GEODE CAPITAL MANAGEMENT, LLC

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$244 Billion is the total value of GEODE CAPITAL MANAGEMENT, LLC's 4779 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 41.2% .

All

			Value		Shares		↓ Weighting
AGN	Sell	ALLERGAN PLC	$752,649,000	+10.6%	3,154,975	-2.8%	0.31%	-2.5%
NEM	Sell	NEWMONT MINING CORP COM	$179,343,000	-3.3%	5,448,594	-0.1%	0.07%	-14.0%
TSO	Sell	TESORO CORP COM	$109,235,000	-10.3%	1,349,192	-3.2%	0.04%	-21.1%
EQT	Sell	EQT CORP	$103,786,000	-7.7%	1,701,008	-1.2%	0.04%	-17.3%
M	Sell	MACY'S INC	$97,000,000	-18.6%	3,276,828	-1.6%	0.04%	-27.3%
DVMT	Sell	DELL TECHNOLOGIES-CL V	$97,762,000	+5.1%	1,526,248	-9.8%	0.04%	-7.0%
KSS	Sell	KOHLS CORP COM	$77,419,000	-19.9%	1,947,164	-0.6%	0.03%	-28.9%
GNTX	Sell	GENTEX CORP COM	$67,479,000	+3.1%	3,163,596	-4.8%	0.03%	-6.7%
RS	Sell	RELIANCE STEEL & ALUMINUM C COM	$62,154,000	-2.0%	776,748	-2.6%	0.02%	-13.8%
WAB	Sell	WABTEC CORP COM	$57,454,000	-6.1%	736,848	-0.0%	0.02%	-14.3%
LDOS	Sell	LEIDOS HOLDINGS INC	$55,806,000	-0.6%	1,091,250	-0.6%	0.02%	-11.5%
AGO	Sell	ASSURED GUARANTY LTD	$49,144,000	-3.6%	1,324,309	-1.8%	0.02%	-16.7%
CHK	Sell	CHESAPEAKE ENERGY CORP COM	$46,460,000	-31.1%	7,830,036	-18.5%	0.02%	-38.7%
AXS	Sell	AXIS CAPITAL HOLDINGS LTD	$46,929,000	+2.7%	700,363	-0.0%	0.02%	-9.5%
SHO	Sell	SUNSTONE HOTEL INV INC -REDH	$45,195,000	-1.5%	2,948,149	-2.0%	0.02%	-9.5%
COHR	Sell	COHERENT INC COM	$41,022,000	+36.4%	199,486	-8.9%	0.02%	+21.4%
DRQ	Sell	DRIL-QUIP INC COM	$36,397,000	-13.6%	667,235	-4.8%	0.02%	-25.0%
THO	Sell	THOR INDS INC COM	$34,146,000	-12.8%	355,221	-9.2%	0.01%	-22.2%
TRN	Sell	TRINITY INDS INC COM	$32,434,000	-13.4%	1,221,636	-9.4%	0.01%	-23.5%
AR	Sell	ANTERO RESOURCES CORP	$29,564,000	-35.4%	1,296,545	-33.1%	0.01%	-42.9%
CHFC	Sell	CHEMICAL FINL CORP COM	$29,219,000	-5.6%	571,245	-0.0%	0.01%	-14.3%
AEO	Sell	AMERICAN EAGLE OUTFITTERS N COM	$29,961,000	-29.5%	2,135,602	-23.8%	0.01%	-40.0%
SAIC	Sell	SCIENCE APPLICATIONS INTERNATIONAL	$27,145,000	-14.1%	364,863	-2.1%	0.01%	-26.7%
BRKR	Sell	BRUKER BIOSCIENCES CORP	$27,344,000	+6.7%	1,172,083	-3.1%	0.01%	-8.3%
CTB	Sell	COOPER TIRE & RUBR CO COM	$27,375,000	+13.7%	617,252	-0.4%	0.01%	0.0%
DAN	Sell	DANA CORP	$25,062,000	-3.9%	1,297,880	-5.5%	0.01%	-16.7%
OASPQ	Sell	OASIS PETROLEUM INC	$25,181,000	-10.4%	1,765,914	-4.8%	0.01%	-23.1%
CNDT	Sell	CONDUENT INC -SPN	$21,460,000	+79.5%	1,278,919	-40.5%	0.01%	+50.0%
ENDP	Sell	ENDO PHARMACEUTICALS HLDGS COM	$21,611,000	-33.7%	1,936,618	-2.2%	0.01%	-40.0%
OII	Sell	OCEANEERING INTL INC COM	$21,117,000	-5.0%	779,835	-1.0%	0.01%	-10.0%
QCP	Sell	QUALITY CARE PROPERTIES	$20,880,000	+18.0%	1,107,112	-3.0%	0.01%	+12.5%
FTR	Sell	FRONTIER COMMUNICATIONS CORP	$21,765,000	-44.5%	10,174,656	-12.4%	0.01%	-50.0%
COR	Sell	CORESITE REALTY CORP	$22,921,000	+2.6%	254,547	-9.5%	0.01%	-10.0%
UNF	Sell	UNIFIRST CORP MASS COM	$19,839,000	-7.6%	140,256	-6.1%	0.01%	-20.0%
PBI	Sell	PITNEY BOWES INC COM	$20,123,000	-20.2%	1,534,955	-7.6%	0.01%	-33.3%
MORN	Sell	MORNINGSTAR INC	$19,927,000	+3.4%	253,526	-3.2%	0.01%	-11.1%
ICUI	Sell	ICU MED INC COM	$18,891,000	-4.3%	123,719	-7.7%	0.01%	-11.1%
WOR	Sell	WORTHINGTON INDS INC COM	$18,896,000	-5.0%	419,083	-0.1%	0.01%	-11.1%
DV	Sell	DEVRY INC DEL COM	$18,520,000	+11.0%	522,456	-2.3%	0.01%	0.0%
MSGN	Sell	MSG NETWORKS INCcl a	$19,722,000	-0.3%	844,665	-8.2%	0.01%	-11.1%
GME	Sell	GAMESTOP CORP CL Acl a	$18,822,000	-12.7%	834,683	-2.3%	0.01%	-20.0%
PEB	Sell	PEBBLEBROOK HOTEL TRUST	$19,454,000	-6.0%	666,017	-4.2%	0.01%	-20.0%
AKS	Sell	AK STL HLDG CORP COM	$19,716,000	-39.7%	2,742,267	-14.4%	0.01%	-46.7%
HTH	Sell	HILLTOP HOLDINGS	$18,707,000	-16.0%	681,051	-8.9%	0.01%	-20.0%
VAC	Sell	MARRIOTT VACATIONS WORLD W/I	$18,777,000	-6.2%	187,902	-20.3%	0.01%	-11.1%
CMC	Sell	COMMERCIAL METALS CO COM	$17,917,000	-29.4%	936,614	-19.7%	0.01%	-41.7%
EAT	Sell	BRINKER INTL INC COM	$17,570,000	-17.0%	399,698	-6.5%	0.01%	-30.0%
BLMN	Sell	BLOOMIN' BRANDS INC	$16,747,000	+1.8%	848,818	-6.9%	0.01%	-12.5%
