$271 Billion is the total value of GEODE CAPITAL MANAGEMENT, LLC's 4735 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| THLD | Exit | THRESHOLD PHARMACEUTICALS | $0 | – | -395,464 | -100.0% | 0.00% | – |
| UNXLQ | Exit | UNI-PIXEL INC | $0 | – | -236,495 | -100.0% | 0.00% | – |
| WCST | Exit | WECAST NETWORK INC | $0 | – | -29,569 | -100.0% | 0.00% | – |
| NEWT | Exit | NEWTEK BUSINESS SERVICES COR | $0 | – | -11,111 | -100.0% | 0.00% | – |
| DCTH | Exit | DELCATH SYSTEMS INC | $0 | – | -759,089 | -100.0% | 0.00% | – |
| Exit | IMGN 4.5 07/01/21note 4.500% 7/0 | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| UMHPRACL | Exit | UMH PROPERTIES INC S-A 8.25cv red pfd-a | $0 | – | -15,070 | -100.0% | 0.00% | – |
| BMA | Exit | BANCO MACRO SA-ADRspon adr b | $0 | – | -7,697 | -100.0% | 0.00% | – |
| GPP | Exit | GREEN PLAINS PARTNERS LP | $0 | – | -11,524 | -100.0% | 0.00% | – |
| MHI | Exit | PIONEER MUNI HI INCOME TRUST | $0 | – | -57,343 | -100.0% | 0.00% | – |
| EGAS | Exit | GAS NATURAL INC | $0 | – | -48,909 | -100.0% | 0.00% | – |
| CCN | Exit | CARDCONNECT CORP | $0 | – | -77,227 | -100.0% | 0.00% | – |
| UCP | Exit | UCP INC - CL Acl a | $0 | – | -60,093 | -100.0% | 0.00% | – |
| DQ | Exit | DAQO NEW ENERGY CORP-ADRspnsrd adr new | $0 | – | -10,092 | -100.0% | 0.00% | – |
| FUEL | Exit | ROCKET FUEL INC | $0 | – | -283,180 | -100.0% | 0.00% | – |
| GUID | Exit | GUIDANCE SOFTWARE INC | $0 | – | -156,637 | -100.0% | 0.00% | – |
| Exit | ITEK 5.75 08/01/21note 5.750% 8/0 | $0 | – | -1,000,000 | -100.0% | 0.00% | – | |
| FALC | Exit | FALCONSTOR SOFTWARE INC | $0 | – | -143,545 | -100.0% | 0.00% | – |
| APO | Exit | APOLLO GLOBAL MANAGEMENT - A | $0 | – | -22,081 | -100.0% | 0.00% | – |
| OGXI | Exit | ONCOGENEX PHARMACEUTICAL INC | $0 | – | -148,356 | -100.0% | 0.00% | – |
| AEF | Exit | ABERDEEN CHILE FUND INC | $0 | – | -15,649 | -100.0% | 0.00% | – |
| CERU | Exit | CERULEAN PHARMA INC | $0 | – | -85,442 | -100.0% | 0.00% | – |
| TNDM | Exit | TANDEM DIABETES CARE INC | $0 | – | -180,563 | -100.0% | 0.00% | – |
| NNC | Exit | NUVEEN NC QUAL MUNI INC FD | $0 | – | -13,487 | -100.0% | 0.00% | – |
| CNXC | Exit | CNX COAL RESOURCES LP | $0 | – | -28,021 | -100.0% | 0.00% | – |
| ARIS | Exit | ARI NETWORK SERVICES | $0 | – | -69,276 | -100.0% | 0.00% | – |
| IWD | Exit | ISHARES RUSSELL 1000 VALUE Erus 1000 val etf | $0 | – | -2,700 | -100.0% | 0.00% | – |
| ANY | Exit | SPHERE 3D CORP | $0 | – | -24,109 | -100.0% | 0.00% | – |
| POPE | Exit | POPE RESOURCESdepositry rcpt | $0 | – | -3,618 | -100.0% | 0.00% | – |
| ELOS | Exit | SYNERON MEDICAL LTD | $0 | – | -16,633 | -100.0% | 0.00% | – |
| OMAB | Exit | GRUPO AEROPORTUARIO CEN-ADRspon adr | $0 | – | -5,467 | -100.0% | 0.00% | – |
| NUM | Exit | NUVEEN MI QUAL MUNI INC FD | $0 | – | -18,324 | -100.0% | 0.00% | – |
