GEODE CAPITAL MANAGEMENT, LLC

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$254 Billion is the total value of GEODE CAPITAL MANAGEMENT, LLC's 4742 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 16.5% .

All

			Value		Shares		↓ Weighting
AAPL	Sell	APPLE INC	$7,812,943,000	-0.2%	54,337,779	-0.4%	3.07%	-4.3%
HD	Sell	HOME DEPOT INC	$1,728,622,000	-4.6%	11,289,145	-8.7%	0.68%	-8.6%
MCD	Sell	MCDONALD'S CORP	$1,170,944,000	+9.0%	7,659,167	-7.7%	0.46%	+4.3%
WMT	Sell	WAL-MART STORES INC	$1,147,061,000	+3.7%	15,182,074	-1.2%	0.45%	-0.7%
BA	Sell	BOEING CO/THE	$1,061,372,000	-0.9%	5,376,893	-11.3%	0.42%	-5.0%
UTX	Sell	UNITED TECHNOLOGIES CORP	$885,480,000	+8.7%	7,264,254	-0.1%	0.35%	+4.2%
QCOM	Sell	QUALCOMM INC	$876,499,000	-9.6%	15,898,032	-6.1%	0.34%	-13.3%
DOW	Sell	DOW CHEMICAL CO/THE	$704,934,000	-1.6%	11,196,538	-0.9%	0.28%	-5.8%
AXP	Sell	AMERICAN EXPRESS CO	$615,491,000	+2.0%	7,319,179	-4.1%	0.24%	-2.0%
CAT	Sell	CATERPILLAR INC	$590,590,000	+14.4%	5,505,957	-1.2%	0.23%	+9.4%
SPG	Sell	SIMON PROPERTY GROUP INC	$549,079,000	-7.1%	3,399,725	-1.2%	0.22%	-10.7%
AIG	Sell	AMERICAN INTERNATIONAL GROUP	$531,374,000	-5.6%	8,514,604	-5.7%	0.21%	-9.5%
BK	Sell	BANK OF NEW YORK MELLON CORP	$528,453,000	+7.6%	10,375,423	-0.4%	0.21%	+3.5%
CSX	Sell	CSX CORP	$493,672,000	+15.7%	9,063,866	-1.2%	0.19%	+10.9%
AET	Sell	AETNA INC	$487,901,000	+8.2%	3,219,153	-9.0%	0.19%	+3.8%
EOG	Sell	EOG RESOURCES INC	$488,194,000	-9.1%	5,403,020	-2.0%	0.19%	-12.7%
GM	Sell	GENERAL MOTORS CO	$480,343,000	-3.3%	13,774,697	-2.1%	0.19%	-7.4%
F	Sell	FORD MOTOR CO	$431,529,000	-9.2%	38,629,815	-5.5%	0.17%	-12.8%
KMB	Sell	KIMBERLY-CLARK CORP	$416,219,000	-16.0%	3,229,812	-14.3%	0.16%	-19.2%
CI	Sell	CIGNA CORP	$390,485,000	+12.5%	2,337,148	-1.5%	0.15%	+8.5%
JCI	Sell	JOHNSON CONTROLS INTERNATION	$379,864,000	-1.2%	8,776,730	-4.0%	0.15%	-5.7%
MCK	Sell	MCKESSON CORP	$378,413,000	+10.9%	2,303,415	-0.1%	0.15%	+6.4%
CTSH	Sell	COGNIZANT TECH SOLUTIONS-Acl a	$376,043,000	+9.6%	5,673,354	-1.7%	0.15%	+5.0%
PSA	Sell	PUBLIC STORAGE	$373,813,000	-4.9%	1,795,178	-0.2%	0.15%	-8.7%
EMR	Sell	EMERSON ELECTRIC CO	$370,939,000	-7.0%	6,232,722	-6.6%	0.15%	-11.0%
ISRG	Sell	INTUITIVE SURGICAL INC	$347,292,000	+19.1%	371,922	-2.4%	0.14%	+14.2%
HAL	Sell	HALLIBURTON CO	$348,221,000	-14.3%	8,168,141	-1.3%	0.14%	-18.0%
EA	Sell	ELECTRONIC ARTS INC	$328,542,000	+14.9%	3,112,914	-2.7%	0.13%	+10.3%
EQIX	Sell	EQUINIX INC	$320,490,000	+4.6%	748,114	-2.4%	0.13%	0.0%
MU	Sell	MICRON TECHNOLOGY INC	$314,324,000	-1.1%	10,544,173	-4.2%	0.12%	-4.6%
AFL	Sell	AFLAC INC	$314,097,000	+6.5%	4,050,256	-0.6%	0.12%	+2.5%
HPQ	Sell	HP INC	$311,158,000	-3.9%	17,829,798	-1.6%	0.12%	-8.3%
MAR	Sell	MARRIOTT INTERNATIONAL -CL Acl a	$305,202,000	+0.9%	3,047,908	-5.2%	0.12%	-3.2%
STT	Sell	STATE STREET CORP	$298,625,000	+11.9%	3,334,122	-0.7%	0.12%	+7.3%
STI	Sell	SUNTRUST BANKS INC	$286,711,000	-1.1%	5,063,275	-3.5%	0.11%	-5.0%
EW	Sell	EDWARDS LIFESCIENCES CORP	$265,372,000	+24.0%	2,247,916	-1.3%	0.10%	+18.2%
WMB	Sell	WILLIAMS COS INC	$261,621,000	-0.2%	8,654,115	-2.5%	0.10%	-4.6%
PPG	Sell	PPG INDUSTRIES INC	$254,793,000	-4.1%	2,321,524	-8.3%	0.10%	-8.3%
AAL	Sell	AMERICAN AIRLINES GROUP INC	$254,884,000	+13.9%	5,072,192	-4.2%	0.10%	+8.7%
PGR	Sell	PROGRESSIVE CORP	$247,594,000	+10.0%	5,625,623	-2.3%	0.10%	+5.4%
PEG	Sell	PUBLIC SERVICE ENTERPRISE GP	$232,830,000	-3.4%	5,422,176	-0.4%	0.09%	-7.1%
BCR	Sell	CR BARD INC	$230,200,000	+26.7%	729,464	-0.3%	0.09%	+21.3%
SWK	Sell	STANLEY BLACK & DECKER INC	$227,080,000	+3.0%	1,616,226	-2.7%	0.09%	-1.1%
IP	Sell	INTERNATIONAL PAPER CO	$226,514,000	+10.2%	4,008,360	-1.1%	0.09%	+6.0%
UAL	Sell	UNITED CONTINENTAL HOLDINGS	$225,861,000	+3.4%	3,005,484	-2.9%	0.09%	-1.1%
YUM	Sell	YUM! BRANDS INC	$222,158,000	+15.1%	3,017,659	-0.2%	0.09%	+10.1%
PH	Sell	PARKER HANNIFIN CORP	$214,255,000	-1.2%	1,342,827	-0.8%	0.08%	-5.6%
CBS	Sell	CBS CORP-CLASS B NON VOTINGcl b	$214,020,000	-16.0%	3,361,837	-8.6%	0.08%	-20.0%
NUE	Sell	NUCOR CORP	$213,650,000	-3.6%	3,697,296	-0.5%	0.08%	-7.7%
HIG	Sell	HARTFORD FINANCIAL SVCS GRP	$191,967,000	+9.1%	3,657,893	-0.2%	0.08%	+4.2%
AMP	Sell	AMERIPRISE FINANCIAL INC	$188,245,000	-4.3%	1,481,514	-2.4%	0.07%	-8.6%
SYMC	Sell	SYMANTEC CORP	$179,365,000	-9.2%	6,360,051	-1.3%	0.07%	-12.3%
EFX	Sell	EQUIFAX INC	$157,572,000	-6.4%	1,148,656	-6.8%	0.06%	-10.1%
ABC	Sell	AMERISOURCEBERGEN CORP	$149,402,000	+6.6%	1,583,342	-0.2%	0.06%	+3.5%
CHD	Sell	CHURCH & DWIGHT CO INC	$150,145,000	+3.9%	2,898,229	-0.1%	0.06%	0.0%
IDXX	Sell	IDEXX LABORATORIES INC	$147,335,000	+3.6%	914,242	-0.8%	0.06%	0.0%
HOLX	Sell	HOLOGIC INC	$141,114,000	+6.5%	3,114,241	-0.1%	0.06%	+1.9%
MAA	Sell	MID-AMERICA APARTMENT COMM	$138,573,000	+1.5%	1,316,851	-2.0%	0.05%	-3.6%
LUMN	Sell	CENTURYLINK INC	$138,408,000	-12.5%	5,805,189	-13.6%	0.05%	-16.9%
HRS	Sell	HARRIS CORP	$131,407,000	-3.5%	1,206,766	-1.6%	0.05%	-7.1%
SNPS	Sell	SYNOPSYS INC	$129,109,000	-3.2%	1,772,875	-4.2%	0.05%	-7.3%
TXT	Sell	TEXTRON INC	$126,200,000	-2.5%	2,683,896	-1.5%	0.05%	-5.7%
CA	Sell	CA INC	$124,878,000	+6.0%	3,627,974	-2.4%	0.05%	+2.1%
SBAC	Sell	SBA COMMUNICATIONS CORPcl a	$125,645,000	+11.7%	931,899	-0.3%	0.05%	+6.5%
TDG	Sell	TRANSDIGM GROUP INC	$125,383,000	+22.0%	467,172	-0.1%	0.05%	+16.7%
CPB	Sell	CAMPBELL SOUP CO	$122,263,000	-10.0%	2,347,733	-1.2%	0.05%	-14.3%
ALB	Sell	ALBEMARLE CORP	$116,906,000	-4.1%	1,109,627	-4.0%	0.05%	-8.0%
FTI	Sell	TECHNIPFMC PLC	$111,508,000	-17.2%	4,106,927	-1.0%	0.04%	-20.0%
XL	Sell	XL GROUP LTD	$112,628,000	+9.5%	2,575,745	-0.4%	0.04%	+4.8%
KMX	Sell	CARMAX INC	$111,014,000	+6.2%	1,763,722	-0.2%	0.04%	+2.3%
COG	Sell	CABOT OIL & GAS CORP	$112,779,000	+4.2%	4,504,829	-0.6%	0.04%	0.0%
CMG	Sell	CHIPOTLE MEXICAN GRILL INC	$112,322,000	-14.9%	270,422	-8.8%	0.04%	-18.5%
LEN	Sell	LENNAR CORP-Acl a	$108,431,000	+3.6%	2,037,215	-0.5%	0.04%	0.0%
GWW	Sell	WW GRAINGER INC	$108,065,000	-24.9%	599,492	-3.2%	0.04%	-28.8%
AMD	Sell	ADVANCED MICRO DEVICES	$107,951,000	-19.4%	8,663,335	-5.9%	0.04%	-23.6%
PRGO	Sell	PERRIGO CO PLC	$105,765,000	+13.6%	1,402,840	-0.1%	0.04%	+10.5%
QRTEA	Sell	LIBERTY INTERACTIVE CORP Q-A	$105,374,000	+20.8%	4,295,718	-1.5%	0.04%	+13.9%
RJF	Sell	RAYMOND JAMES FINANCIAL INC	$102,749,000	+3.2%	1,282,952	-1.9%	0.04%	-2.4%
PVH	Sell	PVH CORP	$97,153,000	+8.5%	849,794	-1.9%	0.04%	+2.7%
WU	Sell	WESTERN UNION CO	$90,852,000	-15.5%	4,776,928	-9.6%	0.04%	-18.2%
AVY	Sell	AVERY DENNISON CORP	$87,969,000	+8.8%	996,945	-0.8%	0.04%	+6.1%
COTY	Sell	COTY INC-CL A	$87,667,000	+1.0%	4,680,927	-2.3%	0.03%	-5.6%
Q	Sell	QUINTILES IMS HOLDINGS INC	$87,416,000	+8.5%	977,187	-2.4%	0.03%	+3.0%
XEC	Sell	CIMAREX ENERGY CO	$85,796,000	-22.9%	914,330	-2.0%	0.03%	-26.1%
CDW	Sell	CDW CORP/DE	$85,112,000	+7.7%	1,361,682	-0.6%	0.03%	+3.1%
LNG	Sell	CHENIERE ENERGY INC	$81,611,000	+1.1%	1,676,162	-1.9%	0.03%	-3.0%
CDK	Sell	CDK GLOBAL INC	$81,337,000	-7.0%	1,311,060	-2.6%	0.03%	-11.1%
HBI	Sell	HANESBRANDS INC	$80,705,000	-0.7%	3,490,707	-11.0%	0.03%	-3.0%
EWBC	Sell	EAST WEST BANCORP INC	$78,219,000	+12.2%	1,335,760	-1.1%	0.03%	+6.9%
WCG	Sell	WELLCARE HEALTH PLANS INC	$76,739,000	+13.3%	427,377	-11.5%	0.03%	+7.1%
SPLS	Sell	STAPLES INC	$73,347,000	+4.1%	7,294,495	-9.3%	0.03%	0.0%
MSCI	Sell	MSCI INC	$71,552,000	-3.6%	695,076	-9.0%	0.03%	-6.7%
DVMT	Sell	DELL TECHNOLOGIES INC-CL V	$69,613,000	-28.8%	1,140,031	-25.3%	0.03%	-32.5%
DISCK	Sell	DISCOVERY COMMUNICATIONS-C	$65,802,000	-11.3%	2,613,934	-0.3%	0.03%	-13.3%
WAB	Sell	WABTEC CORP	$62,818,000	+9.3%	686,812	-6.8%	0.02%	+4.2%
CC	Sell	CHEMOURS CO/THE	$60,536,000	-10.4%	1,596,436	-9.0%	0.02%	-14.3%
AIZ	Sell	ASSURANT INC	$59,390,000	+7.6%	573,704	-0.7%	0.02%	0.0%
NFX	Sell	NEWFIELD EXPLORATION CO	$57,692,000	-23.5%	2,030,395	-0.7%	0.02%	-25.8%
CIT	Sell	CIT GROUP INC	$56,453,000	-10.2%	1,159,854	-20.8%	0.02%	-15.4%
ARW	Sell	ARROW ELECTRONICS INC	$55,432,000	+2.6%	707,253	-4.0%	0.02%	0.0%
NRG	Sell	NRG ENERGY INC	$56,232,000	-20.6%	3,269,742	-13.7%	0.02%	-24.1%
HDS	Sell	HD SUPPLY HOLDINGS INC	$51,261,000	-28.5%	1,674,220	-4.0%	0.02%	-31.0%
WBC	Sell	WABCO HOLDINGS INC	$49,973,000	+0.1%	392,070	-7.8%	0.02%	0.0%
LBTYA	Sell	LIBERTY GLOBAL PLC-A	$52,126,000	-16.6%	1,623,718	-6.8%	0.02%	-23.1%
LAZ	Sell	LAZARD LTD-CL A	$47,720,000	-0.0%	1,030,023	-0.8%	0.02%	-5.0%
RL	Sell	RALPH LAUREN CORPcl a	$44,559,000	-19.7%	604,689	-11.2%	0.02%	-21.7%
LOGM	Sell	LOGMEIN INC	$45,629,000	-3.3%	436,645	-9.8%	0.02%	-5.3%
JLL	Sell	JONES LANG LASALLE INC	$45,722,000	+6.0%	365,929	-5.5%	0.02%	0.0%
SHO	Sell	SUNSTONE HOTEL INVESTORS INC	$46,784,000	+3.5%	2,902,271	-1.6%	0.02%	-5.3%
TER	Sell	TERADYNE INC	$45,751,000	-5.5%	1,523,545	-2.2%	0.02%	-10.0%
CRUS	Sell	CIRRUS LOGIC INC	$46,072,000	-13.5%	734,582	-16.3%	0.02%	-18.2%
CIM	Sell	CHIMERA INVESTMENT CORP	$46,833,000	-10.7%	2,513,891	-3.2%	0.02%	-18.2%
AZPN	Sell	ASPEN TECHNOLOGY INC	$43,886,000	-8.0%	794,191	-1.9%	0.02%	-15.0%
JBL	Sell	JABIL INC	$42,690,000	+0.5%	1,462,512	-0.4%	0.02%	0.0%
HLS	Sell	HEALTHSOUTH CORP	$42,143,000	+10.6%	870,739	-2.1%	0.02%	+6.2%
UMPQ	Sell	UMPQUA HOLDINGS CORP	$42,572,000	+1.3%	2,318,753	-2.1%	0.02%	0.0%
TSE	Sell	TRINSEO SA	$43,450,000	-16.5%	632,475	-18.4%	0.02%	-19.0%
DFT	Sell	DUPONT FABROS TECHNOLOGY	$43,123,000	+22.5%	705,094	-0.7%	0.02%	+21.4%
NRZ	Sell	NEW RESIDENTIAL INVESTMENT	$40,333,000	-19.8%	2,592,132	-12.5%	0.02%	-23.8%
PII	Sell	POLARIS INDUSTRIES INC	$41,504,000	-3.3%	450,186	-12.2%	0.02%	-11.1%
TECD	Sell	TECH DATA CORP	$41,801,000	+4.8%	413,875	-2.5%	0.02%	0.0%
HUN	Sell	HUNTSMAN CORP	$41,501,000	-31.2%	1,606,135	-34.7%	0.02%	-36.0%
PRXL	Sell	PAREXEL INTERNATIONAL CORP	$39,013,000	+36.4%	448,892	-0.9%	0.02%	+25.0%
CRI	Sell	CARTER'S INC	$38,306,000	-6.3%	430,656	-5.4%	0.02%	-11.8%
GRA	Sell	WR GRACE & CO	$37,120,000	+2.7%	515,727	-0.5%	0.02%	0.0%
TEN	Sell	TENNECO INC	$38,898,000	-20.9%	672,632	-14.6%	0.02%	-25.0%