URBN	Sell	URBAN OUTFITTERS INC COM	$17,394,000	-36.5%	732,111	-24.0%	0.01%	-46.2%
WNC	Sell	WABASH NATL CORP COM	$18,248,000	+23.4%	881,986	-5.7%	0.01%	0.0%
AWR	Sell	AMERICAN STS WTR CO COM	$16,075,000	-3.9%	362,884	-1.1%	0.01%	-12.5%
FSLR	Sell	FIRST SOLAR INC	$18,234,000	-28.1%	672,900	-14.9%	0.01%	-41.7%
LIVN	Sell	LIVANOVA PLC	$17,132,000	+8.9%	349,569	-0.1%	0.01%	0.0%
MWA	Sell	MUELLER WATER PRODUCTS INC-A	$14,339,000	-12.0%	1,213,141	-0.9%	0.01%	-25.0%
NSR	Sell	NEUSTAR INC-CLASS Acl a	$13,707,000	-3.4%	413,495	-2.7%	0.01%	-14.3%
TPH	Sell	TRI POINTE GROUP INC	$14,880,000	+0.3%	1,186,624	-8.2%	0.01%	-14.3%
SBRA	Sell	SABRA HEALTH CARE REIT	$14,478,000	+8.4%	518,388	-5.3%	0.01%	0.0%
RDC	Sell	ROWAN COS INC COM	$14,863,000	-29.5%	954,006	-14.6%	0.01%	-40.0%
TFSL	Sell	TFS FINANCIAL CORP	$11,464,000	-16.5%	689,780	-4.4%	0.01%	-16.7%
SC	Sell	SANTANDER CONSUMER USA HOLDINGS	$11,631,000	-6.5%	873,258	-5.3%	0.01%	-16.7%
SWFT	Sell	SWIFT TRANSN CO COMcl a	$12,801,000	-24.7%	623,239	-10.7%	0.01%	-37.5%
	Sell	VGR 2 1/2 01/15/2019frnt 1/1	$12,301,000	-21.0%	8,500,000	-15.0%	0.01%	-28.6%
NSA	Sell	NATIONAL STORAGE AFFILIATES	$11,119,000	+7.2%	465,242	-1.1%	0.01%	0.0%
PIPR	Sell	PIPER JAFFRAY CO	$11,521,000	-18.7%	180,447	-7.7%	0.01%	-28.6%
	Sell	STWD 4 01/15/19note 4.000% 1/1	$12,540,000	-49.1%	11,000,000	-49.9%	0.01%	-54.5%
HSNI	Sell	HSN INC	$11,304,000	+6.2%	304,694	-1.8%	0.01%	0.0%
WSFS	Sell	WSFS FINL CORP COM	$11,127,000	-8.1%	242,164	-7.3%	0.01%	-16.7%
OMCL	Sell	OMNICELL INC COM	$12,105,000	+1.6%	297,791	-15.3%	0.01%	-16.7%
DDS	Sell	DILLARDS INC CL Acl a	$9,604,000	-31.0%	183,867	-17.2%	0.00%	-33.3%
EIG	Sell	EMPLOYERS HOLDINGS INC	$10,172,000	-9.4%	268,049	-5.5%	0.00%	-20.0%
FCF	Sell	FIRST COMWLTH FINL CORP PA COM	$9,072,000	-8.1%	684,206	-1.7%	0.00%	-20.0%
FPRX	Sell	FIVE PRIME THERAPEUTICS INC	$8,662,000	-31.0%	239,635	-4.3%	0.00%	-33.3%
XXIA	Sell	IXIA COM	$10,576,000	-3.1%	538,291	-20.6%	0.00%	-20.0%
IPXL	Sell	IMPAX LABORATORIES INC	$8,634,000	-5.2%	682,560	-0.8%	0.00%	0.0%
MATX	Sell	MATSON INC	$9,916,000	-26.1%	312,233	-17.7%	0.00%	-33.3%
	Sell	ANW 4 11/01/2018note 4.000%11/0	$8,953,000	-5.7%	8,062,000	-12.0%	0.00%	0.0%
IMKTA	Sell	INGLES MKTS INC CL Acl a	$7,312,000	-10.4%	169,459	-0.2%	0.00%	-25.0%
SYBT	Sell	STOCK YARDS BANCORP INC	$7,923,000	-14.9%	194,911	-1.7%	0.00%	-25.0%
RMAX	Sell	RE/MAX HOLDINGS INCcl a	$7,943,000	+5.1%	133,616	-1.0%	0.00%	-25.0%
	Sell	ECPG 3 11/27/17note 3.000%11/2	$7,247,000	-32.8%	6,570,000	-34.8%	0.00%	-40.0%
RGP	Sell	RESOURCES CONNECTION INC COM	$8,317,000	-13.0%	496,549	-0.0%	0.00%	-25.0%
RRD	Sell	DONNELLEY R R & SONS CO COM	$7,141,000	-37.4%	589,741	-15.6%	0.00%	-40.0%
RTRX	Sell	RETROPHIN INC	$6,165,000	-5.4%	333,994	-3.0%	0.00%	0.0%
CSC	Sell	COMPUTER SCIENCES CORP COM	$7,180,000	-87.4%	104,052	-89.2%	0.00%	-88.5%
	Sell	AMRI 2 1/4 11/15/18note 2.250%11/1	$6,920,000	-53.0%	6,360,000	-44.0%	0.00%	-57.1%
MOV	Sell	MOVADO GROUP INC COM	$6,763,000	-13.8%	271,088	-0.7%	0.00%	-25.0%
NCS	Sell	NCI BUILDING SYS INC COM	$6,191,000	+9.0%	361,002	-0.5%	0.00%	0.0%
MTSC	Sell	MTS SYS CORP COM	$7,436,000	-5.3%	135,095	-2.5%	0.00%	-25.0%
HT	Sell	HERSHA HOSPITALITY TRUST	$8,503,000	-15.2%	452,540	-2.9%	0.00%	-40.0%
CMO	Sell	CAPSTEAD MTG CORP COM NO PAR	$7,505,000	-22.0%	712,077	-24.6%	0.00%	-25.0%
ASPS	Sell	ALTISOURCE PORTFOLIO SOLUTIONS	$6,305,000	+0.8%	171,332	-27.2%	0.00%	0.0%
ATNI	Sell	ATN INTERNATIONAL INC	$6,957,000	-21.9%	98,797	-11.1%	0.00%	-25.0%
EXPR	Sell	EXPRESS INC	$7,616,000	-30.5%	836,058	-17.9%	0.00%	-40.0%
LDL	Sell	LYDALL INC DEL COM	$6,938,000	-16.2%	129,466	-3.2%	0.00%	-25.0%
NBHC	Sell	NATIONAL BANK HOLDINGS CORP - CLASS Acl a	$6,855,000	-3.6%	210,957	-5.4%	0.00%	0.0%
OSUR	Sell	ORASURE TECHNOLOGIES INC COM	$7,046,000	+45.7%	544,980	-1.1%	0.00%	+50.0%
ISLE	Sell	ISLE OF CAPRI CASINOS INC COM	$6,362,000	-6.4%	241,362	-12.4%	0.00%	0.0%
	Sell	SFLY 0 1/4 05/15/18note 0.250% 5/1	$5,532,000	-52.6%	5,539,000	-52.0%	0.00%	-60.0%
