This page lists the SEC filings reported by LAZARD ASSET MANAGEMENT LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2017-02-14 | LAZARD ASSET MANAGEMENT LLC | J C PENNEY CO INC | 10,030 | 0.0% | EDGAR |
| SC 13G/A | 2017-02-14 | LAZARD ASSET MANAGEMENT LLC | SIGNET JEWELERS LTD | 0 | 0.0% | EDGAR |
| SC 13G/A | 2017-02-13 | LAZARD ASSET MANAGEMENT LLC | TEMPLETON EMERGING MARKETS FUND | 1,253,546 | 7.0% | EDGAR |
| SC 13G/A | 2017-02-13 | LAZARD ASSET MANAGEMENT LLC | THAI FUND, INC. | 898,321 | 7.4% | EDGAR |
| SC 13G/A | 2017-02-13 | LAZARD ASSET MANAGEMENT LLC | GDL FUND | 1,366,781 | 6.8% | EDGAR |
| SC 13G/A | 2017-02-13 | LAZARD ASSET MANAGEMENT LLC | Madison Square Garden Co | 2,322,804 | 12.0% | EDGAR |
| SC 13G/A | 2017-02-10 | LAZARD ASSET MANAGEMENT LLC | Morgan Stanley China A Share Fund, Inc. | 3,922,133 | 17.9% | EDGAR |
| SC 13G/A | 2017-02-10 | LAZARD ASSET MANAGEMENT LLC | MORGAN STANLEY EMERGING MARKETS FUND INC | 2,544,679 | 17.6% | EDGAR |
| SC 13G/A | 2017-02-10 | LAZARD ASSET MANAGEMENT LLC | NEW GERMANY FUND INC | 2,119,001 | 13.2% | EDGAR |
| SC 13G/A | 2017-02-10 | LAZARD ASSET MANAGEMENT LLC | SWISS HELVETIA FUND, INC. | 2,417,555 | 8.6% | EDGAR |
| SC 13G/A | 2017-02-10 | LAZARD ASSET MANAGEMENT LLC | TEMPLETON DRAGON FUND INC | 3,586,994 | 10.3% | EDGAR |
| SC 13G/A | 2017-02-09 | LAZARD ASSET MANAGEMENT LLC | KOREA EQUITY FUND INC | 1,695,375 | 17.4% | EDGAR |
| SC 13G/A | 2017-02-09 | LAZARD ASSET MANAGEMENT LLC | KOREA FUND INC | 913,324 | 13.1% | EDGAR |
| SC 13G/A | 2017-02-09 | LAZARD ASSET MANAGEMENT LLC | LATIN AMERICAN DISCOVERY FUND, INC. | 778,543 | 11.4% | EDGAR |
| SC 13G/A | 2017-02-09 | LAZARD ASSET MANAGEMENT LLC | MEXICO EQUITY & INCOME FUND INC | 503,204 | 6.8% | EDGAR |
| SC 13G/A | 2017-02-09 | LAZARD ASSET MANAGEMENT LLC | MORGAN STANLEY ASIA-PACIFIC FUND, INC. | 758,106 | 5.5% | EDGAR |
| SC 13G/A | 2017-02-08 | LAZARD ASSET MANAGEMENT LLC | FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND | 894,948 | 17.0% | EDGAR |
| SC 13G/A | 2017-02-08 | LAZARD ASSET MANAGEMENT LLC | INDIA FUND INC | 3,062,263 | 10.6% | EDGAR |
| SC 13G/A | 2017-02-08 | LAZARD ASSET MANAGEMENT LLC | J C PENNEY CO INC | 18,952,579 | 6.2% | EDGAR |
| SC 13G/A | 2017-02-08 | LAZARD ASSET MANAGEMENT LLC | JAPAN SMALLER CAPITALIZATION FUND INC | 3,248,755 | 11.5% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.