| MBT | Exit | MOBILE TELESYSTEMS-SP ADRsponsored adr | $0 | – | -100,785 | -100.0% | 0.00% | – |
| MT | Exit | ARCELORMITTAL-NY REGISTEREDny registry sh | $0 | – | -34,586 | -100.0% | 0.00% | – |
| LCAHU | Exit | LANDCADIA HOLDINGS INCunit 12/31/2021t | $0 | – | -50,000 | -100.0% | 0.00% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -54,499 | -100.0% | 0.00% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -211,056 | -100.0% | 0.00% | – |
| LINU | Exit | LINIU TECHNOLOGY GROUP | $0 | – | -14,955 | -100.0% | 0.00% | – |
| EGO | Exit | ELDORADO GOLD CORP | $0 | – | -25,457 | -100.0% | 0.00% | – |
| STM | Exit | STMICROELECTRONICS NV-NY SHSny registry | $0 | – | -23,297 | -100.0% | 0.00% | – |
| NVDQ | Exit | NOVADAQ TECHNOLOGIES INC | $0 | – | -26,701 | -100.0% | 0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES SA-ADRsponsored adr | $0 | – | -12,438 | -100.0% | 0.00% | – |
| NVLS | Exit | NIVALIS THERAPEUTICS INC | $0 | – | -125,962 | -100.0% | 0.00% | – |
| QPAC | Exit | QUINPARIO ACQUISITION CORP 2 | $0 | – | -11,546 | -100.0% | 0.00% | – |
| TVIAQ | Exit | TERRAVIA HOLDINGS INC | $0 | – | -473,806 | -100.0% | 0.00% | – |
| IFMI | Exit | INSTITUTIONAL FINANCIAL MARK | $0 | – | -23,694 | -100.0% | 0.00% | – |
| URRE | Exit | URANIUM RESOURCES INC | $0 | – | -165,640 | -100.0% | 0.00% | – |
| PPHM | Exit | PEREGRINE PHARMACEUTICALS | $0 | – | -1,579,723 | -100.0% | 0.00% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PROPER | $0 | – | -137,126 | -100.0% | 0.00% | – |
| PHMD | Exit | PHOTOMEDEX INC | $0 | – | -14,273 | -100.0% | 0.00% | – |
| JAGX | Exit | JAGUAR ANIMAL HEALTH INC | $0 | – | -27,742 | -100.0% | 0.00% | – |
| RMGN | Exit | RMG NETWORKS HOLDING CORP | $0 | – | -27,670 | -100.0% | 0.00% | – |
| BLVD | Exit | BOULEVARD ACQUISITION COR IIcl a | $0 | – | -17,815 | -100.0% | 0.00% | – |
| BDE | Exit | BLACK DIAMOND INC | $0 | – | -175,449 | -100.0% | 0.00% | – |
| HKWS | Exit | HALCON RESOURCES CORP-CW20*w exp 09/09/202 | $0 | – | -20,000 | -100.0% | 0.00% | – |
| CPTAG | Exit | CPTA 5 3/4 05/31/225.75% nt cv 22 | $0 | – | -50,000 | -100.0% | 0.00% | – |
| VIV | Exit | TELEFONICA BRASIL-ADRsponsored adr | $0 | – | -13,083 | -100.0% | 0.00% | – |
| VSRI | Exit | VERSAR INC | $0 | – | -11,390 | -100.0% | 0.00% | – |
| PHT | Exit | PIONEER HIGH INCOME TRUST | $0 | – | -24,636 | -100.0% | 0.00% | – |
| ALQA | Exit | ALLIQUA BIOMEDICAL INC | $0 | – | -76,706 | -100.0% | 0.00% | – |
| DGAS | Exit | DELTA NATURAL GAS CO INC | $0 | – | -36,887 | -100.0% | 0.00% | – |
| FHCO | Exit | FEMALE HEALTH COMPANY | $0 | – | -91,295 | -100.0% | 0.00% | – |
| TRMR | Exit | TREMOR VIDEO INC | $0 | – | -135,251 | -100.0% | 0.00% | – |
| SPI | Exit | SPI ENERGY CO LTD- SPN ADRsponsored adr | $0 | – | -21,564 | -100.0% | 0.00% | – |
| COVS | Exit | COVISINT CORP | $0 | – | -216,449 | -100.0% | 0.00% | – |