S	Sell	SPRINT CORP	$37,077,000	-11.1%	4,518,581	-6.0%	0.02%	-11.8%
DLX	Sell	DELUXE CORP	$36,954,000	-6.8%	533,876	-2.8%	0.02%	-6.2%
WAL	Sell	WESTERN ALLIANCE BANCORP	$38,719,000	-2.7%	786,975	-2.9%	0.02%	-6.2%
OGS	Sell	ONE GAS INC	$34,982,000	+2.2%	501,106	-1.0%	0.01%	0.0%
	Sell	TSLA 1.5 06/01/18note 1.500% 6/0	$34,665,000	+3.7%	12,000,000	-20.0%	0.01%	0.0%
DKS	Sell	DICK'S SPORTING GOODS INC	$36,280,000	-19.8%	911,177	-2.0%	0.01%	-26.3%
CHE	Sell	CHEMED CORP	$34,658,000	+9.4%	169,454	-2.3%	0.01%	+7.7%
ISBC	Sell	INVESTORS BANCORP INC	$34,513,000	-11.9%	2,583,399	-5.2%	0.01%	-12.5%
SNX	Sell	SYNNEX CORP	$35,352,000	+1.7%	294,705	-5.1%	0.01%	0.0%
EPR	Sell	EPR PROPERTIES	$36,562,000	-3.0%	508,736	-0.6%	0.01%	-6.7%
CLB	Sell	CORE LABORATORIES N.V.	$32,285,000	-15.8%	318,966	-3.9%	0.01%	-18.8%
ENB	Sell	ENBRIDGE INC	$33,375,000	-23.3%	843,841	-19.1%	0.01%	-27.8%
RICE	Sell	RICE ENERGY INC	$34,292,000	+8.4%	1,287,737	-3.5%	0.01%	0.0%
PDM	Sell	PIEDMONT OFFICE REALTY TRU-A	$29,654,000	-4.1%	1,406,774	-2.8%	0.01%	-7.7%
SMG	Sell	SCOTTS MIRACLE-GRO COcl a	$29,999,000	-4.3%	335,341	-0.1%	0.01%	-7.7%
OI	Sell	OWENS-ILLINOIS INC	$29,961,000	+15.3%	1,252,561	-1.8%	0.01%	+9.1%
AHL	Sell	ASPEN INSURANCE HOLDINGS LTD	$30,014,000	-5.4%	602,105	-1.2%	0.01%	-7.7%
SIGI	Sell	SELECTIVE INSURANCE GROUP	$30,029,000	+2.4%	599,981	-3.6%	0.01%	0.0%
ENS	Sell	ENERSYS	$30,365,000	-8.3%	419,131	-0.1%	0.01%	-14.3%
IDCC	Sell	INTERDIGITAL INC	$29,876,000	-11.8%	386,508	-1.5%	0.01%	-14.3%
ESNT	Sell	ESSENT GROUP LTD	$30,682,000	-3.0%	826,141	-5.5%	0.01%	-7.7%
MSM	Sell	MSC INDUSTRIAL DIRECT CO-Acl a	$29,963,000	-17.2%	348,576	-1.0%	0.01%	-20.0%
SANM	Sell	SANMINA CORP	$31,464,000	-9.3%	825,844	-3.3%	0.01%	-14.3%
R	Sell	RYDER SYSTEM INC	$31,411,000	-24.4%	436,388	-20.9%	0.01%	-29.4%
TDC	Sell	TERADATA CORP	$31,489,000	-21.7%	1,067,791	-17.5%	0.01%	-25.0%
MOH	Sell	MOLINA HEALTHCARE INC	$31,547,000	+43.4%	456,029	-5.5%	0.01%	+33.3%
DNB	Sell	DUN & BRADSTREET CORP	$30,957,000	-23.7%	286,254	-24.0%	0.01%	-29.4%
WWD	Sell	WOODWARD INC	$31,613,000	-4.1%	467,790	-3.6%	0.01%	-14.3%
	Sell	CODE 2 09/01/20note 2.000% 9/0	$26,768,000	-20.2%	10,000,000	-20.0%	0.01%	-21.4%
FNSR	Sell	FINISAR CORPORATION	$28,490,000	-16.0%	1,096,623	-11.6%	0.01%	-21.4%
TEX	Sell	TEREX CORP	$28,906,000	+11.6%	770,852	-6.5%	0.01%	0.0%
MOGA	Sell	MOOG INC-CLASS Acl a	$27,162,000	+2.5%	378,726	-3.8%	0.01%	0.0%
AAN	Sell	AARON'S INC	$27,933,000	+13.0%	718,090	-13.6%	0.01%	+10.0%
BIG	Sell	BIG LOTS INC	$26,891,000	-3.2%	556,770	-2.5%	0.01%	0.0%
LPLA	Sell	LPL FINANCIAL HOLDINGS INC	$28,282,000	+4.8%	666,097	-1.7%	0.01%	0.0%
AR	Sell	ANTERO RESOURCES CORP	$27,236,000	-7.9%	1,261,121	-2.7%	0.01%	-8.3%
SAFM	Sell	SANDERSON FARMS INC	$27,318,000	+8.3%	236,218	-2.8%	0.01%	+10.0%
CMD	Sell	CANTEL MEDICAL CORP	$27,128,000	-5.8%	348,199	-3.2%	0.01%	-8.3%
LM	Sell	LEGG MASON INC	$26,871,000	+3.3%	704,199	-2.3%	0.01%	0.0%
WEN	Sell	WENDY'S CO/THE	$24,625,000	+12.9%	1,587,702	-0.9%	0.01%	+11.1%
COR	Sell	CORESITE REALTY CORP	$26,002,000	+13.4%	251,158	-1.3%	0.01%	+11.1%
PBH	Sell	PRESTIGE BRANDS HOLDINGS INC	$24,887,000	-5.8%	471,262	-0.9%	0.01%	-9.1%
NUS	Sell	NU SKIN ENTERPRISES INC - Acl a	$26,086,000	+1.4%	415,143	-10.3%	0.01%	-9.1%
SPB	Sell	SPECTRUM BRANDS HOLDINGS INC	$25,073,000	-19.5%	200,606	-10.5%	0.01%	-23.1%
DAN	Sell	DANA INC	$24,693,000	-1.5%	1,105,830	-14.8%	0.01%	0.0%
AEO	Sell	AMERICAN EAGLE OUTFITTERS	$24,755,000	-17.4%	2,054,417	-3.8%	0.01%	-16.7%
EWT	Sell	ISHARES MSCI TAIWAN CAPPED Emsci taiwan etf	$22,702,000	+2.5%	634,864	-4.8%	0.01%	0.0%
FNGN	Sell	FINANCIAL ENGINES INC	$23,347,000	-23.0%	637,914	-8.4%	0.01%	-25.0%
LCII	Sell	LCI INDUSTRIES	$21,741,000	-0.6%	212,322	-3.1%	0.01%	0.0%
CCMP	Sell	CABOT MICROELECTRONICS CORP	$22,792,000	-7.5%	308,725	-4.0%	0.01%	-10.0%
PPC	Sell	PILGRIM'S PRIDE CORP	$22,419,000	-15.1%	1,022,782	-12.8%	0.01%	-18.2%
GMED	Sell	GLOBUS MEDICAL INC - Acl a	$23,663,000	+6.5%	713,831	-4.9%	0.01%	0.0%
ESL	Sell	ESTERLINE TECHNOLOGIES CORP	$22,090,000	+8.7%	233,027	-1.4%	0.01%	+12.5%
MDR	Sell	MCDERMOTT INTL INC	$23,073,000	+5.9%	3,218,124	-0.3%	0.01%	0.0%
MGLN	Sell	MAGELLAN HEALTH INC	$21,625,000	+2.5%	296,650	-2.9%	0.01%	0.0%
ENR	Sell	ENERGIZER HOLDINGS INC	$22,310,000	-14.4%	464,601	-0.7%	0.01%	-18.2%
VAC	Sell	MARRIOTT VACATIONS WORLD	$22,099,000	+17.7%	187,682	-0.1%	0.01%	+12.5%
DRQ	Sell	DRIL-QUIP INC	$23,577,000	-35.2%	483,151	-27.6%	0.01%	-40.0%
ORA	Sell	ORMAT TECHNOLOGIES INC	$21,780,000	+1.7%	371,171	-1.1%	0.01%	0.0%
TCF	Sell	TCF FINANCIAL CORP	$23,801,000	-7.0%	1,493,173	-0.7%	0.01%	-10.0%
FCPT	Sell	FOUR CORNERS PROPERTY TRUST	$19,236,000	+1.8%	766,083	-7.4%	0.01%	0.0%
CCP	Sell	CARE CAPITAL PROPERTIES INC	$21,398,000	-38.6%	801,436	-38.2%	0.01%	-42.9%
SBGI	Sell	SINCLAIR BROADCAST GROUP -Acl a	$20,223,000	-23.3%	614,703	-5.6%	0.01%	-27.3%
CPS	Sell	COOPER-STANDARD HOLDING	$21,131,000	-9.3%	209,495	-0.2%	0.01%	-20.0%
CTB	Sell	COOPER TIRE & RUBBER	$20,807,000	-24.0%	576,377	-6.6%	0.01%	-27.3%
LZB	Sell	LA-Z-BOY INC	$19,880,000	+12.3%	611,722	-6.7%	0.01%	+14.3%
MORN	Sell	MORNINGSTAR INC	$19,685,000	-1.2%	251,294	-0.9%	0.01%	0.0%
ZIONW	Sell	ZIONS BANCORPORATION-CW20*w exp 05/22/202	$20,768,000	+8.6%	1,641,778	-2.6%	0.01%	0.0%
CBLAQ	Sell	CBL & ASSOCIATES PROPERTIES	$20,662,000	-14.8%	2,451,082	-3.6%	0.01%	-20.0%
UVV	Sell	UNIVERSAL CORP/VA	$19,716,000	-13.1%	304,735	-5.0%	0.01%	-11.1%
CLS	Sell	CELESTICA INC	$20,645,000	+5990.0%	21,001	-10.3%	0.01%	–
WOR	Sell	WORTHINGTON INDUSTRIES	$20,760,000	+9.9%	413,388	-1.4%	0.01%	0.0%
PLXS	Sell	PLEXUS CORP	$20,560,000	-13.1%	391,098	-4.5%	0.01%	-20.0%
WNC	Sell	WABASH NATIONAL CORP	$17,418,000	-4.5%	792,462	-10.2%	0.01%	0.0%
HMSY	Sell	HMS HOLDINGS CORP	$17,117,000	-10.1%	925,271	-1.2%	0.01%	-12.5%
AOBC	Sell	AMERICAN OUTDOOR BRANDS CORP	$17,109,000	+1.9%	772,111	-8.9%	0.01%	0.0%
TVTY	Sell	TIVITY HEALTH INC	$17,475,000	+21.8%	438,527	-11.1%	0.01%	+16.7%
CENTA	Sell	CENTRAL GARDEN AND PET CO-Acl a non-vtg	$16,618,000	-15.5%	553,590	-2.3%	0.01%	-12.5%
BWLD	Sell	BUFFALO WILD WINGS INC	$18,313,000	-18.7%	144,544	-2.0%	0.01%	-22.2%
DFODQ	Sell	DEAN FOODS CO	$18,743,000	-13.8%	1,102,568	-0.3%	0.01%	-22.2%
AKS	Sell	AK STEEL HOLDING CORP	$17,914,000	-9.1%	2,726,774	-0.6%	0.01%	-12.5%
NWBI	Sell	NORTHWEST BANCSHARES INC	$18,350,000	-11.3%	1,175,590	-4.3%	0.01%	-12.5%
BID	Sell	SOTHEBY'S	$18,652,000	+16.5%	347,546	-1.3%	0.01%	0.0%
LXP	Sell	LEXINGTON REALTY TRUST	$17,233,000	-2.3%	1,739,024	-1.6%	0.01%	0.0%
NTGR	Sell	NETGEAR INC	$17,383,000	-16.1%	403,339	-3.5%	0.01%	-12.5%
CBM	Sell	CAMBREX CORP	$16,758,000	+8.0%	280,482	-0.5%	0.01%	+16.7%
WLK	Sell	WESTLAKE CHEMICAL CORP	$18,752,000	-1.6%	283,244	-1.9%	0.01%	-12.5%
WD	Sell	WALKER & DUNLOP INC	$17,563,000	+2.0%	359,692	-12.9%	0.01%	0.0%
CMC	Sell	COMMERCIAL METALS CO	$17,727,000	-1.1%	912,368	-2.6%	0.01%	0.0%
RH	Sell	RH	$17,231,000	+20.4%	267,070	-13.7%	0.01%	+16.7%
MEI	Sell	METHODE ELECTRONICS INC	$17,689,000	-15.2%	429,361	-6.1%	0.01%	-22.2%
MYGN	Sell	MYRIAD GENETICS INC	$16,896,000	+33.1%	653,875	-1.1%	0.01%	+40.0%
BHE	Sell	BENCHMARK ELECTRONICS INC	$18,840,000	-7.8%	583,309	-9.2%	0.01%	-12.5%
FMBI	Sell	FIRST MIDWEST BANCORP INC/IL	$18,641,000	-6.8%	799,722	-5.3%	0.01%	-12.5%
HTH	Sell	HILLTOP HOLDINGS INC	$17,617,000	-5.8%	672,168	-1.3%	0.01%	-12.5%
AWI	Sell	ARMSTRONG WORLD INDUSTRIES	$16,949,000	-3.9%	368,468	-3.8%	0.01%	0.0%
TTMI	Sell	TTM TECHNOLOGIES	$17,585,000	-7.2%	1,012,985	-13.8%	0.01%	-12.5%
UNF	Sell	UNIFIRST CORP/MA	$18,950,000	-4.5%	134,690	-4.0%	0.01%	-12.5%
AWR	Sell	AMERICAN STATES WATER CO	$16,117,000	+0.3%	339,950	-6.3%	0.01%	-14.3%
CLF	Sell	CLIFFS NATURAL RESOURCES INC	$15,556,000	-39.4%	2,248,032	-28.1%	0.01%	-45.5%
EAT	Sell	BRINKER INTERNATIONAL INC	$14,889,000	-15.3%	390,807	-2.2%	0.01%	-14.3%
XPER	Sell	XPERI CORP	$14,067,000	-24.4%	472,074	-13.8%	0.01%	-25.0%
FBP	Sell	FIRST BANCORP PUERTO RICO	$14,363,000	+1.9%	2,480,706	-0.6%	0.01%	0.0%
GBX	Sell	GREENBRIER COMPANIES INC	$16,284,000	-8.8%	352,093	-15.0%	0.01%	-14.3%
SYKE	Sell	SYKES ENTERPRISES INC	$15,920,000	+12.8%	474,818	-1.1%	0.01%	0.0%
NSP	Sell	INSPERITY INC	$16,125,000	-26.5%	227,124	-8.2%	0.01%	-33.3%
SCS	Sell	STEELCASE INC-CL Acl a	$14,901,000	-17.6%	1,064,470	-1.4%	0.01%	-14.3%
BANR	Sell	BANNER CORPORATION	$14,878,000	-2.1%	263,297	-3.6%	0.01%	0.0%
OCLR	Sell	OCLARO INC	$14,635,000	-14.8%	1,566,938	-10.4%	0.01%	-14.3%
ROG	Sell	ROGERS CORP	$15,548,000	+9.9%	143,144	-13.2%	0.01%	0.0%
	Sell	LGIH 4.25 11/15/19note 4.250%11/1	$15,659,000	+3.4%	8,220,000	-10.8%	0.01%	0.0%
NWN	Sell	NORTHWEST NATURAL GAS CO	$15,833,000	-3.8%	264,556	-5.0%	0.01%	-14.3%
NNI	Sell	NELNET INC-CL Acl a	$14,211,000	+6.5%	302,304	-0.6%	0.01%	+20.0%
MSGN	Sell	MSG NETWORKS INC- Acl a	$16,324,000	-17.2%	727,156	-13.9%	0.01%	-25.0%
SWM	Sell	SCHWEITZER-MAUDUIT INTL INC	$14,592,000	-13.5%	391,976	-3.7%	0.01%	-14.3%
SCSC	Sell	SCANSOURCE INC	$15,334,000	-2.5%	380,501	-5.0%	0.01%	0.0%
NTRI	Sell	NUTRISYSTEM INC	$13,086,000	-6.3%	251,423	-0.1%	0.01%	-16.7%
CNA	Sell	CNA FINANCIAL CORP	$11,977,000	+7.6%	245,694	-2.5%	0.01%	0.0%
QSII	Sell	QUALITY SYSTEMS INC	$12,986,000	+11.1%	754,575	-1.6%	0.01%	0.0%
UVE	Sell	UNIVERSAL INSURANCE HOLDINGS	$12,062,000	+2.4%	478,715	-0.5%	0.01%	0.0%
UHT	Sell	UNIVERSAL HEALTH RLTY INCOMEsh ben int	$12,772,000	+23.3%	160,575	-0.0%	0.01%	+25.0%
CATM	Sell	CARDTRONICS PLC - A	$13,918,000	-41.0%	423,575	-16.1%	0.01%	-50.0%
SEM	Sell	SELECT MEDICAL HOLDINGS CORP	$13,345,000	-0.5%	869,428	-13.5%	0.01%	-16.7%
STRP	Sell	STRAIGHT PATH COMM- Bcl b	$12,079,000	+383.2%	67,237	-3.3%	0.01%	+400.0%
BANF	Sell	BANCFIRST CORP	$11,986,000	+7.2%	124,086	-0.3%	0.01%	0.0%
RGEN	Sell	REPLIGEN CORP	$13,045,000	+14.5%	314,813	-2.8%	0.01%	0.0%
FIZZ	Sell	NATIONAL BEVERAGE CORP	$11,686,000	+6.8%	124,910	-3.5%	0.01%	+25.0%
NTUS	Sell	NATUS MEDICAL INC	$13,920,000	-14.9%	373,194	-10.5%	0.01%	-28.6%
