$384 Billion is the total value of GEODE CAPITAL MANAGEMENT, LLC's 5346 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | GLOWPOINT INC | $0 | – | -68,148 | -100.0% | 0.00% | – | |
| GLO | Exit | CLOUGH GLBL OPPORTUNITIES FDsh ben int | $0 | – | -30,172 | -100.0% | 0.00% | – |
| SZC | Exit | CUSHING RENAISSANCE FUND/THE | $0 | – | -68,288 | -100.0% | 0.00% | – |
| EMD | Exit | WESTERN ASSET EMRG MRKT DBT | $0 | – | -38,550 | -100.0% | 0.00% | – |
| BCX | Exit | BLACKROCK RESOURCES & COMMOD | $0 | – | -37,570 | -100.0% | 0.00% | – |
| MXF | Exit | MEXICO FUND INC | $0 | – | -62,876 | -100.0% | 0.00% | – |
| SDY | Exit | SPDR S&P DIVIDEND ETFs&p divid etf | $0 | – | -15,492 | -100.0% | 0.00% | – |
| RMRM | Exit | RMR REAL ESTATE INCOME FUND | $0 | – | -185,836 | -100.0% | 0.00% | – |
| SSW | Exit | SEASPAN CORP | $0 | – | -74,270 | -100.0% | 0.00% | – |
| SPE | Exit | SPECIAL OPPORTUNITIES FUND | $0 | – | -31,858 | -100.0% | 0.00% | – |
| TLK | Exit | TELEKOMUNIK INDONESIA-SP ADRsponsored adr | $0 | – | -31,214 | -100.0% | 0.00% | – |
| GOOS | Exit | CANADA GOOSE HOLDINGS INC | $0 | – | -19,984 | -100.0% | 0.00% | – |
| MDM | Exit | MOUNTAIN PROVINCE DIAMONDS | $0 | – | -147,118 | -100.0% | 0.00% | – |
| VLRXQ | Exit | VALERITAS HOLDINGS INC | $0 | – | -43,024 | -100.0% | 0.00% | – |
| HMY | Exit | HARMONY GOLD MNG-SPON ADRsponsored adr | $0 | – | -44,986 | -100.0% | 0.00% | – |
| LOV | Exit | SPARK NETWORKS SE-ADRsponsored adr | $0 | – | -193,184 | -100.0% | 0.00% | – |
| CET | Exit | CENTRAL SECURITIES CORP | $0 | – | -138,252 | -100.0% | 0.00% | – |
| GRSHW | Exit | GORES HOLDINGS III INC-CW23*w exp 09/11/202 | $0 | – | -1,394,000 | -100.0% | 0.00% | – |
| TGP | Exit | TEEKAY LNG PARTNERS LPprtnrsp units | $0 | – | -48,702 | -100.0% | 0.00% | – |
| TWN | Exit | TAIWAN FUND INC | $0 | – | -43,820 | -100.0% | 0.00% | – |
| ACH | Exit | ALUMINUM CORP OF CHINA-ADR | $0 | – | -25,196 | -100.0% | 0.00% | – |
| CEQP | Exit | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $0 | – | -15,378 | -100.0% | 0.00% | – |
| MYO | Exit | MYOMO INC | $0 | – | -96,742 | -100.0% | 0.00% | – |
| PRTO | Exit | PROTEON THERAPEUTICS INC | $0 | – | -155,689 | -100.0% | 0.00% | – |
| HEPA | Exit | HEPION PHARMACEUTICALS INC | $0 | – | -27,854 | -100.0% | 0.00% | – |
| CFRX | Exit | CONTRAFECT CORP | $0 | – | -1,056,030 | -100.0% | 0.00% | – |
| PMTS | Exit | CPI CARD GROUP INC | $0 | – | -40,380 | -100.0% | 0.00% | – |
| MLNTQ | Exit | MELINTA THERAPEUTICS INC | $0 | – | -226,004 | -100.0% | 0.00% | – |
| AMX | Exit | AMERICA MOVIL-SPN ADR CL L | $0 | – | -43,860 | -100.0% | 0.00% | – |
| LACQ | Exit | LEISURE ACQUISITION CORP | $0 | – | -100,000 | -100.0% | 0.00% | – |