| AU | Exit | ANGLOGOLD ASHANTI-SPON ADRsponsored adr | $0 | – | -14,950 | -100.0% | 0.00% | – |
| CPTA | Exit | CAPITALA FINANCE CORP | $0 | – | -11,892 | -100.0% | 0.00% | – |
| CBIO | Exit | CATALYST BIOSCIENCES INC | $0 | – | -12,432 | -100.0% | 0.00% | – |
| RMT | Exit | ROYCE MICRO-CAP TRUST INC | $0 | – | -45,461 | -100.0% | 0.00% | – |
| MRVC | Exit | MRV COMMUNICATIONS INC | $0 | – | -24,766 | -100.0% | 0.00% | – |
| HMY | Exit | HARMONY GOLD MNG-SPON ADRsponsored adr | $0 | – | -107,395 | -100.0% | 0.00% | – |
| OPXA | Exit | OPEXA THERAPEUTICS INC | $0 | – | -35,913 | -100.0% | 0.00% | – |
| SAJA | Exit | SAJAN INC | $0 | – | -63,252 | -100.0% | 0.00% | – |
| JMEI | Exit | JUMEI INTERNATIONAL-ADRsponsored adr | $0 | – | -10,200 | -100.0% | 0.00% | – |
| SSRI | Exit | SILVER STANDARD RESOURCES | $0 | – | -79,307 | -100.0% | 0.00% | – |
| TX | Exit | TERNIUM SA-SPONSORED ADRspon adr | $0 | – | -28,362 | -100.0% | 0.00% | – |
| NAME | Exit | RIGHTSIDE GROUP LTD | $0 | – | -76,694 | -100.0% | 0.00% | – |
| MOO | Exit | VANECK VECTORS AGRIBUSINESSagribusiness etf | $0 | – | -4,000 | -100.0% | 0.00% | – |
| GLAE | Exit | GLASSBRIDGE ENTERPRISES INC | $0 | – | -16,103 | -100.0% | 0.00% | – |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -1,003,802 | -100.0% | 0.00% | – |
| PERFQ | Exit | PERFUMANIA HOLDINGS INC | $0 | – | -13,413 | -100.0% | 0.00% | – |
| BVN | Exit | COMPANIA DE MINAS BV SAsponsored adr | $0 | – | -39,109 | -100.0% | 0.00% | – |
| CDI | Exit | CDI CORP | $0 | – | -67,558 | -100.0% | 0.00% | – |
| STS | Exit | SUPREME INDS INC-CLASS Acl a | $0 | – | -91,014 | -100.0% | -0.00% | – |
| NUTR | Exit | NUTRACEUTICAL INTL CORP | $0 | – | -81,760 | -100.0% | -0.00% | – |
| ALO | Exit | ALIO GOLD INC | $0 | – | -262,612 | -100.0% | -0.00% | – |
| EAGLU | Exit | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $0 | – | -325,000 | -100.0% | -0.00% | – |
| Exit | KN 3 1/4 11/01/2021note 3.250%11/0 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -232,500 | -100.0% | -0.00% | – |
| BDXA | Exit | BDX 6 1/8 05/01/20 S-A | $0 | – | -50,000 | -100.0% | -0.00% | – |
| Exit | WBMD 2.5 01/31/18note 2.500% 1/3 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| AYA | Exit | AMAYA INC | $0 | – | -95,219 | -100.0% | -0.00% | – |
| XTLY | Exit | XACTLY CORP | $0 | – | -157,386 | -100.0% | -0.00% | – |
| VEACU | Exit | VANTAGE ENERGY ACQUISITION Cunit 04/12/2024 | $0 | – | -300,000 | -100.0% | -0.00% | – |
| CBPO | Exit | CHINA BIOLOGIC PRODUCTS INC | $0 | – | -17,116 | -100.0% | -0.00% | – |
| PTHN | Exit | PATHEON NV | $0 | – | -80,651 | -100.0% | -0.00% | – |
| SCACU | Exit | SABAN CAPITAL ACQUISITION COunit 99/99/9999 | $0 | – | -200,000 | -100.0% | -0.00% | – |
| NCIT | Exit | NCI INC-Acl a | $0 | – | -90,758 | -100.0% | -0.00% | – |