SFLY	Sell	SHUTTERFLY INC	$13,667,000	-5.4%	287,749	-3.8%	0.01%	-16.7%
CPLA	Sell	CAPELLA EDUCATION CO	$12,783,000	-9.1%	149,337	-9.7%	0.01%	-16.7%
CAL	Sell	CALERES INC	$13,983,000	+2.3%	503,377	-2.7%	0.01%	-16.7%
RYAMPRA	Sell	RYAM 8 S-Apfd cv ser a	$13,062,000	-9.5%	112,000	-20.0%	0.01%	-16.7%
AMWD	Sell	AMERICAN WOODMARK CORP	$13,057,000	-1.1%	136,652	-5.0%	0.01%	0.0%
APOG	Sell	APOGEE ENTERPRISES INC	$13,869,000	-12.6%	244,028	-8.4%	0.01%	-28.6%
OFIX	Sell	ORTHOFIX INTERNATIONAL NV	$11,808,000	+14.9%	254,058	-5.7%	0.01%	+25.0%
BOFI	Sell	BOFI HOLDING INC	$12,534,000	-33.5%	528,415	-26.8%	0.01%	-37.5%
RPXC	Sell	RPX CORP	$12,618,000	+10.9%	904,577	-4.6%	0.01%	0.0%
ARRY	Sell	ARRAY BIOPHARMA INC	$12,548,000	-10.4%	1,499,178	-4.3%	0.01%	-16.7%
INTL	Sell	INTL FCSTONE INC	$9,552,000	-5.7%	252,967	-5.2%	0.00%	0.0%
AVP	Sell	AVON PRODUCTS INC	$9,903,000	-32.6%	2,606,215	-21.9%	0.00%	-33.3%
PIPR	Sell	PIPER JAFFRAY COS	$9,768,000	-15.2%	162,943	-9.7%	0.00%	-20.0%
BHLB	Sell	BERKSHIRE HILLS BANCORP INC	$10,676,000	-6.4%	303,741	-4.0%	0.00%	-20.0%
GPI	Sell	GROUP 1 AUTOMOTIVE INC	$10,408,000	-23.7%	164,381	-10.7%	0.00%	-33.3%
EIG	Sell	EMPLOYERS HOLDINGS INC	$11,334,000	+11.4%	267,947	-0.0%	0.00%	0.0%
NSA	Sell	NATIONAL STORAGE AFFILIATES	$9,580,000	-13.8%	414,546	-10.9%	0.00%	-20.0%
WSTC	Sell	WEST CORP	$9,546,000	-21.7%	409,365	-18.0%	0.00%	-20.0%
LHCG	Sell	LHC GROUP INC	$9,154,000	+20.5%	134,844	-4.3%	0.00%	+33.3%
ALG	Sell	ALAMO GROUP INC	$11,080,000	+15.5%	122,015	-3.1%	0.00%	0.0%
AROC	Sell	ARCHROCK INC	$9,331,000	-14.5%	818,595	-7.0%	0.00%	0.0%
WSFS	Sell	WSFS FINANCIAL CORP	$10,980,000	-1.3%	242,135	-0.0%	0.00%	-20.0%
EXTR	Sell	EXTREME NETWORKS INC	$9,210,000	+9.6%	998,961	-10.7%	0.00%	+33.3%
IPXL	Sell	IMPAX LABORATORIES INC	$10,451,000	+21.0%	649,144	-4.9%	0.00%	0.0%
RES	Sell	RPC INC	$9,275,000	+6.6%	458,981	-3.4%	0.00%	0.0%
SMCI	Sell	SUPER MICRO COMPUTER INC	$10,399,000	-7.6%	421,888	-4.9%	0.00%	-20.0%
ATRO	Sell	ASTRONICS CORP	$10,313,000	-5.9%	338,515	-2.0%	0.00%	0.0%
PMC	Sell	PHARMERICA CORP	$10,010,000	-0.5%	381,359	-11.3%	0.00%	0.0%
	Sell	STWD 4 01/15/19note 4.000% 1/1	$9,636,000	-23.2%	8,500,000	-22.7%	0.00%	-20.0%
ITGR	Sell	INTEGER HOLDINGS CORP	$10,726,000	+2.3%	248,010	-4.9%	0.00%	0.0%
SEB	Sell	SEABOARD CORP	$9,024,000	-6.4%	2,259	-2.3%	0.00%	0.0%
DDS	Sell	DILLARDS INC-CL Acl a	$10,535,000	+9.7%	182,622	-0.7%	0.00%	0.0%
TNET	Sell	TRINET GROUP INC	$9,851,000	+12.8%	300,904	-0.5%	0.00%	0.0%
HMHC	Sell	HOUGHTON MIFFLIN HARCOURT CO	$11,147,000	+21.0%	906,277	-0.1%	0.00%	0.0%
GCI	Sell	GANNETT CO INC	$8,095,000	+2.5%	928,358	-1.5%	0.00%	0.0%
GNCMA	Sell	GENERAL COMMUNICATION INC-Acl a	$8,607,000	+74.2%	234,932	-1.1%	0.00%	+50.0%
GHDX	Sell	GENOMIC HEALTH INC	$6,695,000	+3.3%	205,713	-0.1%	0.00%	0.0%
BRSS	Sell	GLOBAL BRASS & COPPER HOLDIN	$8,205,000	-17.5%	268,600	-7.1%	0.00%	-25.0%
EXTN	Sell	EXTERRAN CORP	$6,828,000	-23.1%	255,793	-9.4%	0.00%	-25.0%
TTEC	Sell	TELETECH HOLDINGS INC	$6,616,000	+33.2%	162,167	-3.4%	0.00%	+50.0%
ETH	Sell	ETHAN ALLEN INTERIORS INC	$8,388,000	+4.3%	259,704	-1.1%	0.00%	0.0%
PLUS	Sell	EPLUS INC	$8,464,000	+7.6%	114,225	-2.0%	0.00%	0.0%
USNA	Sell	USANA HEALTH SCIENCES INC	$7,017,000	-1.9%	109,474	-11.9%	0.00%	0.0%
	Sell	ECPG 3 11/27/17note 3.000%11/2	$7,478,000	+3.2%	5,820,000	-11.4%	0.00%	0.0%
RYAM	Sell	RAYONIER ADVANCED MATERIALS	$8,602,000	-5.6%	547,229	-19.2%	0.00%	-25.0%
HFWA	Sell	HERITAGE FINANCIAL CORP	$6,779,000	+6.9%	255,849	-0.2%	0.00%	0.0%
HT	Sell	HERSHA HOSPITALITY TRUST	$7,908,000	-7.0%	427,268	-5.6%	0.00%	0.0%
ORIT	Sell	ORITANI FINANCIAL CORP	$6,923,000	+0.1%	406,096	-0.2%	0.00%	0.0%
HURN	Sell	HURON CONSULTING GROUP INC	$8,340,000	-5.9%	193,072	-8.3%	0.00%	-25.0%
ICFI	Sell	ICF INTERNATIONAL INC	$8,698,000	+12.5%	184,692	-1.3%	0.00%	0.0%
SYNT	Sell	SYNTEL INC	$6,420,000	-8.7%	378,586	-9.4%	0.00%	0.0%
OSUR	Sell	ORASURE TECHNOLOGIES INC	$8,788,000	+24.7%	509,195	-6.6%	0.00%	0.0%
CUDA	Sell	BARRACUDA NETWORKS INC	$8,410,000	-9.1%	364,724	-8.9%	0.00%	-25.0%
EGRX	Sell	EAGLE PHARMACEUTICALS INC	$7,080,000	-5.6%	89,755	-0.7%	0.00%	0.0%
WRLD	Sell	WORLD ACCEPTANCE CORP	$8,047,000	+20.8%	107,431	-16.5%	0.00%	0.0%
RRD	Sell	RR DONNELLEY & SONS CO	$7,125,000	-0.2%	568,259	-3.6%	0.00%	0.0%
OME	Sell	OMEGA PROTEIN CORP	$8,422,000	-12.0%	470,518	-1.4%	0.00%	-25.0%
CCF	Sell	CHASE CORP	$8,353,000	+6.2%	78,285	-5.1%	0.00%	0.0%
DCOM	Sell	DIME COMMUNITY BANCSHARES	$6,653,000	-12.5%	339,446	-9.3%	0.00%	0.0%
KAI	Sell	KADANT INC	$8,473,000	+18.3%	112,673	-6.6%	0.00%	0.0%
KE	Sell	KIMBALL ELECTRONICS INC	$7,507,000	+2.9%	415,940	-3.4%	0.00%	0.0%
CRVL	Sell	CORVEL CORP	$6,710,000	+0.7%	141,418	-7.7%	0.00%	0.0%
LXRX	Sell	LEXICON PHARMACEUTICALS INC	$6,955,000	+11.9%	422,822	-2.4%	0.00%	0.0%
FWONA	Sell	LIBERTY MEDIA CORP-LIBERTY-A	$6,793,000	+3.8%	193,939	-3.1%	0.00%	0.0%
SSTK	Sell	SHUTTERSTOCK INC	$6,581,000	+6.4%	149,302	-0.2%	0.00%	0.0%
NHC	Sell	NATIONAL HEALTHCARE CORP	$7,878,000	-4.8%	112,323	-3.3%	0.00%	0.0%
NBHC	Sell	NATIONAL BANK HOLD-CL Acl a	$6,932,000	+1.1%	209,367	-0.8%	0.00%	0.0%
NYLDA	Sell	NRG YIELD INC-CLASS Acl a new	$6,538,000	-3.8%	383,268	-2.0%	0.00%	0.0%
FLXS	Sell	FLEXSTEEL INDS	$7,932,000	-2.2%	146,606	-8.9%	0.00%	0.0%
FBNC	Sell	FIRST BANCORP/NC	$6,709,000	+5.3%	214,639	-1.4%	0.00%	0.0%
FF	Sell	FUTUREFUEL CORP	$6,501,000	-1.6%	430,874	-7.5%	0.00%	0.0%
BBSI	Sell	BARRETT BUSINESS SVCS INC	$4,193,000	-5.3%	73,199	-9.7%	0.00%	0.0%
HY	Sell	HYSTER-YALE MATERIALScl a	$5,442,000	+18.1%	77,474	-5.2%	0.00%	0.0%
SCHN	Sell	SCHNITZER STEEL INDS INC-Acl a	$6,317,000	+15.2%	250,714	-5.6%	0.00%	0.0%
IDT	Sell	IDT CORP-CLASS Bcl b new	$4,607,000	-0.6%	320,620	-12.0%	0.00%	0.0%
MED	Sell	MEDIFAST INC	$5,359,000	-11.2%	129,251	-5.0%	0.00%	0.0%
ATW	Sell	ATWOOD OCEANICS INC	$4,769,000	-53.5%	585,262	-45.7%	0.00%	-50.0%
MGI	Sell	MONEYGRAM INTERNATIONAL INC	$4,742,000	-14.4%	274,917	-16.6%	0.00%	0.0%
XOXO	Sell	XO GROUP INC	$4,238,000	+1.0%	240,578	-1.3%	0.00%	0.0%
GOOD	Sell	GLADSTONE COMMERCIAL CORP	$5,300,000	+4.3%	243,269	-1.0%	0.00%	0.0%
SNECQ	Sell	SANCHEZ ENERGY CORP	$3,924,000	-61.3%	546,520	-48.6%	0.00%	-50.0%
UFI	Sell	UNIFI INC	$3,945,000	-11.0%	128,092	-18.0%	0.00%	0.0%
QCRH	Sell	QCR HOLDINGS INC	$5,569,000	+11.2%	117,509	-0.6%	0.00%	0.0%
MOV	Sell	MOVADO GROUP INC	$6,176,000	-8.7%	244,622	-9.8%	0.00%	-33.3%
CCC	Sell	CALGON CARBON CORP	$6,119,000	+2.8%	405,271	-0.6%	0.00%	0.0%
PDLI	Sell	PDL BIOPHARMA INC	$4,373,000	-9.9%	1,770,643	-17.2%	0.00%	0.0%
HTZGQ	Sell	HERTZ GLOBAL HOLDINGS INC	$6,134,000	-34.9%	533,460	-0.8%	0.00%	-50.0%
CORR	Sell	CORENERGY INFRASTRUCTURE TRU	$4,417,000	-13.6%	131,547	-13.1%	0.00%	0.0%
HRTG	Sell	HERITAGE INSURANCE HOLDINGS	$4,005,000	-15.7%	307,656	-17.3%	0.00%	0.0%
HTBK	Sell	HERITAGE COMMERCE CORP	$4,697,000	-9.1%	340,899	-7.0%	0.00%	0.0%
ANH	Sell	ANWORTH MORTGAGE ASSET CORP	$5,921,000	-0.4%	985,339	-8.0%	0.00%	0.0%
VRTV	Sell	VERITIV CORP	$4,038,000	-16.3%	89,751	-3.6%	0.00%	0.0%
	Sell	CTO 4.5 03/15/20note 4.500% 3/1	$6,054,000	-0.1%	5,850,000	-2.5%	0.00%	0.0%
XCRA	Sell	XCERRA CORP	$4,122,000	+9.6%	421,905	-0.3%	0.00%	0.0%
ENVA	Sell	ENOVA INTERNATIONAL INC	$4,889,000	-4.2%	329,288	-4.3%	0.00%	0.0%
NLS	Sell	NAUTILUS INC	$5,793,000	+2.2%	302,551	-2.6%	0.00%	0.0%
GCO	Sell	GENESCO INC	$6,050,000	-42.1%	178,499	-5.3%	0.00%	-50.0%
ADX	Sell	ADAMS DIVERSIFIED EQUITY FUN	$5,354,000	-1.2%	374,736	-4.9%	0.00%	0.0%
MHO	Sell	M/I HOMES INC	$5,231,000	+13.2%	183,236	-2.9%	0.00%	0.0%
MYRG	Sell	MYR GROUP INC/DELAWARE	$4,916,000	-31.2%	158,520	-9.0%	0.00%	-33.3%
CHUBK	Sell	COMMERCEHUB INC-SERIES C	$3,816,000	+12.2%	218,825	-0.1%	0.00%	+100.0%
FINL	Sell	FINISH LINE/THE - CL Acl a	$4,677,000	-1.9%	330,075	-1.5%	0.00%	0.0%
CET	Sell	CENTRAL SECURITIES CORP	$4,373,000	-16.8%	175,413	-19.9%	0.00%	0.0%
AMPH	Sell	AMPHASTAR PHARMACEUTICALS IN	$5,697,000	+9.1%	319,031	-11.4%	0.00%	0.0%
GAM	Sell	GENERAL AMERICAN INVESTORS	$4,603,000	-8.3%	134,018	-10.5%	0.00%	0.0%
GBNK	Sell	GUARANTY BANCORP	$4,600,000	-7.6%	169,119	-17.3%	0.00%	0.0%
GHL	Sell	GREENHILL & CO INC	$4,447,000	-33.9%	221,266	-3.6%	0.00%	-33.3%
TR	Sell	TOOTSIE ROLL INDS	$5,887,000	-8.7%	168,932	-2.2%	0.00%	-33.3%
SGBK	Sell	STONEGATE BANK	$5,807,000	-4.7%	125,767	-2.9%	0.00%	-33.3%
FRBK	Sell	REPUBLIC FIRST BANCORP INC	$4,368,000	+9.8%	472,284	-1.4%	0.00%	0.0%
BIF	Sell	BOULDER GROWTH & INCOME FUND	$5,445,000	+2.2%	560,810	-2.2%	0.00%	0.0%
ANGI	Sell	ANGIE'S LIST INC	$4,148,000	+101.0%	324,383	-10.5%	0.00%	+100.0%
DHIL	Sell	DIAMOND HILL INVESTMENT GRP	$6,240,000	-0.1%	31,298	-2.5%	0.00%	-33.3%
EXPR	Sell	EXPRESS INC	$4,057,000	-46.7%	601,290	-28.1%	0.00%	-33.3%
	Sell	CAA 1.25 08/01/32note 1.250% 8/0	$6,000,000	-22.6%	6,000,000	-20.0%	0.00%	-33.3%
RTRX	Sell	RETROPHIN INC	$6,085,000	-1.3%	313,837	-6.0%	0.00%	-33.3%
GTS	Sell	TRIPLE-S MANAGEMENT CORP-Bcl b	$4,338,000	-14.3%	256,583	-10.9%	0.00%	0.0%
FDEF	Sell	FIRST DEFIANCE FINL CORP	$4,371,000	+2.5%	82,982	-3.7%	0.00%	0.0%
SPOK	Sell	SPOK HOLDINGS INC	$4,348,000	-14.4%	245,700	-8.1%	0.00%	0.0%
REX	Sell	REX AMERICAN RESOURCES CORP	$4,523,000	+4.3%	46,845	-2.2%	0.00%	0.0%
SUP	Sell	SUPERIOR INDUSTRIES INTL	$4,649,000	-19.7%	226,296	-0.9%	0.00%	0.0%
ACTA	Sell	ACTUA CORP	$4,116,000	-2.1%	292,993	-2.1%	0.00%	0.0%
AHT	Sell	ASHFORD HOSPITALITY TRUST	$4,672,000	-8.4%	768,580	-4.0%	0.00%	0.0%
GNCIQ	Sell	GNC HOLDINGS INC-CL A	$4,551,000	-58.7%	539,969	-63.9%	0.00%	-60.0%
AEM	Sell	AGNICO EAGLE MINES LTD	$5,530,000	-40.5%	123,535	-43.7%	0.00%	-50.0%
SRDX	Sell	SURMODICS INC	$4,543,000	+14.9%	161,418	-1.8%	0.00%	0.0%
AKBA	Sell	AKEBIA THERAPEUTICS INC	$4,715,000	+55.3%	328,181	-0.6%	0.00%	+100.0%
UIHC	Sell	UNITED INSURANCE HOLDINGS CO	$4,301,000	-18.1%	273,466	-16.9%	0.00%	0.0%
OPB	Sell	OPUS BANK	$4,106,000	+3.2%	169,672	-14.1%	0.00%	0.0%
AXAS	Sell	ABRAXAS PETROLEUM CORP	$1,953,000	-22.7%	1,205,586	-3.6%	0.00%	0.0%
AMOT	Sell	ALLIED MOTION TECHNOLOGIES	$1,770,000	+32.0%	65,033	-2.6%	0.00%	0.0%