| FOMX | Exit | FOAMIX PHARMACEUTICALS LTD | $0 | – | -87,474 | -100.0% | 0.00% | – |
| BCRHF | Exit | BLUE CAPITAL REINSURANCE HOL | $0 | – | -47,878 | -100.0% | 0.00% | – |
| GAM | Exit | GENERAL AMERICAN INVESTORS | $0 | – | -52,676 | -100.0% | 0.00% | – |
| BWMC | Exit | BOXWOOD MERGER CORP-CLASS A | $0 | – | -220,000 | -100.0% | 0.00% | – |
| SITOQ | Exit | SITO MOBILE LTD | $0 | – | -262,422 | -100.0% | 0.00% | – |
| TCRD | Exit | THL CREDIT INC | $0 | – | -125,526 | -100.0% | 0.00% | – |
| USEG | Exit | U S ENERGY CORP - WYOMING | $0 | – | -19,379 | -100.0% | 0.00% | – |
| DPHC | Exit | DIAMONDPEAK HOLDINGS CORP-A | $0 | – | -220,000 | -100.0% | 0.00% | – |
| FTAC | Exit | FINTECH ACQUISITION CORP - A | $0 | – | -200,000 | -100.0% | 0.00% | – |
| TPL | Exit | TEXAS PACIFIC LAND TRUSTsub ctf prop i t | $0 | – | -3,788 | -100.0% | 0.00% | – |
| RACE | Exit | FERRARI NV | $0 | – | -4,156 | -100.0% | 0.00% | – |
| ASA | Exit | ASA GOLD AND PRECIOUS METALS | $0 | – | -37,828 | -100.0% | 0.00% | – |
| MCEP | Exit | MID-CON ENERGY PARTNERS LP | $0 | – | -25,040 | -100.0% | 0.00% | – |
| EKSO | Exit | EKSO BIONICS HOLDINGS INC | $0 | – | -793,052 | -100.0% | 0.00% | – |
| GGZ | Exit | GABELLI GLOBAL SMALL & M | $0 | – | -84,320 | -100.0% | 0.00% | – |
| SUMR | Exit | SUMMER INFANT INC | $0 | – | -143,542 | -100.0% | 0.00% | – |
| NVIV | Exit | INVIVO THERAPEUTICS HOLDINGS | $0 | – | -20,072 | -100.0% | 0.00% | – |
| BLPH | Exit | BELLEROPHON THERAPEUTICS INC | $0 | – | -465,780 | -100.0% | 0.00% | – |
| TSU | Exit | TIM PARTICIPACOES SA-ADRsponsored adr | $0 | – | -73,098 | -100.0% | 0.00% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -67,950 | -100.0% | 0.00% | – |
| MFD | Exit | MACQUARIE/FT GL INT/UT DV IN | $0 | – | -24,614 | -100.0% | 0.00% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -101,290 | -100.0% | 0.00% | – |
| MNIQQ | Exit | MCCLATCHY CO-CLASS Acl a new | $0 | – | -53,822 | -100.0% | 0.00% | – |
| IDXG | Exit | INTERPACE BIOSCIENCES INC | $0 | – | -324,725 | -100.0% | 0.00% | – |
| MDRIQ | Exit | MCDERMOTT INTL INC | $0 | – | -4,702,446 | -100.0% | 0.00% | – |
| Exit | CHF SOLUTIONS INC | $0 | – | -199,460 | -100.0% | 0.00% | – | |
| JASN | Exit | JASON INDUSTRIES INC | $0 | – | -168,878 | -100.0% | 0.00% | – |
| SHG | Exit | SHINHAN FINANCIAL GROUP-ADRspn adr restrd | $0 | – | -51,062 | -100.0% | 0.00% | – |
| HTY | Exit | JOHN HANCOCK TAX-ADVANTAGEDtax adv glb sh | $0 | – | -37,212 | -100.0% | 0.00% | – |
| AGD | Exit | ABERDEEN GLBL DYN DIVID | $0 | – | -24,970 | -100.0% | 0.00% | – |
| DSKEW | Exit | DASEKE INC-CW20*w exp 02/27/202 | $0 | – | -4,445,784 | -100.0% | 0.00% | – |
| IFN | Exit | INDIA FUND INC | $0 | – | -64,178 | -100.0% | 0.00% | – |