| PNCWS | Exit | PNC FINANCIAL SERVICES CW18*w exp 12/31/201 | $0 | – | -58,500 | -100.0% | -0.00% | – |
| GSOL | Exit | GLOBAL SOURCES LTDord | $0 | – | -109,045 | -100.0% | -0.00% | – |
| SHOR | Exit | SHORETEL INC | $0 | – | -596,381 | -100.0% | -0.00% | – |
| Exit | STWD 4.55 03/01/18note 4.550% 3/0 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| AIQ | Exit | ALLIANCE HEALTHCARE SERVICE | $0 | – | -158,450 | -100.0% | -0.00% | – |
| Exit | RTI 1.625 10/15/19note 1.625%10/1 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| Exit | MU 3 11/15/43 Gnote 3.000%11/1 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| Exit | CSOD 1.5 07/01/18note 1.500% 7/0 | $0 | – | -2,500,000 | -100.0% | -0.00% | – | |
| FCFP | Exit | FIRST CMNTY FINL PARTNERS | $0 | – | -143,827 | -100.0% | -0.00% | – |
| OB | Exit | ONEBEACON INSURANCE GROUP-Acl a | $0 | – | -204,835 | -100.0% | -0.00% | – |
| SNOW | Exit | INTRAWEST RESORTS HOLDINGS I | $0 | – | -108,412 | -100.0% | -0.00% | – |
| WMAR | Exit | WEST MARINE INC | $0 | – | -136,343 | -100.0% | -0.00% | – |
| ENOC | Exit | ENERNOC INC | $0 | – | -208,117 | -100.0% | -0.00% | – |
| FRP | Exit | FAIRPOINT COMMUNICATIONS INC | $0 | – | -195,146 | -100.0% | -0.00% | – |
| GSHTU | Exit | GORES HOLDINGS II INCunit 99/99/9999 | $0 | – | -400,000 | -100.0% | -0.00% | – |
| Exit | LGND 0.75 08/15/19note 0.750% 8/1 | $0 | – | -2,500,000 | -100.0% | -0.00% | – | |
| Exit | HLIT 4 12/01/20note 4.000%12/0 | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| Exit | MDCO 2.5 01/15/22note 2.500% 1/1 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| Exit | CAA 1.25 08/01/32note 1.250% 8/0 | $0 | – | -6,000,000 | -100.0% | -0.00% | – | |
| SGBK | Exit | STONEGATE BANK | $0 | – | -125,767 | -100.0% | -0.00% | – |
| AMRI | Exit | ALBANY MOLECULAR RESEARCH | $0 | – | -212,835 | -100.0% | -0.00% | – |
| Exit | TWTR 1 09/15/21note 1.000% 9/1 | $0 | – | -5,822,000 | -100.0% | -0.00% | – | |
| SVU | Exit | SUPERVALU INC | $0 | – | -2,230,732 | -100.0% | -0.00% | – |
| Exit | TVTY 1.5 07/01/18note 1.500% 7/0 | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| MYCC | Exit | CLUBCORP HOLDINGS INC | $0 | – | -510,922 | -100.0% | -0.00% | – |
| BKFS | Exit | BLACK KNIGHT FINANCIAL-CL Acl a | $0 | – | -210,260 | -100.0% | -0.00% | – |
| FCH | Exit | FELCOR LODGING TRUST INC | $0 | – | -1,362,015 | -100.0% | -0.00% | – |
| KCG | Exit | KCG HOLDINGS INC-CL Acl a | $0 | – | -469,683 | -100.0% | -0.00% | – |
| Exit | STWD 4 01/15/19note 4.000% 1/1 | $0 | – | -8,500,000 | -100.0% | -0.00% | – | |
| Exit | PCLN 0.35 06/15/20note 0.350% 6/1 | $0 | – | -6,500,000 | -100.0% | -0.00% | – | |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -11,243,438 | -100.0% | -0.01% | – |
| DK | Exit | DELEK US HOLDINGS INC | $0 | – | -455,235 | -100.0% | -0.01% | – |