	Sell	NXPI 1 12/01/19dbcv 1.000%12/0	$5,185,000	-34.9%	4,480,000	-36.0%	0.00%	-50.0%
HY	Sell	HYSTER-YALE MATERIALScl a	$4,608,000	-15.3%	81,727	-4.2%	0.00%	-33.3%
NLS	Sell	NAUTILUS INC	$5,670,000	-24.3%	310,713	-23.3%	0.00%	-33.3%
SXC	Sell	SUNCOKE ENERGY INC	$4,334,000	-27.1%	483,721	-7.7%	0.00%	-33.3%
NEWM	Sell	NEW MEDIA INVESTMENT GROUP	$5,841,000	-21.9%	411,061	-12.2%	0.00%	-33.3%
DPLO	Sell	DIPLOMAT PHARMACY INC	$5,170,000	-8.9%	324,194	-28.1%	0.00%	-33.3%
TLRDQ	Sell	TAILORED BRANDS INC	$5,429,000	-46.5%	363,421	-8.6%	0.00%	-60.0%
UFI	Sell	UNIFI INC COM	$4,433,000	-18.4%	156,173	-6.2%	0.00%	-33.3%
OPB	Sell	OPUS BANK	$3,978,000	-44.6%	197,423	-17.3%	0.00%	-33.3%
LOB	Sell	LIVE OAK BANCSHARES INC	$4,077,000	+16.5%	188,316	-0.5%	0.00%	0.0%
PDLI	Sell	PDL BIOPHARMA INC COM	$4,856,000	-4.2%	2,139,365	-10.5%	0.00%	0.0%
AHT	Sell	ASHFORD HOSPITALITY TRUST	$5,102,000	-33.4%	800,943	-18.9%	0.00%	-50.0%
ARCB	Sell	ARCBEST CORP	$4,862,000	-21.3%	187,009	-16.3%	0.00%	-33.3%
ANH	Sell	ANWORTH MORTGAGE ASSET CP COM	$5,944,000	-1.3%	1,071,060	-8.1%	0.00%	-33.3%
ANIK	Sell	ANIKA THERAPEUTICS INC COM	$5,084,000	-13.6%	117,036	-2.6%	0.00%	-33.3%
MHO	Sell	M/I HOMES INC	$4,621,000	-5.7%	188,642	-3.0%	0.00%	0.0%
	Sell	CTO 4 1/2 03/15/20 NEWnote 4.500% 3/1	$6,060,000	-32.2%	6,000,000	-33.3%	0.00%	-50.0%
PGEM	Sell	PLY GEM HOLDINGS INC	$4,067,000	+19.6%	206,483	-1.3%	0.00%	0.0%
FRAN	Sell	FRANCESCAS HOLDINGS CORP	$4,699,000	-22.5%	306,201	-8.9%	0.00%	-33.3%
	Sell	ARAY 3 1/2 02/01/2018note 3.500% 2/0	$5,964,000	-26.5%	5,500,000	-26.7%	0.00%	-50.0%
ENVA	Sell	ENOVA INTERNATIONAL	$5,106,000	+17.6%	343,911	-0.6%	0.00%	0.0%
EBF	Sell	ENNIS BUSINESS FORMS INC COM	$3,984,000	-6.5%	234,405	-4.6%	0.00%	0.0%
FI	Sell	FRANKS INTERNATIONAL NV	$4,009,000	-15.9%	379,323	-2.1%	0.00%	0.0%
ENTA	Sell	ENANTA PHARMACEUTICALS INC	$3,713,000	-16.4%	120,569	-9.1%	0.00%	0.0%
RCII	Sell	RENT A CTR INC NEW COM	$3,852,000	-56.1%	434,343	-44.3%	0.00%	-50.0%
SMBC	Sell	SOUTHERN MISSOURI BANCORP	$1,327,000	+0.1%	37,366	-0.4%	0.00%	0.0%
BP	Sell	BP PLC SPONSORED ADRsponsored adr	$2,040,000	-17.1%	59,122	-10.2%	0.00%	0.0%
CUTR	Sell	CUTERA INC	$2,120,000	+11.0%	102,437	-7.0%	0.00%	0.0%
EPEGQ	Sell	EP ENERGY CORP-CL Acl a	$1,489,000	-33.3%	313,591	-8.1%	0.00%	0.0%
OSG	Sell	OVERSEAS SHIPHOLDING GROUP, INCcl a new	$2,365,000	-0.7%	612,847	-1.4%	0.00%	0.0%
HOFT	Sell	HOOKER FURNITURE CORP	$2,964,000	-21.6%	95,489	-4.2%	0.00%	-50.0%
ACRE	Sell	ARES COMMERCIAL REAL ESTATE	$2,995,000	-2.6%	223,902	-0.1%	0.00%	0.0%
VLGEA	Sell	VILLAGE SUPER MARKET INCcl a new	$1,973,000	-23.5%	74,486	-10.8%	0.00%	0.0%
NSTG	Sell	NANOSTRING TECHNOLOGIES INC	$2,388,000	-12.6%	120,246	-1.9%	0.00%	0.0%
ABR	Sell	ARBOR REALTY TRUST INC	$1,957,000	+12.0%	233,575	-0.4%	0.00%	0.0%
AJX	Sell	GREAT AJAX CORP	$1,315,000	-1.8%	100,842	-0.1%	0.00%	0.0%
	Sell	WLP 2 3/4 10/15/2042note 2.750%10/1	$3,424,000	-82.8%	1,500,000	-85.0%	0.00%	-88.9%
SQBG	Sell	SEQUENTIAL BRANDS GROUP INC	$1,338,000	-19.2%	344,084	-2.8%	0.00%	0.0%
CARB	Sell	CARBONITE INC	$3,470,000	+14.2%	170,963	-7.8%	0.00%	0.0%
EVRI	Sell	EVERI HOLDINGS INC	$1,894,000	+121.0%	395,523	-0.0%	0.00%	–
HOV	Sell	HOVNANIAN ENTERPRISES INC CL Acl a	$2,031,000	-20.8%	895,535	-4.8%	0.00%	0.0%
ALJ	Sell	ALON USA ENERGY INC	$2,905,000	+3.8%	238,382	-3.1%	0.00%	0.0%
PESXQ	Sell	PIONEER DRILLING COMPANY	$2,554,000	-45.6%	638,684	-6.7%	0.00%	-50.0%
DHT	Sell	DHT HOLDINGS INC	$2,765,000	-46.8%	618,763	-50.7%	0.00%	-50.0%
IRTC	Sell	IRHYTHM TECHNOLOGIES INC	$2,990,000	+16.3%	79,544	-7.2%	0.00%	0.0%
ERIC	Sell	ERICSSON L M TEL CO ADR CL B SEK10adr b sek 10	$1,272,000	-35.6%	191,605	-43.5%	0.00%	0.0%
MMI	Sell	MARCUS & MILLICHAP INC	$3,640,000	-9.4%	148,094	-1.5%	0.00%	-50.0%
RMRM	Sell	RMR REAL ESTATE INCOME FUND	$3,542,000	-9.0%	168,713	-11.3%	0.00%	-50.0%
CVGI	Sell	COMMERCIAL VEHICLE GROUP INC COM	$1,393,000	+11.4%	205,801	-9.1%	0.00%	0.0%
DNIF	Sell	DIVIDEND AND INCOME FUND	$2,937,000	-2.4%	243,578	-4.1%	0.00%	0.0%