HOME	Sell	AT HOME GROUP INC	$1,581,000	+46.0%	67,894	-5.0%	0.00%	–
BWFG	Sell	BANKWELL FINANCIAL GROUP INC	$1,734,000	-9.5%	55,537	-0.4%	0.00%	0.0%
BBG	Sell	BILL BARRETT CORP	$1,856,000	-45.8%	604,794	-19.7%	0.00%	0.0%
BCRX	Sell	BIOCRYST PHARMACEUTICALS INC	$3,639,000	-44.0%	654,584	-15.3%	0.00%	-66.7%
BDSI	Sell	BIODELIVERY SCIENCES INTL	$1,295,000	+44.9%	462,533	-1.7%	0.00%	–
BSTC	Sell	BIOSPECIFICS TECHNOLOGIES	$2,836,000	-21.6%	57,303	-13.3%	0.00%	0.0%
BTI	Sell	BRITISH AMERICAN TOB-SP ADRsponsored adr	$2,255,000	+1.3%	32,910	-2.0%	0.00%	0.0%
CSU	Sell	CAPITAL SENIOR LIVING CORP	$2,999,000	+7.5%	197,176	-0.7%	0.00%	0.0%
CRCM	Sell	CARE.COM INC	$1,862,000	+11.9%	123,335	-7.3%	0.00%	0.0%
CATO	Sell	CATO CORP-CLASS Acl a	$3,665,000	-37.4%	208,361	-21.9%	0.00%	-50.0%
CCO	Sell	CLEAR CHANNEL OUTDOOR-CL Acl a	$1,344,000	-20.4%	277,137	-0.7%	0.00%	0.0%
CLCT	Sell	COLLECTORS UNIVERSE	$1,457,000	-22.2%	58,677	-18.2%	0.00%	0.0%
CNCE	Sell	CONCERT PHARMACEUTICALS INC	$1,788,000	-26.6%	128,182	-10.2%	0.00%	0.0%
COWN	Sell	COWEN INCcl a new	$3,587,000	+3.6%	220,792	-4.7%	0.00%	0.0%
CUTR	Sell	CUTERA INC	$2,648,000	+24.9%	102,253	-0.2%	0.00%	0.0%
DEO	Sell	DIAGEO PLC-SPONSORED ADRspon adr new	$1,522,000	-3.2%	12,705	-6.7%	0.00%	0.0%
DNIF	Sell	DIVIDEND AND INCOME FUND	$2,978,000	+1.4%	241,154	-1.0%	0.00%	0.0%
RDY	Sell	DOCTOR REDDY'S LAB-ADRadr	$2,034,000	+2.3%	48,705	-2.4%	0.00%	0.0%
DX	Sell	DYNEX CAPITAL INC	$3,114,000	-0.1%	438,691	-0.2%	0.00%	0.0%
LOCO	Sell	EL POLLO LOCO HOLDINGS INC	$2,690,000	+15.3%	194,246	-0.5%	0.00%	0.0%
EPM	Sell	EVOLUTION PETROLEUM CORP	$2,057,000	-0.7%	254,086	-1.9%	0.00%	0.0%
FRP	Sell	FAIRPOINT COMMUNICATIONS INC	$3,054,000	-15.0%	195,146	-9.9%	0.00%	0.0%
FNHC	Sell	FEDERATED NATIONAL HOLDING C	$3,634,000	-20.3%	227,153	-13.1%	0.00%	-50.0%
FGL	Sell	FIDELITY & GUARANTY LIFE	$3,384,000	-0.4%	108,995	-10.9%	0.00%	0.0%
FISI	Sell	FINANCIAL INSTITUTIONS INC	$3,566,000	-12.1%	119,688	-2.8%	0.00%	-50.0%
FSV	Sell	FIRSTSERVICE CORPsub vtg sh	$1,753,000	+5.9%	27,347	-0.2%	0.00%	0.0%
GCAP	Sell	GAIN CAPITAL HOLDINGS INC	$1,369,000	-50.2%	219,772	-33.4%	0.00%	0.0%
GRFS	Sell	GRIFOLS SA-ADRsp adr rep b nvt	$2,133,000	+9.2%	100,966	-2.5%	0.00%	0.0%
HDB	Sell	HDFC BANK LTD-ADR	$2,914,000	+12.2%	33,511	-3.0%	0.00%	0.0%
HNH	Sell	HANDY & HARMAN LTD	$1,373,000	+15.3%	43,748	-0.1%	0.00%	–
HURC	Sell	HURCO COMPANIES INC	$2,455,000	+9.8%	70,655	-1.7%	0.00%	0.0%
INSYQ	Sell	INSYS THERAPEUTICS INC	$3,190,000	-0.5%	252,198	-17.3%	0.00%	0.0%
SNOW	Sell	INTRAWEST RESORTS HOLDINGS I	$2,573,000	-7.2%	108,412	-2.3%	0.00%	0.0%
IIM	Sell	INVESCO VALUE MUNICIPAL INCO	$1,464,000	-2.5%	96,552	-6.2%	0.00%	0.0%
JOUT	Sell	JOHNSON OUTDOORS INC-Acl a	$2,544,000	+25.3%	52,779	-5.1%	0.00%	0.0%
KMG	Sell	KMG CHEMICALS INC	$3,187,000	-6.7%	65,501	-11.7%	0.00%	0.0%
LE	Sell	LANDS' END INC	$1,967,000	-31.7%	132,058	-1.7%	0.00%	0.0%
LCUT	Sell	LIFETIME BRANDS INC	$1,632,000	-11.5%	89,934	-2.0%	0.00%	0.0%
MBUU	Sell	MALIBU BOATS INC - A	$3,805,000	+12.5%	147,152	-2.4%	0.00%	0.0%
MMI	Sell	MARCUS & MILLICHAP INC	$3,695,000	+1.5%	140,197	-5.3%	0.00%	0.0%
MRLN	Sell	MARLIN BUSINESS SERVICES INC	$3,174,000	-5.5%	126,226	-3.3%	0.00%	0.0%
MTRX	Sell	MATRIX SERVICE CO	$3,316,000	-57.0%	354,695	-24.1%	0.00%	-66.7%
MEOH	Sell	METHANEX CORP	$2,905,000	-32.8%	65,822	-29.0%	0.00%	-50.0%
MCRI	Sell	MONARCH CASINO & RESORT INC	$2,869,000	+2.1%	94,843	-0.3%	0.00%	0.0%
NATH	Sell	NATHAN'S FAMOUS INC	$1,625,000	-1.2%	25,802	-1.7%	0.00%	0.0%
NGS	Sell	NATURAL GAS SERVICES GROUP	$2,626,000	-6.9%	105,690	-2.4%	0.00%	0.0%
NHTC	Sell	NATURAL HEALTH TRENDS CORP	$1,749,000	-23.2%	62,813	-20.3%	0.00%	0.0%
NEFF	Sell	NEFF CORP-CLASS A	$1,727,000	-2.9%	90,910	-0.6%	0.00%	0.0%
NPTN	Sell	NEOPHOTONICS CORP	$1,819,000	-28.3%	235,706	-16.4%	0.00%	0.0%
NXEOW	Sell	NEXEO SOLUTIONS INC -CW19*w exp 06/09/202	$2,749,000	-34.9%	5,000,030	-17.1%	0.00%	-50.0%
NUTR	Sell	NUTRACEUTICAL INTL CORP	$3,405,000	+33.1%	81,760	-0.5%	0.00%	0.0%
ATEX	Sell	PDVWIRELESS INC	$2,092,000	+6.3%	89,817	-0.3%	0.00%	0.0%
QMCO	Sell	QUANTUM CORP	$1,955,000	+52.3%	250,444	-83.0%	0.00%	0.0%
RASF	Sell	RAIT FINANCIAL TRUST	$1,386,000	-40.7%	633,218	-13.3%	0.00%	0.0%
RM	Sell	REGIONAL MANAGEMENT CORP	$2,425,000	+4.5%	102,657	-14.1%	0.00%	0.0%
RMRM	Sell	RMR REAL ESTATE INCOME FUND	$2,781,000	-21.5%	127,314	-24.5%	0.00%	0.0%
RRTS	Sell	ROADRUNNER TRANSPORTATION SY	$2,129,000	+3.5%	292,940	-2.2%	0.00%	0.0%
RDSB	Sell	ROYAL DUTCH SHELL-SPON ADR-Bspon adr b	$2,870,000	-2.9%	52,744	-0.4%	0.00%	0.0%
RUBI	Sell	RUBICON PROJECT INC/THE	$1,653,000	-22.1%	321,726	-10.8%	0.00%	0.0%
SDY	Sell	SPDR S&P DIVIDEND ETFs&p divid etf	$2,643,000	-48.3%	29,736	-48.8%	0.00%	-50.0%
SNY	Sell	SANOFI-ADRsponsored adr	$1,821,000	-7.8%	38,011	-13.0%	0.00%	0.0%
SENEA	Sell	SENECA FOODS CORP - CL Acl a	$2,422,000	-17.2%	78,033	-3.7%	0.00%	0.0%
	Sell	SFLY 0.25 05/15/18note 0.250% 5/1	$1,993,000	-64.0%	2,000,000	-63.9%	0.00%	-50.0%
SOR	Sell	SOURCE CAPITAL INC	$2,052,000	-35.2%	53,113	-37.0%	0.00%	0.0%
SRI	Sell	STONERIDGE INC	$3,377,000	-24.0%	219,183	-10.5%	0.00%	-50.0%
SGC	Sell	SUPERIOR UNIFORM GROUP INC	$1,426,000	+18.6%	63,836	-1.2%	0.00%	–
STS	Sell	SUPREME INDS INC-CLASS Acl a	$1,497,000	-21.5%	91,014	-3.3%	0.00%	0.0%
TCMD	Sell	TACTILE SYSTEMS TECHNOLOGY I	$1,930,000	+44.1%	67,558	-4.4%	0.00%	0.0%
TSM	Sell	TAIWAN SEMICONDUCTOR-SP ADRsponsored adr	$1,471,000	-32.5%	42,120	-36.5%	0.00%	0.0%
TTM	Sell	TATA MOTORS LTD-SPON ADRsponsored adr	$1,963,000	-8.4%	59,478	-1.1%	0.00%	0.0%
TTE	Sell	TOTAL SA-SPON ADRsponsored adr	$1,632,000	-6.2%	32,914	-4.6%	0.00%	0.0%
TOWR	Sell	TOWER INTERNATIONAL INC	$3,814,000	-25.5%	169,931	-10.1%	0.00%	-50.0%
TRNC	Sell	TRONC INC	$2,709,000	-10.4%	210,208	-3.3%	0.00%	0.0%
UNB	Sell	UNION BANKSHARES INC /VT	$1,736,000	+9.2%	36,556	-1.3%	0.00%	0.0%
USLM	Sell	UNITED STATES LIME & MINERAL	$1,285,000	-2.6%	16,378	-1.9%	0.00%	0.0%
VRA	Sell	VERA BRADLEY INC	$1,771,000	-5.5%	181,160	-10.1%	0.00%	0.0%
VLGEA	Sell	VILLAGE SUPER MARKET-CLASS Acl a new	$1,768,000	-10.4%	68,213	-8.4%	0.00%	0.0%
VPG	Sell	VISHAY PRECISION GROUP	$1,338,000	+7.9%	77,397	-1.4%	0.00%	0.0%
WHG	Sell	WESTWOOD HOLDINGS GROUP INC	$3,287,000	+0.9%	57,987	-5.0%	0.00%	0.0%
XBKS	Sell	XENITH BANKSHARES INC	$2,160,000	+15.6%	69,546	-5.6%	0.00%	0.0%
AY	Sell	ATLANTICA YIELD PLC	$1,362,000	-56.9%	63,766	-57.7%	0.00%	0.0%
GSM	Sell	FERROGLOBE PLC	$1,310,000	-15.0%	109,696	-26.5%	0.00%	0.0%
GSOL	Sell	GLOBAL SOURCES LTDord	$2,180,000	+139.6%	109,045	-1.2%	0.00%	–
	Sell	OM ASSET MANAGEMENT PLC	$3,392,000	-13.7%	228,304	-12.2%	0.00%	-50.0%
WINSF	Sell	WINS FINANCE HOLDINGS INC	$2,311,000	+22.8%	11,575	-10.8%	0.00%	0.0%
ASPS	Sell	ALTISOURCE PORTFOLIO SOL	$2,226,000	-64.7%	102,051	-40.4%	0.00%	-66.7%
TSEM	Sell	TOWER SEMICONDUCTOR LTD	$1,563,000	-9.5%	65,557	-12.6%	0.00%	0.0%
RUSHB	Sell	RUSH ENTERPRISES INC - CL Bcl b	$460,000	-5.0%	12,639	-18.6%	0.00%	–
NVLS	Sell	NIVALIS THERAPEUTICS INC	$303,000	-18.8%	125,962	-1.5%	0.00%	–
NICK	Sell	NICHOLAS FINANCIAL INC	$778,000	-14.7%	84,318	-1.8%	0.00%	–
RYI	Sell	RYERSON HOLDING CORP	$1,189,000	-40.8%	120,146	-24.7%	0.00%	-100.0%
GSL	Exit	GLOBAL SHIP LEASE INC	$0	–	-15,004	-100.0%	0.00%	–
SIFI	Sell	SI FINANCIAL GROUP INC	$1,001,000	+9.5%	62,230	-4.4%	0.00%	–
NLST	Sell	NETLIST INC	$276,000	+0.7%	270,723	-2.4%	0.00%	–
NETE	Sell	NET ELEMENT INC	$17,000	-32.0%	26,608	-1.0%	0.00%	–
NEPT	Sell	NEPTUNE TECH & BIORESSOURCES	$33,000	-42.1%	39,978	-28.9%	0.00%	–
NEOT	Sell	NEOTHETICS INC	$18,000	-69.0%	34,419	-5.4%	0.00%	–
EGT	Exit	ENTERTAINMENT GAMING ASIA INC	$0	–	-12,537	-100.0%	0.00%	–
NEON	Sell	NEONODE INC	$189,000	-34.1%	175,355	-2.3%	0.00%	–
SPI	Sell	SPI ENERGY CO LTD- SPN ADRsponsored adr	$18,000	-55.0%	21,564	-37.0%	0.00%	–
OHRP	Sell	OHR PHARMACEUTICAL INC	$96,000	-24.4%	151,120	-1.6%	0.00%	–
RTKHQ	Sell	RENTECH INC	$56,000	-11.1%	124,952	-2.0%	0.00%	–
RPRX	Sell	REPROS THERAPEUTICS INC	$60,000	-62.5%	131,112	-1.9%	0.00%	–
OMEX	Sell	ODYSSEY MARINE EXPLORATION	$114,000	-10.9%	31,729	-2.9%	0.00%	–
REFR	Sell	RESEARCH FRONTIERS INC	$123,000	-11.5%	95,951	-3.8%	0.00%	–
OCRX	Sell	OCERA THERAPEUTICS INC	$66,000	-17.5%	57,658	-6.4%	0.00%	–
MPSX	Exit	MULTI PACKAGING SOLUTIONS INTERNATIONAL LTD	$0	–	-34,750	-100.0%	0.00%	–
OIIM	Sell	O2MICRO INTERNATIONAL-ADRspons adr	$26,000	-39.5%	13,662	-25.8%	0.00%	–
TURN	Exit	180 DEGREE CAPITAL CORP	$0	–	-29,285	-100.0%	0.00%	–
RELL	Sell	RICHARDSON ELEC LTD	$401,000	-2.9%	67,211	-2.1%	0.00%	–
INSEW	Exit	INSPIRED ENTERTAINMENT INC WARRANT 11.5 12/23/21*w exp 10/20/202	$0	–	-75,000	-100.0%	0.00%	–
NAME	Sell	RIGHTSIDE GROUP LTD	$814,000	+6.4%	76,694	-0.6%	0.00%	–
NMRX	Sell	NUMEREX CORP -CL Acl a	$362,000	-23.0%	73,465	-25.5%	0.00%	–
NVO	Sell	NOVO-NORDISK A/S-SPONS ADRadr	$1,088,000	+10.5%	25,390	-11.8%	0.00%	–
FBRC	Exit	FBR CAPITAL MRKTS CORP -REDH	$0	–	-51,300	-100.0%	0.00%	–
XCO	Exit	EXCO RESOURCES INC	$0	–	-1,272,116	-100.0%	0.00%	–
DSX	Exit	DIANA SHIPPING INC	$0	–	-36,254	-100.0%	0.00%	–
NOVN	Sell	NOVAN INC	$200,000	-47.6%	49,868	-16.8%	0.00%	–
NVDQ	Sell	NOVADAQ TECHNOLOGIES INC	$312,000	+38.7%	26,701	-7.9%	0.00%	–
DCA	Exit	VIRTUS TOTAL RETURN FUND	$0	–	-86,106	-100.0%	0.00%	–
NOG	Sell	NORTHERN OIL AND GAS INC	$433,000	-57.5%	309,961	-20.9%	0.00%	–
PSIX	Exit	POWER SOLUTIONS INTL INC.	$0	–	-38,431	-100.0%	0.00%	–
NOA	Sell	NORTH AMERICAN ENERGY PARTNE	$184,000	-50.5%	42,395	-43.6%	0.00%	–
RBPAA	Sell	ROYAL BANCSHARES OF PENN-Acl a	$112,000	-31.3%	26,538	-36.9%	0.00%	–
RY	Sell	ROYAL BANK OF CANADA	$758,000	-6.2%	10,460	-5.7%	0.00%	–
HOTR	Exit	CHANTICLEER HOLDINGS INC	$0	–	-92,136	-100.0%	0.00%	–
NAUH	Sell	NATIONAL AMERICAN UNIVERSITY	$76,000	-3.8%	30,209	-7.4%	0.00%	–
SALM	Sell	SALEM MEDIA GROUP INCcl a	$568,000	-7.3%	80,003	-2.9%	0.00%	–
PED	Exit	PEDEVCO CORP	$0	–	-61,846	-100.0%	0.00%	–
MDM	Sell	MOUNTAIN PROVINCE DIAMONDS	$220,000	-28.3%	73,559	-14.7%	0.00%	–
