMERITRADE HOLDING CORP | $0 | – | -3,851,192 | -100.0% | -0.03% | – |
| ETFC | Exit | E TRADE FINANCIAL CORP | $0 | – | -3,721,827 | -100.0% | -0.04% | – |
| IMMU | Exit | IMMUNOMEDICS INC | $0 | – | -2,352,580 | -100.0% | -0.04% | – |
| TIF | Exit | TIFFANY & CO | $0 | – | -1,781,629 | -100.0% | -0.04% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -1,375,385 | -100.0% | -0.05% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 6.6% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 5.9% |
| AMAZON COM INC COM | 42 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 2.4% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 1.6% |
| BERKSHIRE HATHAWAY INC DEL CL B | 42 | Q3 2023 | 1.5% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.9% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.4% |
| PROCTER & GAMBLE CO/THE | 42 | Q3 2023 | 1.3% |
| PFIZER INC COM | 42 | Q3 2023 | 1.1% |
View GEODE CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Fat Brands, Inc | February 14, 2023 | 79,888 | 6.3% |
| JAKKS PACIFIC INC | February 14, 2017 | 1,506,229 | 6.6% |
View GEODE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-11 |
View GEODE CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.