LNTH	Sell	LANTHEUS HOLDINGS INC	$1,858,000	+23.8%	148,710	-14.8%	0.00%	0.0%
NEWS	Sell	NEWSTAR FINANCIAL INC	$1,816,000	+9.9%	171,709	-4.0%	0.00%	0.0%
SCMP	Sell	SUCAMPO PHARMACTCLS INCcl a	$3,080,000	-26.4%	280,003	-9.4%	0.00%	-50.0%
NPTN	Sell	NEOPHOTONICS CORP	$2,538,000	-60.1%	281,779	-52.1%	0.00%	-66.7%
	Sell	RYL 1 5/8 05/15/18note 1.625% 5/1	$2,511,000	-58.0%	2,000,000	-60.0%	0.00%	-66.7%
HCI	Sell	HCI GROUP INC	$2,905,000	-10.4%	63,755	-22.4%	0.00%	-50.0%
RYI	Sell	RYERSON HOLDING CORP	$2,009,000	-11.3%	159,503	-6.1%	0.00%	0.0%
NEFF	Sell	NEFF CORP-CLASS A	$1,779,000	+27.3%	91,484	-7.7%	0.00%	0.0%
ICD	Sell	INDEPENDENCE CONTRACT DRILLING INC.	$1,236,000	-18.3%	224,374	-0.6%	0.00%	0.0%
	Sell	DEPO 2 1/2 09/01/21note 2.500% 9/0	$1,867,000	-45.3%	2,000,000	-33.3%	0.00%	-50.0%
SFL	Sell	SHIP FINANCE INTL LTD	$1,463,000	-45.4%	99,529	-44.9%	0.00%	0.0%
BBG	Sell	BILL BARRETT CORP	$3,427,000	-48.6%	753,207	-21.1%	0.00%	-66.7%
NHTC	Sell	NATURAL HEALTH TRENDS CORP	$2,278,000	+2.8%	78,843	-11.6%	0.00%	0.0%
NGS	Sell	NATURAL GAS SERVICES GROUP INC	$2,821,000	-19.0%	108,321	-0.0%	0.00%	-50.0%
CIE	Sell	COBALT INTERNATIONAL ENERGY	$1,435,000	-58.5%	2,691,240	-5.1%	0.00%	-50.0%
RUBI	Sell	RUBICON PROJECT INC	$2,123,000	-34.8%	360,631	-17.9%	0.00%	-50.0%
RATE	Sell	BANKRATE INC	$3,648,000	-28.3%	378,043	-17.9%	0.00%	-50.0%
SPKE	Sell	SPARK ENERGY INC - CLASS A	$2,941,000	-19.6%	92,056	-23.8%	0.00%	-50.0%
RVT	Sell	ROYCE VALUE TRUST	$1,444,000	-21.0%	103,149	-24.5%	0.00%	0.0%
AVHI	Sell	AV HOMES INC	$1,490,000	-4.2%	90,601	-8.0%	0.00%	0.0%
OMED	Sell	ONCOMED PHARMACEUTICALS INC	$1,518,000	+18.8%	164,888	-0.6%	0.00%	0.0%
GLYC	Sell	GLYCOMIMETICS INC	$515,000	-11.1%	94,985	-0.0%	0.00%	–
DZSI	Exit	DASAN ZHONE SOLUJTIONS INC	$0	–	-107,910	-100.0%	0.00%	–
DNAI	Exit	PRONAI THERAPEUTICS INC	$0	–	-13,511	-100.0%	0.00%	–
ING	Sell	ING GROUP N V SPONSORED ADRsponsored adr	$404,000	-4.9%	26,826	-11.2%	0.00%	–
SBSAA	Exit	SPANISH BROADCASTING SYS IN CL Acl a new	$0	–	-18,498	-100.0%	0.00%	–
GEVO	Exit	GEVO INC	$0	–	-738,410	-100.0%	0.00%	–
GGZ	Sell	GABELLI SMALL AND MID CAP VALUE TRUST	$318,000	-50.0%	27,949	-53.5%	0.00%	–
ICLN	Sell	ISHARES GLOBAL CLEAN ENERGYgl clean ene etf	$137,000	+3.8%	16,100	-4.2%	0.00%	–
JAKK	Sell	JAKKS PAC INC COM	$709,000	-1.8%	129,084	-8.0%	0.00%	–
VIV	Exit	TELECOMUNICACOES DE SP SPONADRsponsored adr	$0	–	-35,393	-100.0%	0.00%	–
FNBCQ	Sell	FIRST NBC BANK HLDG CO	$487,000	-54.9%	121,808	-17.7%	0.00%	-100.0%
CVEO	Exit	CIVEO CORP	$0	–	-20,454	-100.0%	0.00%	–
USA	Sell	LIBERTY ALL-STAR EQUITYsh ben int	$654,000	-62.1%	119,907	-64.1%	0.00%	-100.0%
DSCI	Exit	DERMA SCIENCES INC	$0	–	-127,650	-100.0%	0.00%	–
LUB	Sell	LUBYS INC COM	$287,000	-27.7%	92,563	-0.4%	0.00%	–
TEAR	Exit	TEARLAB CORP	$0	–	-130,328	-100.0%	0.00%	–
ACUR	Exit	ACURA PHARMACEUTICALS INC	$0	–	-21,129	-100.0%	0.00%	–
MMLP	Sell	MARTIN MIDSTREAM PARTNERS LPunit l p int	$428,000	-40.8%	21,456	-45.6%	0.00%	–
MPET	Exit	MAGELLAN PETROLEUM CORP	$0	–	-36,393	-100.0%	0.00%	–
	Exit	CELESTICA INC	$0	–	-23,324	-100.0%	0.00%	–
CEV	Sell	EATON VANCE CA MUNI INC TRsh ben int	$311,000	-8.5%	25,418	-8.1%	0.00%	–
TECK	Exit	TECK COMINCO LTD -CL Bcl b	$0	–	-15,374	-100.0%	0.00%	–
KEQU	Exit	KEWAUNEE SCIENTIFIC CORP COM	$0	–	-8,508	-100.0%	0.00%	–
UEPS	Sell	NET 1 UEPS TECHNOLOGIES INC	$831,000	+6.4%	67,988	-0.2%	0.00%	–
GMANQ	Exit	GORDMANS STORES INC	$0	–	-49,557	-100.0%	0.00%	–
NMY	Sell	NUVEEN MD PREM INCM MUN FD	$841,000	+1.7%	66,334	-0.3%	0.00%	–
DEX	Sell	DELAWARE ENHNCD GLBL DIV&INC	$155,000	-74.0%	14,181	-76.0%	0.00%	–
VNRSQ	Exit	VANGUARD NATURAL RESOURCES LLC	$0	–	-55,598	-100.0%	0.00%	–
CORRPRA	Sell	CORENERGY INFRASTRUCTURE S-A 7 3/8	$726,000	-1.5%	28,755	-4.0%	0.00%	–
CMT	Sell	CORE MOLDING TECHNOLOGIES INC	$915,000	-19.0%	51,398	-22.2%	0.00%	-100.0%
CPSS	Sell	CONSUMER PORTFOLIO SVCS INC COM	$550,000	-8.8%	116,937	-0.8%	0.00%	–
OSIR	Exit	OSIRIS THERAPEUTICS INC-REDH	$0	–	-165,214	-100.0%	0.00%	–
LSBG	Exit	LAKE SUNAPEE BANK GROUP	$0	–	-43,325	-100.0%	0.00%	–