| BWMCW | Exit | BOXWOOD MERGER CORP - 21*w exp 11/26/202 | $0 | – | -2,115,466 | -100.0% | 0.00% | – |
| LGC | Exit | LEGACY ACQUISITION CORP-CL A | $0 | – | -400,000 | -100.0% | 0.00% | – |
| NIHD | Exit | NII HOLDINGS INC | $0 | – | -1,519,468 | -100.0% | 0.00% | – |
| GF | Exit | NEW GERMANY FUND | $0 | – | -194,300 | -100.0% | 0.00% | – |
| TYG | Exit | TORTOISE ENERGY INFRASTRUCT | $0 | – | -72,266 | -100.0% | 0.00% | – |
| PKDC | Exit | PARKER DRILLING CO-POST BANK | $0 | – | -112,606 | -100.0% | 0.00% | – |
| XIN | Exit | XINYUAN REAL ESTATE CO L-ADRspons adr | $0 | – | -21,754 | -100.0% | 0.00% | – |
| SOR | Exit | SOURCE CAPITAL INC | $0 | – | -115,794 | -100.0% | 0.00% | – |
| OSB | Exit | NORBORD INC | $0 | – | -43,424 | -100.0% | 0.00% | – |
| CCU | Exit | CIA CERVECERIAS UNI-SPON ADRsponsored adr | $0 | – | -83,300 | -100.0% | 0.00% | – |
| DPHCW | Exit | DIAMONDPEAK HOLDINGS CO-CW24*w exp 02/22/202 | $0 | – | -100,000 | -100.0% | 0.00% | – |
| NDP | Exit | TORTOISE ENERGY INDEPENDENCE | $0 | – | -55,094 | -100.0% | 0.00% | – |
| FUND | Exit | SPROTT FOCUS TRUST INC | $0 | – | -50,408 | -100.0% | 0.00% | – |
| DQ | Exit | DAQO NEW ENERGY CORP-ADRspnsrd adr new | $0 | – | -14,650 | -100.0% | 0.00% | – |
| CG | Exit | CARLYLE GROUP INC/THE | $0 | – | -90,394 | -100.0% | 0.00% | – |
| LHCWS | Exit | LEO HOLDINGS CORP - CW23*w exp 02/07/202 | $0 | – | -1,089,400 | -100.0% | 0.00% | – |
| CSS | Exit | CSS INDUSTRIES INC | $0 | – | -112,910 | -100.0% | 0.00% | – |
| FMO | Exit | FIDUCIARY/CLAYM ENRGY INFRA | $0 | – | -24,178 | -100.0% | 0.00% | – |
| ELP | Exit | CIA PARANAENSE ENER-SP ADR Pspon adr pfd | $0 | – | -44,656 | -100.0% | 0.00% | – |
| TTM | Exit | TATA MOTORS LTD-SPON ADRsponsored adr | $0 | – | -68,510 | -100.0% | 0.00% | – |
| FINV | Exit | FINVOLUTION GROUPsponsored ads | $0 | – | -291,602 | -100.0% | 0.00% | – |
| RMT | Exit | ROYCE MICRO-CAP TRUST INC | $0 | – | -20,096 | -100.0% | 0.00% | – |
| FPACWS | Exit | FAR POINT ACQUISITION -CW25*w exp 06/01/202 | $0 | – | -110,000 | -100.0% | 0.00% | – |
| GNMX | Exit | AEVI GENOMIC MEDICINE INC | $0 | – | -335,094 | -100.0% | 0.00% | – |
| AVEO | Exit | AVEO PHARMACEUTICALS INC | $0 | – | -1,952,026 | -100.0% | 0.00% | – |
| APVO | Exit | APTEVO THERAPEUTICS INC | $0 | – | -288,740 | -100.0% | 0.00% | – |
| PHI | Exit | PLDT INC-SPON ADRsponsored adr | $0 | – | -130,290 | -100.0% | 0.00% | – |
| GSS | Exit | GOLDEN STAR RESOURCES LTD | $0 | – | -120,000 | -100.0% | 0.00% | – |
| BRPMWS | Exit | B RILEY PRINCIPAL MERGE-CW24*w exp 04/08/202 | $0 | – | -901,002 | -100.0% | 0.00% | – |
| COT | Exit | COTT CORPORATION | $0 | – | -50,284 | -100.0% | 0.00% | – |
| BLCM | Exit | BELLICUM PHARMACEUTICALS INC | $0 | – | -832,898 | -100.0% | 0.00% | – |