MOSY	Sell	MOSYS INC	$41,000	-22.6%	24,373	-4.0%	0.00%	–
MSD	Sell	MORGAN STANLEY EMRG MKT DEBT	$365,000	+5.5%	36,953	-0.4%	0.00%	–
CFCB	Exit	CENTRUE FINANCIAL CORP	$0	–	-8,179	-100.0%	0.00%	–
IMOS	Exit	CHIPMOS TECHNOLOGIES INC ADRsponsored adr	$0	–	-13,051	-100.0%	0.00%	–
MLNK	Sell	MODUSLINK GLOBAL SOLUTIONS I	$326,000	-12.1%	191,212	-7.3%	0.00%	–
MFG	Sell	MIZUHO FINANCIAL GROUP-ADRsponsored adr	$198,000	-4.8%	54,216	-4.0%	0.00%	–
MSON	Sell	MISONIX INC	$294,000	-19.9%	30,511	-2.8%	0.00%	–
MRTX	Sell	MIRATI THERAPEUTICS INC	$372,000	-39.8%	102,064	-14.2%	0.00%	–
MCEP	Sell	MID-CON ENERGY PARTNERS LP	$19,000	-51.3%	14,219	-15.5%	0.00%	–
MPB	Sell	MID PENN BANCORP INC	$775,000	+0.9%	28,255	-1.3%	0.00%	–
MBOT	Sell	MICROBOT MEDICAL INC	$70,000	-77.6%	49,982	-6.2%	0.00%	–
SCYX	Sell	SCYNEXIS INC	$230,000	-36.8%	128,724	-2.4%	0.00%	–
	Exit	MDRX 1 1/4 07/01/20note 1.250% 7/0	$0	–	-1,000,000	-100.0%	0.00%	–
MNIQQ	Sell	MCCLATCHY CO-CLASS Acl a new	$323,000	-11.5%	34,643	-8.4%	0.00%	–
MZOR	Sell	MAZOR ROBOTICS LTD-SPON ADRsponsored ads	$229,000	+6.0%	6,636	-8.6%	0.00%	–
CLSN	Exit	CELSION CORP	$0	–	-81,576	-100.0%	0.00%	–
SHOS	Sell	SEARS HOMETOWN AND OUTLET ST	$190,000	-41.5%	70,390	-15.6%	0.00%	–
MATR	Sell	MATTERSIGHT CORP	$196,000	-30.0%	77,017	-3.8%	0.00%	–
EYES	Sell	SECOND SIGHT MEDICAL PRODUCT	$150,000	-12.8%	119,099	-16.3%	0.00%	–
SNFCA	Sell	SECURITY NATL FINL CORP-CL Acl a new	$322,000	-8.8%	50,462	-2.8%	0.00%	–
MRNS	Sell	MARINUS PHARMACEUTICALS INC	$74,000	-25.3%	54,158	-3.5%	0.00%	–
MPX	Sell	MARINE PRODUCTS CORP	$747,000	+38.6%	47,868	-3.5%	0.00%	–
TDW	Exit	TIDEWATER INC COM	$0	–	-343,845	-100.0%	0.00%	–
MCHX	Sell	MARCHEX INC-CLASS Bcl b	$489,000	-18.0%	164,240	-25.1%	0.00%	–
SNMX	Sell	SENOMYX INC	$213,000	-20.5%	257,262	-5.1%	0.00%	–
UNISQ	Exit	UNILIFE CORP	$0	–	-93,559	-100.0%	0.00%	–
FLGT	Exit	FULGENT GENETICS INC	$0	–	-15,051	-100.0%	0.00%	–
MFC	Sell	MANULIFE FINANCIAL CORP	$272,000	-98.4%	14,511	-98.5%	0.00%	-100.0%
MNKD	Sell	MANNKIND CORP	$528,000	-25.5%	375,072	-21.7%	0.00%	–
MNTX	Sell	MANITEX INTERNATIONAL INC	$484,000	+1.9%	69,438	-2.2%	0.00%	–
PTIE	Exit	PAIN THERAPEUTICS INC COM	$0	–	-205,197	-100.0%	0.00%	–
SMED	Sell	SHARPS COMPLIANCE CORP	$242,000	-15.1%	57,439	-4.3%	0.00%	–
MRVC	Sell	MRV COMMUNICATIONS INC	$243,000	-10.3%	24,766	-3.7%	0.00%	–
MEIP	Sell	MEI PHARMA INC	$332,000	+45.0%	138,918	-1.9%	0.00%	–
DPRX	Exit	PLX PHARMA INC	$0	–	-43,447	-100.0%	0.00%	–
LUB	Sell	LUBY'S INC	$195,000	-32.1%	69,569	-24.8%	0.00%	–
FENX	Exit	FENIX PARTS INC	$0	–	-80,849	-100.0%	0.00%	–
LONEQ	Sell	LONESTAR RESOURCES US I-CL Acl a vtg	$476,000	-16.5%	110,879	-1.6%	0.00%	–
SRRA	Sell	SIERRA ONCOLOGY INC	$41,000	-30.5%	35,365	-9.0%	0.00%	–
SWIR	Sell	SIERRA WIRELESS INC	$572,000	-18.9%	20,373	-23.3%	0.00%	–
LYG	Sell	LLOYDS BANKING GROUP PLC-ADRsponsored adr	$695,000	-1.3%	196,895	-4.9%	0.00%	–
LIVE	Sell	LIVE VENTURES INC	$157,000	-34.9%	14,842	-2.1%	0.00%	–
SPIL	Sell	SILICONWARE PRECISION-SP ADRsponsd adr spl	$217,000	-35.2%	27,313	-34.1%	0.00%	–
LPCN	Sell	LIPOCINE INC	$419,000	-9.9%	104,428	-12.5%	0.00%	–
LINC	Sell	LINCOLN EDUCATIONAL SERVICES	$344,000	+7.5%	111,083	-2.7%	0.00%	–
LFVN	Sell	LIFEVANTAGE CORP	$354,000	-37.8%	81,762	-22.9%	0.00%	–
LWAY	Sell	LIFEWAY FOODS INC	$433,000	-13.4%	46,428	-0.6%	0.00%	–
LENB	Sell	LENNAR CORP - B SHScl b	$772,000	+1.3%	17,177	-5.8%	0.00%	–
WILN	Exit	WI-LAN INC	$0	–	-61,580	-100.0%	0.00%	–
SMSI	Sell	SMITH MICRO SOFTWARE INC	$64,000	+52.4%	44,330	-2.2%	0.00%	–
LEE	Sell	LEE ENTERPRISES	$581,000	-36.4%	306,477	-13.0%	0.00%	–
LAWS	Sell	LAWSON PRODUCTS INC	$976,000	-2.3%	44,102	-0.9%	0.00%	–
SNOA	Sell	SONOMA PHARMACEUTICALS INC	$87,000	-18.7%	13,177	-12.3%	0.00%	–
SGF	Exit	SINGAPORE FD INC	$0	–	-15,861	-100.0%	0.00%	–
SOHO	Sell	SOTHERLY HOTELS INC	$357,000	-0.6%	52,782	-6.0%	0.00%	–
DEX	Exit	DELAWARE ENHNCD GLBL DIV&INC	$0	–	-14,181	-100.0%	0.00%	–
AQB	Exit	AQUABOUNTY TECHNOLOGIES	$0	–	-12,696	-100.0%	0.00%	–
KONAQ	Sell	KONA GRILL INC	$204,000	-53.5%	55,400	-20.6%	0.00%	–
KGJI	Sell	KINGOLD JEWELRY INC	$44,000	+15.8%	26,949	-17.7%	0.00%	–
SCNB	Exit	SUFFOLK BANCORP	$0	–	-19,370	-100.0%	0.00%	–
LMIA	Exit	LMI AEROSPACE INC	$0	–	-81,889	-100.0%	0.00%	–
ESTE	Exit	EARTHSTONE ENERGY INC	$0	–	-53,311	-100.0%	0.00%	–
CNQ	Exit	CANADIAN NAT RES LTD COM	$0	–	-7,595	-100.0%	0.00%	–
SPEX	Sell	SPHERIX INC	$58,000	+107.1%	22,380	-2.6%	0.00%	–
KMPH	Sell	KEMPHARM INC	$270,000	-20.6%	67,567	-2.8%	0.00%	–
KNDI	Sell	KANDI TECHNOLOGIES GROUP INC	$108,000	+6.9%	24,321	-9.2%	0.00%	–
JNP	Sell	JUNIPER PHARMACEUTICALS INC	$309,000	+4.0%	61,279	-2.0%	0.00%	–
JMEI	Sell	JUMEI INTERNATIONAL-ADRsponsored adr	$21,000	-69.1%	10,200	-44.7%	0.00%	–
JONE	Sell	JONES ENERGY INC - A	$765,000	-39.3%	478,138	-3.4%	0.00%	-100.0%
JASN	Sell	JASON INDUSTRIES INC	$70,000	-17.6%	54,863	-5.3%	0.00%	–
JMBA	Sell	JAMBA INC	$630,000	-41.1%	80,880	-31.6%	0.00%	–
SDRL	Exit	SEADRILL LTD	$0	–	-647,838	-100.0%	0.00%	–
SSINQ	Sell	STAGE STORES INC	$348,000	-35.2%	167,530	-19.3%	0.00%	–
JAKK	Sell	JAKKS PACIFIC INC	$447,000	-37.0%	111,773	-13.4%	0.00%	–
JASO	Sell	JA SOLAR HOLDINGS CO LTD-ADRspon adr rep5ord	$172,000	-7.0%	27,183	-4.2%	0.00%	–
ISRL	Sell	ISRAMCO INC	$694,000	-6.0%	6,074	-3.7%	0.00%	–
REXX	Exit	REX ENERGY CORP	$0	–	-504,613	-100.0%	0.00%	–
IRIX	Sell	IRIDEX CORP	$323,000	-43.9%	32,735	-32.6%	0.00%	–
IRMD	Sell	IRADIMED CORP	$217,000	-26.7%	25,310	-24.0%	0.00%	–
IPAS	Sell	IPASS INC	$626,000	+9.8%	474,363	-2.7%	0.00%	–
SMRTQ	Sell	STEIN MART INC	$298,000	-57.0%	176,344	-23.4%	0.00%	–
NVIV	Sell	INVIVO THERAPEUTICS HOLDINGS	$485,000	-49.3%	179,802	-23.8%	0.00%	–
SNAK	Sell	INVENTURE FOODS INC	$444,000	-26.4%	103,123	-24.5%	0.00%	–
WHLR	Exit	WHEELER REAL ESTATE INVT TR	$0	–	-159,220	-100.0%	0.00%	–
IMI	Sell	INTERMOLECULAR INC	$64,000	-13.5%	69,386	-13.2%	0.00%	–
STRT	Sell	STRATTEC SECURITY CORP	$726,000	+0.1%	20,525	-21.4%	0.00%	–
STB	Sell	STUDENT TRANSPORTATION INC	$287,000	-15.3%	47,416	-18.3%	0.00%	–
IPCI	Sell	INTELLIPHARMACEUTICS INTERNA	$28,000	-37.8%	13,756	-23.6%	0.00%	–
MYOV	Exit	MYOVANT SCIENCES	$0	–	-18,645	-100.0%	0.00%	–
SUMR	Sell	SUMMER INFANT INC	$127,000	-9.9%	71,771	-3.7%	0.00%	–
RNN	Exit	REXAHN PHARMACEUTICALS INC	$0	–	-1,290,365	-100.0%	0.00%	–
ITEK	Sell	INOTEK PHARMACEUTICALS CORP	$195,000	-27.2%	102,964	-23.3%	0.00%	–
SU	Sell	SUNCOR ENERGY INC	$247,000	-40.0%	8,459	-36.9%	0.00%	–
ISSC	Sell	INNOVATIVE SOLUTIONS & SUPP	$247,000	+35.7%	56,144	-6.9%	0.00%	–
SNSS	Sell	SUNESIS PHARMACEUTICALS INC	$165,000	-35.3%	61,146	-1.9%	0.00%	–
INOD	Sell	INNODATA INC	$126,000	-28.4%	72,296	-10.1%	0.00%	–
INFI	Sell	INFINITY PHARMACEUTICALS INC	$421,000	-62.2%	268,198	-22.3%	0.00%	–
GDS	Exit	GDS HOLDINGS LTD ADRsponsored adr	$0	–	-12,686	-100.0%	0.00%	–
SPRT	Sell	SUPPORT.COM INC	$261,000	+5.2%	111,827	-1.1%	0.00%	–
TGE	Exit	TALLGRASS ENERGY GP LP	$0	–	-7,293	-100.0%	0.00%	–
IMNPQ	Sell	IMMUNE PHARMACEUTICALS INC	$69,000	+6.2%	22,355	-95.0%	0.00%	–
MRUS	Exit	MERUS BV	$0	–	-10,035	-100.0%	0.00%	–
MT	Exit	ARCELORMITTAL-NY REGISTEREDny registry sh	$0	–	-13,197	-100.0%	0.00%	–
SYN	Sell	SYNTHETIC BIOLOGICS INC	$225,000	-35.2%	399,221	-27.6%	0.00%	–
SYPR	Sell	SYPRIS SOLUTIONS INC	$83,000	+43.1%	50,846	-7.8%	0.00%	–
NRTSF	Exit	NOBILIS HEALTH CORP	$0	–	-88,029	-100.0%	0.00%	–
HSON	Sell	HUDSON GLOBAL INC	$121,000	-0.8%	90,899	-6.5%	0.00%	–
TESS	Sell	TESSCO TECHNOLOGIES INC	$410,000	-23.6%	30,851	-10.0%	0.00%	–
HWCC	Sell	HOUSTON WIRE & CABLE CO	$482,000	-24.1%	91,860	-2.4%	0.00%	–
HOSSQ	Sell	HORNBECK OFFSHORE SERVICES	$538,000	-46.1%	190,128	-15.7%	0.00%	–
HGSH	Exit	CHINA HGS REAL ESTATE INC	$0	–	-16,674	-100.0%	0.00%	–
HPJ	Sell	HIGHPOWER INTERNATIONAL INC	$37,000	-17.8%	10,264	-11.8%	0.00%	–
HNNA	Sell	HENNESSY ADVISORS INC	$159,000	-48.2%	10,487	-42.7%	0.00%	–
	Sell	TARENA INTERNATIONAL INC-ADRadr	$705,000	-15.1%	39,408	-11.4%	0.00%	–
HBIO	Sell	HARVARD BIOSCIENCE INC	$374,000	-5.6%	146,791	-3.8%	0.00%	–
UFAB	Exit	UNIQUE FABRICATING INC	$0	–	-19,963	-100.0%	0.00%	–
CRHM	Exit	CRH MEDICAL CORP	$0	–	-24,600	-100.0%	0.00%	–
GURE	Sell	GULF RESOURCES INC	$28,000	-31.7%	18,051	-22.2%	0.00%	–
TEF	Sell	TELEFONICA SA-SPON ADRsponsored adr	$410,000	-9.7%	39,555	-2.6%	0.00%	–
TNXP	Exit	TONIX PHARMACEUTICALS HOLDING CORP	$0	–	-10,209	-100.0%	0.00%	–
GTXI	Sell	GTX INC	$198,000	+3.1%	37,486	-5.2%	0.00%	–
GRIF	Sell	GRIFFIN INDUSTRIAL REALTY IN	$360,000	-2.7%	11,476	-4.0%	0.00%	–
WSTL	Exit	WESTELL TECHNOLOGIES INC CL Acl a	$0	–	-250,608	-100.0%	0.00%	–
GIM	Sell	TEMPLETON GLOBAL INCOME FUND	$346,000	-49.6%	51,558	-50.1%	0.00%	–
TENX	Sell	TENAX THERAPEUTICS INC	$64,000	+25.5%	87,632	-4.5%	0.00%	–
GPP	Sell	GREEN PLAINS PARTNERS LP	$215,000	-40.9%	11,524	-36.6%	0.00%	–
GV	Sell	GOLDFIELD CORP	$785,000	-28.2%	142,790	-25.0%	0.00%	–
TVIAQ	Sell	TERRAVIA HOLDINGS INC	$110,000	-74.9%	473,806	-22.0%	0.00%	–
IHG	Exit	INTERCONTL HOTELS GROUP PLC-ADRspon adr nw 2016	$0	–	-5,930	-100.0%	0.00%	–
LAND	Sell	GLADSTONE LAND CORP	$936,000	+4.2%	80,282	-0.8%	0.00%	–
INNL	Exit	INNOCOLL HOLDINGS PLC	$0	–	-12,694	-100.0%	0.00%	–
GEVO	Sell	GEVO INC	$24,000	-42.9%	35,762	-3.6%	0.00%	–
GFN	Sell	GENERAL FINANCE CORP	$69,000	-21.6%	13,475	-22.7%	0.00%	–
GALE	Sell	GALENA BIOPHARMA INC	$30,000	-51.6%	51,783	-49.6%	0.00%	–
TST	Sell	THESTREET INC	$81,000	+1.2%	97,860	-7.4%	0.00%	–
GLPG	Sell	GALAPAGOS NV-SPON ADRspon adr	$350,000	-19.5%	4,578	-9.5%	0.00%	–
THLD	Sell	THRESHOLD PHARMACEUTICALS	$155,000	-33.5%	395,464	-3.4%	0.00%	–
KLREW	Exit	KLR ENERGY WRT 11.5 09/16/22*w exp 09/16/202	$0	–	-163,706	-100.0%	0.00%	–
GLFMQ	Exit	GULFMARK OFFSHORE INC COMcl a new	$0	–	-126,894	-100.0%	0.00%	–
FTEK	Sell	FUEL TECH INC	$106,000	-19.1%	126,541	-2.2%	0.00%	–
MSTX	Exit	MAST THERAPEUTICS INC	$0	–	-1,012,559	-100.0%	0.00%	–
TTNP	Sell	TITAN PHARMACEUTICALS INC	$165,000	-59.0%	87,349	-28.3%	0.00%	–
FEIM	Sell	FREQUENCY ELECTRONICS INC	$241,000	-18.6%	25,327	-5.9%	0.00%	–