RNVA	Exit	RENNOVA HEALTH INC	$0	–	-18,562	-100.0%	0.00%	–
ELP	Sell	CIA PARANAENSE ENER-SP ADRspon adr pfd	$463,000	-38.3%	44,955	-49.2%	0.00%	–
TEUM	Exit	PARETEUM CORP	$0	–	-861,207	-100.0%	0.00%	–
CIG	Sell	CEMIG SA -SPONS ADRsp adr n-v pfd	$499,000	-37.7%	151,790	-56.8%	0.00%	–
POT	Sell	POTASH CORP SASK INC COM	$429,000	-54.6%	25,128	-51.9%	0.00%	–
CBIO	Exit	CATALYST BIOSCIENCES INC	$0	–	-25,716	-100.0%	0.00%	–
SSKN	Exit	STRATA SKIN SCIENCES INC	$0	–	-16,057	-100.0%	0.00%	–
PED	Exit	PEDEVCO CORP	$0	–	-61,846	-100.0%	0.00%	–
JRJC	Sell	CHINA FIN ONLINE-ADR-REDHsponsored adr	$45,000	-78.0%	14,778	-74.1%	0.00%	–
CYOU	Sell	CHANGYOU.COM LTD - ADRads rep cl a	$439,000	-66.3%	15,692	-74.5%	0.00%	-100.0%
RCKY	Sell	ROCKY BRANDS INC	$463,000	-4.1%	40,116	-4.3%	0.00%	–
RDSA	Sell	ROYAL DUTCH / SHELL GROUP-ADRspons adr a	$318,000	-21.9%	6,031	-19.4%	0.00%	–
RGT	Sell	ROYCE GLOBAL VALUE TRUST	$405,000	-30.7%	46,131	-36.3%	0.00%	–
IMN	Exit	IMATION CORP COM	$0	–	-161,044	-100.0%	0.00%	–
SSH	Exit	SUNSHINE HEART INC	$0	–	-55,448	-100.0%	0.00%	–
KOF	Exit	COCA COLA FEMSA S A DE C Vspon adr rep l	$0	–	-3,413	-100.0%	0.00%	–
EMGCQ	Exit	EMERGENT CAPITAL INC	$0	–	-176,169	-100.0%	0.00%	–
BKCC	Exit	BLACKROCK KELSO CAPITAL CORP	$0	–	-17,402	-100.0%	0.00%	–
	Exit	ELDORADO GOLD CORP NEW	$0	–	-312,241	-100.0%	0.00%	–
CNQ	Sell	CANADIAN NAT RES LTD COM	$249,000	+1.2%	7,595	-1.8%	0.00%	–
CM	Sell	CDN IMPERIAL BK OF COMMERCE COM	$347,000	-56.6%	4,027	-59.0%	0.00%	–
SOHU	Sell	SOHU.COM INC	$846,000	-31.5%	21,529	-40.9%	0.00%	-100.0%
FUND	Exit	SPROTT FOCUS TRUST INC	$0	–	-16,741	-100.0%	0.00%	–
CCLP	Sell	CSI COMPRESSCO PARTNERS LP	$157,000	-17.8%	16,105	-18.6%	0.00%	–
CRH	Sell	CRH PLC -SPONSORED ADRadr	$570,000	-0.7%	16,230	-2.9%	0.00%	–
STO	Sell	STATOIL ASA-SPON ADRsponsored adr	$245,000	-8.2%	14,300	-2.5%	0.00%	–
SCNB	Sell	SUFFOLK BANCORP	$783,000	-77.5%	19,370	-76.1%	0.00%	-100.0%
SU	Sell	SUNCOR ENERGY INC COM	$412,000	-11.2%	13,399	-5.8%	0.00%	–
	Sell	TARENA INTERNATIONAL INC-ADRadr	$830,000	+16.7%	44,500	-6.3%	0.00%	–
BCX	Sell	BLACKROCK RESOURCES & COMMOD	$938,000	+3.0%	109,168	-0.9%	0.00%	–
TEF	Sell	TELEFONICA S A SPONSORED ADRsponsored adr	$454,000	+21.1%	40,622	-0.5%	0.00%	–
AFCO	Exit	AMERICAN FARMLAND CO	$0	–	-107,310	-100.0%	0.00%	–
TX	Sell	TERNIUM SA-SPONSORED ADRspon adr	$538,000	-46.4%	20,623	-50.4%	0.00%	–
MOSY	Exit	MOSYS INC	$0	–	-252,607	-100.0%	0.00%	–
VTTI	Exit	VTTI ENERGY PARTNERS LP	$0	–	-45,244	-100.0%	0.00%	–
TLYS	Sell	TILLYS INC CL Acl a	$780,000	-39.9%	86,499	-12.1%	0.00%	-100.0%
TTNP	Sell	TITAN PHARMACEUTICALS INC D COM	$402,000	-17.5%	121,865	-0.0%	0.00%	–
TKAI	Sell	TOKAI PHARMACEUTICALS INC	$70,000	-16.7%	84,831	-1.7%	0.00%	–
BBAR	Sell	BBVA BANCO FRANCES SAsponsored adr	$235,000	-73.7%	12,775	-75.1%	0.00%	–
TM	Sell	TOYOTA MOTOR CORP SP ADR REP2COM	$970,000	-22.0%	8,931	-15.9%	0.00%	-100.0%
TZOO	Sell	TRAVELZOO INC	$440,000	-4.1%	45,664	-6.6%	0.00%	–
TRIB	Sell	TRINITY BIOTECH PLC-SPON ADRspon adr new	$142,000	-43.0%	24,038	-33.6%	0.00%	–
BNS	Sell	BANK NOVA SCOTIA HALIFAX COM	$663,000	+3.0%	11,329	-2.2%	0.00%	–
FCSC	Exit	FIBROCELL SCIENCE INC	$0	–	-180,582	-100.0%	0.00%	–
UMHPRACL	Sell	UMH PROPERTIES INC S-A 8 1/4cv red pfd-a	$406,000	-18.6%	15,810	-18.5%	0.00%	–
BTTGY	Sell	BT GROUP PLC ADRadr	$392,000	-41.8%	19,527	-33.3%	0.00%	–
PRTS	Sell	US AUTO PARTS NTWRK INC-REDH	$296,000	-4.8%	88,387	-0.5%	0.00%	–
TINY	Exit	HARRIS & HARRIS GROUP INC C	$0	–	-15,110	-100.0%	0.00%	–
AVNW	Sell	AVIAT NETWORKS INC	$353,000	+3.8%	24,013	-2.1%	0.00%	–
AZN	Sell	ASTRAZENECA PLC SPONSORED ADRsponsored adr	$857,000	-5.0%	27,550	-16.6%	0.00%	–
	Exit	TRANSALTA CORP	$0	–	-42,995	-100.0%	0.00%	–
MARK	Exit	REMARK MEDIA INC	$0	–	-51,763	-100.0%	0.00%	–
APLP	Sell	ARCHROCK PARTNERS LP	$980,000	-32.1%	57,136	-36.6%	0.00%	-100.0%
EDE	Exit	EMPIRE DIST ELEC CO COM	$0	–	-323,167	-100.0%	0.00%	–
WCN	Sell	WASTE CONNECTIONS INC COM	$696,000	-30.0%	8,371	-36.1%	0.00%	–
BUD	Sell	ANHEUSER-BUSCH INBEV SPN ADRsponsored adr	$250,000	-55.3%	2,284	-56.9%	0.00%	–