| Exit | NVAX 3.75 02/01/23note 3.750% 2/0 | $0 | – | -4,400,000 | -100.0% | 0.00% | – | |
| FMCIW | Exit | FORUM MERGER II CORP - W*w exp 09/30/202 | $0 | – | -742,200 | -100.0% | 0.00% | – |
| HRZN | Exit | HORIZON TECHNOLOGY FINANCE C | $0 | – | -24,356 | -100.0% | 0.00% | – |
| NLNK | Exit | NEWLINK GENETICS CORP | $0 | – | -413,858 | -100.0% | 0.00% | – |
| AOD | Exit | ABERDEEN TTL DYN DIVID | $0 | – | -40,864 | -100.0% | 0.00% | – |
| INAPQ | Exit | INTERNAP CORP | $0 | – | -299,466 | -100.0% | 0.00% | – |
| Exit | TLRY 5 10/01/23note 5.000%10/0 | $0 | – | -8,000,000 | -100.0% | 0.00% | – | |
| Exit | GRUPO AVAL ACCIONES Y VALOREsponsored ads | $0 | – | -26,138 | -100.0% | 0.00% | – | |
| GSHHY | Exit | GUANGSHEN RAILWAY-SPONS ADRsponsored adr | $0 | – | -30,352 | -100.0% | 0.00% | – |
| FEO | Exit | FIRST TRUST ABERDEEN EMG OPP | $0 | – | -68,064 | -100.0% | 0.00% | – |
| SOGO | Exit | SOGOU INC-ADRadr repstg a | $0 | – | -149,580 | -100.0% | 0.00% | – |
| PCF | Exit | HIGH INCOME SECURITIES FUND | $0 | – | -99,966 | -100.0% | 0.00% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVEST | $0 | – | -207,764 | -100.0% | 0.00% | – |
| TGE | Exit | TALLGRASS ENERGY LP-CLASS A | $0 | – | -75,346 | -100.0% | 0.00% | – |
| CPAH | Exit | COUNTERPATH CORP | $0 | – | -34,254 | -100.0% | 0.00% | – |
| Exit | VSTM 5 11/01/48note 5.000%11/0 | $0 | – | -8,000,000 | -100.0% | 0.00% | – | |
| GNSS | Exit | LRAD CORP | $0 | – | -166,588 | -100.0% | 0.00% | – |
| PACQW | Exit | PURE ACQUISITION CORP-CW23*w exp 04/17/202 | $0 | – | -1,017,000 | -100.0% | 0.00% | – |
| JKS | Exit | JINKOSOLAR HOLDING CO-ADRsponsored adr | $0 | – | -18,866 | -100.0% | 0.00% | – |
| CYD | Exit | CHINA YUCHAI INTL LTD | $0 | – | -100,944 | -100.0% | 0.00% | – |
| ICD | Exit | INDEPENDENCE CONTRACT DRILLI | $0 | – | -1,051,368 | -100.0% | 0.00% | – |
| CSWC | Exit | CAPITAL SOUTHWEST CORP | $0 | – | -23,172 | -100.0% | 0.00% | – |
| EYES | Exit | SECOND SIGHT MEDICAL PRODUCT | $0 | – | -233,302 | -100.0% | 0.00% | – |
| BCV | Exit | BANCROFT FUND LTD | $0 | – | -27,054 | -100.0% | 0.00% | – |
| MOSC | Exit | MOSAIC ACQUISITION CORP-CL A | $0 | – | -125,000 | -100.0% | 0.00% | – |
| DEAC | Exit | DIAMOND EAGLE ACQUISIT-CL A | $0 | – | -338,232 | -100.0% | 0.00% | – |
| CX | Exit | CEMEX SAB-SPONS ADR PART CERspon adr new | $0 | – | -1,065,036 | -100.0% | 0.00% | – |
| TIBRW | Exit | TIBERIUS ACQUISITION CO-CW21*w exp 02/28/202 | $0 | – | -2,100,002 | -100.0% | 0.00% | – |
| CAAP | Exit | CORP AMERICA AIRPORTS SA | $0 | – | -29,202 | -100.0% | 0.00% | – |
| PSXP | Exit | PHILLIPS 66 PARTNERS LP | $0 | – | -6,718 | -100.0% | 0.00% | – |