| Exit | MHO 3.25 09/15/17note 3.250% 9/1 | $0 | – | -12,353,000 | -100.0% | -0.01% | – | |
| SPNC | Exit | SPECTRANETICS CORP | $0 | – | -387,134 | -100.0% | -0.01% | – |
| NSR | Exit | NEUSTAR INC-CLASS Acl a | $0 | – | -432,064 | -100.0% | -0.01% | – |
| MORE | Exit | MONOGRAM RESIDENTIAL TRUST I | $0 | – | -1,592,286 | -100.0% | -0.01% | – |
| CLF | Exit | CLIFFS NATURAL RESOURCES INC | $0 | – | -2,248,032 | -100.0% | -0.01% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -961,124 | -100.0% | -0.01% | – |
| SWFT | Exit | SWIFT TRANSPORTATION COcl a | $0 | – | -640,769 | -100.0% | -0.01% | – |
| CCP | Exit | CARE CAPITAL PROPERTIES INC | $0 | – | -801,436 | -100.0% | -0.01% | – |
| KNX | Exit | KNIGHT TRANSPORTATION INC | $0 | – | -543,291 | -100.0% | -0.01% | – |
| WBMD | Exit | WEBMD HEALTH CORP | $0 | – | -329,174 | -100.0% | -0.01% | – |
| CAB | Exit | CABELA'S INC | $0 | – | -410,670 | -100.0% | -0.01% | – |
| MBBYF | Exit | MOBILEYE NV | $0 | – | -465,737 | -100.0% | -0.01% | – |
| AWHHF | Exit | ALLIED WORLD ASSURANCE CO | $0 | – | -710,638 | -100.0% | -0.02% | – |
| SFR | Exit | COLONY STARWOOD HOMES | $0 | – | -1,142,697 | -100.0% | -0.02% | – |
| DFT | Exit | DUPONT FABROS TECHNOLOGY | $0 | – | -705,094 | -100.0% | -0.02% | – |
| PNRA | Exit | PANERA BREAD COMPANY-CLASS Acl a | $0 | – | -174,682 | -100.0% | -0.02% | – |
| WOOF | Exit | VCA INC | $0 | – | -672,388 | -100.0% | -0.02% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -7,294,495 | -100.0% | -0.03% | – |
| TSO | Exit | TESORO CORP | $0 | – | -1,613,743 | -100.0% | -0.06% | – |
| WFM | Exit | WHOLE FOODS MARKET INC | $0 | – | -3,687,202 | -100.0% | -0.06% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -4,336,409 | -100.0% | -0.09% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -7,731,815 | -100.0% | -0.20% | – |
| DD | Exit | DU PONT (E.I.) DE NEMOURS | $0 | – | -8,162,448 | -100.0% | -0.26% | – |
| DOW | Exit | DOW CHEMICAL CO/THE | $0 | – | -11,196,538 | -100.0% | -0.28% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 6.6% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 5.9% |
| AMAZON COM INC COM | 42 | Q3 2023 | 3.9% |
| EXXON MOBIL CORP COM | 42 | Q3 2023 | 2.4% |
| JOHNSON & JOHNSON COM | 42 | Q3 2023 | 1.6% |
| BERKSHIRE HATHAWAY INC DEL CL B | 42 | Q3 2023 | 1.5% |
| META PLATFORMS INC-CLASS A | 42 | Q3 2023 | 1.9% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.4% |
| PROCTER & GAMBLE CO/THE | 42 | Q3 2023 | 1.3% |
| PFIZER INC COM | 42 | Q3 2023 | 1.1% |
View GEODE CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Fat Brands, Inc | February 14, 2023 | 79,888 | 6.3% |
| JAKKS PACIFIC INC | February 14, 2017 | 1,506,229 | 6.6% |
View GEODE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View GEODE CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.