LXFR	Exit	LUXFER HOLDINGS PLC-ADRsponsored adr	$0	–	-16,577	-100.0%	0.00%	–
EMD	Sell	WESTERN ASSET EMERGING MARKETS	$788,000	-28.0%	50,866	-31.7%	0.00%	-100.0%
ABEV	Sell	AMBEV SA - ADRsponsored adr	$1,040,000	+13.4%	180,718	-3.3%	0.00%	–
AOD	Sell	ALPINE TOTAL DYNAMIC DIVIDEND	$165,000	-0.6%	20,015	-8.6%	0.00%	–
AWP	Sell	ALPINE GLOBAL PREMIER PROPRT	$639,000	-35.8%	111,836	-42.4%	0.00%	–
PEBPRC	Exit	PEBBLEBROOK HOTEL TRUST S-C 6 1/2pfd ser c 6.50%	$0	–	-39,009	-100.0%	0.00%	–
XIN	Sell	XINYUAN REAL ESTATE CO LTDspons adr	$129,000	-50.2%	29,372	-43.8%	0.00%	–
SBGL	Exit	SIBANYE GOLD LTD - ADRsponsored adr	$0	–	-18,604	-100.0%	0.00%	–
CWCO	Sell	CONSOLIDATED WATER CO-ORD SHord	$374,000	-10.1%	32,128	-16.3%	0.00%	–
ASX	Sell	ADVANCED SEMICONDUCTOR E- ADRsponsored adr	$763,000	-18.4%	117,838	-36.5%	0.00%	–
HOLI	Sell	HOLLYSYS AUTOMATION TECHNOLOGI	$562,000	-9.4%	33,214	-2.1%	0.00%	–
CLLS	Exit	CELLECTIS - ADRsponsored ads	$0	–	-14,707	-100.0%	0.00%	–
ORIG	Sell	OCEAN RIG UDW INC	$20,000	-93.3%	71,668	-58.5%	0.00%	–
PME	Sell	PINGTAN MARINE ENTERPRISE LT	$224,000	+166.7%	46,810	-4.0%	0.00%	–
SGF	Sell	SINGAPORE FD INC	$171,000	-77.1%	15,861	-81.6%	0.00%	–
GCH	Sell	GREATER CHINA FD INC	$145,000	-52.0%	13,869	-60.1%	0.00%	–
AEF	Sell	ABERDEEN CHILE FUND INC	$274,000	+12.3%	39,328	-4.0%	0.00%	–
AUDC	Sell	AUDIOCODES LTDord	$212,000	-51.4%	30,418	-55.7%	0.00%	–
CRNT	Sell	CERAGON NETWORKS LTDord	$237,000	-16.0%	72,843	-32.6%	0.00%	–
ELOS	Sell	SYNERON MEDICAL LTD	$192,000	-47.7%	18,258	-58.4%	0.00%	–
FCAU	Sell	FIAT CHRYSLER AUTOMOBILES NV	$949,000	-16.2%	86,878	-30.1%	0.00%	-100.0%
HGGGQ	Exit	HHGREGG INC -REDH	$0	–	-66,396	-100.0%	0.00%	–
CTIC	Exit	CTI BIOPHARMA CORP	$0	–	-1,169,997	-100.0%	0.00%	–
GSL	Sell	GLOBAL SHIP LEASE INC	$22,000	-37.1%	15,004	-35.9%	0.00%	–
HNTUF	Sell	HUNTER MARITIME ACQUISITION CORPunit 99/99/9999	$1,036,000	-31.8%	99,700	-33.4%	0.00%	-100.0%
NNA	Sell	NAVIOS MARITIME ACQUISITION	$667,000	+0.6%	388,359	-0.6%	0.00%	–
TSL	Exit	TRINA SOLAR LTD -ADRspon adr	$0	–	-22,001	-100.0%	0.00%	–
DRA	Exit	DIVERSIFIED REAL ASST INC FD	$0	–	-64,028	-100.0%	0.00%	–
MFRI	Exit	MFRI INC	$0	–	-14,425	-100.0%	0.00%	–
GLO	Exit	CLOUGH GLOBAL OPPORTUNTS FNDsh ben int	$0	–	-29,399	-100.0%	0.00%	–
SPRT	Exit	SUPPORT.COM INC	$0	–	-312,303	-100.0%	0.00%	–
GGN	Exit	GABELLI GLBL GOLD NTRL RES	$0	–	-25,514	-100.0%	0.00%	–
ARCO	Exit	ARCOS DORADOS HOLDINGS INC-A	$0	–	-34,524	-100.0%	0.00%	–
GDL	Exit	GABELLI GLOBAL DEAL FUND	$0	–	-10,342	-100.0%	0.00%	–
ANWWQ	Exit	AEGEAN MARINE PETROLEUM NETW	$0	–	-52,069	-100.0%	0.00%	–
TBIO	Exit	TRANSGENOMIC INC COM	$0	–	-13,347	-100.0%	0.00%	–
FXCM	Exit	FXCM INC - Acl a new	$0	–	-32,820	-100.0%	0.00%	–
APHB	Exit	AMPLIPHI BIOSCIENCES CORP	$0	–	-17,690	-100.0%	0.00%	–
SPY	Exit	SPDR TR UNIT SER 1 ON AMEXtr unit	$0	–	-908	-100.0%	0.00%	–
COOL	Exit	MAJESCO ENTERTAINMENT CO	$0	–	-27,631	-100.0%	0.00%	–
PACE	Exit	PACE HOLDINGS CORPcl a	$0	–	-23,885	-100.0%	0.00%	–
PACEW	Exit	PACE HOLDINGS CORP-CW20*w exp 99/99/999	$0	–	-175,000	-100.0%	0.00%	–
NML	Exit	NEUBERGER BERMAN MLP INCOME FUND	$0	–	-33,135	-100.0%	0.00%	–
BSMX	Exit	GRUPO FIN SANTANDER - ADR B	$0	–	-45,250	-100.0%	0.00%	–
	Exit	TSL 3 1/2 06/15/19dbcv 3.500% 6/1	$0	–	-1,000,000	-100.0%	0.00%	–
MBLX	Exit	METABOLIX INC	$0	–	-36,575	-100.0%	0.00%	–
GMZ	Exit	GOLDMAN SACHS MLP INCOME OPPORTUNITIES FUND	$0	–	-11,360	-100.0%	0.00%	–
TNXP	Exit	TONIX PHARMACEUTICALS HOLDING CORP	$0	–	-101,710	-100.0%	0.00%	–
CUR	Exit	NEURALSTEM INC	$0	–	-1,026,405	-100.0%	0.00%	–
TPLMQ	Exit	TRIANGLE PETROLEUM CORP	$0	–	-371,147	-100.0%	0.00%	–
TNP	Exit	TSAKOS ENERGY NAVIGATION LTD	$0	–	-29,686	-100.0%	0.00%	–
CLMS	Exit	CALAMOS ASSET MANAGEMENT-Acl a	$0	–	-125,282	-100.0%	0.00%	–
QPAC	Exit	QUINPARIO ACQUISITION CORP 2	$0	–	-19,538	-100.0%	0.00%	–
HNRG	Sell	HALLADOR ENERGY CO	$916,000	-34.5%	114,505	-25.7%	0.00%	-100.0%
BPL	Exit	BUCKEYE PARTNERS L P UNIT LTD PARTNunit ltd partn	$0	–	-4,902	-100.0%	0.00%	–