| HCCOU | Exit | HEALTHCARE MERGER CORPunit 12/17/2021 | $0 | – | -86,174 | -100.0% | 0.00% | – |
| KF | Exit | KOREA FUND INC | $0 | – | -49,506 | -100.0% | 0.00% | – |
| CVEO | Exit | CIVEO CORP | $0 | – | -75,934 | -100.0% | 0.00% | – |
| GMHIW | Exit | GORES METROPOULOS INC-C-CW24*w exp 01/28/202 | $0 | – | -194,002 | -100.0% | 0.00% | – |
| WPP | Exit | WPP PLC-SPONSORED ADRadr | $0 | – | -13,522 | -100.0% | 0.00% | – |
| SPHS | Exit | SOPHIRIS BIO INC | $0 | – | -487,046 | -100.0% | 0.00% | – |
| PIRRQ | Exit | PIER 1 IMPORTS INC | $0 | – | -57,896 | -100.0% | 0.00% | – |
| BROG | Exit | BROOGE HOLDINGS LTD | $0 | – | -38,266 | -100.0% | 0.00% | – |
| GLG | Exit | BAT GROUP INC | $0 | – | -33,030 | -100.0% | 0.00% | – |
| TARO | Exit | TARO PHARMACEUTICAL INDUS | $0 | – | -15,300 | -100.0% | 0.00% | – |
| SQM | Exit | QUIMICA Y MINERA CHIL-SP ADRspon adr ser b | $0 | – | -22,386 | -100.0% | 0.00% | – |
| PEO | Exit | ADAMS NATURAL RESOURCES FUND | $0 | – | -188,688 | -100.0% | 0.00% | – |
| FTVPRA | Exit | FTV 5 07/01/21 S-A5% pfd cnv ser a | $0 | – | -2,000 | -100.0% | 0.00% | – |
| OXSQ | Exit | OXFORD SQUARE CAPITAL CORP | $0 | – | -32,350 | -100.0% | 0.00% | – |
| NEWT | Exit | NEWTEK BUSINESS SERVICES COR | $0 | – | -34,152 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU.COM LTD-ADRads rep cl a | $0 | – | -152,050 | -100.0% | 0.00% | – |
| SNES | Exit | SENESTECH INC | $0 | – | -185,268 | -100.0% | 0.00% | – |
| IRL | Exit | NEW IRELAND FUND INC | $0 | – | -59,326 | -100.0% | 0.00% | – |
| MIXT | Exit | MIX TELEMATICS LTD-SP ADRsponsored adr | $0 | – | -128,242 | -100.0% | 0.00% | – |
| IAF | Exit | ABERDEEN AUSTRALIA EQUITY FD | $0 | – | -79,596 | -100.0% | 0.00% | – |
| Exit | I 4.5 06/15/25note 4.500% 6/1 | $0 | – | -6,000,000 | -100.0% | 0.00% | – | |
| GIM | Exit | TEMPLETON GLOBAL INCOME FUND | $0 | – | -71,678 | -100.0% | 0.00% | – |
| SGU | Exit | STAR GROUP LPunit ltd partnr | $0 | – | -42,744 | -100.0% | 0.00% | – |
| KOF | Exit | COCA-COLA FEMSA SAB-SP ADRsponsord adr rep | $0 | – | -27,990 | -100.0% | 0.00% | – |
| CTACW | Exit | CHASERG TECHNOLOGY ACQ-CW23*w exp 04/10/202 | $0 | – | -60,112 | -100.0% | 0.00% | – |
| SAUC | Exit | DIVERSIFIED RESTAURANT HOLDI | $0 | – | -156,264 | -100.0% | 0.00% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMENT | $0 | – | -28,794 | -100.0% | 0.00% | – |
| MTP | Exit | MIDATECH PHARMA PLC-ADRsponsored adr | $0 | – | -20,312 | -100.0% | 0.00% | – |
| YTEN | Exit | YIELD10 BIOSCIENCE INC | $0 | – | -59,164 | -100.0% | 0.00% | – |
| HQH | Exit | TEKLA HEALTHCARE INVESTORSsh ben int | $0 | – | -56,850 | -100.0% | 0.00% | – |
| SHI | Exit | SINOPEC SHANGHAI-SPONS ADRspon adr h | $0 | – | -39,198 | -100.0% | 0.00% | – |