FLKS	Sell	FLEX PHARMA INC	$230,000	-35.4%	59,760	-26.2%	0.00%	–
FVE	Sell	FIVE STAR SENIOR LIVING INC	$433,000	-32.1%	288,827	-2.7%	0.00%	–
TD	Sell	TORONTO-DOMINION BANK	$745,000	-16.9%	14,793	-17.4%	0.00%	–
FIG	Exit	FORTRESS INVESTMENT GRP-REDHcl a	$0	–	-25,000	-100.0%	0.00%	–
CLUBQ	Sell	TOWN SPORTS INTERNATIONAL	$472,000	+27.9%	100,610	-3.3%	0.00%	–
FUSB	Sell	FIRST US BANCSHARES INC	$133,000	-18.4%	11,875	-10.3%	0.00%	–
FUNC	Sell	FIRST UNITED CORP	$296,000	-7.2%	19,822	-9.9%	0.00%	–
TCON	Sell	TRACON PHARMACEUTICALS INC	$64,000	-40.2%	27,057	-5.8%	0.00%	–
TWMC	Sell	TRANS WORLD ENTERTAINMENT CP	$59,000	-24.4%	35,758	-22.6%	0.00%	–
TGA	Sell	TRANSGLOBE ENERGY CORP	$41,000	-32.8%	31,199	-19.6%	0.00%	–
TRXC	Sell	TRANSENTERIX INC	$279,000	-54.4%	393,522	-22.2%	0.00%	–
TA	Sell	TRAVELCENTERS OF AMERICA LLC	$68,000	-50.0%	16,708	-25.4%	0.00%	–
FFNW	Sell	FIRST FINANCIAL NORTHWEST	$983,000	-11.0%	60,955	-2.5%	0.00%	–
TZOO	Sell	TRAVELZOO	$467,000	+6.1%	42,706	-6.5%	0.00%	–
FCCY	Sell	1ST CONSTITUTION BANCORP	$827,000	-3.8%	46,592	-0.1%	0.00%	–
FCCO	Sell	FIRST COMMUNITY CORP	$1,071,000	-6.5%	51,014	-2.1%	0.00%	–
FCAP	Sell	FIRST CAPITAL INC	$429,000	-6.3%	13,686	-0.3%	0.00%	–
FNJN	Sell	FINJAN HOLDINGS INC	$170,000	+4.3%	51,830	-44.7%	0.00%	–
TPHS	Sell	TRINITY PLACE HOLDINGS INC	$562,000	-10.1%	79,044	-7.7%	0.00%	–
FCSC	Sell	FIBROCELL SCIENCE INC	$235,000	+95.8%	58,710	-2.8%	0.00%	–
IKGH	Exit	IAO KUN GROUP HOLDING CO LTD	$0	–	-21,555	-100.0%	0.00%	–
FHCO	Sell	FEMALE HEALTH COMPANY	$95,000	+1.1%	91,295	-2.8%	0.00%	–
TRVG	Sell	TRIVAGO NV - ADR	$326,000	+68.0%	13,791	-7.7%	0.00%	–
TROV	Sell	TROVAGENE INC	$188,000	-17.2%	149,843	-24.1%	0.00%	–
FANH	Sell	FANHUA INC-SPONSORED ADRsponsored adr	$167,000	-11.2%	19,517	-10.9%	0.00%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-10,386	-100.0%	0.00%	–
FALC	Sell	FALCONSTOR SOFTWARE INC	$37,000	-38.3%	143,545	-4.9%	0.00%	–
TTOO	Sell	T2 BIOSYSTEMS INC	$304,000	-52.7%	94,748	-22.5%	0.00%	–
TUESQ	Sell	TUESDAY MORNING CORP	$516,000	-60.6%	272,023	-22.2%	0.00%	-100.0%
TOUR	Sell	TUNIU CORP-SPON ADRsponsored ads cl	$128,000	-28.1%	16,047	-21.3%	0.00%	–
EXFO	Sell	EXFO INC	$51,000	-53.2%	11,253	-46.3%	0.00%	–
ESSA	Sell	ESSA BANCORP INC	$832,000	-5.0%	56,576	-5.9%	0.00%	–
ESCA	Sell	ESCALADE INC	$855,000	-0.3%	65,285	-1.9%	0.00%	–
ETRM	Sell	ENTEROMEDICS INC	$134,000	-26.4%	26,825	-15.1%	0.00%	–
HEP	Exit	HOLLY ENERGY PARTNERS LP	$0	–	-16,557	-100.0%	0.00%	–
ENPH	Sell	ENPHASE ENERGY INC	$240,000	-37.8%	277,732	-1.5%	0.00%	–
USAK	Sell	USA TRUCK INC	$374,000	-12.0%	43,288	-25.2%	0.00%	–
UMHPRACL	Sell	UMH PROPERTIES INC S-A 8.25cv red pfd-a	$392,000	-3.4%	15,070	-4.7%	0.00%	–
ECYT	Sell	ENDOCYTE INC	$313,000	-55.5%	208,895	-23.7%	0.00%	–
ROIAK	Exit	RADIO ONE INC CL D NON VTGcl d non vtg	$0	–	-215,781	-100.0%	0.00%	–
EFOI	Sell	ENERGY FOCUS INC	$114,000	-21.9%	43,479	-2.7%	0.00%	–
EMMS	Sell	EMMIS COMMUNICATIONS-CLASS A	$97,000	+11.5%	33,957	-5.3%	0.00%	–
PRTS	Sell	US AUTO PARTS NETWORK INC	$270,000	-8.8%	83,712	-5.3%	0.00%	–
ULBI	Sell	ULTRALIFE CORP	$455,000	+28.2%	63,199	-4.0%	0.00%	–
EGO	Sell	ELDORADO GOLD CORP	$66,000	-94.4%	25,457	-92.6%	0.00%	–
EKSO	Sell	EKSO BIONICS HOLDINGS INC	$220,000	-45.5%	95,105	-3.7%	0.00%	–
CAFD	Sell	8POINT3 ENERGY PARTNERS LPcl a rpt ltdpt	$200,000	-13.8%	13,237	-22.6%	0.00%	–
UNXLQ	Sell	UNI-PIXEL INC	$90,000	-55.9%	236,495	-1.6%	0.00%	–
EIGR	Sell	EIGER BIOPHARMACEUTICALS INC	$182,000	-50.5%	23,089	-28.3%	0.00%	–
EGLTQ	Sell	EGALET CORP	$182,000	-69.0%	76,800	-33.3%	0.00%	–
UL	Sell	UNILEVER PLC-SPONSORED ADRspon adr new	$1,246,000	+8.9%	23,028	-0.7%	0.00%	–
EGAN	Sell	EGAIN CORP	$122,000	+8.0%	72,309	-7.4%	0.00%	–
TRIB	Exit	TRINITY BIOTECH PLC-SPON ADRspon adr new	$0	–	-24,038	-100.0%	0.00%	–
EVJ	Sell	EATON VANCE NJ MUNICIPAL INCsh ben int	$504,000	-9.0%	41,455	-10.4%	0.00%	–
EVEPQ	Sell	EV ENERGY PARTNERS LP	$12,000	-65.7%	19,111	-21.4%	0.00%	–
E	Sell	ENI SPA-SPONSORED ADRsponsored adr	$835,000	-9.0%	27,810	-0.9%	0.00%	–
EDAP	Sell	EDAP TMS SA -ADRsponsored adr	$34,000	-12.8%	10,586	-24.8%	0.00%	–
USEG	Sell	U S ENERGY CORP - WYOMING	$13,000	-23.5%	19,379	-2.6%	0.00%	–
ADGE	Exit	AMERICAN DG ENERGY INC	$0	–	-91,665	-100.0%	0.00%	–
CLACW	Exit	CAPITOL ACQUISITION CORP III 11.5 10/19/20 WRT*w exp 10/19/202	$0	–	-135,577	-100.0%	0.00%	–
DMLP	Sell	DORCHESTER MINERALS LP	$213,000	-33.2%	14,797	-20.4%	0.00%	–
DXYN	Sell	DIXIE GROUP INCcl a	$288,000	+10.8%	64,152	-11.4%	0.00%	–
DMTX	Sell	DIMENSION THERAPEUTICS INC	$172,000	-32.5%	119,291	-18.2%	0.00%	–
APPS	Sell	DIGITAL TURBINE INC	$244,000	+5.2%	237,122	-4.1%	0.00%	–
DFBG	Sell	DIFFERENTIAL BRANDS GROUP IN	$53,000	-7.0%	26,925	-8.7%	0.00%	–
DRNA	Sell	DICERNA PHARMACEUTICALS INC	$262,000	-10.3%	82,690	-3.8%	0.00%	–
DXTRQ	Sell	DEXTERA SURGICAL INC	$9,000	-71.9%	30,176	-3.0%	0.00%	–
USAP	Sell	UNIVERSAL STAINLESS & ALLOY	$588,000	+1.6%	30,164	-11.5%	0.00%	–
CCLP	Exit	CSI COMPRESSCO PARTNERS LP	$0	–	-16,105	-100.0%	0.00%	–
DTRM	Sell	DETERMINE INC	$196,000	-22.5%	73,768	-0.3%	0.00%	–
DXLG	Sell	DESTINATION XL GROUP INC	$575,000	-32.5%	245,099	-18.1%	0.00%	–
DESTQ	Sell	DESTINATION MATERNITY CORP	$246,000	-25.2%	76,060	-1.8%	0.00%	–
MAV	Exit	PIONEER MUN HIGH INC ADV TR	$0	–	-70,688	-100.0%	0.00%	–
URRE	Sell	URANIUM RESOURCES INC	$246,000	-20.9%	165,640	-0.1%	0.00%	–
UBPPRG	Sell	URSTADT BIDDLE PROPERTIE S-G 6.75pfd-g cv 6.75%	$377,000	+1.6%	14,293	-1.0%	0.00%	–
ANTH	Exit	ANTHERA PHARMACEUTICALS INC	$0	–	-355,172	-100.0%	0.00%	–
DWSN	Sell	DAWSON GEOPHYSICAL CO	$435,000	-47.3%	111,017	-25.2%	0.00%	–
DTEA	Sell	DAVIDSTEA INC	$80,000	-35.0%	13,680	-18.9%	0.00%	–
LUXTY	Exit	LUXOTTICA GROUP S P A SPONSORED ADRsponsored adr	$0	–	-4,450	-100.0%	0.00%	–
DWCH	Sell	DATAWATCH CORP	$643,000	+8.2%	69,222	-2.1%	0.00%	–
DQ	Sell	DAQO NEW ENERGY CORP-ADRspnsrd adr new	$209,000	-55.3%	10,092	-59.6%	0.00%	–
VALU	Sell	VALUE LINE INC	$305,000	0.0%	16,668	-6.0%	0.00%	–
DZSI	Sell	DASAN ZHONE SOLUTIONS INC	$127,000	-11.8%	21,270	-8.7%	0.00%	–
CBAY	Sell	CYMABAY THERAPEUTICS INC	$956,000	+32.0%	166,121	-1.4%	0.00%	–
CMLSQ	Sell	CUMULUS MEDIA INC-CL Acl a new	$46,000	+39.4%	102,337	-3.2%	0.00%	–
CPIX	Sell	CUMBERLAND PHARMACEUTICALS	$343,000	-5.0%	48,610	-6.7%	0.00%	–
GNVC	Exit	GENVEC INC	$0	–	-17,218	-100.0%	0.00%	–
CS	Sell	CREDIT SUISSE GROUP-SPON ADRsponsored adr	$152,000	-20.0%	10,475	-18.3%	0.00%	–
COVS	Sell	COVISINT CORP	$530,000	+15.7%	216,449	-3.3%	0.00%	–
DDC	Exit	DOMINION DIAMOND CORP	$0	–	-10,000	-100.0%	0.00%	–
ICBK	Sell	COUNTY BANCORP INC	$879,000	-20.6%	36,660	-3.8%	0.00%	–
CTRV	Sell	CONTRAVIR PHARMACEUTICALS IN	$201,000	-67.9%	346,720	-2.0%	0.00%	–
CFRX	Sell	CONTRAFECT CORP	$98,000	-24.0%	68,269	-5.0%	0.00%	–
TCS	Sell	CONTAINER STORE GROUP INC/TH	$737,000	+39.8%	124,507	-0.2%	0.00%	–
VRML	Sell	VERMILLION INC	$191,000	-17.3%	104,229	-6.1%	0.00%	–
CPSS	Sell	CONSUMER PORTFOLIO SERVICES	$505,000	-8.2%	111,189	-4.9%	0.00%	–
CNXR	Sell	CONNECTURE INC	$26,000	-48.0%	43,414	-7.3%	0.00%	–
VTNR	Sell	VERTEX ENERGY INC	$94,000	-15.3%	88,481	-11.6%	0.00%	–
CCUR	Sell	CONCURRENT COMPUTER CORP	$287,000	+32.3%	42,604	-4.6%	0.00%	–
CXRXF	Sell	CONCORDIA INTERNATIONAL CORP	$24,000	-31.4%	15,932	-27.5%	0.00%	–
TSU	Exit	TIM PARTICIPACOES SA-ADRsponsored adr	$0	–	-30,844	-100.0%	0.00%	–
VICL	Sell	VICAL INC	$102,000	+15.9%	37,866	-4.4%	0.00%	–
VDTH	Sell	VIDEOCON D2H LTD -ADRadr	$185,000	-31.5%	19,046	-19.1%	0.00%	–
PCOM	Exit	POINTS INTERNATIONAL LTD	$0	–	-15,718	-100.0%	0.00%	–
WINT	Exit	WINDTREE THERAPUTICS INC	$0	–	-54,795	-100.0%	0.00%	–
VNCE	Sell	VINCE HOLDING CORP	$62,000	-75.9%	131,825	-20.6%	0.00%	–
CTG	Sell	COMPUTER TASK GROUP INC	$438,000	-8.2%	78,429	-9.4%	0.00%	–
VIRC	Sell	VIRCO MFG CORPORATION	$109,000	+32.9%	20,401	-2.3%	0.00%	–
SBS	Sell	CIA SANEAMENTO BASICO DE-ADRsponsored adr	$895,000	-26.1%	94,169	-19.1%	0.00%	–
JCS	Sell	COMMUNICATIONS SYSTEMS INC	$116,000	-15.3%	26,986	-13.7%	0.00%	–
ERINQ	Exit	ERIN ENERGY CORP	$0	–	-21,166	-100.0%	0.00%	–
CGNT	Sell	COGENTIX MEDICAL INC	$316,000	-6.0%	181,971	-2.7%	0.00%	–
VTL	Sell	VITAL THERAPIES INC	$397,000	-42.3%	136,933	-20.5%	0.00%	–
BCEI	Exit	BONANZA CREEK ENERGY INC	$0	–	-213,409	-100.0%	0.00%	–
VVUS	Sell	VIVUS INC	$721,000	+6.8%	591,652	-1.9%	0.00%	–
CLRO	Sell	CLEARONE INC	$180,000	-15.5%	19,107	-11.2%	0.00%	–
CIZN	Sell	CITIZENS HOLDING COMPANY	$362,000	+7.7%	13,960	-0.1%	0.00%	–
CINR	Sell	CINER RESOURCES LP	$443,000	-32.4%	16,168	-29.6%	0.00%	–
EVBS	Exit	EASTERN VA BANKSHARES INC COM	$0	–	-19,571	-100.0%	0.00%	–
CIDM	Sell	CINEDIGM CORP - A	$54,000	+8.0%	31,305	-3.2%	0.00%	–
YTEN	Exit	YIELD10 BIOSCIENCE INC	$0	–	-37,277	-100.0%	0.00%	–
CDTX	Sell	CIDARA THERAPEUTICS INC	$359,000	-33.8%	47,992	-31.0%	0.00%	–
CDXC	Sell	CHROMADEX CORP	$636,000	+21.8%	166,699	-14.2%	0.00%	–
CXDC	Sell	CHINA XD PLASTICS CO LTD	$96,000	-30.9%	20,593	-27.4%	0.00%	–
CAAS	Sell	CHINA AUTOMOTIVE SYSTEMS INC	$64,000	-26.4%	13,333	-24.1%	0.00%	–
CHMA	Sell	CHIASMA INC	$66,000	-19.5%	45,638	-5.8%	0.00%	–
WAC	Sell	WALTER INVESTMENT MANAGEMENT	$203,000	-24.0%	214,419	-13.3%	0.00%	–
CHKE	Sell	CHEROKEE INC	$533,000	-20.4%	76,732	-1.5%	0.00%	–
CYOU	Sell	CHANGYOU.COM LTD-ADRads rep cl a	$458,000	+4.3%	11,831	-24.6%	0.00%	–
CERU	Sell	CERULEAN PHARMA INC	$37,000	-48.6%	85,442	-4.5%	0.00%	–
CENT	Sell	CENTRAL GARDEN & PET CO	$613,000	-18.3%	19,295	-4.7%	0.00%	–
CBMG	Sell	CELLULAR BIOMEDICINE GROUP I	$371,000	-48.8%	42,453	-30.9%	0.00%	–
CGIPQ	Sell	CELADON GROUP INC	$678,000	-53.7%	215,538	-3.6%	0.00%	-100.0%
CATB	Sell	CATABASIS PHARMACEUTICALS IN	$44,000	-17.0%	31,136	-7.2%	0.00%	–
CASI	Sell	CASI PHARMACEUTICALS INC	$40,000	-25.9%	38,315	-1.0%	0.00%	–
CRME	Sell	CARDIOME PHARMA CORP	$55,000	+34.1%	12,238	-10.8%	0.00%	–
CPST	Sell	CAPSTONE TURBINE CORP	$72,000	-13.3%	106,683	-1.7%	0.00%	–
ETP	Exit	ENERGY TRANSFER PARTNERS LPunit ltd partn	$0	–	-11,000	-100.0%	0.00%	–