IRGTQ	Exit	IGNITE RESTAURANT GROUP INC	$0	–	-45,038	-100.0%	0.00%	–
HIMX	Sell	HIMAX TECHNOLOGIES INC - ADRsponsored adr	$509,000	-2.1%	55,892	-35.2%	0.00%	–
WIA	Exit	WESTERN ASSET/CLAYMORE INFLATI	$0	–	-33,917	-100.0%	0.00%	–
MNKD	Exit	MANNKIND CORP COM	$0	–	-2,309,955	-100.0%	-0.00%	–
SWNC	Exit	SWN 6 1/4	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	YAMANA GOLD INC	$0	–	-449,072	-100.0%	-0.00%	–
CLACU	Exit	CAPITOL ACQUISITION CORP IIIunit 99/99/9999	$0	–	-155,000	-100.0%	-0.00%	–
	Exit	METHANEX CORP	$0	–	-40,670	-100.0%	-0.00%	–
CNVAF	Exit	CNOVA NV	$0	–	-208,708	-100.0%	-0.00%	–
HCAC	Exit	HENNESSY CAPITAL ACQUISITION CORP II	$0	–	-252,983	-100.0%	-0.00%	–
	Exit	NOW 0 11/01/18note 11/0	$0	–	-2,000,000	-100.0%	-0.00%	–
ACAS	Exit	AMERICAN CAPITAL STRATEGIES COM	$0	–	-97,129	-100.0%	-0.00%	–
TNGO	Exit	TANGOE INC	$0	–	-263,895	-100.0%	-0.00%	–
ACAT	Exit	ARCTIC CAT INC COM	$0	–	-95,020	-100.0%	-0.00%	–
	Exit	WDAY 0 3/4 07/15/18note 0.750% 7/1	$0	–	-3,000,000	-100.0%	-0.00%	–
QTM	Exit	QUANTUM CORP COM DSSG	$0	–	-1,476,352	-100.0%	-0.00%	–
	Exit	BLACKBERRY LTD	$0	–	-226,852	-100.0%	-0.00%	–
DTLK	Exit	DATALINK CORP COM	$0	–	-139,010	-100.0%	-0.00%	–
CLCD	Exit	COLUCID PHARMACEUTICALS INC	$0	–	-53,805	-100.0%	-0.00%	–
QUNR	Exit	QUNAR CAYMAN ISLANDS LTD - ADRspns adr cl b	$0	–	-73,163	-100.0%	-0.00%	–
PACEU	Exit	PACE HOLDINGS CORPunit 99/99/9999	$0	–	-153,600	-100.0%	-0.00%	–
	Exit	KINROSS GOLD CORP	$0	–	-552,698	-100.0%	-0.00%	–
VIP	Exit	VIMPELCOM LTD-SPON ADRsponsored adr	$0	–	-609,130	-100.0%	-0.00%	–
	Exit	MOH 1 1/8 01/15/20note 1.125% 1/1	$0	–	-1,000,000	-100.0%	-0.00%	–
	Exit	CAMECO CORP	$0	–	-176,980	-100.0%	-0.00%	–
LIOX	Exit	LIONBRIDGE TECHNOLOGIES INC COM	$0	–	-426,545	-100.0%	-0.00%	–
ELNK	Exit	EARTHLINK INC COM	$0	–	-903,814	-100.0%	-0.00%	–
MEET	Exit	MEETME INC	$0	–	-676,832	-100.0%	-0.00%	–
	Exit	GILDAN ACTIVEWEAR INC	$0	–	-135,160	-100.0%	-0.00%	–
AEPI	Exit	AEP INDS INC COM	$0	–	-46,143	-100.0%	-0.00%	–
IL	Exit	INTRALINKS HOLDINGS INC	$0	–	-319,986	-100.0%	-0.00%	–
FDML	Exit	FEDERAL MOGUL CORP	$0	–	-331,988	-100.0%	-0.00%	–
	Exit	NEM 1 5/8 07/15/17 REGnote 1.625% 7/1	$0	–	-3,819,000	-100.0%	-0.00%	–
	Exit	SWAY 4 1/2 10/15/17 REGnote 4.500%10/1	$0	–	-4,000,000	-100.0%	-0.00%	–
AMCC	Exit	APPLIED MICRO CIRCUITS CORP COM	$0	–	-633,117	-100.0%	-0.00%	–
DCUD	Exit	D 6 3/4 08/15/2019unit 08/15/2019	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	SILVER WHEATON CORP	$0	–	-207,089	-100.0%	-0.00%	–
NILE	Exit	BLUE NILE INC	$0	–	-86,453	-100.0%	-0.00%	–
	Exit	ENCANA CORP	$0	–	-422,466	-100.0%	-0.00%	–
	Exit	OPEN TEXT CORP	$0	–	-56,421	-100.0%	-0.00%	–
	Exit	TSL 4 10/15/19note 4.000%10/1	$0	–	-4,050,000	-100.0%	-0.00%	–
WCIC	Exit	WCI COMMUNITIES INC	$0	–	-160,592	-100.0%	-0.00%	–
	Exit	AMAG 2 1/2 02/15/19note 2.500% 2/1	$0	–	-3,000,000	-100.0%	-0.00%	–
	Exit	IMPERIAL OIL LTD	$0	–	-131,487	-100.0%	-0.00%	–
GLD	Exit	STREETTRACKS GOLD TRUST	$0	–	-54,000	-100.0%	-0.00%	–
VASC	Exit	VASCULAR SOLUTIONS INC	$0	–	-128,728	-100.0%	-0.00%	–
BATS	Exit	BATS GLOBAL MARKETS INC	$0	–	-183,295	-100.0%	-0.00%	–
	Exit	AGRIUM INC	$0	–	-58,692	-100.0%	-0.00%	–
APOL	Exit	APOLLO GROUP INC CL Acl a	$0	–	-789,902	-100.0%	-0.00%	–
CYNO	Exit	CYNOSOSURE INC-CLASS Acl a	$0	–	-188,902	-100.0%	-0.00%	–
CDEVW	Exit	CENTENNIAL RESOURCE DEV WARRANT*w exp 02/23/202	$0	–	-1,094,107	-100.0%	-0.00%	–
IQNT	Exit	INTELIQUENT INC	$0	–	-351,021	-100.0%	-0.00%	–
	Exit	MCHP 2 1/8 12/15/37sdcv 2.125%12/1	$0	–	-3,000,000	-100.0%	-0.00%	–
GNL	Exit	GLOBAL NET LEASE INC	$0	–	-1,214,770	-100.0%	-0.00%	–
TASR	Exit	TASER INTL INC COM	$0	–	-390,270	-100.0%	-0.00%	–
	Exit	BARRICK GOLD CORP	$0	–	-521,840	-100.0%	-0.00%	–
RH	Exit	RESTORATION HARDWARE HOLDINGS INC	$0	–	-281,507	-100.0%	-0.00%	–
	Exit	TTWO 1 07/01/2018note 1.000% 7/0	$0	–	-3,305,000	-100.0%	-0.00%	–
	Exit	AGNICO EAGLE MINES LTD	$0	–	-217,445	-100.0%	-0.00%	–
PLKI	Exit	POPEYES LOUISIANA KITCHEN INC	$0	–	-165,946	-100.0%	-0.01%	–
	Exit	NVDA 1 12/01/18note 1.000%12/0	$0	–	-2,000,000	-100.0%	-0.01%	–