| BRMK | Exit | BROADMARK REALTY CAPITAL INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| ACELWS | Exit | ACCEL ENTERTAINMENT INC-CW*w exp 11/20/202 | $0 | – | -500,000 | -100.0% | 0.00% | – |
| TCPC | Exit | BLACKROCK TCP CAPITAL CORP | $0 | – | -22,562 | -100.0% | 0.00% | – |
| WHLRD | Exit | WHLR 8 3/4 PERP S-Dpfd cnv ser d | $0 | – | -229,000 | -100.0% | 0.00% | – |
| SGLB | Exit | SIGMA LABS INC | $0 | – | -49,902 | -100.0% | 0.00% | – |
| HEFA | Exit | ISHA CURR HEDGED MSCI EAFEhdg msci eafe | $0 | – | -74,000 | -100.0% | 0.00% | – |
| SRRA | Exit | SIERRA ONCOLOGY INC | $0 | – | -48,539 | -100.0% | 0.00% | – |
| SMMC | Exit | SOUTH MOUNTAIN MERGER CORP-A | $0 | – | -115,000 | -100.0% | 0.00% | – |
| TX | Exit | TERNIUM SA-SPONSORED ADRsponsored ads | $0 | – | -25,750 | -100.0% | 0.00% | – |
| EEX | Exit | EMERALD EXPOSITIONS EVENTS I | $0 | – | -706,332 | -100.0% | -0.00% | – |
| CRCM | Exit | CARE.COM INC | $0 | – | -667,778 | -100.0% | -0.00% | – |
| SPCEWS | Exit | VIRGIN GALACTIC HOLDING-CW22*w exp 11/25/202 | $0 | – | -3,393,666 | -100.0% | -0.00% | – |
| HIIQ | Exit | HEALTH INSURANCE INNOVATIO-A | $0 | – | -296,230 | -100.0% | -0.00% | – |
| Exit | SSSS 4.75 03/28/23note 4.750% 3/2 | $0 | – | -11,060,000 | -100.0% | -0.00% | – | |
| Exit | DHT 4.5 08/15/21note 4.500% 8/1 | $0 | – | -8,134,000 | -100.0% | -0.00% | – | |
| IWM | Exit | ISHARES RUSSELL 2000 ETFrussell 2000 etf | $0 | – | -30,000 | -100.0% | -0.00% | – |
| Exit | NICE 1.25 01/15/24note 1.250% 1/1 | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| GOL | Exit | GOL LINHAS AEREAS INTEL-ADRspon adr pfd new | $0 | – | -360,376 | -100.0% | -0.00% | – |
| JIH | Exit | JUNIPER INDUSTRIAL HLDGS - A | $0 | – | -599,888 | -100.0% | -0.00% | – |
| Exit | ASRT 2.5 09/01/21note 2.500% 9/0 | $0 | – | -19,000,000 | -100.0% | -0.00% | – | |
| HABT | Exit | HABIT RESTAURANTS INC/THE-A | $0 | – | -598,110 | -100.0% | -0.00% | – |
| JAG | Exit | JAGGED PEAK ENERGY INC | $0 | – | -1,625,508 | -100.0% | -0.00% | – |
| AMHCU | Exit | AMPLITUDE HEALTHCARE ACQUISIunit 12/01/2026 | $0 | – | -479,000 | -100.0% | -0.00% | – |
| Exit | WMC 6.75 10/01/22note 6.750%10/0 | $0 | – | -5,000,000 | -100.0% | -0.00% | – | |
| BIOS | Exit | OPTION CARE HEALTH INC | $0 | – | -3,804,852 | -100.0% | -0.00% | – |
| LTS | Exit | LADENBURG THALMANN FINANCIAL | $0 | – | -2,928,910 | -100.0% | -0.00% | – |
| Exit | OAS 2.625 09/15/23note 2.625% 9/1 | $0 | – | -12,000,000 | -100.0% | -0.00% | – | |
| Exit | PEGI 4 07/15/2020note 4.000% 7/1 | $0 | – | -4,800,000 | -100.0% | -0.00% | – | |
| Exit | ARI 4.75 08/23/22note 4.750% 8/2 | $0 | – | -10,000,000 | -100.0% | -0.00% | – | |
| WAAS | Exit | AQUAVENTURE HOLDINGS LTD | $0 | – | -495,790 | -100.0% | -0.00% | – |