CPTA	Sell	CAPITALA FINANCE CORP	$154,000	-15.8%	11,892	-7.2%	0.00%	–
WBBW	Sell	WESTBURY BANCORP INC	$423,000	-6.6%	20,808	-4.4%	0.00%	–
SILC	Exit	SILICOM LIMITEDord	$0	–	-13,434	-100.0%	0.00%	–
WES	Sell	WESTERN GAS PARTNERS LP	$272,000	-18.8%	4,871	-12.2%	0.00%	–
MEMPQ	Exit	MEMORIAL PRODUCTION PARTNERS	$0	–	-39,286	-100.0%	0.00%	–
WLBAQ	Sell	WESTMORELAND COAL CO	$719,000	-69.0%	147,808	-7.6%	0.00%	-100.0%
WPRT	Sell	WESTPORT FUEL SYSTEMS INC	$62,000	+67.6%	26,542	-31.2%	0.00%	–
WBK	Sell	WESTPAC BANKING CORP-SP ADRsponsored adr	$506,000	-26.6%	21,627	-16.2%	0.00%	–
ABCD	Sell	CAMBIUM LEARNING GROUP INC	$545,000	+1.5%	107,543	-2.0%	0.00%	–
CPG	Exit	CRESCENT POINT ENERGY CORP	$0	–	-10,227	-100.0%	0.00%	–
CLMT	Sell	CALUMET SPECIALTY PRODUCTSut ltd partner	$165,000	-9.8%	38,959	-19.4%	0.00%	–
CLBS	Sell	CALADRIUS BIOSCIENCES INC	$134,000	-9.5%	28,994	-1.5%	0.00%	–
PRSS	Sell	CAFEPRESS INC	$68,000	-15.0%	26,471	-0.6%	0.00%	–
CUI	Sell	CUI GLOBAL INC	$468,000	-20.9%	121,915	-2.4%	0.00%	–
CTIC	Sell	CTI BIOPHARMA CORP	$376,000	-23.7%	113,682	-3.3%	0.00%	–
AMRS	Exit	AMYRIS INC	$0	–	-588,026	-100.0%	0.00%	–
PMTS	Sell	CPI CARD GROUP INC	$448,000	-34.3%	157,220	-3.2%	0.00%	–
SSKN	Exit	STRATA SKIN SCIENCES INC	$0	–	-16,057	-100.0%	0.00%	–
CRH	Sell	CRH PLC-SPONSORED ADRadr	$569,000	-0.2%	16,064	-1.0%	0.00%	–
CMFN	Sell	CM FINANCE INC	$101,000	-32.2%	10,178	-31.0%	0.00%	–
DRYS	Exit	DRYSHIPS INC	$0	–	-75,998	-100.0%	0.00%	–
	Exit	CIE 2 5/8 12/01/19note 2.625%12/0	$0	–	-500,000	-100.0%	0.00%	–
BBRG	Sell	BRAVO BRIO RESTAURANT GROUP	$386,000	-11.3%	83,916	-1.7%	0.00%	–
BLVD	Sell	BOULEVARD ACQUISITION COR IIcl a	$178,000	-25.2%	17,815	-25.3%	0.00%	–
BONTQ	Sell	BON-TON STORES INC/THE	$31,000	-49.2%	71,492	-2.1%	0.00%	–
BBOX	Sell	BLACK BOX CORP	$1,111,000	-26.6%	130,017	-23.2%	0.00%	-100.0%
BIOL	Sell	BIOLASE INC	$200,000	-29.1%	206,201	-1.6%	0.00%	–
BSTG	Sell	BIOSTAGE INC	$10,000	0.0%	26,101	-5.3%	0.00%	–
YRD	Exit	YIRENDAI LTD - ADRsponsored adr	$0	–	-16,599	-100.0%	0.00%	–
XNET	Sell	XUNLEI LTD-ADRsponsored adr	$53,000	-32.1%	16,359	-15.1%	0.00%	–
PIP	Exit	PHARMATHENE INC	$0	–	-1,344,728	-100.0%	0.00%	–
BPTH	Sell	BIO-PATH HOLDINGS INC	$211,000	-62.9%	544,208	-20.9%	0.00%	–
BHP	Sell	BHP BILLITON LTD-SPON ADRsponsored adr	$629,000	-18.7%	17,702	-17.1%	0.00%	–
CBRIQ	Exit	CIBER INC COM	$0	–	-357,719	-100.0%	0.00%	–
ZFGN	Sell	ZAFGEN INC	$419,000	-44.4%	119,398	-26.3%	0.00%	–
BEBE	Sell	BEBE STORES INC	$146,000	+47.5%	24,581	-4.0%	0.00%	–
ZDGE	Sell	ZEDGE INC-CL Bcl b	$164,000	-29.9%	74,255	-2.6%	0.00%	–
BBAR	Sell	BBVA BANCO FRANCES SA-ADRsponsored adr	$235,000	0.0%	12,438	-2.6%	0.00%	–
BCS	Sell	BARCLAYS PLC-SPONS ADRadr	$708,000	-19.3%	66,857	-14.4%	0.00%	–
BKSC	Sell	BANK OF SOUTH CAROLINA CORP	$207,000	-7.2%	10,268	-4.6%	0.00%	–
JOF	Exit	JAPAN SMALL CAP FUND INC	$0	–	-11,801	-100.0%	0.00%	–
SIFY	Exit	SIFY LTD-ADRsponsored adr	$0	–	-20,283	-100.0%	0.00%	–
PTXP	Exit	PENNTEX MIDSTREAM PARTNERS	$0	–	-12,653	-100.0%	0.00%	–
TGS	Exit	TRANSPORTADORA DE GAS DEL SURspon adr b	$0	–	-61,175	-100.0%	0.00%	–
BTTGY	Sell	BT GROUP PLC-SPON ADRadr	$376,000	-4.1%	19,438	-0.5%	0.00%	–
AWRE	Sell	AWARE INC/MASS	$183,000	-0.5%	35,720	-8.8%	0.00%	–
AVIR	Sell	AVIRAGEN THERAPEUTICS INC	$112,000	-3.4%	167,323	-6.4%	0.00%	–
AVGR	Sell	AVINGER INC	$55,000	-81.5%	123,602	-21.4%	0.00%	–
ABTL	Sell	AUTOBYTEL INC	$857,000	-9.1%	68,036	-9.7%	0.00%	–
AUPH	Sell	AURINIA PHARMACEUTICALS INC	$152,000	-18.7%	24,941	-2.6%	0.00%	–
XIN	Exit	XINYUAN REAL ESTATE CO LTDspons adr	$0	–	-29,372	-100.0%	0.00%	–
NTTYY	Exit	NIPPON TELEG & TEL CORP SPONSORED ADRsponsored adr	$0	–	-15,444	-100.0%	0.00%	–
ATLC	Sell	ATLANTICUS HOLDINGS CORP	$190,000	-3.1%	71,490	-5.2%	0.00%	–
ALOT	Sell	ASTRONOVA INC	$1,207,000	-14.5%	92,178	-1.8%	0.00%	-100.0%
IMNP	Exit	IMMUNE PHARMACEUTICALS INC	$0	–	-447,068	-100.0%	0.00%	–
GCH	Exit	GREATER CHINA FD INC	$0	–	-13,869	-100.0%	0.00%	–
CHNR	Sell	CHINA NATURAL RESOURCES INC	$23,000	-20.7%	11,233	-17.5%	0.00%	–
CNIT	Sell	CHINA INFORMATION TECHNOLOGY	$19,000	+5.6%	20,266	-23.4%	0.00%	–
CZZ	Sell	COSAN LTD-CLASS A SHARES	$106,000	-87.8%	16,633	-83.7%	0.00%	–
BRFS	Exit	BRF - BRASIL FOODS SA-ADRsponsored adr	$0	–	-11,587	-100.0%	0.00%	–
ASFI	Sell	ASTA FUNDING INC	$351,000	-18.2%	42,891	-18.0%	0.00%	–
ARWR	Sell	ARROWHEAD PHARMACEUTICALS IN	$906,000	-26.1%	559,727	-15.6%	0.00%	-100.0%
ARQL	Sell	ARQULE INC	$390,000	+13.7%	315,221	-2.6%	0.00%	–
ARTX	Sell	AROTECH CORP	$541,000	+18.4%	152,556	-1.6%	0.00%	–
NBRV	Exit	NABRIVIA THERAPEUTICS AG ADRsponsored adr	$0	–	-11,593	-100.0%	0.00%	–
CLAC	Exit	CAPITOL ACQUISITION CORP III	$0	–	-81,068	-100.0%	0.00%	–
GOGL	Sell	GOLDEN OCEAN GROUP LTD	$554,000	-14.5%	82,562	-2.7%	0.00%	–
ARGS	Sell	ARGOS THERAPEUTICS INC	$46,000	-35.2%	129,046	-18.2%	0.00%	–
ABUS	Sell	ARBUTUS BIOPHARMA CORP	$97,000	+9.0%	27,115	-1.4%	0.00%	–
JRJC	Exit	CHINA FIN ONLINE-ADR-REDHsponsored adr	$0	–	-14,778	-100.0%	0.00%	–
ARLZ	Sell	ARALEZ PHARMACEUTICALS INC	$38,000	-50.0%	28,175	-21.3%	0.00%	–
APVO	Sell	APTEVO THERAPEUTICS INC	$199,000	-22.6%	96,321	-23.0%	0.00%	–
APRI	Sell	APRICUS BIOSCIENCES INC	$28,000	-48.1%	24,953	-3.3%	0.00%	–
AGTC	Sell	APPLIED GENETIC TECHNOLOGIES	$798,000	-28.5%	156,562	-3.3%	0.00%	–
AIVPRA	Sell	APARTMENT INVT & MGMT CO 6.875pfd cl a 6.875%	$346,000	-9.7%	12,741	-12.3%	0.00%	–
ANCB	Sell	ANCHOR BANCORP	$237,000	-6.3%	9,419	-4.5%	0.00%	–
ASYS	Sell	AMTECH SYSTEMS INC	$547,000	+45.1%	64,857	-5.4%	0.00%	–
AMPE	Sell	AMPIO PHARMACEUTICALS INC	$127,000	-49.2%	243,814	-22.1%	0.00%	–
AMSC	Sell	AMERICAN SUPERCONDUCTOR CORP	$435,000	-35.7%	94,318	-4.5%	0.00%	–
AMRB	Sell	AMERICAN RIVER BANKSHRS (CA)	$166,000	-13.1%	11,472	-11.2%	0.00%	–
ATAX	Sell	AMERICA FIRST MULTIFAMILY INben unit ctf	$232,000	+2.2%	39,141	-3.5%	0.00%	–
AMRC	Sell	AMERESCO INC-CL Acl a	$1,052,000	+17.5%	136,646	-0.0%	0.00%	–
ABEV	Sell	AMBEV SA-ADRsponsored adr	$950,000	-8.7%	173,204	-4.2%	0.00%	–
AOD	Exit	ALPINE TOTAL DYNAMIC DIVIDEND	$0	–	-20,015	-100.0%	0.00%	–
ORIG	Sell	OCEAN RIG UDW INC	$8,000	-60.0%	54,499	-24.0%	0.00%	–
SRSCQ	Exit	SEARS CANADA INC	$0	–	-43,368	-100.0%	0.00%	–
SEED	Sell	ORIGIN AGRITECH LTD	$15,000	-44.4%	10,619	-21.5%	0.00%	–
PME	Sell	PINGTAN MARINE ENTERPRISE LT	$146,000	-34.8%	37,129	-20.7%	0.00%	–
LENS	Sell	PRESBIA PLC	$33,000	-28.3%	14,898	-0.0%	0.00%	–
ATEC	Sell	ALPHATEC HOLDINGS INC	$93,000	-20.5%	49,590	-2.0%	0.00%	–
SGM	Exit	STONEGATE MORTGAGE GROUP	$0	–	-90,238	-100.0%	0.00%	–
ALQA	Sell	ALLIQUA BIOMEDICAL INC	$28,000	-31.7%	76,706	-6.9%	0.00%	–
AOI	Sell	ALLIANCE ONE INTERNATIONAL	$612,000	-19.5%	42,566	-28.1%	0.00%	–
AHGP	Sell	ALLIANCE HOLDINGS GP LP	$894,000	-62.2%	37,753	-56.2%	0.00%	-100.0%
TGLS	Sell	TECNOGLASS INC	$366,000	-21.3%	39,275	-8.4%	0.00%	–
LEJU	Exit	LEJU HOLDINGS LT- ADRsponsored ads	$0	–	-18,252	-100.0%	0.00%	–
ALIM	Sell	ALIMERA SCIENCES INC	$217,000	-4.0%	156,604	-3.3%	0.00%	–
UTSI	Sell	UTSTARCOM HOLDINGS CORP	$49,000	-2.0%	21,290	-16.0%	0.00%	–
ALSK	Sell	ALASKA COMM SYSTEMS GROUP	$794,000	+14.6%	361,214	-3.6%	0.00%	–
	Exit	CIE 3 1/8 05/15/2024note 3.125% 5/1	$0	–	-2,000,000	-100.0%	0.00%	–
AMCN	Sell	AIRMEDIA GROUP INC-ADRsponsored adr	$44,000	-40.5%	20,876	-22.7%	0.00%	–
AIRG	Sell	AIRGAIN INC	$499,000	-9.8%	35,237	-3.4%	0.00%	–
ACIU	Sell	AC IMMUNE SA	$228,000	-32.3%	25,953	-20.2%	0.00%	–
AGRX	Sell	AGILE THERAPEUTICS INC	$642,000	-0.3%	171,318	-14.8%	0.00%	–
EARS	Sell	AURIS MEDICAL HOLDING AG	$8,000	-46.7%	12,197	-26.6%	0.00%	–
GNMX	Sell	AEVI GENOMIC MEDICINE INC	$244,000	-44.4%	183,789	-22.3%	0.00%	–
CRSP	Sell	CRISPR THERAPEUTICS AGnamen akt	$294,000	-35.9%	18,386	-12.9%	0.00%	–
CODI	Exit	COMPASS DIVERSIFIED HOLDINGSsh ben int	$0	–	-17,434	-100.0%	0.00%	–
MNGA	Exit	MAGNEGAS CORP	$0	–	-144,434	-100.0%	0.00%	–
ADVM	Sell	ADVERUM BIOTECHNOLOGIES INC	$238,000	-34.8%	95,252	-29.6%	0.00%	–
ALLT	Sell	ALLOT COMMUNICATIONS LTD	$92,000	-15.6%	18,186	-21.1%	0.00%	–
AUDC	Sell	AUDIOCODES LTDord	$138,000	-34.9%	23,223	-23.7%	0.00%	–
KZ	Exit	KONGZHONG CORP-ADRsponsored adr	$0	–	-25,181	-100.0%	0.00%	–
CAMT	Sell	CAMTEK LTDord	$79,000	-9.2%	16,454	-28.1%	0.00%	–
ADHD	Sell	ALCOBRA LTD	$12,000	-29.4%	11,033	-29.9%	0.00%	–
AGLE	Sell	AEGLEA BIOTHERAPEUTICS INC	$117,000	-52.4%	30,649	-7.5%	0.00%	–
TTF	Exit	THAI FUND	$0	–	-19,009	-100.0%	0.00%	–
ENZY	Sell	ENZYMOTEC LTD	$88,000	-30.2%	10,987	-23.6%	0.00%	–
FOMX	Sell	FOAMIX PHARMACEUTICALS LTD	$92,000	-7.1%	19,970	-0.6%	0.00%	–
QURE	Exit	UNIQURE BV	$0	–	-12,345	-100.0%	0.00%	–
GILT	Sell	GILAT SATELLITE NETWORKS LTD	$118,000	-22.4%	23,036	-23.5%	0.00%	–
MAGS	Sell	MAGAL SECURITY SYS LTDord	$56,000	-41.7%	11,406	-11.5%	0.00%	–
MDWD	Sell	MEDIWOUND LTD	$70,000	-20.5%	10,429	-22.3%	0.00%	–
PERI	Sell	PERION NETWORK LTD	$72,000	-13.3%	36,786	-21.1%	0.00%	–
ELOS	Sell	SYNERON MEDICAL LTD	$182,000	-5.2%	16,633	-8.9%	0.00%	–
AMTX	Sell	AEMETIS INC	$80,000	-2.4%	59,740	-6.9%	0.00%	–
FNBCQ	Exit	FIRST NBC BANK HLDG CO	$0	–	-121,808	-100.0%	0.00%	–
VBLT	Sell	VASCULAR BIOGENICS LTD	$50,000	-41.9%	11,422	-27.3%	0.00%	–
RBCN	Exit	RUBICON TECHNOLOGY INC-REDH	$0	–	-119,364	-100.0%	0.00%	–
AFMD	Sell	AFFIMED NV	$38,000	-28.3%	18,764	-19.9%	0.00%	–
ASX	Sell	ADVANCED SEMICONDUCTOR E-ADRsponsored adr	$145,000	-81.0%	23,046	-80.4%	0.00%	–
IOTS	Sell	ADESTO TECHNOLOGIES CORP	$195,000	+3.7%	43,069	-5.4%	0.00%	–
RACE	Sell	FERRARI NV	$875,000	-12.9%	10,187	-24.7%	0.00%	–
FCAU	Sell	FIAT CHRYSLER AUTOMOBILES NV	$708,000	-25.4%	66,651	-23.3%	0.00%	–
TKAI	Exit	TOKAI PHARMACEUTICALS INC	$0	–	-84,831	-100.0%	0.00%	–
AE	Sell	ADAMS RESOURCES & ENERGY INC	$715,000	+9.8%	17,420	-0.2%	0.00%	–
COYNQ	Exit	COPSYNC INC	$0	–	-18,147	-100.0%	0.00%	–
ACRX	Sell	ACELRX PHARMACEUTICALS INC	$376,000	-47.2%	175,262	-22.5%	0.00%	–
AEF	Sell	ABERDEEN CHILE FUND INC	$110,000	-59.9%	15,649	-60.2%	0.00%	–
SPNS	Sell	SAPIENS INTERNATIONAL CORP	$456,000	-45.1%	40,815	-36.8%	0.00%	–