HWAY	Exit	HEALTHWAYS INC	$0	–	-429,010	-100.0%	-0.01%	–
SCOR	Exit	COMSCORE INC	$0	–	-357,149	-100.0%	-0.01%	–
	Exit	BCE INC	$0	–	-267,876	-100.0%	-0.01%	–
YDKN	Exit	YADKIN VALLEY FINANCIAL CORP	$0	–	-376,903	-100.0%	-0.01%	–
SYRG	Exit	SYNERGY RESOURCES CORP	$0	–	-1,428,711	-100.0%	-0.01%	–
QGEN	Exit	QIAGEN N V ORD	$0	–	-443,648	-100.0%	-0.01%	–
SCAI	Exit	SURGICAL CARE AFFILIATES INC	$0	–	-279,032	-100.0%	-0.01%	–
	Exit	MANULIFE FINL CORP	$0	–	-882,103	-100.0%	-0.01%	–
MEG	Exit	MEDIA GEN INC CL A	$0	–	-763,429	-100.0%	-0.01%	–
LOCK	Exit	LIFELOCK INC	$0	–	-589,174	-100.0%	-0.01%	–
NYRT	Exit	NEW YORK REIT INC	$0	–	-1,459,574	-100.0%	-0.01%	–
GK	Exit	G & K SVCS INC CL Acl a	$0	–	-152,572	-100.0%	-0.01%	–
	Exit	ENBRIDGE INC	$0	–	-417,826	-100.0%	-0.01%	–
CLNY	Exit	COLONY FINANCIAL INCcl a	$0	–	-805,361	-100.0%	-0.01%	–
SWHC	Exit	SMITH & WESSON HLDG CORP	$0	–	-794,167	-100.0%	-0.01%	–
MFS	Exit	MANITOWOC FOODSERVICE INC	$0	–	-956,334	-100.0%	-0.01%	–
ARIA	Exit	ARIAD PHARMACEUTICALS INC COM	$0	–	-1,534,851	-100.0%	-0.01%	–
NSAM	Exit	NORTHSTAR ASSET MANAGEMENT	$0	–	-1,292,557	-100.0%	-0.01%	–
NRF	Exit	NORTHSTAR REALTY FINANCE CORP	$0	–	-1,287,886	-100.0%	-0.01%	–
DW	Exit	DREW INDS INC COM NEW	$0	–	-199,981	-100.0%	-0.01%	–
TSRA	Exit	TESSERA HOLDING	$0	–	-554,761	-100.0%	-0.01%	–
ISIL	Exit	INTERSIL CORP CL Acl a	$0	–	-1,100,261	-100.0%	-0.01%	–
TMH	Exit	TEAM HEALTH HOLDINGS INC	$0	–	-543,342	-100.0%	-0.01%	–
EQY	Exit	EQUITY ONE COM	$0	–	-785,905	-100.0%	-0.01%	–
CSAL	Exit	COMMUNICATION SALES & LEASING INC	$0	–	-1,075,230	-100.0%	-0.01%	–
GPT	Exit	GRAMERCY PROPERTY TRUST	$0	–	-3,041,877	-100.0%	-0.01%	–
CLC	Exit	CLARCOR INC COM	$0	–	-363,114	-100.0%	-0.01%	–
	Exit	GY 4.0625 12/31/39sdcv 4.062%12/3	$0	–	-16,570,000	-100.0%	-0.02%	–
MENT	Exit	MENTOR GRAPHICS CORP COM	$0	–	-864,224	-100.0%	-0.02%	–
ENH	Exit	ENDURANCE SPECIALTY HOLDINGS	$0	–	-470,389	-100.0%	-0.02%	–
HAR	Exit	HARMAN INTL INDS INC COM	$0	–	-641,626	-100.0%	-0.03%	–
SBAC	Exit	SBA COMMUNICATIONS CORP COM	$0	–	-897,702	-100.0%	-0.04%	–
FTI	Exit	FMC TECHNOLOGIES INC COM	$0	–	-2,721,705	-100.0%	-0.04%	–
A104PS	Exit	HILTON WORLDWIDE HOLDINGS IN	$0	–	-3,646,725	-100.0%	-0.05%	–
LLL	Exit	L-3 COMMUNICATIONS HLDGS IN COM	$0	–	-694,974	-100.0%	-0.05%	–
GGP	Exit	GENERAL GROWTH PPTYS INC COM	$0	–	-6,122,554	-100.0%	-0.07%	–
LLTC	Exit	LINEAR TECHNOLOGY CORP COM	$0	–	-2,502,131	-100.0%	-0.07%	–
STJ	Exit	ST JUDE MED INC COM	$0	–	-2,530,071	-100.0%	-0.09%	–
SE	Exit	SPECTRA ENERGY CORP	$0	–	-6,060,316	-100.0%	-0.12%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

GEODE CAPITAL MANAGEMENT LP #2

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR/A filed 2017-06-21

Signatures

The EDGAR filing(s) were signed by:

Jeffrey S. Miller — Chief Operating Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE INC	42	Q3 2023	6.6%
MICROSOFT CORP COM	42	Q3 2023	5.9%
AMAZON COM INC COM	42	Q3 2023	3.9%
EXXON MOBIL CORP COM	42	Q3 2023	2.4%
JOHNSON & JOHNSON COM	42	Q3 2023	1.6%
BERKSHIRE HATHAWAY INC DEL CL B	42	Q3 2023	1.5%
META PLATFORMS INC-CLASS A	42	Q3 2023	1.9%
JPMORGAN CHASE & CO	42	Q3 2023	1.4%
PROCTER & GAMBLE CO/THE	42	Q3 2023	1.3%
PFIZER INC COM	42	Q3 2023	1.1%

View GEODE CAPITAL MANAGEMENT, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

GEODE CAPITAL MANAGEMENT, LLC Q1 2017 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Fat Brands, Inc	February 14, 2023	79,888	6.3%
JAKKS PACIFIC INC	February 14, 2017	1,506,229	6.6%

View GEODE CAPITAL MANAGEMENT, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-13
13F-HR	2024-02-13
13F-HR	2023-11-13
13F-HR	2023-08-11
13F-HR	2023-05-15
SC 13G/A	2023-02-14
13F-HR	2023-02-13
13F-HR	2022-11-14
13F-HR	2022-08-12
13F-HR	2022-05-13

View GEODE CAPITAL MANAGEMENT, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported has been restated
The reported has been amended

Export GEODE CAPITAL MANAGEMENT, LLC's holdings

GEODE CAPITAL MANAGEMENT, LLC - Q1 2017 holdings