| Exit | MLAB 1.375 08/15/25note 1.375% 8/1 | $0 | – | -8,000,000 | -100.0% | -0.00% | – | |
| JQC | Exit | NUVEEN CREDIT STRAT INCM | $0 | – | -873,334 | -100.0% | -0.00% | – |
| PRMW | Exit | PRIMO WATER CORP | $0 | – | -962,084 | -100.0% | -0.00% | – |
| INXN | Exit | INTERXION HOLDING NV | $0 | – | -63,162 | -100.0% | -0.00% | – |
| NHF | Exit | NEXPOINT STRATEGIC OPPORTUNI | $0 | – | -383,820 | -100.0% | -0.00% | – |
| Exit | PLUG 5.5 03/15/23note 5.500% 3/1 | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| DPLO | Exit | DIPLOMAT PHARMACY INC | $0 | – | -1,540,966 | -100.0% | -0.00% | – |
| OMN | Exit | OMNOVA SOLUTIONS INC | $0 | – | -1,182,008 | -100.0% | -0.00% | – |
| TLRA | Exit | TELARIA INC | $0 | – | -1,024,456 | -100.0% | -0.00% | – |
| IRR | Exit | VOYA NATURAL RESOURCES EQUIT | $0 | – | -1,168,124 | -100.0% | -0.00% | – |
| XON | Exit | INTREXON CORP | $0 | – | -2,148,870 | -100.0% | -0.00% | – |
| Exit | LINTA 3.5 01/15/31deb 3.500% 1/1 | $0 | – | -19,000,000 | -100.0% | -0.00% | – | |
| Exit | TSLA 2 05/15/24note 2.000% 5/1 | $0 | – | -10,000,000 | -100.0% | -0.00% | – | |
| Exit | MCHP 2.25 02/15/37note 2.250% 2/1 | $0 | – | -16,000,000 | -100.0% | -0.00% | – | |
| DERM | Exit | DERMIRA INC | $0 | – | -1,295,406 | -100.0% | -0.00% | – |
| Exit | CY 4.5 01/15/22note 4.500% 1/1 | $0 | – | -10,000,000 | -100.0% | -0.00% | – | |
| CFXA | Exit | CFX 5 3/4 01/15/22unit 01/15/2022t | $0 | – | -150,000 | -100.0% | -0.00% | – |
| UCFC | Exit | UNITED COMMUNITY FINANCIAL | $0 | – | -1,344,950 | -100.0% | -0.00% | – |
| THOR | Exit | SYNTHORX INC | $0 | – | -275,422 | -100.0% | -0.00% | – |
| Exit | ARI 5.375 10/15/23note 5.375%10/1 | $0 | – | -14,600,000 | -100.0% | -0.00% | – | |
| EPAC | Exit | ACTUANT CORP-A | $0 | – | -710,980 | -100.0% | -0.00% | – |
| WAIR | Exit | WESCO AIRCRAFT HOLDINGS INC | $0 | – | -1,585,806 | -100.0% | -0.00% | – |
| QTSPRB | Exit | QTS 6 1/2 PERP S-B6.50% con pfd b | $0 | – | -120,000 | -100.0% | -0.00% | – |
| IPHS | Exit | INNOPHOS HOLDINGS INC | $0 | – | -607,530 | -100.0% | -0.00% | – |
| WLH | Exit | WILLIAM LYON HOMES-CL Acl a new | $0 | – | -840,916 | -100.0% | -0.00% | – |
| Exit | CY 2 02/01/23note 2.000% 2/0 | $0 | – | -12,000,000 | -100.0% | -0.00% | – | |
| SRCI | Exit | SRC ENERGY INC | $0 | – | -6,519,130 | -100.0% | -0.00% | – |
| AKS | Exit | AK STEEL HOLDING CORP | $0 | – | -8,159,840 | -100.0% | -0.00% | – |
| CISN | Exit | CISION LTD | $0 | – | -2,473,132 | -100.0% | -0.00% | – |
| AVX | Exit | AVX CORP | $0 | – | -1,234,840 | -100.0% | -0.00% | – |
| ACHN | Exit | ACHILLION PHARMACEUTICALS | $0 | – | -4,113,556 | -100.0% | -0.00% | – |
| Exit | WDAY 0.25 10/01/22note 0.250%10/0 | $0 | – | -23,000,000 | -100.0% | -0.00% | – | |