AUOTY	Sell	AU OPTRONICS CORP-SPON ADRsponsored adr	$508,000	+14.9%	111,655	-3.8%	0.00%	–
ARCW	Sell	ARC GROUP WORLDWIDE INC	$102,000	-34.2%	35,276	-4.9%	0.00%	–
LIFE	Sell	ATYR PHARMA INC	$375,000	-4.3%	108,908	-2.9%	0.00%	–
SVA	Sell	SINOVAC BIOTECH LTD	$232,000	+3.1%	34,487	-12.6%	0.00%	–
AMRK	Sell	A-MARK PRECIOUS METALS INC	$315,000	-8.7%	19,162	-5.2%	0.00%	–
PLPM	Sell	PLANET PAYMENT INC	$989,000	-21.1%	299,919	-4.9%	0.00%	-100.0%
ALJJ	Sell	ALJ REGIONAL HOLDINGS INC	$79,000	-63.1%	24,901	-56.8%	0.00%	–
AHC	Sell	A H BELO CORP-A	$612,000	-12.8%	111,418	-2.4%	0.00%	–
SYUT	Exit	SYNUTRA INTERNATIONAL INC	$0	–	-168,673	-100.0%	0.00%	–
ADMA	Sell	ADMA BIOLOGICS INC	$82,000	-28.1%	21,526	-8.6%	0.00%	–
PFIE	Sell	PROFIRE ENERGY INC	$155,000	-13.9%	119,381	-6.7%	0.00%	–
PRTO	Sell	PROTEON THERAPEUTICS INC	$53,000	-19.7%	34,613	-9.0%	0.00%	–
PTI	Sell	PROTEOSTASIS THERAPEUTICS IN	$357,000	-50.3%	76,292	-17.0%	0.00%	–
PNRG	Sell	PRIMEENERGY CORP	$222,000	-12.6%	4,839	-5.9%	0.00%	–
DHT	Sell	DHT HOLDINGS INC	$584,000	-78.9%	140,917	-77.2%	0.00%	-100.0%
LPG	Sell	DORIAN LPG LTD	$289,000	-31.7%	35,368	-12.1%	0.00%	–
PUK	Sell	PRUDENTIAL PLC-ADRadr	$1,128,000	+8.6%	24,534	-0.0%	0.00%	–
PSDV	Sell	PSIVIDA CORP	$235,000	-4.5%	137,481	-3.9%	0.00%	–
POT	Sell	POTASH CORP OF SASKATCHEWAN	$400,000	-6.8%	24,588	-2.1%	0.00%	–
ACNB	Sell	ACNB CORP	$1,027,000	+1.2%	33,700	-4.2%	0.00%	–
PSTI	Sell	PLURISTEM THERAPEUTICS INC	$53,000	-24.3%	41,630	-27.6%	0.00%	–
QADB	Sell	QAD INC-Bcl b	$946,000	+6.9%	35,257	-4.5%	0.00%	–
MHI	Sell	PIONEER MUNI HI INCOME TRUST	$694,000	-66.3%	57,343	-67.6%	0.00%	-100.0%
PESXQ	Sell	PIONEER ENERGY SERVICES CORP	$1,250,000	-51.1%	610,436	-4.4%	0.00%	-100.0%
PHMD	Sell	PHOTOMEDEX INC	$16,000	-38.5%	14,273	-3.7%	0.00%	–
PFSW	Sell	PFSWEB INC	$770,000	-0.5%	93,307	-21.4%	0.00%	–
PFNX	Sell	PFENEX INC	$478,000	-41.2%	119,223	-14.8%	0.00%	–
PGLC	Sell	PERSHING GOLD CORP	$328,000	-5.5%	117,782	-3.8%	0.00%	–
PPIH	Sell	PERMA-PIPE INTERNATIONAL HOL	$110,000	-2.7%	13,866	-3.9%	0.00%	–
PESI	Sell	PERMA-FIX ENVIRONMENTAL SVCS	$118,000	+11.3%	31,932	-5.9%	0.00%	–
HNTUF	Exit	HUNTER MARITIME ACQUISITION CORPunit 99/99/9999	$0	–	-99,700	-100.0%	0.00%	–
GLBS	Sell	GLOBUS MARITIME LIMITED	$15,000	-79.2%	12,830	-17.7%	0.00%	–
PFMT	Sell	PERFORMANT FINANCIAL CORP	$322,000	-30.9%	154,172	-3.1%	0.00%	–
PERFQ	Sell	PERFUMANIA HOLDINGS INC	$22,000	+22.2%	13,413	-4.7%	0.00%	–
QNST	Sell	QUINSTREET INC	$1,170,000	+5.4%	280,785	-1.4%	0.00%	–
QUMU	Sell	QUMU CORP	$271,000	+3.8%	92,861	-1.2%	0.00%	–
QHCCQ	Sell	QUORUM HEALTH CORP	$684,000	-41.0%	164,844	-22.7%	0.00%	–
PSO	Sell	PEARSON PLC-SPONSORED ADRsponsored adr	$179,000	+3.5%	19,968	-2.3%	0.00%	–
SKIS	Sell	PEAK RESORTS INC	$111,000	-33.5%	27,108	-8.7%	0.00%	–
PNTPQ	Sell	PATRIOT NATIONAL INC	$105,000	-45.0%	49,828	-26.6%	0.00%	–
STNG	Sell	SCORPIO TANKERS INC	$1,204,000	-37.4%	303,285	-30.0%	0.00%	-100.0%
PRKR	Sell	PARKERVISION INC	$145,000	-11.6%	81,220	-1.5%	0.00%	–
RSYS	Sell	RADISYS CORP	$954,000	-6.3%	253,920	-0.3%	0.00%	–
SBLK	Sell	STAR BULK CARRIERS CORP	$302,000	-39.0%	30,746	-26.3%	0.00%	–
FRSH	Sell	PAPA MURPHY'S HOLDINGS INC	$311,000	-11.4%	71,313	-3.3%	0.00%	–
RLOGQ	Sell	RAND LOGISTICS INC	$16,000	-44.8%	43,254	-6.7%	0.00%	–
GASS	Sell	STEALTHGAS INC	$55,000	-29.5%	17,223	-12.4%	0.00%	–
PRGX	Sell	PRGX GLOBAL INC	$1,046,000	-0.4%	161,045	-1.9%	0.00%	–
PHIKQ	Sell	PHI INC-NON VOTING	$1,046,000	-20.9%	107,229	-2.9%	0.00%	-100.0%
PCTI	Sell	PC-TEL INC	$618,000	-4.2%	87,366	-3.6%	0.00%	–
PTSI	Sell	P.A.M. TRANSPORTATION SVCS	$343,000	-10.2%	18,125	-22.8%	0.00%	–
OVAS	Sell	OVASCIENCE INC	$354,000	-35.5%	226,957	-22.8%	0.00%	–
HNR	Exit	HARVEST NATURAL RESOURCES INC	$0	–	-61,355	-100.0%	0.00%	–
RELYQ	Sell	REAL INDUSTRY INC	$419,000	-22.0%	144,750	-23.3%	0.00%	–
RNWK	Sell	REALNETWORKS INC	$689,000	-20.0%	159,295	-10.5%	0.00%	–
ADPTQ	Exit	ADEPTUS HEALTH INCcl a	$0	–	-104,108	-100.0%	0.00%	–
OREXQ	Sell	OREXIGEN THERAPEUTICS INC	$186,000	-18.1%	64,228	-2.9%	0.00%	–
ORAN	Sell	ORANGE-SPON ADRsponsored adr	$289,000	-33.6%	18,095	-35.4%	0.00%	–
OPHT	Sell	OPHTHOTECH CORP	$477,000	-45.8%	186,553	-22.5%	0.00%	–
RGLS	Sell	REGULUS THERAPEUTICS INC	$208,000	-52.5%	211,540	-20.4%	0.00%	–
ONS	Sell	ONCOBIOLOGICS INC	$11,000	-72.5%	11,165	-25.8%	0.00%	–
CVM	Exit	CEL-SCI CORP COM NEW	$0	–	-420,802	-100.0%	0.00%	–
OMED	Sell	ONCOMED PHARMACEUTICALS INC	$414,000	-72.7%	124,569	-24.5%	0.00%	-100.0%
OGXI	Sell	ONCOGENEX PHARMACEUTICAL INC	$53,000	-20.9%	148,356	-2.8%	0.00%	–
CACB	Exit	CASCADE BANCORP COM	$0	–	-317,887	-100.0%	-0.00%	–
CAF	Exit	MORGAN STANLEY CHINA A SH FD	$0	–	-70,180	-100.0%	-0.00%	–
	Exit	SWC 1 3/4 10/15/2032note 1.750%10/1	$0	–	-2,000,000	-100.0%	-0.00%	–
	Exit	CKH 2 1/2 12/15/27note 2.500%12/1	$0	–	-2,000,000	-100.0%	-0.00%	–
CIE	Exit	COBALT INTERNATIONAL ENERGY	$0	–	-2,691,240	-100.0%	-0.00%	–
GIG	Exit	GIGPEAK INC	$0	–	-428,292	-100.0%	-0.00%	–
ARNA	Exit	ARENA PHARMACEUTICALS INC COM	$0	–	-1,876,137	-100.0%	-0.00%	–
MPG	Exit	METALDYNE PERFORMANCE GROUP	$0	–	-118,343	-100.0%	-0.00%	–
TRR	Exit	TRC COS INC COM	$0	–	-165,763	-100.0%	-0.00%	–
	Exit	DEPO 2 1/2 09/01/21note 2.500% 9/0	$0	–	-2,000,000	-100.0%	-0.00%	–
JIVE	Exit	JIVE SOFTWARE INC	$0	–	-393,722	-100.0%	-0.00%	–
MBVT	Exit	MERCHANTS BANCSHARES COM	$0	–	-64,876	-100.0%	-0.00%	–
MBRG	Exit	MIDDLEBURG FINANCIAL CORP	$0	–	-34,542	-100.0%	-0.00%	–
	Exit	RYL 1 5/8 05/15/18note 1.625% 5/1	$0	–	-2,000,000	-100.0%	-0.00%	–
	Exit	WLP 2 3/4 10/15/2042note 2.750%10/1	$0	–	-1,500,000	-100.0%	-0.00%	–
CPAAU	Exit	CONYERS PARK ACQUISIT - UNITunit 99/99/99991	$0	–	-227,790	-100.0%	-0.00%	–
HEOP	Exit	HERITAGE OAKS BANCORP	$0	–	-194,847	-100.0%	-0.00%	–
ALJ	Exit	ALON USA ENERGY INC	$0	–	-238,382	-100.0%	-0.00%	–
MOCO	Exit	MOCON INC COM	$0	–	-75,068	-100.0%	-0.00%	–
NGG	Exit	NATIONAL GRID GROUP PLC SPONSORED ADRspon adr new	$0	–	-20,450	-100.0%	-0.00%	–
GLOB	Exit	GLOBANT SA	$0	–	-42,388	-100.0%	-0.00%	–
EXAR	Exit	EXAR CORP COM	$0	–	-398,155	-100.0%	-0.00%	–
SALE	Exit	RETAILMENOT INC	$0	–	-749,677	-100.0%	-0.00%	–
NMBL	Exit	NIMBLE STORAGE INC	$0	–	-458,363	-100.0%	-0.00%	–
SLW	Exit	SILVER WHEATON CORP	$0	–	-223,032	-100.0%	-0.00%	–
LBIO	Exit	LION BIOTECHNOLOGIES INC	$0	–	-500,764	-100.0%	-0.00%	–
UAM	Exit	UNIVERSAL AMERICAN CORP	$0	–	-370,300	-100.0%	-0.00%	–
	Exit	NR 4 10/01/2017note 4.000%10/0	$0	–	-7,718,000	-100.0%	-0.00%	–
APFH	Exit	ADVANCEPIERRE FOODS HOLDINGS INC	$0	–	-267,641	-100.0%	-0.00%	–
UTEK	Exit	ULTRATECH STEPPER INC COM	$0	–	-246,920	-100.0%	-0.00%	–
SBY	Exit	SILVER BAY REALTY TRUST	$0	–	-332,832	-100.0%	-0.00%	–
CFNL	Exit	CARDINAL FINANCIAL CORP	$0	–	-265,843	-100.0%	-0.00%	–
CSC	Exit	COMPUTER SCIENCES CORP COM	$0	–	-104,052	-100.0%	-0.00%	–
ISLE	Exit	ISLE OF CAPRI CASINOS INC COM	$0	–	-241,362	-100.0%	-0.00%	–
INVN	Exit	INVENSENSE IN	$0	–	-665,271	-100.0%	-0.00%	–
CWEI	Exit	WILLIAMS CLAYTON ENERGY INC COM	$0	–	-53,521	-100.0%	-0.00%	–
	Exit	AMRI 2 1/4 11/15/18note 2.250%11/1	$0	–	-6,360,000	-100.0%	-0.00%	–
XXIA	Exit	IXIA COM	$0	–	-538,291	-100.0%	-0.00%	–
	Exit	MMDCO 1 3/8 06/01/2017dbcv 1.375% 6/0	$0	–	-5,645,000	-100.0%	-0.00%	–
DCUC	Exit	D 6 3/8unit 99/99/9999	$0	–	-200,000	-100.0%	-0.00%	–
AIRM	Exit	AIR METHODS CORP COM PAR $.06	$0	–	-269,366	-100.0%	-0.01%	–
	Exit	TRN 3 7/8 06/01/36note 3.875% 6/0	$0	–	-10,500,000	-100.0%	-0.01%	–
JNS	Exit	JANUS CAPITAL GROUP INC	$0	–	-1,096,485	-100.0%	-0.01%	–
HW	Exit	HEADWATERS INC COM	$0	–	-578,117	-100.0%	-0.01%	–
BNCN	Exit	BNC BANCORP	$0	–	-388,420	-100.0%	-0.01%	–
ZLTQ	Exit	ZELTIQ AESTHETICS INC	$0	–	-294,846	-100.0%	-0.01%	–
SWC	Exit	STILLWATER MNG CO COM	$0	–	-921,844	-100.0%	-0.01%	–
EVER	Exit	EVERBANK FINANCIAL CORP	$0	–	-857,025	-100.0%	-0.01%	–
CHMT	Exit	CHEMTURA CORP	$0	–	-505,152	-100.0%	-0.01%	–
DV	Exit	DEVRY INC DEL COM	$0	–	-522,456	-100.0%	-0.01%	–
CEB	Exit	CEB INC	$0	–	-251,849	-100.0%	-0.01%	–
WNR	Exit	WESTERN REFINING INC	$0	–	-632,692	-100.0%	-0.01%	–
JOY	Exit	JOY GLOBAL INC COM	$0	–	-782,845	-100.0%	-0.01%	–
CST	Exit	CST BRANDS INC	$0	–	-572,336	-100.0%	-0.01%	–
	Exit	LRCX 1 1/4 05/15/2018note 1.250% 5/1	$0	–	-12,194,000	-100.0%	-0.01%	–
PVTB	Exit	PRIVATEBANCORP INC COM	$0	–	-689,766	-100.0%	-0.02%	–
BEAV	Exit	BE AEROSPACE INC COM	$0	–	-797,303	-100.0%	-0.02%	–
VAL	Exit	VALSPAR CORP COM	$0	–	-555,569	-100.0%	-0.02%	–
WWAV	Exit	WHITEWAVE FOODS CO - A	$0	–	-1,272,646	-100.0%	-0.03%	–
XRX	Exit	XEROX CORP COM	$0	–	-12,632,535	-100.0%	-0.04%	–
MJN	Exit	MEAD JOHNSON NUTRITION	$0	–	-1,800,929	-100.0%	-0.07%	–
YHOO	Exit	YAHOO INC COM	$0	–	-8,690,598	-100.0%	-0.16%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

GEODE CAPITAL MANAGEMENT LP #2

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-08-14

Signatures

The EDGAR filing(s) were signed by:

Jeffrey S. Miller — Chief Operating Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE INC	42	Q3 2023	6.6%
MICROSOFT CORP COM	42	Q3 2023	5.9%
AMAZON COM INC COM	42	Q3 2023	3.9%
EXXON MOBIL CORP COM	42	Q3 2023	2.4%
JOHNSON & JOHNSON COM	42	Q3 2023	1.6%
BERKSHIRE HATHAWAY INC DEL CL B	42	Q3 2023	1.5%
META PLATFORMS INC-CLASS A	42	Q3 2023	1.9%
JPMORGAN CHASE & CO	42	Q3 2023	1.4%
PROCTER & GAMBLE CO/THE	42	Q3 2023	1.3%
PFIZER INC COM	42	Q3 2023	1.1%

View GEODE CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

GEODE CAPITAL MANAGEMENT, LLC Q2 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Fat Brands, Inc	February 14, 2023	79,888	6.3%
JAKKS PACIFIC INC	February 14, 2017	1,506,229	6.6%

View GEODE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-13
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-15
SC 13G/A	2023-02-14
13F-HR	2023-02-13
13F-HR	2022-11-14
13F-HR	2022-08-12
13F-HR	2022-05-13

View GEODE CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export GEODE CAPITAL MANAGEMENT, LLC's holdings

GEODE CAPITAL MANAGEMENT, LLC - Q2 2017 holdings