| AVP | Exit | AVON PRODUCTS INC | $0 | – | -6,819,422 | -100.0% | -0.00% | – |
| INST | Exit | INSTRUCTURE INC | $0 | – | -880,132 | -100.0% | -0.00% | – |
| Exit | CTO 4.5 03/15/20note 4.500% 3/1 | $0 | – | -38,426,000 | -100.0% | -0.00% | – | |
| CBPX | Exit | CONTINENTAL BUILDING PRODUCT | $0 | – | -1,010,814 | -100.0% | -0.00% | – |
| CCCWS | Exit | CLARIVATE ANALYTICS PLC-CW23*w exp 05/13/202 | $0 | – | -6,830,834 | -100.0% | -0.00% | – |
| AYR | Exit | AIRCASTLE LTD | $0 | – | -1,390,034 | -100.0% | -0.01% | – |
| WTRU | Exit | WTR 6 04/30/22unit 04/30/2022 | $0 | – | -930,000 | -100.0% | -0.01% | – |
| Exit | MCHP 1.625 02/15/25note 1.625% 2/1 | $0 | – | -31,080,000 | -100.0% | -0.01% | – | |
| ARQL | Exit | ARQULE INC | $0 | – | -3,156,746 | -100.0% | -0.01% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INC -Acl a | $0 | – | -2,572,150 | -100.0% | -0.01% | – |
| BOLD | Exit | AUDENTES THERAPEUTICS INC | $0 | – | -1,266,506 | -100.0% | -0.01% | – |
| Exit | REGI 4 06/15/36note 4.000% 6/1 | $0 | – | -28,716,000 | -100.0% | -0.01% | – | |
| SNH | Exit | SENIOR HOUSING PROP TRUSTsh ben int | $0 | – | -10,307,408 | -100.0% | -0.01% | – |
| GDI | Exit | GARDNER DENVER HOLDINGS INC | $0 | – | -2,848,828 | -100.0% | -0.01% | – |
| EQH | Exit | AXA EQUITABLE HOLDINGS INC | $0 | – | -5,252,507 | -100.0% | -0.01% | – |
| ZAYO | Exit | ZAYO GROUP HOLDINGS INC | $0 | – | -4,892,134 | -100.0% | -0.02% | – |
| MDCO | Exit | MEDICINES COMPANY | $0 | – | -2,101,514 | -100.0% | -0.02% | – |
| WTR | Exit | AQUA AMERICA INC | $0 | – | -4,856,256 | -100.0% | -0.02% | – |
| LPT | Exit | LIBERTY PROPERTY TRUSTsh ben int | $0 | – | -4,919,580 | -100.0% | -0.03% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INC | $0 | – | -1,508,098 | -100.0% | -0.05% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -7,457,998 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 6.6% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 5.9% |
| AMAZON COM INC COM | 42 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 2.4% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 1.6% |
| BERKSHIRE HATHAWAY INC DEL CL B | 42 | Q3 2023 | 1.5% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.9% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.4% |
| PROCTER & GAMBLE CO/THE | 42 | Q3 2023 | 1.3% |
| PFIZER INC COM | 42 | Q3 2023 | 1.1% |
View GEODE CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Fat Brands, Inc | February 14, 2023 | 79,888 | 6.3% |
| JAKKS PACIFIC INC | February 14, 2017 | 1,506,229 | 6.6% |
View GEODE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View GEODE CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.